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DICK WILLIAMS, as Sheriff, etc., Petitioner,
v.
THE SUPERIOR COURT OF SAN BERNARDINO COUNTY, Respondent; FREEDOM
NEWSPAPERS, INC., Real Party in Interest.
5 Cal.4th 337
No. S022639. Jun 7, 1993.
Superior Court of San Bernardino County, No. 26375, Ben T.
Kayashima, Judge.
Opinion by Panelli, J., expressing the unanimous view of the
court.
COUNSEL
Cotkin, Collins & Franscell, Paul N. Paquette, Keith A.
Fink and Scott A. Taryle for Petitioner.
Martin J. Mayer and Irving Berger as Amici Curiae on behalf
of Petitioner.
No appearance for Respondent.
Helsing & Wray, Mark Wray, Crosby, Heafey, Roach &
May, Peter W. Davis, John E. Carne, Erza Hendon, Thomas R. Burke
and Valarie Mark for Real Party in Interest. {Page 5 Cal.4th
341}
Edward M. Chen, Carol Sobel, Harold W. Fuson, Judith L. Fanshaw,
Brobeck, Phleger & Harrison and Neil L. Shapiro as Amici
Curiae on behalf of Real Party in Interest.
PANELLI, J.
This case requires us to interpret the California Public Records
Act. (Gov. Code, § 6250 et seq. [hereafter CPRA].) fn. 1
The particular provision at issue (§ 6254, subd. (f)) exempts
law enforcement investigatory files from the act's general requirement
of public disclosure. The underlying dispute arose out of a newspaper's
request for access to a county sheriff's records of disciplinary
proceedings against two deputies. After reviewing the requested
records in camera, the superior court ordered partial disclosure.
The Court of Appeal vacated that order and directed the lower
court to examine the records a second time, applying criteria
set out in the reviewing court's opinion.
We conclude that the Court of Appeal correctly vacated the
superior court's order but erred in articulating the scope of
the relevant exemption. Therefore, we shall remand the case for
further proceedings in accordance with the views set out below.
I. Background and Procedural History
On August 22, 1990, deputies of petitioner, the Sheriff of
San Bernardino County (Sheriff), executed a search warrant for
illegal drugs at the home of Daniel Morgan. The event attracted
public attention because Morgan, who did not in fact possess
drugs, was beaten and severely injured by deputies during the
raid. The Sheriff conducted separate administrative and criminal
investigations into the incident. The administrative investigation
culminated in disciplinary action against two deputies involved
in the raid. The criminal investigation led the district attorney
to file charges against one of the deputies, who was subsequently
tried and acquitted.
Real party in interest the Daily Press, a division of Freedom
Newspapers, Inc. (Daily Press), sought information about the
disciplinary proceedings under the CPRA. In its letter to the
Sheriff, the Daily Press specifically requested any "[r]eports
of disciplinary proceedings" and any "[r]ecommendations
from a deputy chief's review board." The Sheriff refused
the request in its entirety, asserting that all of the records
in question were exempt from {Page 5 Cal.4th 342} disclosure
as "peace officer personnel records" under Penal Code
sections 832.5 and 832.7 and could "only be obtained by
motion pursuant to Evidence Code section 1043." fn. 2
The Daily Press responded by calling the Sheriff's attention
to Bradshaw v. City of Los Angeles (1990) 221 Cal.App.3d 908
[270 Cal.Rptr. 711], which held that Penal Code section 832.7,
in accordance with its express terms, applies only to "
'criminal or civil proceeding[s].' " (Bradshaw v. City of
Los Angeles, supra, 221 Cal.App.3d at p. 921, quoting Pen. Code,
§ 832.7, italics omitted.) The Sheriff, however, still refused
to disclose the requested records, arguing that Bradshaw conflicted
with other, unnamed Court of Appeal decisions. As an additional
justification for refusing disclosure, the Sheriff invoked "privacy
interests" on behalf of the personnel in question and cited
a provision of the CPRA that authorizes the withholding of records
when disclosure "would constitute an unwarranted invasion
of personal privacy." (§ 6254, subd. (c).)
The Daily Press sought review of the Sheriff's decision by
initiating a proceeding under the CPRA in the superior court.
(See §§ 6258, 6259.) In its petition, the Daily Press
offered evidence to show that the records in question actually
existed: the Professional Standards Division of the San Bernardino
County Sheriff's Department had conducted an investigation and
prepared a report, the report had been reviewed by a board of
deputy chiefs, and the Sheriff, as a result of the investigation,
had fired one deputy and placed another on administrative leave.
The Daily Press also argued that the statutory provisions on
which the Sheriff relied did not justify his refusal to disclose
the requested records.
Based on the Daily Press's petition, the superior court issued
an order to show cause directing the Sheriff either to disclose
the records or to produce them for examination by the court in
camera. (See § 6259, subd. (a).) fn. 3 The court's order
covered three categories of documents: "(1) All reports
and {Page 5 Cal.4th 343} investigatory records concerning the
conduct of sheriff deputies during the August 22, 1990 raid at
the home and business of Daniel Morgan;" "(2) [a]ll
recommendations for discipline against deputies involved in the
Morgan raid;" and "(3) [a]ll records of discipline
imposed against any deputies involved, including documents showing
the reasons for such discipline ...."
Despite the order to show cause, the Sheriff initially refused
either to disclose the records or to produce them for examination
by the court. To explain his refusal, the Sheriff argued that
the CPRA's provision for the examination of records in camera
(§ 6259, subd. (a)) did not apply to records that the CPRA
exempted from public disclosure. The Sheriff asserted that the
requested records were expressly exempt from disclosure under
section 6254, subdivision (f) (hereafter referred to in text
as subdivision (f)), as investigatory records maintained by a
law enforcement agency. fn. 4 Apparently abandoning the position
that he had taken in his letters to the Daily Press, the Sheriff
did not assert that disclosure was prohibited by Penal Code sections
{Page 5 Cal.4th 344} 832.5 and 832.7 or by the CPRA provision
addressing "unwarranted invasion[s] of personal privacy"
(§ 6254, subd. (c)).
The superior court rejected the Sheriff's argument that it
was not entitled to inspect the records in camera and, once again,
ordered him to produce them for that purpose. The Sheriff then
petitioned the Court of Appeal for a writ of mandate to compel
the superior court to set aside its order. The Court of Appeal
denied the petition, noting that "[t]he language of ...
section 6259 expressly permits the court to conduct an in camera
review, fn. [5] and [that] such a review is appropriate wherever
materials sought to be protected may be only partially exempt."
The court also expressed "concern over the legitimacy of
[the Sheriff's] current position that the records are in fact
investigatory files under ... subdivision (f)" in view of
the Sheriff's having "originally asserted that the records
were privileged as personnel records, pursuant to ... section
6254, subdivision (c), and Penal Code section 832.7."
