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SEATTLE TIMES COMPANY, et al., Petitioners
v.
Keith Milton RHINEHART et al.
104 S.Ct. 2199
No. 82-1721.
Supreme Court of the United States
Argued Feb. 21, 1984.
Decided May 21, 1984.
Counsel
Evan L. Schwab argued the cause for petitioners. With him
on the briefs were P. Cameron DeVore and Bruce E.H. Johnson.
Malcolm L. Edwards argued the cause for respondents. With
him on the brief was Charles K. Wiggins. [FN*]
James C. Goodale, John G. Koeltl, Burt Neuborne, Charles S.
Sims, W. Terry Maguire, Anthony Epstein, Erwin G. Krasnow, Bruce
W. Sanford, J. Laurent Scharff, Richard M. Schmidt, Jr., and
Donald F. Luke filed a brief for the American Civil Liberties
Union et al. as amici curiae.
Justice POWELL delivered the opinion of the Court.
This case presents the issue whether parties to civil litigation
have a First Amendment right to disseminate, in advance of trial,
information gained through the pretrial discovery process.
I
Respondent Rhinehart is the spiritual leader of a religious
group, the Aquarian Foundation. The Foundation has fewer than
1,000 members, most of whom live in the State of Washington.
Aquarian beliefs include life after death and the ability to
communicate with the dead through a medium. Rhinehart is the
primary Aquarian medium.
In recent years, the Seattle Times and the Walla Walla Union-Bulletin
have published stories about Rhinehart and the Foundation. Altogether
11 articles appeared in the newspapers during the years 1973,
1978, and 1979. The five articles that appeared in 1973 focused
on Rhinehart and the manner in which he operated the Foundation.
They described seances conducted by Rhinehart in which people
paid him to put them in touch with deceased relatives and friends.
The articles also stated that Rhinehart had sold magical "stones"
that had been "expelled" from his body. One article
referred to Rhinehart's conviction, later vacated, for sodomy.
The four articles that appeared in 1978 concentrated on an "extravaganza"
sponsored by Rhinehart at the Walla Walla State Penitentiary.
The articles stated that he had treated 1,100 inmates to a 6-hour-long
show, during which he gave away between $35,000 and $50,000 in
cash and prizes. One article described a "chorus line of
girls [who] shed their *23 gowns and bikinis and sang...."
App. 25a. The two articles that appeared in 1979 referred to
a purported connection between Rhinehart and Lou Ferrigno, star
of the popular television program, "The Incredible Hulk."
II
Rhinehart brought this action in the Washington Superior Court
on behalf of himself and the Foundation against the Seattle Times,
the Walla Walla Union- Bulletin, the authors of the articles,
and the spouses of the authors. Five female members of the Foundation
who had participated in the presentation at the penitentiary
joined the suit as plaintiffs. [FN1] The complaint alleges that
the articles contained statements that were "fictional and
untrue," and that the defendants--petitioners here--knew,
or should have known, they were false. According to the complaint,
the articles "did and were calculated to hold [Rhinehart]
up to public scorn, hatred and ridicule, and to impeach his honesty,
integrity, virtue, religious philosophy, reputation as a person
and in his profession as a spiritual leader." Id., at 8a.
With respect to the Foundation, the complaint also states: "[T]he
articles have, or may have had, the effect of discouraging contributions
by the membership and public and thereby diminished the financial
ability of the Foundation to pursue its corporate purposes."
Id., at 9a. The complaint alleges that the articles misrepresented
the role of the Foundation's "choir" and falsely implied
that female members of the Foundation had "stripped off
all their clothes and wantonly danced naked...." Id., at
6a. The complaint requests $14,100,000 in damages for the alleged
defamation and invasions of privacy. [FN2]
FN1. The record is unclear as to whether all five of the female
plaintiffs participated in the "chorus line" described
in the 1978 articles. The record also does not disclose whether
any of the female plaintiffs were mentioned by name in the articles.
FN2. Although the complaint does not allege specifically that
the articles caused a decline in membership of the Foundation,
respondents' answers to petitioners' interrogatories raised this
issue. In response to petitioners' request that respondents explain
the damages they are seeking, respondents claimed that the Foundation
had experienced a drop in membership in Hawaii and Washington
"from about 300 people to about 150 people, and [a] concurrent
drop in contributions." Record 503.
