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UNITED STATES of America, Plaintiff-Appellee,
v.
Dominick Phillip BROOKLIER, Samuel Orlando Sciortino, Louis
Tom Dragna, Michael
Rizzitello, Jack Locicero, Defendants,
The Times Mirror Company, Publisher of the Los Angeles Times,
and Gene Blake,
Non-Party Appellants.
The TIMES MIRROR COMPANY and Gene Blake, Petitioners,
v.
UNITED STATES DISTRICT COURT FOR the CENTRAL DISTRICT OF CALIFORNIA,
Respondent,
and Dominick Phillip Brooklier, et al., Real Parties.
685 F.2d 1162
8 Media L. Rep. 2177
Nos. 80-5808, 80-7556.
United States Court of Appeals, Ninth Circuit.
Argued and Submitted Jan. 14, 1981.
Decided Aug. 31, 1982.
Before BROWNING, Chief Judge, KENNEDY and HUG, Circuit Judges.
BROWNING, Chief Judge:
An indictment was returned charging a number of defendants
with violations of the Racketeer Influenced and Corrupt Organizations
Act (RICO) 18 U.S.C. ss 1961-1968. The indictment alleged defendants
were members of a criminal enterprise known as "La Cosa
Nostra" engaged in extorting money from dealers in pornographic
material through violence and fear, and had committed other illegal
acts, including murder, to prevent exposure of the extortion
scheme.
The Times Mirror Company, a newspaper publisher, and Gene
Blake, a Times Mirror reporter, seek review by appeal and petition
for mandamus of four orders of the district court barring access
by the media and the public to certain portions of the proceedings
under the indictment.
Times Mirror and Blake filed an Emergency Petition for Writ
of Mandamus or Prohibition and a notice of appeal in this court
while the trial was still in progress. Argument was heard on
the petition. On the same day the jury returned a verdict convicting
the defendants. The district court released the transcripts of
the closed proceedings. This court declined to issue an emergency
writ and consolidated the petition for writ of mandamus with
the pending appeal.
I.
[1] Although the trial has long since ended and transcripts
of the closed proceedings have been released, the controversy
is not moot since closure orders of the kind involved here are
capable of repetition, yet evade review. Globe Newspaper Co.
v. Superior Court, --- U.S. ----, ----, 102 S.Ct. 2613, 2618,
73 L.Ed.2d 248 (1982); Richmond Newspapers, Inc. v. Virginia,
448 U.S. 555, 563, 100 S.Ct. 2814, 2821, 65 L.Ed.2d 973 (1980);
Gannett Co. v. De Pasquale, 443 U.S. 368, 99 S.Ct. 2898, 61 L.Ed.2d
608 (1979); Sacramento Bee v. United States District Court, 656
F.2d 477, 480 (9th Cir. 1981).
The United States suggests closure is not likely to be repeated
in view of the recent adoption and implementation by the Department
of Justice of regulations recognizing "the vital public
interest in open judicial proceedings," and the government's
"general overriding affirmative duty to oppose their closure."
28 C.F.R. s 50.9. We are not persuaded. The government did not
seek the closures that occurred in this case, and nothing in
the record suggests opposition by the government would have prevented
them.
II.
[2] This circuit has not recognized standing to appeal in
persons such as Times Mirror and Blake who, though denied access
to the proceedings, were not parties to the case below. United
States v. Sherman, 581 F.2d 1358, 1360 (9th Cir. 1978). But see
United States v. Criden, 675 F.2d 550, 552 (3d Cir. 1982); Belo
Broadcasting Co. v. Clark, 654 F.2d 423, 425-26 (5th Cir. 1981);
United States v. Hubbard, 650 F.2d 293, 309 (D.C.Cir.1980). The
appeal is therefore dismissed.
We have, however, recognized standing in such persons to seek
review by petition for writ of mandamus of orders denying them
access to the proceedings. United States v. Sherman, supra, 581
F.2d at 1360; Sacramento Bee, supra, 656 F.3d at 480-81. We therefore
review the closure orders entered here on the petition for mandamus.