On remand, the superior court ordered the Sheriff to lodge
the requested records with the court under seal, together with
"a written statement of reasons for exempting any particular
information contained in the records." The court also ordered
the Sheriff to provide the Daily Press with "an index describing
the records being lodged." The index that the Sheriff gave
to the Daily Press divided the records into two categories: an
"administrative investigation file" consisting of 59
documents and tape recordings, and a "criminal investigation
file" consisting of 30 documents. Following the review in
camera, the court issued an order granting the Daily Press access
{Page 5 Cal.4th 345} to 10 documents in their entirety and to
another 28 after the redaction of exempt information. The order
denied access completely to 29 documents.
The Sheriff again petitioned the Court of Appeal for a writ
of mandate, arguing that all of the requested records were exempt
from disclosure under subdivision (f). The Daily Press also requested
relief, arguing that the superior court had committed various
procedural errors. Specifically, the superior court's order addressed
only 67 of the 89 records listed in the Sheriff's index and did
not specify whether particular records came from the administrative
or the criminal files. The superior court had also relied, in
some instances, on nonstatutory grounds for refusing disclosure.
For example, the court had justified the withholding of certain
documents with the cryptic term "cumulative." Finally,
the Daily Press asked that the Sheriff be ordered to provide
a more detailed index of the records in question and that the
superior court be ordered to hold a hearing to permit the Daily
Press to contest the applicability of subdivision (f). (Cf. §
6259, subd. (a) [permitting but not requiring the superior court
to hear oral argument].)
The Court of Appeal summarily denied the petition for mandate.
We granted review, stayed the order of disclosure, and transferred
the case to the Court of Appeal with directions to issue an alternative
writ. After briefing and argument, the Court of Appeal issued
a written opinion vacating the trial court's order and directing
it to conduct further review in camera in accordance with standards
set out in the opinion.
In attempting to set standards for determining whether particular
records would be exempt from disclosure, the Court of Appeal
articulated two limitations on the subdivision (f) exemption
that do not appear on the face of the statute.
The first such limitation resulted from the Court of Appeal's
decision to incorporate into California law certain evaluative
criteria set out in the federal Freedom of Information Act (5
U.S.C. § 552 [hereafter FOIA]). The FOIA, like the CPRA,
permits the withholding of "records or information compiled
for law enforcement purposes." (5 U.S.C. § 552(b)(7).)
In contrast to the CPRA, however, the FOIA permits withholding
"only to the extent that the production of such law enforcement
records or information (A) could reasonably be expected to interfere
with enforcement proceedings, (B) would deprive a person of a
right to a fair trial or an impartial adjudication, (C) could
reasonably be expected to constitute an unwarranted invasion
of personal privacy, (D) could reasonably be expected to disclose
the identity of a confidential source, including a State, local,
or foreign agency or authority or any private institution which
furnished information on a confidential basis, and, in the case
of a record or information compiled by a {Page 5 Cal.4th 346}
criminal law enforcement authority in the course of a criminal
investigation or by an agency conducting a lawful national security
intelligence investigation, information furnished by a confidential
source, (E) would disclose techniques and procedures for law
enforcement investigations or prosecutions, or would disclose
guidelines for law enforcement investigations or prosecutions
if such disclosure could reasonably be expected to risk circumvention
of the law, or (F) could reasonably be expected to endanger the
life or physical safety of any individual ...." (5 U.S.C.
§ 552(b)(7).) By incorporating these criteria into the CPRA,
the Court of Appeal in effect held that the Sheriff's law enforcement
records would not be exempt from disclosure, despite the express
exemption set out in subdivision (f), unless the Sheriff could
satisfy one or more of the FOIA criteria.
The second nonstatutory limitation that the Court of Appeal
imposed on the subdivision (f) exemption affects the category
of records that are not exempt from disclosure on their face
but become exempt because of their inclusion in an investigatory
file. (See American Civil Liberties Union Foundation v. Deukmejian
(1982) 32 Cal.3d 440, 449, fn. 10 [186 Cal.Rptr. 235, 651 P.2d
822]; Younger v. Berkeley City Council (1975) 45 Cal.App.3d 825,
833 [119 Cal.Rptr. 830]; Black Panther Party v. Kehoe (1974)
42 Cal.App.3d 645, 654 [117 Cal.Rptr. 106]; cf. Uribe v. Howie
(1971) 19 Cal.App.3d 194, 212-213 [96 Cal.Rptr. 493].) Although
the Court of Appeal's discussion of the point is somewhat cryptic,
the court appears to have held that such records remain exempt
only so long as they continue to relate to a "pending"
investigation. The Court of Appeal's holding affects this case
because the Sheriff has completed his investigations into the
conduct of the deputies who participated in the raid on Morgan's
home.
We granted the Sheriff's petition for review.
II. Discussion
At the heart of the CPRA is the declaration that "every
person has a right to inspect any public record, except as hereafter
provided." (§ 6253, subd. (a).) In other words, all
public records are subject to disclosure unless the Legislature
has expressly provided to the contrary.
This case requires us to interpret the express exemption contained
in subdivision (f) for law enforcement investigatory records.
Throughout this litigation the Sheriff has resisted public disclosure
on the ground that the subdivision (f) exemption is "absolute."
However, it is clear that the exemption is not literally "absolute."
In the first place, subdivision (f), itself, requires the disclosure
of certain specified information. In the second place, {Page
5 Cal.4th 347} section 6259 expressly authorizes the superior
court, upon a sufficient showing, to examine records in camera
to determine whether they are being improperly withheld. Although
the Sheriff originally argued that the subdivision (f) exemption
was so "absolute" as to preclude even review in camera,
he has now abandoned that position.
The Sheriff still maintains that subdivision (f) is "absolute,"
but a close examination of his argument shows that he is properly
advancing in this court only two objections to the decision below.
The Sheriff's first objection is to the Court of Appeal's holding
that the trial court must apply the FOIA criteria in deciding
questions arising under the CPRA. The Sheriff's second objection
is to the Court of Appeal's holding that the exemption for investigatory
files terminates when the investigation terminates. These are
the issues properly before us.
It is also important to make clear what is not properly before
us. While the Sheriff does contend that subdivision (f) protects
the criminal investigation file, he does not contend that subdivision
(f) protects the administrative investigation file related to
the disciplinary proceedings. Instead, the Sheriff asserts that
the latter is exempt from disclosure under other provisions of
the CPRA, including section 6254, subdivisions (c), fn. 6 (k),
fn. 7 and (p), fn. 8 and section 6255. fn. 9 The parties dispute
whether the Sheriff adequately preserved these additional claims
of exemption by raising them in the superior court. Neither the
superior court nor the Court of Appeal addressed these claims.
Moreover, the Sheriff did not designate any issues based upon
these claims in his petition for review. For these reasons, and
because the claims involve unresolved factual issues, we shall
remand them to the superior court for consideration in the first
instance without any opinion as to their merit.
Two additional claims are not properly before us. The first
is the Sheriff's contention that the federal and state constitutional
rights to privacy bar the {Page 5 Cal.4th 348} disclosure of
records of criminal arrests and investigations that do not lead
to convictions-a contention not presented to the lower courts.
