|
San Diego Police Officers' Association et al., Plaintiffs
and Appellants,
v.
City Of San Diego Civil Service Commission et al., Defendants
and Respondents.
No. D038685
In the Court of Appeal of the State of California
Fourth Appellate District
Division One
(Super. Ct. No. 762695)
APPEAL from a judgment of the Superior Court of San Diego
County, Judith McConnell, Judge. Reversed.
COUNSEL
Law Offices of Everett L. Bobbitt, Everett L. Bobbitt, Sanford
A. Toyen; Bobbitt & Pinckard, Everett L. Bobbitt and Bradley
Fields, for Plaintiffs and Appellants.
Casey Gwinn, City Attorney, Anita M. Noone, Assistant City
Attorney, James M. Chapin, Deputy City Attorney, for Defendants
and Respondents City of San Diego and City of San Diego Civil
Service Commission.
John J. Sansone, County Counsel and William Songer, Deputy
County Counsel, for Defendants and Respondents County of San
Diego and County of San Diego Civil Service Commission.
Filed December 10, 2002
Two local law enforcement employee associations (Associations)[FOOTNOTE
1] filed an action against the City of San Diego (City) and County
of San Diego (County) (collectively Public Entities), alleging
the Public Entities' practice of routinely disclosing personnel
records at public disciplinary appeal hearings violates Penal
Code section 832.7 and the law enforcement officers' constitutional
rights to privacy. Associations sought declaratory relief ordering
the Public Entities to end this practice. The trial court sustained
the Public Entities' demurrer without leave to amend, and entered
judgment in the Public Entities' favor. We conclude Associations
alleged a viable cause of action for declaratory relief under
Penal Code section 832.7. We therefore reverse.
FACTUAL AND PROCEDURAL SUMMARY
Associations' complaint alleged the following: Associations
represent City and County peace officers who have a right to
challenge disciplinary personnel actions at an administrative
hearing. (Gov. Code, § 3303, subd. (b).) The Public Entities'
civil service commissions require these administrative appeals
to be conducted at public hearings. During these public hearings,
each civil service commission "allow[s] for the disclosure
of personnel records," as defined in Penal Code section
832.8, despite the objections of the involved peace officer.
Penal Code section 832.8 defines "personnel records"
to include employment-related information contained in the officer's
file, complaints and investigations of complaints concerning
the involved officer, and "[a]ny other information the disclosure
of which would constitute an unwarranted invasion of personal
privacy." [FOOTNOTE 2]
Associations alleged that by permitting public disclosure
of these personnel records, Public Entities violated section
832.7 and the peace officers' constitutional rights. Associations
sought (1) "[a] writ of mandamus . . . commanding [Public
Entities] to prevent public disclosure of confidential peace
officer personnel records as described in Penal Code § 832.8
. . ." ; and (2) "[a] judicial declaration that Petitioners'
membership is entitled to have confidential peace officer personnel
records protected from public disclosure . . . "at disciplinary
appeal hearings.
Public Entities filed a demurrer contending that section 832.7
does not prevent disclosure of personnel records in an administrative
proceeding, relying on Bradshaw v. City of Los Angeles
(1990) 221 Cal.App.3d 908, 921. The Public Entities further argued
that "[t]o the extent the petitioners are challenging the
introduction of particular evidence at some past or future Commission
hearing, such a challenge is not appropriate for review"
by a declaratory relief action.
The trial court sustained the demurrer, finding that section
832.7 does not preclude the introduction of evidence at an administrative
disciplinary appeal hearing. The court alternatively found the
complaint "lack[ed] controversy on its face" because
Associations were not challenging a specific ruling permitting
the admission of confidential personnel records at an administrative
hearing, and that the proper avenue to challenge a prior ruling
was through a Code of Civil Procedure section 1094.5 action.
Associations thereafter moved for reconsideration, requesting
leave to amend the complaint based on new facts that arose after
the court's ruling showing that a deputy sheriff (who was not
identified for asserted confidentiality concerns) was denied
a closed hearing on his appeal of a disciplinary action. The
trial court denied the reconsideration motion, finding the proposed
new facts "do not properly address the issues raised."
