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Vallejos v. California Highway Patrol (1979) 89 Cal.App.3d
781 , 152 Cal.Rptr. 846p
[Civ. No. 53205. Second Dist., Div. Three. Feb. 26,
1979.]
FRANK VALLEJOS, Plaintiff and Appellant, v. CALIFORNIA
HIGHWAY PATROL, Defendant and Respondent.
[Civ. No. 53243. Second Dist., Div. Three. Feb. 26,
1979.]
ROBERT E. FIELD, Plaintiff and Appellant, v. THE STATE
OF CALIFORNIA, Defendant and Respondent.
[Civ. No. 53265. Second Dist., Div. Three. Feb. 26,
1979.]
JEFFREY ADRIAN VILLAGRAN, Plaintiff and Appellant,
v. THE STATE OF CALIFORNIA, Defendant and Respondent.
(Opinion by Allport, J., with Potter, Acting P J.,
and Cobey, J., concurring.) [89 Cal.App.3d 782]
COUNSEL
Laufer & Roberts, Kenneth P. Roberts, Merritt L. Weisinger
and Weisinger & Frederick for Plaintiffs and Appellants.
Evelle J. Younger, Attorney General, L. Stephen Porter, Assistant
Attorney General, and Henry G. Ullerich, Deputy Attorney General,
for Defendants and Respondents.
OPINION
ALLPORT, J.
Frank Vallejos, Jeffrey Adrian Villagran and Robert E. Field
appeal from orders of dismissal of their actions for restitution,
accounting and injunctive relief following sustaining of general
demurrers. At the request of defendants the three matters were
consolidated for briefing, oral argument and decision by this
court. The gravamen of the actions is that, during the year 1976,
defendants made illegal charges for copies of traffic accident
reports in violation of Government Code section [89 Cal.App.3d
783] 6257, fn. 1
for which reimbursement is sought and against which practice an
injunction is requested. The Vallejos and Field actions are brought
as class actions.
The reporter's transcript discloses that the three demurrers
were heard on November 9, 1977, and each was sustained without
leave to amend on the ground that the accident reports were not
public records within the meaning of section 6257. No request
for leave to amend was made by any of the parties and the actions
were forthwith ordered dismissed.
The Issue
[1] Bearing in mind that our function on appeal in these cases
is to review the validity of the ruling and not necessarily the
reason therefor Gonzales v. State of California (1977) 68
Cal.App.3d621, 627 [137 Cal.Rptr. 681]; Rupp v. Kahn
(1966) 246 Cal.App.2d 188, 192, fn. 1 [55 Cal.Rptr.
108]), we proceed to consideration of whether written traffic
accident reports prepared and retained by the California Highway
Patrol during the year 1976 were "identifiable public record[s]"
for which reproduction costs were limited to 10 cents per page.
fn. 2 We deem this to
be the threshold, if not the only, issue before us. It was so
considered by the court below and it has been so treated by all
parties in their presentations on appeal. For reasons to follow
we conclude these reports were "identifiable public records"
and will therefore reverse.
Discussion
In 1968 the California Public Records Act, Government Code
section 6250 et seq., section 6252 subdivision (d) defined public
records to include "any writing containing information relating
to the conduct of the public's business prepared, owned, used,
or retained by any state or local agency regardless of physical
form or characteristics." In Cook v. Craig (1976) 55
Cal.App.3d773 [127 Cal.Rptr. 712], citizens sought copies
of the [89 Cal.App.3d 784] rules and regulations of the
department governing the investigation and disposition of complaints
of police misconduct. In holding the material requested to be
public records this court said, at pages 781-782:
"The California Public Records Act
"The PRA begins with a broad statement of intent: 'In
enacting this chapter, the Legislature, mindful of the right of
individuals to privacy, finds and declares that access to information
concerning the conduct of the people's business is a fundamental
and necessary right of every person in this state.' (§ 6250.)
"Like the federal Freedom of Information Act, section
552 et seq. of 5 United States Code, upon which it was modeled
(see Black Panther Party v. Kehoe (1974) 42 Cal.App.3d645,
652 [117 Cal.Rptr. 106]), the general policy of the PRA
favors disclosure. Support for a refusal to disclose information
'must be found, if at all, among the specific exceptions to the
general policy that are enumerated in the Act.' (State of California
ex rel. Division of Industrial Safety v. Superior Court (1974)
43 Cal.App.3d 778, 783 [117 Cal.Rptr. 726].)
To this end, subdivision (d) of section 6252 states that '"[p]ublic
records" includes any writing containing information relating
to the conduct of the public's business prepared, owned, used,
or retained by any state or local agency regardless of physical
form or characteristics.' The word 'writing' is itself defined
comprehensively in subdivision (e) of section 6252: '(e) "Writing"
means handwriting, typewriting, printing, photostating, photographing,
and every other means of recording upon any form of communication
or representation, including letters, words, pictures, sounds,
or symbols, or combination thereof, and all papers, maps, magnetic
or paper tapes, photographic films and prints, magnetic or punched
cards, discs, drums, and other documents.'