Petitioners filed an answer, denying many of the allegations
of the complaint and asserting affirmative defenses. [FN3] Petitioners
promptly initiated extensive discovery. They deposed Rhinehart,
requested production of documents pertaining to the financial
affairs of Rhinehart and the Foundation, and served extensive
interrogatories on Rhinehart and the other respondents. Respondents
turned over a number of financial documents, including several
of Rhinehart's income tax returns. Respondents refused, however,
to disclose certain financial information, [FN4] the identity
of the Foundation's donors during the preceding 10 years, and
a list of its members during that period.
FN3. Affirmative defenses included contentions that the articles
were substantially true and accurate, that they were privileged
under the First and Fourteenth Amendments, that the statute of
limitations had run as to the 1973 articles, that the individual
respondents had consented to any invasions of privacy, and that
respondents had no reasonable expectation of privacy when performing
before 1,100 prisoners.
FN4. Rhinehart also refused to reveal the current address
of his residence. He submitted an affidavit stating that he had
relocated out of fear for his safety and that disclosure of his
current address would subject him to risks of bodily harm. Petitioners
promptly moved for an order compelling Rhinehart to give his
address and the trial court granted the motion.
Petitioners filed a motion under the State's Civil Rule 37
requesting an order compelling discovery. [FN5] In their supporting
memorandum, petitioners recognized that the principal issue as
to discovery was respondents' "refusa[l] to permit any effective
inquiry into their financial affairs, such as the source of their
donations, their financial transactions, uses of their wealth
and assets, and their financial condition in general." Record
350. Respondents opposed the motion, arguing in particular that
compelled production of the identities of the Foundation's donors
and members would violate the First Amendment rights of members
and donors to privacy, freedom of religion, and freedom of association.
Respondents also moved for a protective order preventing petitioners
from disseminating any information gained through discovery.
Respondents noted that petitioners had stated their intention
to continue publishing articles about respondents and this litigation,
and their intent to use information gained through discovery
in future articles.
FN5. Washington Superior Court Civil Rule 37 provides in relevant
part: "A party, upon reasonable notice to other parties
and all persons affected thereby, may apply to the court in the
county where the deposition was taken, or in the county where
the action is pending, for an order compelling discovery...."
In a lengthy ruling, the trial court initially granted the
motion to compel and ordered respondents to identify all donors
who made contributions during the five years preceding the date
of the complaint, along with the amounts donated. The court also
required respondents to divulge enough membership information
to substantiate any claims of diminished membership. Relying
on In re Halkin, 194 U.S.App.D.C. 257, 598 F.2d 176 (1979), [FN6]
the court refused to issue a protective order. It stated that
the facts alleged by respondents in support of their motion for
such an order were too conclusory to warrant a finding of "good
cause" as required by Washington Superior Court Civil Rule
**2204 26(c). [FN7] The court stated, however, that the denial
of respondents' motion was "without prejudice to [respondents']
right to move for a protective order in respect to specifically
described discovery materials and a factual showing of good cause
for restraining defendants in their use of those materials."
Record 16.
FN6. The Halkin decision was debated by the courts below.