III.
Petitioners challenge four orders of the district court: an
order partially closing the voir dire of prospective jurors;
an order closing a hearing on a motion by a defendant to exclude
from evidence a statement given by the defendant to the FBI;
an order closing a hearing on a motion by a non-party to exclude
from evidence certain tapes of interviews between the non-party
and a government witness; and an order refusing to release the
transcripts of these three in camera proceedings immediately
rather than at the close of trial.
Petitioners contend each of these orders violates the first
amendment right of the public, including the media, to access
to criminal proceedings established by Richmond Newspapers, supra,
448 U.S. 555, 100 S.Ct. 2814, 65 L.Ed.2d 973. We do not reach
the questions whether the closure orders were justified. We conclude
that the district court did not satisfy the procedural prerequisites
to entry of a closure order reflected in Gannett, Richmond Newspapers,
and Globe Newspaper. We consider the orders in turn.
A. Voir Dire
Two earlier indictments had been quashed, and pretrial proceedings
under the third indictment were protracted. Three years elapsed
between the return of the original indictment and the commencement
of jury selection. The prosecution excited considerable public
interest, and media coverage was fairly extensive during this
period.
Selection of the jury began September 30, 1980. After questioning
the potential jurors as a group in open court, the trial judge
closed the voir dire to the media and the public and questioned
prospective jurors individually in camera.
The record reveals no contemporaneous objection. When the
voir dire began the next day, however, the trial judge noted
there had been "a flurry of inquiries from the media wanting
to know why they cannot be in my chambers, too." The court
stated formal motions might be filed by the media based upon
Gannett, and the court had therefore re-examined Gannett and
had concluded that "on any sort of balancing test"
the defendants' sixth amendment rights required closure. Later
that day, the court announced it had received a note from a newspaper
reporter requesting the remaining voir dire be opened. Defense
counsel objected. The court indicated the request would be denied.
Two days later, on October 2, counsel for CBS, Inc., was heard
in open court on an oral motion to open the voir dire. Counsel
for defense and the government indicated they did not wish to
change the in camera procedure, and the court denied CBS's motion.
The court noted it had rejected sequestering the jury as "a
more extreme measure" than closure of a portion of the voir
dire. The court stated it had weighed the first amendment rights
of the media against the sixth amendment rights of the defendants
in deciding to conduct individualized voir dire in chambers.
The only specific reason given by the court for adopting this
procedure was that potential jurors would answer more freely
and spontaneously if questioned alone rather than in the presence
of other potential jurors, and without hearing the others' answers.
At a later point in the record, the court stated the voir dire
was not closed to keep the media and the public out but to keep
the other jurors away, "to have as small a setting as possible
to elicit from the individual jurors some of the more initmate
kinds of thinking on their part... It couldn't be done in as
large a setting as would be required if we were to have the media
present as well." The court repeated that after weighing
the first and sixth amendment rights involved, the court believed
it was necessary to continue to exclude the media from the voir
dire of individual jurors "to give defendants as fair a
trial as they can possibly have." The court referred to
the "problems of publicity," described later in the
record as a "large amount of (publicity) that could in some
way prejudice them from being fair jurors." The court concluded,
"it has become my duty to try to insulate these jurors from
that as much as possible to insure that we have a fair and impartial
jury." The court said a daily transcript of the voir dire
was being prepared and would be made available and that the court
did not anticipate any other portion of the case would be closed.
The voir dire remained closed until concluded on October 10.
The government contends the public's first amendment right
of access to criminal proceedings recognized in Richmond Newspapers
applies only to "trials," that voir dire is a pre-trial
procedure, and that the public therefore has no right of access
to voir dire. We disagree. The voir dire is generally considered
"part of the trial itself," Commercial Printing Co.
v. Lee, 262 Ark. 87, 553 S.W.2d 270, 271 (1977); Great Falls
Tribune v. District Court, 608 P.2d 116, 120-21 (Mont.1980).