Associations appeal.
DISCUSSION
I. Preliminary Matters
Before reaching the merits of Associations' contentions, we
reject Public Entities' arguments that the judgment may be affirmed
on a nonsubstantive basis.
City argues-for the first time on appeal-that the action is
barred by the res judicata doctrine based on a previous lawsuit
in which the city police officers' association unsuccessfully
raised the identical issue regarding the confidentiality of personnel
files presented at disciplinary review hearings. However, the
deputy sheriffs' association was not a party to this prior action
and therefore this association is not necessarily barred from
asserting its claims. Moreover, relitigation is not foreclosed
because this case falls within the public interest exception
to the res judicata doctrine. (See Arcadia Unified School
Dist. v. State Dept. of Education (1992) 2 Cal.4th 251, 257-259.)
Under the public interest exception, courts may permit relitigation
of an issue of law concerning a public entity's ongoing statutory
obligations that affect individuals and members of the public
not specifically before the court in the first litigation. (Ibid.;
see Kopp v. Fair Pol. Practices Com. (1995) 11 Cal.4th 607,
622; City of Sacramento v. State of California (1990)
50 Cal.3d 51, 64-65.) The circumstances here fall within that
exception.
We further reject the County's argument-made in a footnote
without citation to any authority-that the demurrer may be sustained
because Associations failed to allege an actual controversy.
Associations have presented a real and substantial controversy
because they are seeking declaratory relief regarding a public
entity's ongoing interpretation of a statute affecting Associations'
membership. (See Code Civ. Proc., § 1060.)
II. Propriety of Demurrer
As the central thrust of their appeal, Associations contend
their complaint stated a cause of action under section 832.7.
Specifically, Associations maintain: (1) their complaint adequately
alleged Public Entities routinely present personnel records at
public hearings conducted pursuant to the Public Safety Officers'
Procedural Bill of Rights Act; (2) section 832.7 prohibits the
Public Entities from disclosing personnel records to the public
without the involved officer's consent; and (3) the Associations
are therefore entitled to declaratory relief to prevent Public
Entities from continuing to engage in this practice.
In examining these contentions, we first briefly describe
the statutory scheme regarding administrative hearings under
the Public Safety Officers' Procedural Bill of Rights Act, and
Public Entities' alleged practices of disclosing personnel records
at these public hearings. We then examine whether section 832.7
supports Associations' allegation that personnel records cannot
be presented at these public hearings without the affected officer's
consent.
A. Public Safety Officers' Procedural Bill of Rights Act
Government Code section 3300 et seq. is known as the Public
Safety Officers Procedural Bill of Rights Act. (Gov. Code, §
3300; see San Diego Police Officers Assn. v. City of San
Diego (2002) 98 Cal.App.4th 779, 781.) Under this act, "[n]o
punitive action" may be taken against a public safety officer
unless the officer is provided an opportunity for an administrative
appeal (referred to as a disciplinary appeal hearing). (Gov.
Code, § 3304, subd. (b); Giuffre v. Sparks (1999)
76 Cal.App.4th 1322, 1328.) The Legislature enacted this code
section to ensure a peace officer subjected to punitive action
has the "opportunity ' to establish a formal record of the
circumstance surrounding his termination' [citation] and ' to
attempt to convince the employing agency to reverse its decision,
either by demonstrating the falsity of charges which led to punitive
action, or through proof of mitigating circumstances.' "
(Binkley v. City of Long Beach (1993) 16 Cal.App.4th 1795,
1806.)
Beyond mandating that this opportunity be provided, the Legislature
did not specify how the appeal process was to be implemented.
The Legislature instead left the details of the administrative
appeal "to be formulated by the local agency." (Binkley
v. City of Long Beach, supra, 16 Cal.App.4th at p. 1806.)
Thus, Government Code section 3304 was not intended to "interfere
with a charter city's right to regulate peace officers' qualifications
for employment, or the causes for which they may be removed.