The second is the Daily Press's request for a more detailed index
of the records lodged with the superior court for examination
in camera. The Court of Appeal denied this request, and the Daily
Press did not petition for review or designate the issue in its
answer to the Sheriff's petition. We do not ordinarily consider
such issues and see no reason to do so in this case.
We thus turn to the issues that are properly before us.
A. The CPRA's Exemption for Law Enforcement Investigatory
Records Does Not Incorporate the FOIA Criteria.
[1a] As mentioned, the Court of Appeal held that subdivision
(f), the CPRA's exemption for law enforcement investigatory records,
was limited by the FOIA criteria. We conclude that the holding
must be rejected as inconsistent with the language, history,
and intent of the statute.
It is important at the outset to understand the structure
of subdivision (f), a complicated provision that has undergone
many revisions since its enactment in 1968. (Stats. 1968, ch.
1473, § 39, p. 2947.) At the most basic level, subdivision
(f) is a part of section 6254, which sets out several exemptions
from the CPRA's general rule of disclosure. Section 6254, and
subdivision (f), begin by articulating a broad exemption in these
words:
"Except as provided in Section 6254.7 [which concerns
air pollution data], nothing in this chapter [i.e., the CPRA]
shall be construed to require the disclosure of records that
are any of the following:
" * * *
"(f) Records of complaints to, or investigations conducted
by, or records of intelligence information or security procedures
of, the office of the Attorney General and the Department of
Justice, and any state or local police agency, or any investigatory
or security files compiled by any other state or local police
agency, or any investigatory or security files compiled by any
other state or local agency for correctional, law enforcement,
or licensing purposes ...."
The sentence just quoted continues with language designed
to provide access to information contained in law enforcement
investigatory records without, however, requiring disclosure
of the records themselves in most cases: {Page 5 Cal.4th 349}
"... except that state and local law enforcement agencies
shall disclose the names and addresses of persons involved in,
or witnesses other than confidential informants to, the incident,
the description of any property involved, the date, time, and
location of the incident, all diagrams, statements of the parties
involved in the incident, the statements of all witnesses, other
than confidential informants, to the victims of an incident,
or an authorized representative thereof, an insurance carrier
against which a claim has been or might be made, and any person
suffering bodily injury or property damage or loss, as the result
of the incident caused by arson, burglary, fire, explosion, larceny,
robbery, vandalism, vehicle theft, or a crime as defined by subdivision
(c) of Section 13960 [i.e., one that renders its victim eligible
for compensation from the Restitution Fund] ...."
The main part of subdivision (f) concludes with language that
limits the obligation to disclose information derived from investigatory
records when disclosure would entail certain identified risks.
Specifically, the agency "shall disclose" the required
information "unless the disclosure would endanger the safety
of a witness or other person involved in the investigation, or
unless disclosure would endanger the successful completion of
the investigation or a related investigation. However, nothing
in this division shall require the disclosure of that portion
of those investigative files which reflect the analysis or conclusions
of the investigating officer." (Italics added.)
In summary, subdivision (f), up to this point, (1) articulates
a broad exemption from disclosure for law enforcement investigatory
records, (2) requires law enforcement agencies to provide certain
information derived from the records about the incidents under
investigation, and (3) permits the withholding of information
that (a) would endanger the safety of a witness or other person,
(b) would endanger the successful completion of an investigation,
or (c) reflects the analysis or conclusions of investigating
officers.
Subdivision (f) concludes with two subparts that require law
enforcement agencies to disclose information about arrests and
arrestees (§ 6254, subd. (f)(1)) and about complaints and
requests for assistance (id., subd. (f)(2)). As before, however,
these additional disclosure requirements do not apply "to
the extent that disclosure of a particular item of information
would endanger the safety of a person involved in an investigation
or would endanger the successful completion of the investigation
or a related investigation." (§ 6254, subd. (f), 2d
par.)
With this background one can appreciate the effect of the
Court of Appeal's decision to engraft the FOIA criteria onto
California's statutory scheme. Without the FOIA criteria, subdivision
(f) makes law enforcement {Page 5 Cal.4th 350} investigatory
records exempt from disclosure. The required disclosures of information
derived from the records about incidents, arrests, and complaints
need not, in most cases, entail disclosure of the records themselves.
(See, e.g., Furnishing Copies of Arrest or Complaint Reports,
65 Ops.Cal.Atty.Gen. 563 (1982) [while a law enforcement agency
must provide certain information about arrests under subdivision
(f), the arrest reports themselves are exempt from disclosure].)
As courts have recognized, the provisions that require the disclosure
of information " 'extend public access to information contained
in agency records ... themselves exempted from disclosure by
... subdivision (f).' " (City of Santa Rosa v. Press Democrat
(1986) 187 Cal.App.3d 1315, 1321 [232 Cal.Rptr. 445].)
In contrast, subdivision (f), as the Court of Appeal interpreted
it, would exempt investigatory records "only to the extent
that disclosure of the information would" trigger one of
the six FOIA criteria. Thus, a law enforcement agency faced with
a request for investigatory records would have the burden of
establishing that disclosure would interfere with enforcement,
threaten a fair trial, invade a person's privacy, disclose confidential
information or sources, disclose investigative techniques, or
endanger the life of law enforcement personnel. (See City of
Santa Rosa v. Press Democrat, supra, 187 Cal.App.3d at p. 1321;
see also 5 U.S.C. § 552(b)(7).)
The most obvious and important objection to the Court of Appeal's
interpretation of subdivision (f) is that it finds no support
in the statutory language. [2] Our primary task in construing
a statute is to determine the Legislature's intent, and "[t]he
statutory language, of course, is the best indicator of legislative
intent." (Adoption of Kelsey S. (1992) 1 Cal.4th 816, 826
[4 Cal.Rptr.2d 615, 823 P.2d 1216].) [1b] In drafting subdivision
(f) the Legislature expressly imposed several precise limitations
on the confidentiality of law enforcement investigatory records.
Clearly the Legislature was capable of articulating additional
limitations if that is what it had intended to do.
Moreover, the Legislature has already enacted appropriate
statutory provisions to address the concerns articulated in the
FOIA criteria. Protection against "unwarranted invasion[s]
of personal privacy" (5 U.S.C. § 552(b)(7)(C)) is found
in section 6254, subdivision (c), of the CPRA, which exempts
"[p]ersonnel, medical, or similar files, the disclosure
of which would constitute an unwarranted invasion of personal
privacy." Protection for "the identity of a confidential
source" and the "information furnished by a confidential
source" (5 U.S.C. § 552(b)(7)(D)) is found in subdivision
(f) which exempts the "statements" and the "names
and addresses of ... confidential informants ...." Protection
for information {Page 5 Cal.4th 351} that "could reasonably
be expected to endanger the life or physical safety of any individual"
(5 U.S.C. § 552(b)(7)(F)) is also found in subdivision (f),
which does not require disclosures that "would endanger
the safety of a person involved in an investigation ...."