Prior to Halkin, the only Federal Court of Appeals to consider
the question directly had understood that the First Amendment
did not affect a trial court's authority to restrict dissemination
of information produced during pretrial discovery. See International
Products Corp. v. Koons, 325 F.2d 403, 407- 408 (CA2 1963). Halkin
considered the issue at length. Characterizing a protective order
as a "paradigmatic prior restraint," Halkin held that
such orders require close scrutiny. The court also held that
before a court should issue a protective order that restricts
expression, it must be satisfied that "the harm posed by
dissemination must be substantial and serious; the restraining
order must be narrowly drawn and precise; and there must be no
alternative means of protecting the public interest which intrudes
less directly on expression." 194 U.S.App.D.C., at 272,
598 F.2d, at 191 (footnotes omitted).
FN7. Rule 26(c) provides: "Protective Orders. Upon motion
by a party or by the person from whom discovery is sought, and
for good cause shown, the court in which the action is pending
or alternatively, on matters relating to a deposition, the court
in the county where the deposition is to be taken may make any
order which justice requires to protect a party or person from
annoyance, embarrassment, oppression, or undue burden or expense,
including one or more of the following: (1) that the discovery
not be had; (2) that the discovery may be had only on specified
terms and conditions, including a designation of the time or
place; (3) that the discovery may be had only by a method of
discovery other than that selected by the party seeking discovery;
(4) that certain matters not be inquired into, or that the scope
of the discovery be limited to certain matters; (5) that discovery
be conducted with no one present except persons designated by
the court; (6) that a deposition after being sealed be opened
only by order of the court; (7) that a trade secret or other
confidential research, development, or commercial information
not be disclosed or be disclosed only in a designated way; (8)
that the parties simultaneously file specified documents or information
enclosed in sealed envelopes to be opened as directed by the
court...." Rule 26(c) is typical of the provisions adopted
in many States.
Respondents filed a motion for reconsideration in which they
renewed their motion for a protective order. They submitted affidavits
of several Foundation members to support their request. The affidavits
detailed a series of letters and telephone calls defaming the
Foundation, its members, and Rhinehart-- including several that
threatened physical harm to those associated with the Foundation.
The affiants also described incidents at the Foundation's headquarters
involving attacks, threats, and assaults directed at Foundation
members by anonymous individuals and groups. In general, the
affidavits averred that public release of the donor lists would
adversely affect Foundation membership and income *27 and would
subject its members to additional harassment and reprisals.
Persuaded by these affidavits, the trial court issued a protective
order covering all information obtained through the discovery
process that pertained to "the financial affairs of the
various plaintiffs, the names and addresses of Aquarian Foundation
members, contributors, or clients, and the names and addresses
of those who have been contributors, clients, or donors to any
of the various plaintiffs." App. 65a. The order prohibited
petitioners from publishing, disseminating, or using the information
in any way except where necessary to prepare for and try the
case. By its terms, the order did not apply to information gained
by means other than the discovery process. [FN8] In an accompanying
opinion, the trial court recognized that the protective order
would restrict petitioners' right to publish information obtained
by discovery, but the court reasoned that the restriction was
necessary to avoid the "chilling effect" that dissemination
would have on "a party's willingness to bring his case to
court." Record 63.
FN8. The relevant portions of the protective order state:
"2. Plaintiffs' motion for a protective order is granted
with respect to information gained by the defendants through
the use of all of the discovery processes regarding the financial
affairs of the various plaintiffs, the names and addresses of
Aquarian Foundation members, contributors, or clients, and the
names and addresses of those who have been contributors, clients,
or donors to any of the various plaintiffs.
"3. The defendants and each of them shall make no use
of and shall not disseminate the information defined in paragraph
2 which is gained through discovery, other than such use as is
necessary in order for the discovering party to prepare and try
the case. As a result, information gained by a defendant through
the discovery process may not be published by any of the defendants
or made available to any news media for publication or dissemination.
This protective order has no application except to information
gained by the defendants through the use of the discovery processes."
App. 65a.
Respondents appealed from the trial court's production order,
and petitioners appealed from the protective order. *28 The Supreme
Court of Washington affirmed both. 98 Wash.2d 226, 654 P.2d 673
(1982). With respect to the protective order, the court reasoned:
"Assuming then that a protective order may fall, ostensibly,
at least, within the definition of a 'prior restraint of free
expression', we are convinced that the interest of the judiciary
in the integrity of its discovery processes is sufficient to
meet the 'heavy burden' of justification. The need to preserve
that integrity is adequate to sustain a rule like CR 26(c) which
authorizes a trial court to protect the confidentiality of information
given for purposes of litigation." Id., at 256, 654 P.2d,
at 690. [FN9]
FN9. Although the Washington Supreme Court assumed, arguendo,
that a protective order could be viewed as an infringement on
First Amendment rights, the court also stated:
"A persuasive argument can be made that when persons
are required to give information which they would otherwise be
entitled to keep to themselves, in order to secure a government
benefit or perform an obligation to that government, those receiving
that information waive the right to use it for any purpose except
those which are authorized by the agency of government which
exacted the information." 98 Wash.2d, at 239, 654 P.2d,
at 681.
The court noted that "[t]he information to be discovered
concerned the financial affairs of the plaintiff Rhinehart and
his organization, in which he and his associates had a recognizable
privacy interest; and the giving of publicity to these matters
would allegedly and understandably result in annoyance, embarrassment
and even oppression." Id., at 256-257, 654 P.2d, at 690.