[Citation.] Nor was the Act intended to abrogate the powers granted
charter cities by article XI, section 5 of the California Constitution
. . . ." (Binkley v. City of Long Beach, supra, 16
Cal.App.4th at p. 1806.) But the hearings must be conducted consistent
with due process. (Id. at p. 1807.) Thus, the hearings
must be conducted by a neutral factfinder, and the hearings must
be open to the public if the affected peace officer requests
a public hearing. (See Caloca v. County of San Diego (2002)
102 Cal.App.4th 433, 446; Giuffre v. Sparks, supra, 76
Cal.App.4th at p. 1329.)
Associations allege that the Public Entities have rules, policies
and/or practices that require administrative disciplinary appeals
to be held at public hearings, and, at these hearings, Public
Entities routinely present information contained in peace officer
personnel files despite that the affected officer has objected
to the disclosure. Associations concede that this practice is
proper under local codes and rules, but argue that it violates
state law, specifically section 832.7. We thus turn to an analysis
of section 832.7.
B. Section 832.7
Section 832.7, subdivision (a) provides: "Peace officer
personnel records and records maintained by any state or local
agency pursuant to Section 832.5,[[FOOTNOTE 3] ] or information
obtained from these records, are confidential and shall not be
disclosed by the department or agency that employs the peace
officer in any criminal or civil proceeding except by discovery
pursuant to Sections 1043 and 1046 of the Evidence Code.[[FOOTNOTE
4] ] This section shall not apply to investigations or proceedings
concerning the conduct of police officers or a police agency
conducted by a grand jury, a district attorney's office, or the
Attorney General's office."
In Bradshaw v. City of Los Angeles, supra, 221 Cal.App.3d
908, the court interpreted section 832.7 to mean that the statute
did not apply to preclude a public entity from disclosing peace
officer personnel records unless those records were sought in
connection with a civil or criminal proceeding. In that case,
a police officer alleged the city violated section 832.7 when
it disclosed information to the news media about his public disciplinary
appeal hearing. In evaluating whether this allegation stated
a valid cause of action, the Bradshaw court noted that
section 832.7 was susceptible to two different interpretations:
(1) the Legislature intended the disclosure prohibition applied
only to disclosures in the context of a civil or criminal proceeding;
or (2) the Legislature intended to create a rule providing that
all peace officer personnel records are confidential and then
to recognize a specific exception to that rule for parties to
obtain relevant information through Pitchess discovery
procedures in the context of a civil or criminal proceeding.
(Bradshaw v. City of Los Angeles, supra, 221 Cal.App.3d
at p. 916.)
The Bradshaw court ultimately adopted the former interpretation-that
section 832.7 applied to provide limitations only for peace officer
personnel information disclosures in the context of a civil or
criminal proceeding, and therefore the code section did not prohibit
the city from disclosing information to the media concerning
the officer's public administrative appeal hearing. (Bradshaw
v. City of Los Angeles, supra, 221 Cal.App.3d at pp. 916-920.)
The court reasoned that section 832.7's legislative history showed
that the specific purpose of the statute was to codify the Pitchess
decision regarding discovery procedures for third party litigants
to obtain relevant police personnel information, and not to establish
general rules regarding the voluntary release of information
to news media. (221 Cal.App.3d at pp. 917-918.) The Bradshaw
court alternatively held that the officer's claim was without
merit because section 832.7 did not provide a private right of
action for an individual officer to obtain damages caused by
an improper disclosure. (221 Cal.App.3d at pp. 918-919.)
Two California appellate courts have since disagreed with
Bradshaw' s expansive pronouncement that section 832.7's
disclosure prohibition applies only to disclosures in criminal
or civil actions, and instead interpreted section 832.7 as recognizing
broad confidentiality protection for peace officer personnel
records regardless of the context in which the documents are
sought. (City of Richmond v. Superior Court (1995) 32
Cal.App.4th 1430 (City of Richmond); City of Hemet v.
Superior Court (1995) 37 Cal.App.4th 1411 (City of Hemet);
see also County of Los Angeles v. Superior Court (1993) 18
Cal.App.4th 588, 599-560.)