The Eighth Circuit has applied the right of public access to
the voir dire without discussion. United States ex rel. Pulitzer
Publishing Co., 635 F.2d 676 (8th Cir. 1980).
[3] Moreover, the two principal considerations underlying
the public's first amendment right of access to criminal proceedings-"(f)irst,
the criminal trial historically has been open to the press and
general public," and "(s)econd, the right of access
to criminal trials plays a particularly significant role in the
functioning of the judicial process and the government as a whole,"
Globe Newspaper, supra, --- U.S. at ----, 102 S.Ct. at 2619-20-apply
to voir dire.
Under current practice, voir dire is normally conducted in
open court. No evidence has been cited that historical practice
was to the contrary. There can be no doubt of the importance
of public scrutiny of the jury selection process to the effective
functioning of the government as well as the judicial system
itself. The meticulous care devoted to securing a fair and impartial
jury exemplifies the search for even-handed justice characteristic
of our system of criminal justice. Public access to the process
will heighten public respect for that system. At the same time
public scrutiny will encourage those who participate in the jury
selection process to enhance the quality of the process and safeguard
its integrity.
[4] The standard for determining whether a criminal proceeding
may be closed to the public and the proper allocation of the
burden of making the required showing are not yet clearly settled.
Until the Supreme Court resolves these issues, prudence counsels
adherence to the strict test stated by Justice Blackmun on behalf
of himself and three other Justices in Gannett, supra, 443 U.S.
at 440-42, 99 S.Ct. at 2936-37. An accused who seeks closure
must establish "that it is strictly and inescapably necessary
in order to protect the fair-trial guarantee." This burden
may be discharged by demonstrating: (1) "a substantial probability
that irreparable damage to his fair-trial right will result from
conducting the proceeding in public"; (2) "a substantial
probability that alternatives to closure will not protect adequately
his right to a fair trial"; and (3) "a substantial
probability that closure will be effective in protecting against
the perceived harm."
Nothing would seem to turn upon the fact that Justice Blackmun's
formulation rested on the assumption that the public's right
to access arose from the sixth amendment rather than the first
amendment. See Sacramento Bee, supra, 656 F.2d at 481-82; Pulitzer
Publishing, supra, 635 F.2d at 679-80 (Gibson, J., concurring);
United States v. Powers, 622 F.2d 317, 322-23 (8th Cir. 1980).
[5] We need not determine whether the closure of the voir
dire in the present case met this standard, however, for the
court excluded the public and press without satisfying the procedural
prerequisites to closure. United States v. Criden, supra, 675
F.2d at 562; Pulitzer Publishing, supra, 635 F.2d at 678-79.
There are two procedural prerequisites to entry of an order closing
a criminal proceeding to the public: (1) those excluded from
the proceeding must be afforded *1168 a reasonable opportunity
to state their objections; and (2) the reasons supporting closure
must be articulated in findings. It is questionable whether the
first prerequisite was satisfied; it is clear the second was
not.
A majority of the Justices in Gannett expressed the view that
persons present in the courtroom must be afforded an opportunity
to state their objections before exclusion is ordered. 443 U.S.
at 401, 445-46, 99 S.Ct. at 2916, 2939; accord Sacramento Bee,
656 F.2d at 482. In Globe Newspaper, supra, --- U.S. at ----
n. 25, 102 S.Ct. at 2622 n. 25, the same Justices joined in stating
"(o)f course, for a case-by-case approach (to the necessity
for closure) to be meaningful, representatives of the press and
general public 'must be given an opportunity to be heard on the
question of their exclusion.' " We recognized this as a
requirement in Sacramento Bee, supra, 656 F.2d at 482.