The remaining FOIA criteria, which address "interfere[nce]
with enforcement proceedings" (5 U.S.C. § 552(b)(7)(A)),
protection of "the right to a fair trial" (id., §
552(b)(7)(B)), and the "disclos[ure] [of] techniques and
procedures for law enforcement investigations or prosecutions"
(id., § 552(b)(7)(E)), are addressed in the CPRA partly
through specific provisions fn. 10 and partly through a general,
catch- all exemption. The latter applies whenever a public agency
demonstrates "that on the facts of the particular case the
public interest served by not making the record public clearly
outweighs the public interest served by disclosure of the record."
(§ 6255.)
In view of the Legislature's painstaking efforts to articulate
appropriate limitations on the mandatory disclosure of public
records, the argument in favor of incorporating the FOIA criteria
into the CPRA is extremely weak. Indeed, the argument relies
upon a single lower court opinion, South Coast Newspapers, Inc.
v. City of Oceanside (1984) 160 Cal.App.3d 261 [206 Cal.Rptr.
527] (South Coast), which misinterpreted controlling authority.
The plaintiff in South Coast, a newspaper, sought to compel
the City of Oceanside to disclose records of the police department's
investigation of a high school principal for allegedly failing
to report an incident of child abuse. The newspaper, which sought
the broadest possible disclosure, argued that subdivision (f)
authorized the city to withhold only those documents that met
one of the FOIA criteria. The Court of Appeal agreed, believing
to have found support for its conclusion in American Civil Liberties
Union Foundation v. Deukmejian, supra, 32 Cal.3d 440 (ACLU).
The Court of Appeal interpreted ACLU as ruling that "the
FOIA and its amendments should ... be used to construe the CPRA."
(South Coast, supra, 160 Cal.App.3d at p. 268.)
In ACLU we did write that the FOIA and the CPRA "should
receive a parallel construction." (ACLU, supra, 32 Cal.3d
at p. 451.) However, that statement in context had a much narrower
meaning than the South Coast court recognized. We certainly did
not hold that the CPRA was to be interpreted as if it incorporated
the FOIA criteria. {Page 5 Cal.4th 352}
At issue in ACLU was the definition of "intelligence
information," which is one of the categories of information
that subdivision (f) protects from disclosure. The American Civil
Liberties Union Foundation sought to compel the state Attorney
General to disclose information compiled by interstate networks
of law enforcement agencies about persons suspected of involvement
in organized crime. The trial court ruled that the exemption
for "intelligence information" protected only information
that might reveal the names of persons named in the reports or
of persons who had furnished information in confidence. (ACLU,
supra, 32 Cal.3d at p. 446.) The Attorney General challenged
this ruling, arguing that the exemption more broadly protected
all information that was " 'reasonably related to criminal
activity.' " (ACLU, supra, 32 Cal.3d at p. 449.)
Because the CPRA did not define "intelligence information"
we looked elsewhere for assistance-primarily to the FOIA. [3]
In doing so we simply applied the well-accepted principle of
statutory interpretation that permits reference to a similar
statute "to guide the construction" of the statute
in question. (ACLU, supra, 32 Cal.3d at p. 449; see, e.g., 2B
Sutherland, Statutory Construction (5th ed. 1992) § 52.02,
pp. 198-201; Kaplan's Fruit & Produce Co. v. Superior Court
(1979) 26 Cal.3d 60, 65 [160 Cal.Rptr. 745, 603 P.2d 1341].)
Because the original version of the CPRA was "modeled on"
the FOIA, the "judicial construction and legislative history
of the federal act serve[d] to illuminate the interpretation
of its California counterpart" (ACLU, supra, 32 Cal.3d at
p. 447), particularly the CPRA's undefined term "intelligence
information" (§ 6254, subd. (f)).
[1c] This exercise in "parallel construction" (ACLU,
supra, 32 Cal.3d at p. 451) did not, however, include incorporating
the statutory FOIA criteria into the CPRA. On this point the
court in South Coast (supra, 160 Cal.App.3d at pp. 268-269) and
the Court of Appeal below were mistaken. The point of our decision
in ACLU was to define "intelligence information"; we
accomplished that task not by adopting the FOIA criteria but,
instead, by adding a single category of information to that which
the trial court had recognized as protected. Where the trial
court had interpreted the exemption for "intelligence information"
to mean only information that might identify persons named in
the reports or persons who had supplied information in confidence,
we held that the definition also covered information "that
was supplied in confidence by its original source." (ACLU,
supra, 32 Cal.3d at p. 450.) To be sure, this definition somewhat
resembles one of the FOIA criteria. fn. 11 However, neither that
resemblance nor anything else in ACLU justifies the wholesale
incorporation of the FOIA criteria into California law. {Page
5 Cal.4th 353}
Incorporation of the FOIA criteria would be mistaken for another
reason as well: they were created by Congress to correct an early
misinterpretation of the FOIA by the federal courts that had
no parallel in California law. (See ACLU, supra, 32 Cal.3d at
pp. 450-451.) Between 1972 and 1974, several federal court opinions
interpreted the original version of the FOIA to create an absolute
exemption for all materials contained in law enforcement investigatory
files without exception or qualification (See the cases cited
in ACLU, supra, 32 Cal.3d at p. 448, fn. 9.) Congress reacted
in 1974 by limiting the exemption with the FOIA criteria. (5
U.S.C. § 552(b)(7)(A)-(F), added by Pub.L. No. 93-502, §
2(b), 88 Stat. 1563-1564; see also NLRB v. Robbins Tire &
Rubber Co. (1978) 437 U.S. 214, 226-234 [57 L.Ed.2d 159, 169-173,
98 S.Ct. 2311] [discussing the legislative history of the 1974
amendments].) Thus, after the 1974 amendments the FOIA exempted
law enforcement investigatory files "only to the extent
that the production of such ... records" would violate one
of the six criteria articulated in the statute. (5 U.S.C. §
552(b)(7).)
The California Legislature limited the CPRA's exemption for
law enforcement investigatory files a few years after Congress
limited the analogous exemption in the FOIA. However, the Legislature
took a different approach than Congress. Instead of adopting
criteria that would require the exemption's applicability to
be determined on a case-by-case basis, the Legislature, as already
mentioned, adopted a series of amendments that required the disclosure
of information derived from the records while, in most cases,
preserving the exemption for the records themselves. The first
such amendment, which the Legislature adopted in 1976, requires
law enforcement agencies to disclose such information as the
names and addresses of witnesses and persons involved in the
incidents under investigation. (See § 6254, subd. (f) [1st
par., beginning with "except that"], added by Stats.
1976, ch. 314, § 1, pp. 629-631.) [4] (See fn. 12.) Apparently
satisfied with this approach to limiting the exemption for investigatory
records, the Legislature in 1982 added two provisions that operate
in the same manner to provide information from investigatory
records about arrests and arrestees (§ 6254, subd. (f)(1))
and complaints and requests for assistance (id. subd. (f)(2)).