In City of Richmond, the court held a city properly
denied a newspaper's request under the California Public Records
Act (CPRA) for personnel records pertaining to an investigation
of a police officer. (City of Richmond, supra, 32 Cal.App.4th
at pp. 1438-1440.) The court found that although the CPRA does
not specifically restrict the public from obtaining such records,
the CPRA provides that a public entity need not disclose records
that are "' exempted or prohibited pursuant to federal or
state law . . . .' " (City of Richmond, supra, 32
Cal.App.4th at p. 1440, quoting Gov. Code, § 6254, subd.
(k).) The City of Richmond court concluded that section
832.7 was a state law that "prohibited" disclosure
of peace officer personnel records within the meaning of the
CPRA. (32 Cal.App.4th at p. 1440.) In reaching this determination,
the City of Richmond court rejected the newspaper's arguments
that, under Bradshaw, section 832.7 did not apply because
the information was not being sought in connection with a civil
or criminal action. The court explained that it "disagree[d]
with Bradshaw's suggestion that Penal Code section 832.7
did not establish the confidentiality of these records. [Citation.]
If the Legislature intended only to define procedures for disclosure
in criminal and civil proceedings, it could have done so by stating
that the records ' shall not be disclosed in any criminal or
civil proceeding except by discovery pursuant to [the Evidence
Code sections] . . . ,' without also designating the information
' confidential.' " (32 Cal.App.4th at p. 1439.)
In City of Hemet, the court similarly incorporated
section 832.7 into the CPRA to hold that a newspaper was not
entitled to compel the city to disclose records of an internal
police investigation of a police officer's actions. (City
of Hemet, supra, 37 Cal.App.4th 1411.) The City of Hemet
court agreed that "Bradshaw went too far in refusing
to give full effect to the Legislature's specification of police
personnel records as ' confidential.' " (Id. at p.
1430.) The court stated that "[l]ogic does not permit the
conclusion that information may be ' confidential' for one purpose,
yet freely disclosable for another. In the [Bradshaw]
court's apparent concern for allowing the city in that case to
disseminate information as a matter of legitimate public interest,
the court put a gloss on the word ' confidential' which we cannot
accept." (Ibid.)
We believe the City of Richmond and City of Hemet
courts correctly interpreted section 832.7, and that Bradshaw's
holding that section 832.7 applies only to civil and criminal
proceedings is unsupported. (See Dibb v. County of San
Diego (1994) 8 Cal.4th 1200, 1210, fn. 5 [in context of local
commission's citizen complaint investigations "section 832.7
. . . imposes on the sheriff the duty to maintain the confidentiality
of peace officer personnel records or information obtained from
those records" ].) Although the City of Richmond
and City of Hemet decisions arose in factual circumstances different
from here, the underlying logic of those decisions necessarily
extends to the situation before us.
First, as did the City of Richmond and City of Hemet
courts, we conclude it would be unreasonable to assume
the Legislature intended to put strict limits on the discovery
of police personnel records in the context of civil and criminal
discovery, and then to broadly permit any member of the public
to easily obtain those records made public at a disciplinary
appeal hearing without any showing of good cause. Section 832.7's
protection would be wholly illusory unless that statute is read
to establish confidentiality status for personnel records in
the context of public disciplinary hearings. Personnel records
include all complaints and investigations of complaints, and
information that would constitute an "unwarranted invasion
of personal privacy." (§ 832.8.) If a law enforcement
agency could-without the consent of the affected officer-present
evidence at a public hearing regarding all past complaints and
investigations of the complaints to assist in proving a particular
personnel action, even if those complaints were later determined
to be unfounded, criminal and civil litigants would then have
full access to later wade through those records in an attempt
to prove their current allegations against the officer. This
is precisely what the Legislature sought to avoid by codifying
the Pitchess procedures and recognizing these restrictions
in section 832.7. (See People v. Mooc, supra, 26 Cal.4th
at p. 1227.)