[6] The Third Circuit has suggested that the statement in
Gannett, that persons present in the courtroom are entitled to
an opportunity to be heard, contemplates only a motion for closure
made in open court, and does not necessarily determine the extent
of the notice that is required in other situations. United States
v. Criden, supra, 675 F.2d at 559. Closure may be suggested to
the trial judge in writing or during an in-chambers conference,
id., and may be implemented with no possibility of prior notice
to members of the public whose first amendment rights are at
stake. This was true in the present case. The record does not
disclose how, when, or by whom the initial suggestion for closure
of the voir dire was made or when closure was ordered. To afford
members of the public an opportunity to intervene and protect
this interest, the Third Circuit has required that, where possible,
motions requesting closure be docketed a reasonable time before
they are acted upon. United States v. Criden, supra, 675 F.2d
at 559-60. Without adopting an inflexible rule, we believe that
where a closure motion is not filed of record or made in open
court, and when, as here, the court has been made aware of the
desire of specific members of the public to be present, reasonable
steps should be taken to afford such persons an opportunity to
submit their views to the court before exclusion is accomplished.
In determining what steps are reasonable, a court should avoid
any that might result in material delay in the underlying proceedings.
Gannett, supra, 433 U.S. at 401, 99 S.Ct. at 2916 (Powell, J.,
concurring); id. at 446, 99 S.Ct. at 2939 (Blackmun, J., concurring
in part and dissenting in part). The record does not demonstrate
that any steps to provide notice were taken here.
Speaking for himself and three other Justices in Gannett,
Justice Blackmun said, "the court should state on the record
its findings concerning the need for closure so that a reviewing
court may be adequately informed." 443 U.S. at 446, 99 S.Ct.
at 2939. Speaking for himself and two other Justices in Richmond
Newspapers, Chief Justice Burger wrote, "(a)bsent an overriding
interest articulated in findings, the trial of a criminal case
must be open to the public." 448 U.S. at 581, 100 S.Ct.
at 2830. We recognized the necessity for such findings in Sacramento
Bee, supra, 656 F.2d at 482.
Failure to articulate reasons for partial closure of voir
dire was held to require reversal in Pulitzer Publishing, supra,
635 F.2d at 679. This omission, plus failure to give sufficient
notice of closure, led to reversal in United States v. Criden,
supra, 675 F.2d at 561-62. See also Revised Report of the Judicial
Conference Committee on the Operation of the Jury System on the
"Free Press-Fair Trial" Issue, 87 F.R.D. 519, 535 (1980).
[7] As the court said in Criden, "(t)he articulation
requirement is essential for meaningful appellate review of trial
court decisions on motions to hold closed hearings." United
States v. Criden, supra, 675 F.2d at 562. Since the purpose of
the findings is to enable the appellate court to determine whether
the closure order was properly entered, the findings must be
sufficiently specific to show that the three substantive prerequisites
to closure have *1169 been satisfied-that there is a substantial
probability (1) that public proceedings would result in irreparable
damage to defendant's right to a fair trial, (2) that no alternative
to closure would adequately protect this right, and (3) that
closure would effectively protect it. The court's findings did
not meet this test.
[8] General statements that the court concludes closure is
necessary from a balancing of first and sixth amendment interests
in the light of the presence of "problems of publicity"
does not afford a basis for determining whether the court applied
the correct standard in weighing possible prejudice from open
proceedings or whether the court's conclusion was supported by
the record.
[9] The only specific reasons stated by the court for separate
in camera questioning of each proposed juror were that potential
jurors might be influenced by the responses of other jurors if
questioned in their presence, and might be less candid if questioned
in public. The prejudice suggested by the first reason is unrelated
to the presence of the public; it could be avoided simply by
keeping other potential jurors out of the courtroom while each
was questioned. The second reason, resting on the premise that
closure "improves the quality and credibility of testimony
... is speculative," and is, in any event, undercut by the
Court's recognition that " '(o)penness in court proceedings
may improve the quality of testimony.' " Globe Newspaper,
supra, --- U.S. at ---- n. 26, 102 S.Ct. at 2622 n. 26, quoting
Gannett, supra, 443 U.S. at 383, 99 S.Ct. at 2907 (emphasis provided
by the Globe Court). Moreover, if this general theory of potential
prejudice were accepted as sufficient justification for closure
without the necessity for finding potential prejudice based upon
the circumstances of the particular case, all testimony could
be taken in secret.