Therefore, the court concluded, the trial court had not abused
its discretion in issuing the protective order. [FN10]
FN10. The Washington Supreme Court also held that, because
the protective order shields respondents from "abuse of
the discovery privilege," respondents could not object to
the order compelling production. We do not consider here that
aspect of the Washington Supreme Court's decision.
The Supreme Court of Washington recognized that its holding
conflicts with the holdings of the United States Court *29 of
Appeals for the District of Columbia Circuit in In re Halkin,
194 U.S.App.D.C. 257, 598 F.2d 176 (1979), [FN11] and applies
a different standard from that of the Court of Appeals for the
First Circuit in In re San Juan Star Co., 662 F.2d 108 (1981).
[FN12] We granted certiorari to resolve the conflict. [FN13]
464 U.S. 812, 104 S.Ct. 64, 78 L.Ed.2d 80 (1983). We affirm.
FN11. See n. 6, supra.
FN12. In San Juan Star, the Court of Appeals for the First
Circuit considered and rejected Halkin's approach to the constitutionality
of protective orders. Although the San Juan court held that protective
orders may implicate First Amendment interests, the court reasoned
that such interests are somewhat lessened in the civil discovery
context. The court stated: "In general, then, we find the
appropriate measure of such limitations in a standard of 'good
cause' that incorporates a 'heightened sensitivity' to the First
Amendment concerns at stake...." 662 F.2d, at 116.
FN13. The holding of the Supreme Court of Washington is consistent
with the decision of the Court of Appeals for the Second Circuit
in
International Products Corp. v. Koons, 325 F.2d, at 407-408.
III
Most States, including Washington, have adopted discovery
provisions modeled on Rules 26 through 37 of the Federal Rules
of Civil Procedure. F. James & G. Hazard, Civil Procedure
179 (1977). [FN14] Rule 26(b)(1) provides that a party "may
obtain discovery regarding any matter, not privileged, which
is relevant to the subject matter involved in the pending action."
It **2206 further provides that discovery is not limited to matters
that will be admissible at trial so long as the information sought
"appears reasonably calculated to lead to the discovery
*30 of admissible evidence." Wash.Super.Ct.Civil Rule 26(b)(1);
Trust Fund Services v. Aro Glass Co., 89 Wash.2d 758, 763, 575
P.2d 716, 719 (1978); cf. 8 C. Wright & A. Miller, Federal
Practice and Procedure § 2008 (1970). [FN15]
FN14. See Bushman v. New Holland Division, 83 Wash.2d 429,
433, 518 P.2d 1078, 1080 (1974). The Washington Supreme Court
has stated that when the language of a Washington Rule and its
federal counterpart are the same, courts should look to decisions
interpreting the Federal Rule for guidance. American Discount
Corp. v. Saratoga West, Inc., 81 Wash.2d 34, 37-38, 499 P.2d
869, 871 (1972). The Washington Rule that provides for the scope
of civil discovery and the issuance of protective orders is virtually
identical to its counterpart in the Federal Rules of Civil Procedure.
Compare Wash.Super.Ct.Civ.Rules 26(b) and (c) with Fed.Rules
Civ.Proc. 26(b) and (c).
FN15. Washington Superior Court Civil Rule 26(b)(1), identical
to Federal Rule of Civil Procedure 26(b)(1) in effect at the
time, provides in full:
"In General. Parties may obtain discovery regarding any
matter, not privileged, which is relevant to the subject matter
involved in the pending action, whether it relates to the claim
or defense of the party seeking discovery or to the claim or
defense of any other party, including the existence, description,
nature, custody, condition and location of any books, documents,
or other tangible things and the identity and location of persons
having knowledge of any discoverable matter. It is not ground
for objection that the information sought will be inadmissible
at the trial if the information sought appears reasonably calculated
to lead to the discovery of admissible evidence."
[1] The Rules do not differentiate between information that
is private or intimate and that to which no privacy interests
attach. Under the Rules, the only express limitations are that
the information sought is not privileged, and is relevant to
the subject matter of the pending action. Thus, the Rules often
allow extensive intrusion into the affairs of both litigants
and third parties. [FN16] If a litigant fails to comply with
a request for discovery, the court may issue an order directing
compliance that is enforceable by the court's contempt powers.