Moreover, we agree with the City of Richmond court
that section 832.7's statutory language demonstrates that the
Legislature was intending to recognize the confidentiality of
peace officer personnel records regardless of the context in
which the records were sought. Although the Legislature could
have merely stated that personnel records shall not be disclosed
in civil and criminal proceedings except by Pitchess procedures
(as codified in the Evidence Code sections), it first provided-in
an independent clause-that the records are "confidential."
(§ 832.7, subd. (a).) In construing a statute we are required
to give independent meaning and significance to each word, phrase,
and sentence in a statute and to avoid an interpretation that
makes any part of a statute meaningless. (Dyna-Med, Inc. v.
Fair Employment & Housing Com. (1987) 43 Cal.3d 1379,
1386-1387.) If the Legislature intended merely to restate the
Pitchess procedures under which civil or criminal discovery
is permitted, there would be no need to include the word "confidential"
in section 832.7, subdivision (a). (See Rosales v. City of
Los Angeles (2000) 82 Cal.App.4th 419, 426 ["the term
' confidential' in Penal Code section 832.7 has independent significance"
].)
The remaining subdivisions of section 832.7 likewise confirm
our interpretation. Three of these subdivisions describe circumstances
under which, "[n]otwithstanding subdivision (a)," the
employing agency shall or may disclose information contained
in a peace officer's personnel file. (§ 832.7, subds. (b),
(c) & (d).)[FOOTNOTE 5] For example, section 832.7, subdivision
(d) states that an agency may release disciplinary information
to rebut a false statement made by a peace officer to the media.
But this subdivision makes clear that the circumstances under
which this public disclosure is permitted are very narrow, providing
that an employing agency may release the factual information
if the officer or his agent makes a "false" statement
that was "published" in an "established medium
of communication," and that this statement concerned the
investigation or disciplinary action. (§ 832.7, subd. (d).)
By setting forth these very specific restrictions when the agency
may disclose information in a peace officer's personnel file,
the Legislature necessarily intended that the agency would not
have the discretion to disclose the information where these circumstances
were not satisfied. A contrary conclusion would render section
832.7, subdivision (d) meaningless.
Public Entities' contentions that section 832.7 has no applicability
to a disciplinary appeal hearing are unpersuasive.[FOOTNOTE 6]
First, City argues an interpretation of section 832.7 as applying
to disciplinary appeal hearings is improper because it violates
article XI, section 5 of the California Constitution, which provides
that a charter city "enjoys autonomous rule over municipal
affairs pursuant to article XI, section 5 of the California Constitution,
' subject only to conflicting provisions in the federal and state
Constitutions and to preemptive state law.' [Citations.]"
(Associated Builders & Contractors, Inc. v. San Francisco
Airports Com. (1999) 21 Cal.4th 352, 363.)
We reject this contention because a conclusion that section
832.7 prohibits disclosure of peace officer personnel records
at a disciplinary appeal hearing does not conflict with a municipal
ordinance. City relies solely on San Diego City Charter, article
VIII, section 129, which provides for a public hearing for permanent
employees who have been removed for cause. This limited public
hearing requirement is not necessarily inconsistent with a law
prohibiting disclosure of personnel records at the hearing if
the officer objects. Moreover, as our Supreme Court has recognized,
a local ordinance "does not (and may not) supersede general
law governing privileges or confidentiality of records"
as set forth in section 832.7. (Dibb v. County of San Diego,
supra, 8 Cal.4th at p. 1210, fn. 5.)