[10] Defendants point to other reasons for closure submitted
by defense counsel to the trial court orally and by memoranda.
But in the absence of specific findings it is impossible to know
whether the court found a substantial probability that an open
voir dire would have resulted in irreparable damage to defendants'
right to a fair trial for any of these reasons.
We are also unable to determine whether the court found no
available alternative to closure would have protected defendants'
right to a fair trial. Such findings are required. Sacramento
Bee, supra, 656 F.2d at 482; United States v. Criden, supra,
675 F.2d at 560-62.
[11] So far as the record discloses, the only alternative
to closure considered by the district court was sequestration
of the jury. Sequestration is an extreme measure, Mastrian v.
McManus, 554 F.2d 813, 819 (8th Cir. 1977), and the court explained
in considerable detail why sequestration was rejected in this
case. But less drastic alternatives were potentially available.
The alternatives to closure of the voir dire adopted by Chief
Judge Peckham in United States v. Layton, 519 F.Supp. 959 (N.D.Cal.1981),
are illustrative. See also Revised Report of Judicial Conference
Committee, supra, 87 F.R.D. at 530-31, 532-35. So far as the
record discloses, none of these alternatives were considered.
No reason for their rejection is suggested in the findings.
[12] We add only that although the burden rests upon the proponent
of closure to establish that alternatives will not protect defendants'
rights to fair trial, it behooves those who resist closure and
assert their first amendment right of access to assist in the
search for alternatives. Here, as in Sacramento Bee, supra, 656
F.2d at 482, counsel for the media was asked for suggestions,
but offered none.
B. Defendant's Motion to Suppress
--------------------- Page 24 follows ---------------------
About July 22, over two months before trial, one of the defendants
filed a motion under seal asking the district court to suppress
evidence of an oral statement allegedly made by the defendant
to FBI agents. An in camera hearing on the motion was set for
October 14. On October 10, Blake learned of the filing of the
motion and the *1170 scheduling of an in camera hearing. On the
day set for the in camera hearing, October 14, after the jury
had been sworn but before opening statements, attorneys for Times
Mirror appeared in open court and presented a motion asking that
the hearing on the motion to suppress be held in open court.
The motion was denied.
In denying the motion for an open hearing the court incorporated
by reference its earlier general findings announced in denying
the motions to open the voir dire. The court noted the Supreme
Court's statement in Richmond Newspapers that the first amendment
rights of the public and press are not "absolute."
The court noted the restriction on first amendment rights would
be limited because only a small portion of the trial would be
closed, and transcripts of closed proceedings would be made available
after the court had ruled-probably within 24 hours. The only
alternative to closure mentioned by the court was sequestration
of the jury, and the court noted the disadvantages of sequestration
in a lengthy trial. Weighing first and sixth amendment rights,
the court concluded, "it seems to me very clear that the
Sixth Amendment rights prevail."
--------------------- Page 25 follows ---------------------
The court proceeded immediately to hold a closed hearing on
the motion to suppress. The motion to suppress was denied.
[13] Since the proceeding on the motion began before trial
but concluded during trial, this case illustrates the impracticability
of attaching dispositive significance to the distinction between
trial and pretrial proceedings for the purpose of determining
the applicability of the first amendment. Examining the substance,
it is clear that the considerations supporting the public's qualified
right of access to the criminal trial itself apply as well to
hearings on motions to suppress evidence.
There is some dispute as to the historical status of public
access to such proceedings. Although the Court in Gannett found
no persuasive evidence of a public right of access to such proceedings
in common law, 443 U.S. at 387, 99 S.Ct. at 2909, it also noted
that "pretrial suppression hearings were unknown at common
law." Id. at 387 n. 17, 99 S.Ct. at 2909 n. 17. Relying
upon the increasing importance of pretrial procedures in the
modern era, and the Supreme Court's admonition that the first
amendment is to be interpreted in light of current values and
conditions, the Third Circuit has concluded that societal interests
rather than historical analysis should determine the applicability
of the first amendment to such proceedings. United States v.