Wash.Super.Ct.Civil Rule 37(b). [FN17]
FN16. Under Rules 30 and 31, a litigant may depose a third
party by oral or written examination. The litigant can compel
the third party to be deposed and to produce tangible evidence
at the deposition by serving the third party with a subpoena
pursuant to Rule 45. Rule 45(b)(1) authorizes a trial court to
quash or modify a subpoena of tangible evidence "if it is
unreasonable and oppressive." Rule 45(f) provides: "Failure
by any person without adequate excuse to obey a subpoena served
upon him may be deemed a contempt of the court from which the
subpoena issued."
FN17. In addition to its contempt power, Rule 37(b)(2) authorizes
a trial court to enforce an order compelling discovery by other
means including, for example, regarding designated facts as established
for purposes of the action. Cf. Fed.Rule Civ.Proc. 37(b)(2)(A).
Petitioners argue that the First Amendment imposes strict
limits on the availability of any judicial order that has the
*31 effect of restricting expression. They contend that civil
discovery is not different from other sources of information,
and that therefore the information is "protected speech"
for First Amendment purposes. Petitioners assert the right in
this case to disseminate any information gained through discovery.
They do recognize that in limited circumstances, not thought
to be present here, some information may be restrained. They
submit, however:
"When a protective order seeks to limit expression, it
may do so only if the proponent shows a compelling governmental
interest. Mere speculation and conjecture are insufficient. Any
restraining order, moreover, must be narrowly drawn and precise.
Finally, before issuing such an order a court must determine
that there are no alternatives which intrude less directly on
expression." Brief for Petitioners 10.
We think the rule urged by petitioners would impose an unwarranted
restriction on the duty and discretion of a trial court to oversee
the discovery process.
IV
It is, of course, clear that information obtained through
civil discovery authorized by modern rules of civil procedure
would rarely, if ever, fall within the classes of unprotected
speech identified by decisions of this Court. In this case, as
petitioners argue, there certainly is a public interest in knowing
more about respondents. This interest may well include most--and
possibly all--of what has been discovered as a result of the
court's order under Rule 26(b)(1). It does not necessarily follow,
however, that a litigant has an unrestrained **2207 right to
disseminate information that has been obtained through pretrial
discovery. For even though the broad sweep of the First Amendment
seems to prohibit all restraints on free expression, this Court
has observed that "[f]reedom of speech ... does not comprehend
the right to speak on any subject at any time." American
Communications Assn. v. Douds, 339 U.S. 382, 394-395, 70 S.Ct.
674, 681-682, 94 L.Ed. 925 (1950).
[2] The critical question that this case presents is whether
a litigant's freedom comprehends the right to disseminate information
that he has obtained pursuant to a court order that both granted
him access to that information and placed restraints on the way
in which the information might be used. In addressing that question
it is necessary to consider whether the "practice in question
[furthers] an important or substantial governmental interest
unrelated to the suppression of expression" and whether
"the limitation of First Amendment freedoms [is] no greater
than is necessary or essential to the protection of the particular
governmental interest involved." Procunier v. Martinez,
416 U.S. 396, 413, 94 S.Ct. 1800, 1811, 40 L.Ed.2d 224 (1974);
see Brown v. Glines, 444 U.S. 348, 354-355, 100 S.Ct. 594, 599-
600, 62 L.Ed.2d 540 (1980); Buckley v. Valeo, 424 U.S. 1, 25,
96 S.Ct. 612, 637-638, 46 L.Ed.2d 659 (1976).
A
[3][4][5] At the outset, it is important to recognize the
extent of the impairment of First Amendment rights that a protective
order, such as the one at issue here, may cause. As in all civil
litigation, petitioners gained the information they wish to disseminate
only by virtue of the trial court's discovery processes. As the
Rules authorizing discovery were adopted by the state legislature,
the processes thereunder are a matter of legislative grace. A
litigant has no First Amendment right of access to information
made available only for purposes of trying his suit. Zemel v.
Rusk, 381 U.S. 1, 16-17, 85 S.Ct. 1271, 1280-1281, 14 L.Ed.2d
179 (1965) ("The right to speak and publish does not carry
with it the unrestrained right to gather information").