(Added by Stats. 1982, ch. 83, § 1, pp. 242-243.) fn. 12
The Legislature's careful efforts to provide access to selected
information from law enforcement investigatory records was largely
a waste of time if, as {Page 5 Cal.4th 354} the Court of Appeal
held, the records themselves are subject to disclosure when none
of the FOIA criteria apply. [5] A court should not lightly adopt
an interpretation of statutory language that renders the language
useless in many of the cases it was intended to govern. This
is especially true when the argument favoring such an interpretation
rests on little more than a lower court opinion (South Coast,
supra, 160 Cal.App.3d 261) that misinterpreted controlling authority.
[1d] The Daily Press, in its brief to this court, suggested
a test that might be used in place of the FOIA criteria to limit
the scope of the subdivision (f) exemption. Under the proposed
test, documents would be exempt from disclosure only if "(1)
they directly pertain to specific, concrete and definite investigations
of possible violations of the criminal law; or (2) their disclosure
would impair the ability of law enforcement agencies to conduct
criminal investigations by disclosing confidential informants,
threatening the safety of police agents, victims, or witnesses,
or revealing investigative techniques." The adoption of
such a test, which includes the substance of three of the FOIA
criteria (see 5 U.S.C. § 552(b)(7)(D), (E) & (F)), is
subject to the same objection as the proposal to incorporate
the FOIA criteria wholesale: the Legislature has carefully limited
the exemption for law enforcement investigatory records by requiring
the disclosure of specific information from such records. It
is not our task to rewrite the statute.
Accordingly, we conclude that subdivision (f) should not be
interpreted as if it incorporated the FOIA criteria. Therefore,
on remand the Court of Appeal should direct the trial court to
apply subdivision (f) according to its terms by compelling the
disclosure only of that information from law enforcement investigatory
records that the statute expressly requires to be disclosed.
B. The CPRA's Exemption for Investigatory Files Does Not Terminate
When the Investigation Terminates.
Subdivision (f) does not require the disclosure of "investigatory
or security files compiled by ... [a] state or local police agency"
or of "investigatory or security files compiled by any other
state or local agency for correctional, law enforcement, or licensing
purposes ...." (§ 6254, subd. (f), italics added.)
[6] This statutory language protects materials that, while not
on their face exempt from disclosure, nevertheless become exempt
through inclusion in an investigatory file. (ACLU, supra, 32
Cal.3d at p. 449, fn. 10; Younger v. Berkeley City Council, supra,
45 Cal.App.3d at p. 833; Black Panther Party v. Kehoe, supra,
42 Cal.App.3d at p. 654; cf. Uribe v. Howie, supra, 19 Cal.App.3d
at pp. 212-213.) {Page 5 Cal.4th 355}
[7a] While the parties agree that otherwise nonexempt materials
can become exempt through inclusion in an investigatory file,
they disagree about the duration of that exemption. The Daily
Press argues that the exemption terminates when the investigation
terminates. The Sheriff disagrees, asserting that the statute
on its face contains no time limitation and that the exemption
serves interests that outlive the investigation for which the
file was originally created, such as the safety of informants
and undercover officers, the integrity of related investigations,
and the privacy of persons whose affairs have been investigated
but who have not been charged with crimes.
We conclude that the exemption for law enforcement investigatory
files does not end when the investigation ends. While there may
be reasons of policy that would support a time limitation on
the exemption for investigatory files, such a limitation is virtually
impossible to reconcile with the language and history of subdivision
(f).
It is perhaps best to begin with the few points on which the
parties agree and on which the law is relatively clear. [8] No
one argues, and the law does not provide, that a public agency
may shield a record from public disclosure, regardless of its
nature, simply by placing it in a file labelled "investigatory."
That extreme interpretation of the CPRA was rejected, shortly
after the statute was enacted, in Uribe v. Howie, supra, 19 Cal.App.3d
194 (Uribe).
The plaintiff in Uribe, a farm worker, suffered from health
problems attributed to pesticides. The county agricultural commissioner
denied the plaintiff's request under the CPRA to inspect mandatory
reports filed by farmers who had sprayed pesticides in the area.
The commissioner argued that the reports belonged to investigatory
files compiled for "licensing" purposes and were, thus,
subject to the same protection under subdivision (f) as files
complied for "law enforcement" purposes. (See §
6254, subd. (f) [referring to "any investigatory ... files
compiled by any other state or local agency for correctional,
law enforcement, or licensing purposes"].) The Court of
Appeal rejected the argument because licensing "was not
the primary purpose [for which the files] were compiled"
and because they were not "being put to such a purpose at
the time of trial." (Uribe, supra, 19 Cal.App.3d at p. 213.)
Applying federal authority by analogy, the court held that the
exemption for "files" applies "only when the prospect
of enforcement proceedings is concrete and definite. [Citation.]
It is not enough that an agency label its file 'investigatory'
and suggest that enforcement proceedings may be initiated at
some unspecified future date or were previously considered. ...
[¶] ... To say that the exemption created by subdivision
{Page 5 Cal.4th 356} (f) is applicable to any document which
a public agency might, under any circumstances, use in the course
of [an investigation] would be to create a virtual carte blanche
for the denial of public access to public records. The exception
would thus swallow the rule." (Uribe, supra, 19 Cal.App.3d
at pp. 212-213, citing Bristol-Myers Company v. F.T.C. (D.C.
Cir. 1970) 424 F.2d 935, 939 [138 App.D.C. 22].)
[9] Subsequent decisions have consistently followed the Uribe
court's holding on this point. As a result, it now appears to
be well established that "information in public files [becomes]
exempt as 'investigatory' material only when the prospect of
enforcement proceedings [becomes] concrete and definite."
(Black Panther Party v. Kehoe, supra, 42 Cal.App.3d at p. 654;
see also ACLU, supra, 32 Cal.3d at p. 449 & fn. 10; Younger
v. Berkeley City Council, supra, 45 Cal.App.3d at p. 833; State
of California ex rel. Division of Industrial Safety v. Superior
Court (1974) 43 Cal.App.3d 778, 785 [117 Cal.Rptr. 726].)
The exemption for investigatory files serves an important
purpose. When an investigation, as defined in Uribe (supra, 19
Cal.App.3d at pp. 212-213), has come into being, a document in
the file may have extraordinary significance to the investigation
even though it does not on its face purport to be an investigatory
record and, thus, have an independent claim to exempt status.
Examples abound. A commonplace business card may reveal the name
and endanger the safety of an informant. Receipts for transportation
may tell the astute observer which clues the police have checked
and which they have not yet found.
[7b] While important, however, the exemption is not unlimited.
A public agency may not shield a document from disclosure with
the bare assertion that it relates to an investigation. At an
earlier point in this litigation the Sheriff apparently took
this position and, as mentioned above, even disputed the superior
court's power to review the requested documents in camera. However,
when a petitioner has made a prima facie showing that documents
are being improperly withheld (§ 6259), the court logically
must review the documents and hear the agency's claim for withholding
them in order to determine whether they actually relate to the
investigation and, thus, properly belong in the file. Only through
such an examination can the court ensure that an agency has not
commingled investigatory materials with other documents that
have no legitimate claim to confidentiality. We note, however,
that the Sheriff no longer argues that the court lacks this power.