Criden, supra, 675 F.2d at 555.
In any event, it seems evident from the opinions in Gannett,
Richmond
--------------------- Page 26 follows ---------------------
Newspapers, and Globe Newspaper that a majority of the Justices
would hold the public's right of access under the first amendment
applicable to pretrial suppression hearings. Justice Powell expressed
this view explicitly in Gannett. 443 U.S. at 397, 99 S.Ct. at
2914. Justice Blackmun's opinion in Gannett on behalf of himself
and Justices Brennan, White and Marshall concluded that the public
had a right of access to pretrial suppression hearings under
the sixth amendment for essentially the same reasons as led the
Court in Richmond Newspapers and Globe Newspaper to hold that
the public had a right of access to criminal trials under the
First Amendment. Compare Gannett, supra, 443 U.S. at 434-36,
99 S.Ct. at 2933-34, with Richmond Newspapers, supra, 448 U.S.
at 569-78, 586-97, 604, 100 S.Ct. at 2823-28, 2833- 39, 2842,
and Globe Newspaper, supra, --- U.S. at ---- - ----, 102 S.Ct.
at 2618-19. Justice Blackmun concluded in Gannett : "(u)nlike
almost any other proceeding apart from the trial itself, the
suppression hearing implicates all the policies that require
that the trial be public." 443 U.S. at 436, 99 S.Ct. at
2934. See also United States v. Criden, supra, 675 F.2d at 556-57;
Fenner & Koley, Access to Judicial Proceedings, 16 Harv.C.R.-C.L.L.Rev.
415, 435-38 (1981); Note, Trial Secrecy and the First Amendment
Right of Public Access to Judicial Proceedings, 91 Harv.L.Rev.
1899, 1909 (1978). In this instance, for example, the motion
to exclude was based upon the claim that government agents breached
a promise of
--------------------- Page 27 follows ---------------------
*1171 confidentiality. "Allegations of this kind, although
they may prove to be unfounded, are of importance to the public
as well as to the defendant." Gannett, supra, 443 U.S. at
435, 99 S.Ct. at 2934 (Blackmun, J., concurring in part and dissenting
in part).
[14] There is no question in this circuit of the applicability
of the public's first amendment right of access to suppression
hearings held during the course of trial. Sacramento Bee, supra,
656 F.2d at 481-82. It would elevate form over substance to deny
access to an identical proceeding because it began prior to trial.
Blake and Times Mirror had a full opportunity to present their
objections to closure of the hearing on the motion to suppress.
We note, however, that the motion was submitted under seal and
became known publicly only fortuitously, suggesting the need
for reasonable steps to make knowledge of the pendency of such
motions available.
[15] The court's findings supporting closure of the hearing
on the motion to suppress suffered the same deficiencies as the
findings entered earlier in closing the voir dire : They identified
neither the reasons a public hearing would have prejudiced defendants'
rights to a fair trial, nor the reasons an alternative to total
closure, other than sequestration, would not have protected that
interest. Without attempting to catalogue the alternatives, an
examination of the transcript indicates "it might well (have
been) possible to exclude the public from only those portions
of the proceeding at which the prejudicial information would
be disclosed, while admitting to other portions where the information
the accused seeks to suppress would not be revealed." Gannett,
supra, 443 U.S. at 445, 99 S.Ct. at 2939 (Blackmun, J., concurring
in part and dissenting in part).
C. Defendants' Motion for Access to Tape Recordings
Although the record is sketchy, it appears that at some time
prior to the initiation of the underlying criminal proceeding
an author planning to write a book had interviewed a person who
it later developed was to be a government witness in the prosecution.
Long prior to trial, defense counsel obtained subpoenas requiring
the author to produce tape recordings of interviews between the
author and the potential witness. The author moved to quash the
subpoena. The district court entered a protective order, the
nature of which is not revealed in the record. On October 17,
after the taking of testimony in the present case had begun,
Mr. Blake was in the courtroom preparing to cover the afternoon
proceedings. Members of the press and public were asked to leave.