"Defendants claim that nowhere in the PRA is the term
'public records' defined, and that subdivision (d) of section
6252 is merely a statement of certain inclusions within the term
and not its definition. Accordingly defendants urge a narrow meaning
to the term, based upon cases interpreting it as used in other
statutes. (See People v. Olson (1965) 232 Cal.App.2d480, 486 [42
Cal.Rptr. 760]; Nichols v. United States (D.Kan. 1971) 325 F.Supp.
130, affd. on other grounds (10th Cir.) 460 F.2d 671, cert. den.
(1972) 409 U.S. 966 [34 L.Ed.2d 232, 93 S.Ct. 268].) Without quibbling
over whether or not subdivision (d) of section 6252 is a 'definition'
of the term 'public records,' the expression 'any writing [89
Cal.App.3d 785] containing information relating to the conduct
of the public's business prepared, owned, used, or retained by
any state or local agency regardless of physical form or characteristics'
is sufficiently broad to include the material sought by the plaintiffs.
The breadth of the term 'public records' is further shown by certain
exceptions in section 6254, such as subdivisions (a) exempting
'[p]reliminary drafts ... which are not retained by the public
agency in the ordinary course of business, provided that the public
interest in withholding such records clearly outweighs the public
interest in disclosure; ...' (g) exempting test questions for
examination, and (j) exempting '[l]ibrary and museum materials
made or acquired and presented solely for reference or exhibition
purposes.'
"We therefore conclude that the scope of the term 'public
records' as used in subdivision (d) of section 6252 does not depend
upon the scope of the term as used elsewhere; defendants cases
interpreting it are thus inapplicable." (Fn. omitted.)
Relying upon the rationale of Cook we are persuaded to hold
that the traffic accident reports sought in the instant case are
likewise public records within the meaning of the act. The language
of section 6252 subdivision (d) is "sufficiently broad"
to include these reports within its definition as "containing
information relating to the conduct of the public's business prepared
... by a state agency." "The filing of a document imports
that it is thereby placed in the custody of a public official
to be preserved by him for public use. Because for a season its
value is best conserved by maintaining its confidential character
by excluding public gaze, it becomes no less a public record.
(People v. Tomalty, 14 Cal.App. 224, 232 [111 P. 513]; Cox v.
Tyrone Power Enterprises, Inc., 49 Cal.App.2d 383,
395 [121 P.2d 829].) (People v. Pearson (1952) 111 Cal.App.2d
9, 30 [244 P.2d 35].)
The state does not seriously contend to the contrary, arguing
strenuously however that the reports are exempt from disclosure
under section 6254 subdivisions (f) and (k) as being investigatory
records compiled by a state agency. In Cook v. Craig, supra, 55
Cal.App.3d 773, at pages 782-783, this court suggested
such approach, saying: "Defendants' justification for refusing
to disclose that which was sought herein must be found,
if at all, in the exemptions for particular records set out in
section 6254, the 'islands of privacy upon the broad seas of enforced
disclosure.' (Black Panther Party v. Kehoe, supra, 42 Cal.App.3d
[645] at p. 653 [117 Cal.Rptr. 106].) [89 Cal.App.3d 786]
"Section 6254 provides in part: 'Except as provided in
Section 6254.7, nothing in this chapter shall be construed to
require disclosure of records that are:
"'* * *
"'(f) Records of complaints to or investigations conducted
by, or records of intelligence information or security procedures
of, the office of the Attorney General and the Department of Justice,
and any state or local police agency, or any such investigatory
or security files compiled by any other state or local agency
for correctional, law enforcement or licensing purposes;
"'* * *
"'(k) Records the disclosure of which is exempted or prohibited
pursuant to provisions of federal or state law, including, but
not limited to, provisions of the Evidence Code relating to privilege.'