To quote his brief, the Sheriff now "concede[s]" that
it is "a proper function of the court under [section] 6259"
"to conduct an in camera review to segregate exempt from
non-exempt materials." {Page 5 Cal.4th 357}
The parties do continue to disagree on the standards that
the court must apply in segregating exempt from nonexempt materials.
However, the conclusion that the superior court should not apply
the FOIA criteria partly resolves this dispute. The remainder
of the dispute concerns the Court of Appeal's apparent conclusion
that the exemption for investigatory files terminates when the
related investigation terminates. While the Court of Appeal did
not address this issue in detail, it did state that materials
included in an investigatory file needed a "relation to
pending law enforcement proceedings to remain exempt from public
disclosure." Because the parties had asked the Court of
Appeal to decide the issue, it is reasonable to interpret the
opinion as doing so, however cryptically.
In considering the scope of the exemption we turn first to
the language of the statute. It is noteworthy that nothing therein
purports to place a time limit on the exemption for investigatory
files. Indeed, a file "compiled by ... [a] police agency"
or a file "compiled by any other state or local agency for
... law enforcement ... purposes" continues to meet that
definition after the investigation has concluded. If the Legislature
had wished to limit the exemption to files that were "related
to pending investigations," words to achieve that result
were available. It is not the province of courts "to insert
what has been omitted." (Code Civ. Proc., § 1858; see,
e.g., Security Pacific National Bank v. Wozab (1990) 51 Cal.3d
991, 998 [275 Cal.Rptr. 201, 800 P.2d 557].)
Moreover, to place a time limit on the exemption for investigatory
files would appear to contravene the intent of the Legislature
as expressed in other parts of the statute. Subdivision (f),
which contains the exemption, also contains language designed
to protect interests that outlive the conclusion of a particular
investigation. For example, the clause of subdivision (f) that
gives the public access to information derived from investigatory
files, as opposed to the files themselves, does not apply when
"disclosure of a particular item of information would endanger
the safety of a person involved in an investigation" or
"the successful completion of ... a related investigation."
(§ 6254, subd. (f), 2d par., italics added.) This language
would have no effect in many cases if we held that the exemption
for investigatory files terminates with the conclusion of the
investigation that first prompted the creation of a file. An
interpretation that renders statutory language a nullity is obviously
to be avoided. (See Code Civ. Proc., § 1858.)
As a justification for departing from the language of the
statute, the Daily Press argues that the FOIA does not protect
investigatory files after the related investigation has concluded
and that the CPRA "should receive a parallel construction."
(ACLU, supra, 32 Cal.3d at p. 451.) The Daily Press's {Page 5
Cal.4th 358} argument is not completely convincing, however,
because it oversimplifies federal law and ignores the unique
history of California's statute.
In federal law, the notion that an investigatory file remains
exempt from disclosure only so long as the related investigation
is pending began with dictum in Bristol-Myers Company v. F.T.C.,
supra, 424 F.2d 935 (Bristol-Myers), a 1970 decision. The plaintiffs
in that case were pharmaceutical companies who sought investigatory
records from the Federal Trade Commission (FTC). The FTC had
once investigated the plaintiffs' advertising practices and filed
a complaint against them. Later, however, the FTC withdrew the
complaint and decided to deal with the matter through rulemaking
rather than adjudicatory proceedings. At the time, the FOIA broadly
exempted "investigatory files compiled for law enforcement
purposes ...." (5 U.S.C. former § 552(b)(7), as added
by Pub.L. 90- 23, § 1, 81 Stat. 54, 55.) Congress had not
yet limited the exemption with the FOIA criteria. (See 5 U.S.C.
§ 552(b)(7)(A)-(F), added by Pub.L. No. 93-502, § 2(b),
88 Stat. 1563-1564.)
In considering the plaintiffs' request for access to the FTC's
investigatory files, the federal court identified "[t]he
threshold question [as] whether the files sought by Bristol-Myers
relate[d] to anything that can fairly be characterized as an
enforcement proceeding." (Bristol-Myers, supra, 424 F.2d
at p. 939.) Because the FTC had once filed a complaint against
the plaintiffs, the court found "some basis for the view
that the items sought [were] 'investigatory files compiled for
law enforcement purposes.' " (Ibid.) However, the court
also noted that "the complaint [had been] withdrawn more
than two years prior to the Notice of Rulemaking that precipitated
the company's present request for documents. If further adjudicatory
proceedings are imminent, then the company's request may fall
within the category the exemption was designed to control."
(Ibid.) With the last sentence of this passage the court suggested,
albeit in dictum, that investigatory files lose their exemption
when the investigation terminates.
The Daily Press argues that we expressly adopted the Bristol-
Myers dictum in ACLU. However, all we said in ACLU was that "[t]he
Bristol-Meyers [sic] doctrine, as adopted in Uribe v. Howie,
supra, 19 Cal.App.3d 194, ... remains viable as a construction
of the [CPRA]." (ACLU, supra, 32 Cal.3d at p. 449, fn. 10.)
In context, our statement in ACLU clearly was a reference to
the holding of Bristol-Myers - that an investigatory file does
not come into being until the prospect of enforcement proceedings
is concrete and definite-rather than to the dictum that the exemption
terminates when the investigation terminates. ACLU did not present
the latter issue. Instead, the question before us was whether
to adopt the Attorney General's {Page 5 Cal.4th 359} view that
subdivision (f) broadly protected "all information which
is 'reasonably related to criminal activity.' " (ACLU, supra,
32 Cal.3d at p. 449.) While we rejected that view in favor of
requiring "concrete and definite enforcement prospects"
at the time a file is created (id., at p. 449), we had no occasion
to discuss the exemption's duration.
To be sure, a few lower courts have phrased the "concrete
and definite" test in language that seems to suggest a need
for future enforcement proceedings, as opposed to a prospect
of enforcement at the time an investigatory file is created.
However, none of those opinions addressed a claim that materials
formerly exempt under subdivision (f) had lost their exemption
with the termination of an investigation. Uribe, as already noted,
involved a claim that files were exempt because they had been
compiled for "licensing" purposes. (See § 6254,
subd. (f).) The court did not hold that the subdivision (f) exemption
had attached and later dissolved; instead, the court held that
the exemption had never attached to the records in question because
licensing "was not the primary purpose [for which] they
were compiled." (Uribe, supra, 19 Cal.App.3d at p. 213;
cf. State of California ex rel. Division of Industrial Safety
v. Superior Court, supra, 43 Cal.App.3d at p. 785 [court referred
to the need for "future enforcement proceedings" when
the question was whether the exemption had ever attached].)
In the federal system, the scope of the exemption for law
enforcement investigatory records was eventually determined by
Congress rather than by the dictum in Bristol-Myers, supra, 424
F.2d 935. A few years after deciding Bristol-Myers, the same
court reversed its position in that case to hold that law enforcement
investigatory files remained exempt without regard to the passage
of time, the pendency of an investigation, or any other circumstances.