Blake was told by a defense attorney that a defense motion was
to be heard in camera.
The defense motion, if any, is not in the record. The transcript
of the closed hearing reflects that the question considered was
whether specific portions of the tapes were relevant to the credibility
of the witness and therefore should be made available to defense
counsel for cross-examination of the witness, or for submission
in evidence. It appears the proceedings were not held in camera
at the request of the government or defense counsel, but solely
to protect the author's property interest in the tapes.
[16] We assume the public's right to access to criminal proceedings
may be limited in some circumstances to protect private property
interests. See Stamicarbon, N. V. v. American Cyanamid Co., 506
F.2d 532, 539-42 (2d Cir. 1974). See also Richmond Newspapers,
supra, 448 U.S. at 600 n. 5, 100 S.Ct. at 2840 n. 5 (Stewart,
J., concurring); United States v. Hubbard, 650 F.2d 293, 315
(D.C.Cir.1980). However, a closure to protect a property right
must, at the very least, satisfy the same standard and procedural
prerequisites as a closure to protect the right to a fair trial.
Fenner & Koley, supra, 16 Harv.C.R.-C.L.L.Rev. at 443-44.
[17] As we have seen, had this closure resulted from a defense
motion based on the fair trial guarantee, a narrow closure would
have been appropriate only after an opportunity had been afforded
for objection and findings had been entered articulating the
irreparable prejudice that would result from open hearings and
the absence of alternatives to closure that would protect the
interest at stake. Had this closure been mandated by statute,
the government would have been required to establish that closure
"is necessitated by a compelling governmental interest,
and is narrowly tailored to serve that interest." Globe
Newspaper, supra, --- U.S. at ----, 102 S.Ct. at 2620.
In this case, no opportunity was afforded to object to the
closure, and no findings at all were entered justifying the closure.
D. Motion for Release of Transcripts
On October 21, three weeks after the close of voir dire, one
week after the denial of the motion to suppress, four days after
the decision on the motion regarding availability of the interview
tapes, and while the trial was still in progress, Blake and Times
Mirror filed a motion seeking an order releasing the transcripts
of the three closed hearings, and requiring that no further hearings
be closed until the media were given notice and afforded an opportunity
to be heard.
After hearing counsel, the court ruled that the transcripts
of the closed portion of the voir dire and the transcript of
the closed hearing on the motion for access to the tapes would
not be released until the trial was completed. The court stated
that the motion for release of the transcript of the hearing
on the motion to suppress would "become moot" when
the defendant's statement was admitted in evidence. Finally,
the court held there was no authority establishing a legal right
in the media to notice and an opportunity to be heard, but stated
that when it was announced the courtroom would be cleared those
present would have an opportunity to object and the court would
listen to the reasons for the objection.
[18][19][20] Even where denial of access is appropriate, it
must be no greater than necessary to protect the interest justifying
it. Globe Newspaper, supra, --- U.S. at ---- - ----, 102 S.Ct.
at 2620-23; Sacramento Bee, supra, 656 F.2d at 482, 483. Thus,
transcripts of properly closed proceedings must be released when
the danger of prejudice has passed. Gannett, supra, 443 U.S.
at 393, 99 S.Ct. at 2912; id. at 400, 99 S.Ct. at 2916 (Powell,
J., concurring). Indeed, the denial of the motion to release
the transcripts was in itself a denial of the right of access
protected by the first amendment. It must be tested by the same
standard and must satisfy the same procedural prerequisites as
the initial closure.
[21] Petitioners were afforded sufficient opportunity to present
their reasons for unsealing the transcripts, but the court's
findings were not sufficient to demonstrate the court made the
determinations necessary to justify denial of access to the transcripts.