Thus, continued court control over the discovered information
does not raise the same specter of government censorship that
such control might suggest in other situations. See In re Halkin,
194 U.S.App.D.C., at 287, 598 F.2d, at 206- 207 (Wilkey, J.,
dissenting). [FN18]
FN18. Although litigants do not "surrender their First
Amendment rights at the courthouse door," In re Halkin,
194 U.S.App.D.C., at 268, 598 F.2d, at 186, those rights may
be subordinated to other interests that arise in this setting.
For instance, on several occasions this Court has approved
restriction on the communications of trial participants where
necessary to ensure a fair trial for a criminal defendant. See
Nebraska Press Assn. v. Stuart, 427 U.S. 539, 563, 96 S.Ct. 2791,
2804-2805, 49 L.Ed.2d 683 (1976); id., at 601, and n. 27, 96
S.Ct., at 2823 and n. 27 (BRENNAN, J., concurring in judgment);
Oklahoma Publishing Co. v. District Court, 430 U.S. 308, 310-311,
97 S.Ct. 1045, 1046-1047, 51 L.Ed.2d 355 (1977); Sheppard v.
Maxwell, 384 U.S. 333, 361, 86 S.Ct. 1507, 1521-1522, 16 L.Ed.2d
600 (1966). "In the conduct of a case, a court often finds
it necessary to restrict the free expression of participants,
including counsel, witnesses, and jurors." Gulf Oil Co.
v. Bernard, 452 U.S. 89, 104, n. 21, 101 S.Ct. 2193, 2201-2202
n. 21, 68 L.Ed.2d 693 (1981).
[6][7][8] Moreover, pretrial depositions and interrogatories
are not public components of a civil trial. [FN19] Such proceedings
**2208 were not open to the public at common law, Gannett Co.
v. DePasquale, 443 U.S. 368, 389, 99 S.Ct. 2898, 2910, 61 L.Ed.2d
608 (1979), and, in general, they are conducted in private as
a matter of modern practice. See id., at 396, 99 S.Ct., at 2913-2914
(BURGER, C.J., concurring); Marcus, Myth and Reality in Protective
Order Litigation, 69 Cornell L.Rev. 1 (1983). Much of the information
that surfaces during pretrial discovery may be unrelated, or
only tangentially related, to the underlying cause of action.
Therefore, restraints placed on discovered, but not yet admitted,
information are not a restriction on a traditionally public source
of information.
FN19. Discovery rarely takes place in public. Depositions
are scheduled at times and places most convenient to those involved.
Interrogatories are answered in private. Rules of Civil Procedure
may require parties to file with the clerk of the court interrogatory
answers, responses to requests for admissions, and deposition
transcripts. See Fed.Rule Civ.Proc. 5(d). Jurisdictions that
require filing of discovery materials customarily provide that
trial courts may order that the materials not be filed or that
they be filed under seal. See ibid.; Wash.Super.Ct.Civil Rule
26(c). Federal district courts may adopt local rules providing
that the fruits of discovery are not to be filed except on order
of the court. See, e.g., C.D.Cal.Rule 8.3; S.D.N.Y.Civ.Rule 19.
Thus, to the extent that courthouse records could serve as a
source of public information, access to that source customarily
is subject to the control of the trial court.
[9][10] Finally, it is significant to note that an order prohibiting
dissemination of discovered information before trial is not the
kind of classic prior restraint that requires exacting First
Amendment scrutiny. See Gannett Co. v. DePasquale, *34 supra,
at 399, 99 S.Ct., at 2915 (POWELL, J., concurring). As in this
case, such a protective order prevents a party from disseminating
only that information obtained through use of the discovery process.
Thus, the party may disseminate the identical information covered
by the protective order as long as the information is gained
through means independent of the court's processes. In sum, judicial
limitations on a party's ability to disseminate information discovered
in advance of trial implicates the First Amendment rights of
the restricted party to a far lesser extent than would restraints
on dissemination of information in a different context. Therefore,
our consideration of the provision for protective orders contained
in the Washington Civil Rules takes into account the unique position
that such orders occupy in relation to the First Amendment.