(Center for National Policy Review on Race and Urban Issues v.
Weinberger (D.C. Cir. 1974) 502 F.2d 370, 374 [160 App.D.C. 154];
Ditlow v. Brinegar (D.C. Cir. 1974) 494 F.2d 1073, 1074 [160
App.D.C. 231]; Aspin v. Department of Defense (D.C. Cir. 1973)
491 F.2d 24, 30 [160 App.D.C. 231]; Weisberg v. U.S. Department
of Justice (D.C. Cir. 1973) 489 F.2d 1195, 1198 [160 App.D.C.
71].)
Congress reacted to these decisions in 1974 by adopting the
six FOIA criteria. (5 U.S.C. § 552(b)(7)(A)-(F), added by
Pub.L. 93-502, § 2(b), 88 Stat. 1563-1564.) [10] A major
purpose of this amendment, as the United States Supreme Court
would later explain, was to abrogate " 'recent court decisions'
" applying the exemption to investigatory files " 'even
if they ha[d] long since lost any requirement for secrecy.' "
(NLRB v. Robbins Tire & Rubber Co. (1978) 437 U.S. 214, 230
[57 L.Ed.2d 159, 171-172, 98 S.Ct. 2311] [quoting debates on
the floor of the House of Representatives].) {Page 5 Cal.4th
360} Congress wished to require courts "to 'loo[k] to the
reasons' for allowing [the] withholding of investigatory files
before making their decisions." (Ibid.) The six new criteria
achieved this goal by providing that no record was exempt unless
its disclosure would "interfere with enforcement proceedings"
(5 U.S.C. § 552(b)(7)(A)) or trigger one of the other criteria
(id., § 552(b)(7)(B)-(F)).
The effect of criterion (A), in many cases, is to dissolve
the exemption for investigatory records when the investigation
terminates. This is because disclosure will not "interfere
with enforcement proceedings" (5 U.S.C. § 552(b)(7)(A))
unless enforcement proceedings are at least possible. However,
investigatory records do not invariably lose their exempt status
under the FOIA when the investigation ends because any one of
the other five criteria can justify withholding. Federal courts
have held, for example, that investigatory records have remained
exempt long after the termination of an investigation in cases
where disclosure would have revealed the names of confidential
sources (e.g., Fitzgibbon v. U.S. Secret Service (D.D.C. 1990)
747 F.Supp. 51, 59-60 [historian sought pre-1961 documents concerning
allegations that agents of the Dominican Republic had conspired
to assassinate the President of the United States]; see 5 U.S.C.
§ 552(b)(7)(D)) or caused an invasion of privacy (e.g.,
Fitzgibbon v. U.S. Secret Service, supra, 747 F.Supp. at p. 59;
Landano v. U.S. Department of Justice (D.N.J. 1990) 751 F.Supp.
502, 506-509 [criminal sought information about the 1977 investigation
of the murder for which he was convicted]; see 5 U.S.C. §
552(b)(7)(C)).
[7c] In short, the FOIA's exemption for law enforcement investigatory
records often does terminate when the investigation terminates.
But this is the result of the statutory FOIA criteria, as applied
to individual cases, rather than dictum in Bristol-Myers (supra,
424 F.2d at p. 939) or a general rule. Thus, the Daily Press's
argument that we should adopt such a rule as state law in the
name of "parallel construction" in truth merely replicates
the argument that the CPRA incorporates the FOIA criteria. That
argument, as already explained, lacks merit.
Furthermore, the argument that federal and state statutes
should receive parallel constructions loses its force after both
statutes have been substantially revised. That is the case here,
because Congress and the Legislature have taken very different
approaches to the problem of limiting the exemption for law enforcement
investigatory records. Congress, as already mentioned, has made
the availability of the exemption in each case depend on the
applicability of one of the FOIA criteria. (5 U.S.C. § 552(b)(7)(A)-(F).)
The state Legislature, in contrast, has limited the CPRA's exemption
for law enforcement investigatory files (§ 6254, subd. (f))
by requiring agencies {Page 5 Cal.4th 361} to disclose specific
information derived from the materials in investigatory files
rather than the materials, themselves. Thus, even when the CPRA's
exemption for law enforcement investigatory files applies, the
investigating agency ordinarily must still disclose to the public
"the time, substance, and location of all complaints or
requests for assistance received by the agency and the time and
nature of the response thereto, including, to the extent the
information regarding crimes alleged or committed or any other
incident investigated is recorded, the time, date, and location
of occurrence, [and] the time and date of the report, the name,
age, and current address of the victim ...." (§ 6254,
subd. (f)(2).) Agencies must also disclose to the public "[t]he
full name, current address, and occupation of every individual
arrested by the agency, the individual's physical description
including date of birth, color of eyes and hair, sex, height
and weight, the time and date of arrest, the time and date of
booking, the location of the arrest, the factual circumstances
surrounding the arrest, the amount of bail set, the time and
manner of release or the location where the individual is currently
being held, and all charges the individual is being held upon,
including any outstanding warrants from other jurisdictions and
parole or probation holds." (Id., subd. (f)(1).)
Agencies must make additional disclosures to interested persons,
who include "the victims of an incident, or an authorized
representative thereof, an insurance carrier against which a
claim has been or might be made, and any person suffering bodily
injury or property damage or loss, as the result of the incident
...." (§ 6254, subd. (f), 1st par.) These additional
required disclosures include "the names and addresses of
persons involved in, or witnesses other than confidential informants
to, the incident, the description of any property involved, the
date, time, and location of the incident, all diagrams, statements
of the parties involved in the incident, [and] the statements
of all witnesses, other than confidential informants ...."
(Ibid.)
These provisions for mandatory disclosure from law enforcement
investigatory files represent the Legislature's judgment, set
out in exceptionally careful detail, about what items of information
should be disclosed and to whom. Unless that judgment runs afoul
of the Constitution it is not our province to declare that the
statutorily required disclosures are inadequate or that the statutory
exemption from disclosure is too broad. Nor is it our province
to say that the approach the Legislature chose is inferior to
that which Congress chose, or to substitute one approach for
the other. Requests for broader disclosure must be directed to
the Legislature. fn. 13
For these reasons, we shall enforce subdivision (f) according
to its terms by holding the exemption for investigatory files
does not terminate with the {Page 5 Cal.4th 362} conclusion of
the investigation. Once an investigation, as defined in Uribe
(supra, 19 Cal.App.3d at pp. 212-213), has come into being because
there is a concrete and definite prospect of enforcement proceedings
at that time, materials that relate to the investigation and,
thus, properly belong in the file, remain exempt subject to the
terms of the statute.
III. Disposition
The judgment of the Court of Appeal is affirmed insofar as
it directs the superior court to vacate its order compelling
public disclosure. The judgment is reversed in all other respects
and the case remanded for further proceedings in accordance with
the views set forth above.