The court at first stated it intended to open the transcript
of the closed portion of the voir dire. Defense counsel argued
there was no newsworthy purpose in reporting reactions of particular
jurors to questions posed by counsel, and that release of the
transcript "is only going to cause them to be contacted
by families, friends, exposing them to some pressure, at least
the possibility exists." The court properly rejected counsel's
suggestion that closure could be based on the court's judgment
as to the newsworthiness of the information contained in the
transcript, but continued, "I understand what you are saying
with regard to the possibility of influence on these jurors,
through family members and others, who might indeed read some
of these news accounts at this time." The court concluded,
"I think it might be more advisable, in terms of protecting
the rights of these defendants, not to release it at this time,
but to wait and release it after the trial has ended."
The only prejudice from opening the transcript of the voir
dire identified by the court was possible pressure upon jurors
from family and friends based upon news accounts of the jurors'
responses during voir dire. It is not at all clear from examining
the transcript itself what "pressure" the court feared.
Moreover, counsel in advancing *1173 the argument and the court
in adopting it stated only that there was a "possibility"
of such pressure: There was no finding that the danger was sufficient
to create a "substantial probability" that defendants'
rights to a fair trial might be compromised. Nor did the court
find a substantial probability that alternatives to continuing
closure would not adequately protect defendants' rights. Only
sequestration was mentioned and rejected as an alternative, though
admonitory instructions to the jurors or voluntary agreement
by the media as to scope and timing of coverage seem obvious
candidates. Sacramento Bee, supra, 656 F.2d at 482-83.
With respect to the transcript of the suppression hearing,
the court noted it had denied the motion to suppress defendant's
statement and said, "I don't think that in fairness to these
defendants it ought to be released before indeed the jury itself
gets to hear the testimony." The question was not whether
the defendant's inculpatory statement should be disclosed, but
rather whether the transcript of the hearing on the motion to
suppress evidence of that statement should have been unsealed.
The two are not the same. As we have noted, much of the transcript
of the suppression hearing could have been made available without
disclosing the contents of defendant's statement. At the least,
a statement of the reasons for rejecting this and other possible
alternatives to complete denial of the motion for access to the
transcripts- disclosure accompanied by admonitory instructions
to the jury, for example, or a voluntary agreement to the media
to limit publicity-should have been articulated in findings.
Finally, with respect to the transcript of the hearing regarding
access to the interview tapes, the court noted that it was only
attempting to protect the owner of the tapes, and suggested the
media consult with the owner and his counsel regarding access
to them. But again, access to the transcripts was at issue, not
access to the tapes, and it was the court and not the tape owner
that denied petitioners access to the transcript. Even if the
content of the transcript could not be disclosed without also
disclosing the content of the tapes, the court could not absolve
itself of the obligation to recognize the public's first amendment
right to access to the transcript by delegating the authority
to resolve that issue to the owner of the tapes. It was the court's
duty to satisfy the procedural prerequisites, weigh the conflicting
interests, and decide whether and to what extent petitioners'
first amendment rights must be subordinated to the owner's property
interest.
In view of the authorities discussed earlier, the district
court also erred in concluding petitioners had no legal right
to an opportunity to be heard before exclusion was ordered. Petitioners
also had a legal right to notice, but only to the extent we have
indicated earlier.
IV.
[22] Although we conclude the district court erred in the
respects indicated, it does not follow that mandamus should issue.
When the district court ruled, the Richmond Newspapers opinion
had just been filed, and the opinion in Globe Newspaper as well
as those in such court of appeals cases as Pulitzer Publishing,
Criden, and Sacramento Bee were as yet unwritten. When the district
court ruled, the errors we now perceive were far from clear.
We have no doubt the district court will act in accordance with
the guidelines stated in this opinion and that a writ is unnecessary.
Cf. Sacramento Bee, supra, 656 F.2d at 483; Arthur Young &
Co. v. United States District Court, 549 F.3d 686, 692 (9th Cir.
1977). Moreover, although the controversy is not moot under controlling
authority, in view of the completion of the trial and the release
of the transcripts, issuance of a writ would be an empty gesture.
The appeal is dismissed, and the petition for writ of mandamus
is denied. Each party shall bear its own costs.
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