(Italics added.)" (Fn. omitted.) fn. 3 While it is true these reports are deemed
confidential by Vehicle Code section 20012 and perhaps privileged
under Evidence Code section 1040, for reasons to follow they may
not be exempt from disclosure in these cases. While the general
public is denied access to this information such is not true with
respect to parties involved in the incident or others who have
a proper interest in the subject matter. For example, subdivision
(f) of Government Code section 6254 provides in part that: "except
that local police agencies shall disclose the names and addresses
of persons involved in, or witnesses other than confidential informants
to, the incident, the description of any property involved, the
date, time, and location of the incident, all diagrams, statements
of the parties involved in the incident, the statements of all
witnesses, other than confidential informants, to the persons
involved in an incident, or an authorized representative thereof,
an insurance carrier against which a claim has been or might be
made, ..." [89 Cal.App.3d 787]
Vehicle Code section 20012 renders the reports confidential,
"except that the Department of the California Highway Patrol
or the law enforcement agency to whom the accident was reported
shall disclose the entire contents of the reports, including,
but not limited to, the names and addresses of persons involved
in, or witnesses to, an accident, the registration numbers and
descriptions of vehicles involved, the date, time and location
of an accident, all diagrams, statements of the drivers involved
in the accident and the statements of all witnesses, to any person
who may have a proper interest therein, including, but not limited
to, the driver or drivers involved, or the legal guardian thereof,
the parent of a minor driver, the authorized representative of
a driver, or to any person injured therein, the owners of vehicles
or property damaged thereby, persons who may incur civil liability,
including liability based upon a breach of warranty arising out
of the accident, and any attorney who declares under penalty of
perjury that he represents any of the above persons." Thus
there exists an obvious exception to the exemption granted by
section 6254.
Furthermore, the burden of establishing an exemption is upon
the public agency. (§ 6255.) If for some reason not apparent
to us, the department did in fact consider the instant reports
to be exempt under the act, or otherwise not to be made public,
the burden was upon it to so demonstrate before preparing and
delivering copies. If no claim of confidentiality or exemption
from disclosure was then and there asserted it is deemed waived.
(Cf. Black Panther Party v. Kehoe (1974) 42 Cal.App.3d
645, 656 [117 Cal.Rptr. 106].)
The question remains--are the plaintiffs in the instant actions
"interested or proper parties" within the statutory
exceptions. Presumably so but the complaints fail to allege their
status in these respects and for that reason do fail to state
a cause of action. Under the circumstances it is appropriate to
give plaintiffs an opportunity to amend their complaints in accordance
with the views expressed herein in the event the facts so permit.
Assuming arguendo that the reports come within the purview
of section 6257, the state would have us sustain the demurrers
on a number of other grounds not considered below. It is argued
that the demurrers were properly sustainable on theories of governmental
immunity, lack of payment under protest, as being improper class
actions, as lacking compliance with claim statutes and that no
cause for refund of money has been stated. It is also argued that
the Villagran complaint failed to state a [89 Cal.App.3d 788]
cause of action under Civil Code section 3369. While it may be
true that our function on appeal is to review the validity of
the ruling below, not the reasons therefor, we do not perceive
our function to include an ab initio consideration of all of the
grounds of the demurrer not heretofore considered below. It does
not go so far as to render this court a law and motion department
of the superior court. In view of our determination to allow time
to amend, the propriety of the remaining grounds of demurrer can
be considered in due course.
The order of dismissal in each case is reversed and the causes
remanded with instructions for the court below to sustain the
demurrers with leave to amend.
Potter, Acting P. J., and Cobey, J., concurred.
FN 1. Prior to
its amendment effective January 1, 1977, section 6257 provided:
"A request for a copy of an identifiable public record or
information produced therefrom, or a certified copy of such record,
shall be accompanied by payment of a reasonable fee or deposit
established by the state or local agency, provided such fee shall
not exceed ten cents ($0.10) per page or the prescribed statutory
fee, where applicable."
FN 2. Section
6257 was amended effective January 1, 1977, to read as follows:
"A request for a copy of an identifiable public record or
information produced therefrom, or a certified copy of such record,
shall be accompanied by payment of a fee or deposit to the state
or local agency, provided such fee shall not exceed the actual
cost of providing the copy, or the prescribed statutory fee, if
any, whichever is less."
FN 3. Subsection
(2) of subdivision (b) of section 1040 of the Evidence Code provides:
"(b) A public entity has a privilege to refuse to disclose
official information, and to prevent another from disclosing such
information, if the privilege is claimed by a person authorized
by the public entity to do so and: elip; [¶] (2) Disclosure
of the information is against the public interest because there
is a necessity for preserving the confidentiality of the information
that outweighs the necessity for disclosure in the interest of
justice; but no privilege may be claimed under this paragraph
if any person authorized to do so has consented that the information
be disclosed in the proceeding. In determining whether disclosure
of the information is against the public interest, the interest
of the public entity as a party in the outcome of the proceeding
may not be considered."
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