Lucas, C. J., Mosk, J., Kennard, J., Arabian, J., Baxter,
J., and George, J., concurred.
FN 1. All further statutory citations are to the Government
Code except as noted or as the context may require.
FN 2. Penal Code section 832.5 requires agencies that employ
peace officers to "establish a procedure to investigate
citizens' complaints" against such officers. Penal Code
section 832.7 provides that "[p]eace officer personnel records
... are confidential and shall not be disclosed in any criminal
or civil proceeding except by discovery pursuant to Sections
1043 and 1046 of the Evidence Code."
FN 3. "Whenever it is made to appear by verified petition
to the superior court of the county where the records or some
part thereof are situated that certain public records are being
improperly withheld from a member of the public, the court shall
order the officer or person charged with withholding the records
to disclose the public record or show cause why he or she should
not do so. The court shall decide the case after examining the
record in camera, if permitted by subdivision (b) of Section
915 of the Evidence Code [which concerns claims of privilege
under Division 8 of that code], papers filed by the parties and
any oral argument and additional evidence as the court may allow."
(Ibid.)
FN 4. Subdivision (f), provides:
"Except as provided in Section 6254.7, nothing in this
chapter shall be construed to require disclosure of records that
are any of the following:
" * * *
"(f) Records of complaints to, or investigations conducted
by, or records of intelligence information or security procedures
of, the office of the Attorney General and the Department of
Justice, and any state or local police agency, or any investigatory
or security files compiled by any other state or local police
agency, or any investigatory or security files compiled by any
other state or local agency for correctional, law enforcement,
or licensing purposes, except that state and local law enforcement
agencies shall disclose the names and addresses of persons involved
in, or witnesses other than confidential informants to, the incident,
the description of any property involved, the date, time, and
location of the incident, all diagrams, statements of the parties
involved in the incident, the statements of all witnesses, other
than confidential informants, to the victims of an incident,
or an authorized representative thereof, an insurance carrier
against which a claim has been or might be made, and any person
suffering bodily injury or property damage or loss, as the result
of the incident caused by arson, burglary, fire, explosion, larceny,
robbery, vandalism, vehicle theft, or a crime as defined by subdivision
(c) of Section 13960, unless the disclosure would endanger the
safety of a witness or other person involved in the investigation,
or unless disclosure would endanger the successful completion
of the investigation or a related investigation. However, nothing
in this division shall require the disclosure of that portion
of those investigative files which reflect the analysis or conclusions
of the investigating officer.
"Other provisions of this subdivision notwithstanding,
state and local law enforcement agencies shall make public the
following information, except to the extent that disclosure of
a particular item of information would endanger the safety of
a person involved in an investigation or would endanger the successful
completion of the investigation or a related investigation:
"(1) The full name, current address, and occupation of
every individual arrested by the agency, the individual's physical
description including date of birth, color of eyes and hair,
sex, height and weight, the time and date of arrest, the time
and date of booking, the location of the arrest, the factual
circumstances surrounding the arrest, the amount of bail set,
the time and manner of release or the location where the individual
is currently being held, and all charges the individual is being
held upon, including any outstanding warrants from other jurisdictions
and parole or probation holds.
"(2) Subject to the restrictions imposed by Section 841.5
of the Penal Code, the time, substance, and location of all complaints
or requests for assistance received by the agency and the time
and nature of the response thereto, including, to the extent
the information regarding crimes alleged or committed or any
other incident investigated is recorded, the time, date, and
location of occurrence, the time and date of the report, the
name, age, and current address of the victim, except that the
address of the victim of any crime defined by Section 261, 264,
264.1, 273a, 273d, 273.5, 286, 288, 288a, 289, 422.6, 422.7,
or 422.75 of the Penal Code shall not be disclosed, the factual
circumstances surrounding the crime or incident, and a general
description of any injuries, property, or weapons involved. The
name of a victim of any crime defined by Section 261, 264, 264.1,
273a, 273d, 273.5, 286, 288, 288a, 289, 422.6, 422.7, or 422.75
of the Penal Code may be withheld at the victim's request, or
at the request of the victim's parent or guardian if the victim
is a minor. When a person is the victim of more than one crime,
information disclosing that the person is a victim of a crime
defined by Section 261, 264, 264.1, 273a, 273d, 286, 288, 288a,
289, 422.6, 422.7, or 422.75 of the Penal Code may be deleted
at the request of the victim, or the victim's parent or guardian
if the victim is a minor, in making the report of the crime,
or of any crime or incident accompanying the crime, available
to the public in compliance with the requirements of this paragraph."
FN [5]. See footnote 3, ante.
FN 6. "Personnel, medical, or similar files, the disclosure
of which would constitute an unwarranted invasion of personal
privacy."
FN 7. "Records the disclosure of which is exempted or
prohibited pursuant to federal or state law, including, but not
limited to, provisions of the Evidence Code relating to privilege."
FN 8. "Records of state agencies related to activities
governed by [the chapters of the Government Code that regulate
public employee relations], which reveal a state agency's deliberative
processes, impressions, evaluations, opinions, recommendations,
meeting minutes, research, work products, theories, or strategy,
or which provide instruction, advice, or training to employees
who do not have full collective bargaining and representation
rights under the above chapters. Nothing in this subdivision
shall be construed to limit the disclosure duties of a state
agency with respect to any other records relating to the activities
governed by the employee relations acts referred to in this subdivision."
FN 9. Section 6255, which has been called a catch-all exemption
authorizes an agency to withhold a record if it can demonstrate
"that on the facts of the particular case the public interest
served by not making the record public clearly outweighs the
public interest served by disclosure of the record."
FN 10. For provisions of the CPRA partly addressing these
concerns, see section 6254, subdivision (f), which exempts information
that would "endanger the successful completion of the investigation
or a related investigation," and subdivision (b), which
exempts "[r]ecords pertaining to pending litigation to which
the public agency is a party, or to claims ... until the pending
litigation or claim has been finally adjudicated or otherwise
settled."
FN 11. Namely, title 5 of the United States Code, section
552(b)(7)(D), which permits the withholding of information when
its disclosure "could reasonably be expected to disclose
the identity of a confidential source [or] ... information furnished
by a confidential source ...."
FN 12. We do not interpret the CPRA as giving the custodian
of law enforcement records unreviewable power to decide whether
subdivision (f) requires the disclosure of particular items of
information from such records. While section 6259 expressly mentions
only the court's power to "order the public official to
make the record public" (§ 6254, subd. (b), italics
added), that greater power necessarily includes the lesser. Otherwise,
the statutory right of access to information from law enforcement
records would be meaningless.
FN 13. In our view, the matter does appear to deserve legislative
attention. Although there are good reasons for maintaining the
confidentiality of investigatory records even after an investigation
has ended (ante, p. 355), those reasons lose force with the passage
of time. Public policy does not demand that stale records be
kept secret when their disclosure can harm no one, and the public
good would seem to require a procedure by which a court may declare
that the exemption for such records has expired.
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