B
[11] Rule 26(c) furthers a substantial governmental interest
unrelated to the suppression of expression. Procunier, supra,
at 413, 94 S.Ct., at 1811. The Washington Civil Rules enable
parties to litigation to obtain information "relevant to
the subject matter involved" that they believe will be helpful
in the preparation and trial of the case. Rule 26, however, must
be viewed in its entirety. Liberal discovery is provided for
the sole purpose of assisting in the preparation and trial, or
the settlement, of litigated disputes. Because of the liberality
of pretrial discovery permitted by Rule 26(b)(1), it is necessary
for the trial court to have the authority to issue protective
orders conferred by Rule 26(c). It is clear from experience that
pretrial discovery by depositions and interrogatories has a significant
potential for abuse. [FN20] This abuse is not limited to matters
of delay and expense; discovery also may seriously implicate
privacy interests of litigants and third parties. [FN21] The
Rules do not distinguish between public and private information.
Nor do they apply only to parties to the litigation, as relevant
information in the **2209 hands of third parties may be subject
to discovery.
FN20. See Comments of the Advisory Committee on the 1983 Amendments
to Fed.Rule Civ.Proc. 26, 28 U.S.C.App., pp. 729-730 (1982 ed.,
Supp. I). In Herbert v. Lando, 441 U.S. 153, 99 S.Ct. 1635, 60
L.Ed.2d 115 (1979), the Court observed: "There have been
repeated expressions of concern about undue and uncontrolled
discovery, and voices from this Court have joined the chorus.
But until and unless there are major changes in the present Rules
of Civil Procedure, reliance must be had on what in fact and
in law are ample powers of the district judge to prevent abuse."
Id., at 176- 177, 99 S.Ct., at 1648-1649 (footnote omitted);
see also id., at 179, 99 S.Ct., at 1650 (POWELL, J., concurring).
But abuses of the Rules by litigants, and sometimes the inadequate
oversight of discovery by trial courts, do not in any respect
lessen the importance of discovery in civil litigation and the
government's substantial interest in protecting the integrity
of the discovery process.
FN21. Cf. Whalen v. Roe, 429 U.S. 589, 599, 97 S.Ct. 869,
876, 51 L.Ed.2d 64 (1977); Cox Broadcasting Corp. v. Cohn, 420
U.S. 469, 488- 491, 95 S.Ct. 1029, 1042-1044, 43 L.Ed.2d 328
(1975). Rule 26(c) includes among its express purposes the protection
of a "party or person from annoyance, embarrassment, oppression
or undue burden or expense." Although the Rule contains
no specific reference to privacy or to other rights or interests
that may be implicated, such matters are implicit in the broad
purpose and language of the Rule.
There is an opportunity, therefore, for litigants to obtain--incidentally
or purposefully--information that not only is irrelevant but
if publicly released could be damaging to reputation and privacy.
The government clearly has a substantial interest in preventing
this sort of abuse of its processes. Cf. Herbert v. Lando, 441
U.S. 153, 176-177, 99 S.Ct. 1635, 1648-1649, 60 L.Ed.2d 115 (1979);
Gumbel v. Pitkin, 124 U.S. 131, 145-146, 8 S.Ct. 379, 384-385,
31 L.Ed. 374 (1888). As stated by Judge Friendly in International
Products Corp. v. Koons, 325 F.2d 403, 407-408 (CA2 1963), "[w]hether
or not the Rule itself authorizes [a particular protective order]
... we have no question as to the court's jurisdiction to do
this under the inherent 'equitable powers of courts of law over
their own process, to prevent abuses, oppression, and injustices'
" (citing Gumbel v. Pitkin, supra). The prevention of the
abuse that can attend the coerced production of information under
*36 a State's discovery rule is sufficient justification for
the authorization of protective orders. [FN22]
FN22. The Supreme Court of Washington properly emphasized
the importance of ensuring that potential litigants have unimpeded
access to the courts: "[A]s the trial court rightly observed,
rather than expose themselves to unwanted publicity, individuals
may well forgo the pursuit of their just claims. The judicial
system will thus have made the utilization of its remedies so
onerous that the people will be reluctant or unwilling to use
it, resulting in frustration of a right as valuable as that of
speech itself." 98 Wash.2d 226, 254, 654 P.2d 673, 689 (1982).
Cf. California Motor Transport Co. v. Trucking Unlimited, 404
U.S. 508, 510, 92 S.Ct. 609, 611-612, 30 L.Ed.2d 642 (1972);
NAACP v. Button, 371 U.S. 415, 429-431, 83 S.Ct. 328, 335-337,
9 L.Ed.2d 405 (1963).
C
[12] We also find that the provision for protective orders
in the Washington Rules requires, in itself, no heightened First
Amendment scrutiny. To be sure, Rule 26(c) confers broad discretion
on the trial court to decide when a protective order is appropriate
and what degree of protection is required. The Legislature of
the State of Washington, following the example of the Congress
in its approval of the Federal Rules of Civil Procedure, has
determined that such discretion is necessary, and we find no
reason to disagree. The trial court is in the best position to
weigh fairly the competing needs and interests of parties affected
by discovery. [FN23] The unique character of the discovery process
requires that the trial court have substantial latitude to fashion
protective orders.
FN23. In addition, heightened First Amendment scrutiny of
each request for a protective order would necessitate burdensome
evidentiary findings and could lead to time-consuming interlocutory
appeals, as this case illustrates. See, e.g., Zenith Radio Corp.
v. Matsushita Electric Industrial Co., 529 F.Supp. 866 (E.D.Pa.1981).
V
[13][14] The facts in this case illustrate the concerns that
justifiably may prompt a court to issue a protective order. As
we have noted, the trial court's order allowing discovery was
extremely broad. It compelled respondents--among other things--to
identify all persons who had made donations over a 5- year period
to Rhinehart and the Aquarian Foundation, together with the amounts
donated. In effect the order would compel disclosure of membership
as well as sources of financial support. The Supreme Court of
Washington found that dissemination of this information would
"result in annoyance, embarrassment and even oppression."
98 Wash.2d, at 257, 654 P.2d, at 690. It is sufficient for purposes
of our decision that the highest court in the State found no
abuse of discretion in the trial court's decision to issue a
protective order pursuant to a constitutional state law. We therefore
hold that where, as in this case, a protective order is entered
on a showing of good cause as required by Rule 26(c), is limited
to the context of pretrial civil discovery, and does not restrict
the dissemination of the information if gained from other sources,
it does not offend the First Amendment. [FN24]
FN24. It is apparent that substantial government interests
were implicated. Respondents, in requesting the protective order,
relied upon the rights of privacy and religious association.
Both the trial court and the Supreme Court of Washington also
emphasized that the right of persons to resort to the courts
for redress of grievances would have been "chilled."
See n. 22, supra. The judgment accordingly is Affirmed.
Justice BRENNAN, with whom Justice MARSHALL joins, concurring.
The Court today recognizes that pretrial protective orders,
designed to limit the dissemination of information gained through
the civil discovery process, are subject to scrutiny under the
First Amendment. As the Court acknowledges, before approving
such protective orders, "it is necessary to consider whether
the 'practice in question [furthers] an important or substantial
governmental interest unrelated to the suppression of expression'
and whether 'the limitation of First Amendment freedoms [is]
no greater than is necessary or essential to the protection of
the particular governmental *38 interest involved.' " Ante,
at 2207 (quoting Procunier v. Martinez, 416 U.S. 396, 413, 94
S.Ct. 1800, 1811, 40 L.Ed.2d 224 (1974)).
In this case, the respondents opposed discovery, and in the
alternative sought a protective order for discovered materials,
because the "compelled production of the identities of the
Foundation's donors and members would violate the First Amendment
rights of members and donors to privacy, freedom of religion,
and freedom of association." Ante, at 2203. The Supreme
Court of Washington found that these interests constituted the
requisite "good cause" under the State's Rule 26(c)
(upon "good cause shown," the court may make "any
order which justice requires to protect a party or person from
annoyance, embarrassment, oppression, or undue burden or expense").
98 Wash.2d 226, 256, 654 P.2d 673, 690 (1982). Given this finding,
the court approved a protective order limited to "information
... regarding the financial affairs of the various [respondents],
the names and addresses of Aquarian Foundation members, contributors,
or clients, and the names and addresses of those who have been
contributors, clients, or donors to any of the various [respondents]."
Ante, at 2204, n. 8. I agree that the respondents' interests
in privacy and religious freedom are sufficient to justify this
protective order and to overcome the protections afforded free
expression by the First Amendment. I therefore join the Court's
opinion.
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