Public Entities additionally argue that section 832.7 is inapplicable
because the Pitchess discovery procedures, codified in
Evidence Code sections 1043 and 1046, are irrelevant to an agency
that holds the personnel files. We agree that requiring Public
Entities to satisfy Pitchess procedures before disclosing
records is not logical. The information presented to the civil
service commissions is already in possession of either the complaining
police officer or the responding agency. A request for discovery
is, therefore, generally not at issue and the Pitchess
procedures identified in section 832.7, subdivision (a) (by reference
to the Evidence Code sections) are inapplicable. However, as
explained above, because we have concluded that the correct interpretation
of the statute is that the Legislature intended to establish
that personnel records are confidential and then created a limited
exception in the civil/criminal discovery context, the fact that
Pitchess procedures do not logically apply here does not
render the disclosure prohibition inapplicable. (See Hackett
v. Superior Court (1993) 13 Cal.App.4th 96, 100 ["Although
it is clear the [statute] was conceived as a legislative response
to Pitchess . . . , it is equally clear from its plain
language . . . [that the statute] was intended to create a privilege
for all information in peace officers' personnel files"
].)
Public Entities' reliance on Rosales v. City of Los Angeles,
supra, 82 Cal.App.4th 419 is misplaced. The Rosales court
made clear it agreed with Bradshaw only to the extent
that Bradshaw held section 832.7 does not provide for
a private right of action for violation of its provisions. (82
Cal.App.4th at pp. 427-429.) That issue is not presented in this
declaratory relief action. Additionally, the Rosales court's
observation that section 832.7's "privilege" is considered
"conditional or limited because an officer cannot prevent
disclosure of his or her personnel records . . . "does not
support Public Entities' position. (82 Cal.App.4th at
pp. 426-427.) The Rosales court made this statement in
the course of recognizing that a peace officer may not prevent
disclosure in a civil or criminal action after a trial court
has granted a Pitchess motion. (Ibid.) We agree
with this principle, but it is inapplicable here because we are
not dealing with a Pitchess-type discovery motion.
County's reliance on San Francisco
Police Officers' Assn. v. Superior Court (1988) 202 Cal.App.3d
183 is also misplaced. In that case, the San Francisco police
officers' association challenged a rule permitting the individual
who complained about a police officer's conduct to be present
at the confidential investigation hearing and to have access
to the decision and materials. (Id. at pp. 186-188.) In
rejecting this challenge, the court emphasized that the investigation
hearings conducted by the San Francisco commission are considered
part of the factfinding process, and any records that are part
of the peace officer's personnel file, or become part of the
personnel file, are considered confidential and the complainant
would not have access to these materials. (Id. at pp.
188-192.) This conclusion is fully consistent with our holding
here.
We conclude section 832.7 provides that peace officer personnel
records, as defined in section 832.8, are confidential. Thus,
employing agencies may not freely disclose these records at public
disciplinary appeal hearings if the affected officer asserts
an objection. This conclusion requires that we reverse the judgment
sustaining the demurrer. The allegations of Associations' complaint-that
Public Entities routinely disclose confidential peace officer
personnel records despite the objection of the peace officer-state
a valid basis for declaratory relief under section 832.7.
We emphasize that our decision is limited to the relief sought
in the petition, which is a declaration that section 832.8 personnel
records are confidential in the context of disciplinary appeal
hearings. To the extent that other issues
were raised in the appellate briefs, most notably whether disciplinary
appeal hearings must be closed, those issues are beyond the scope
of this appellate decision. In reviewing the propriety
of the judgment based on a demurrer, we are limited to examining
the complaint's factual allegations to determine whether they
potentially state a cause of action on any available legal theory.
(Wolfe v. State Farm Fire & Casualty Ins. Co. (1996)
46 Cal.App.4th 554, 560.) We conclude the allegations state a
valid cause of action and provide the basis for declaratory relief.
The nature and scope of any such declaratory
relief is for the trial court in the first instance.
DISPOSITION
Judgment reversed. Public Entities to bear costs on appeal.
HALLER, J.
WE CONCUR: HUFFMAN, Acting P.J., McDONALD, J.
December 12, 2002 CALIFORNIA
::::::::::::::::::::::::::::: FOOTNOTE(S) :::::::::::::::::::::::::::::
FN1. The Associations are the San Diego Police Officers'
Association and the San Diego County Deputy Sheriffs' Association.
FN2. Penal Code section 832.8 defines personnel records
as: "any file maintained under that individual's name by
his or her employing agency and containing records relating to
any of the following: [¶ ] (a) Personal data, including
marital status, family members, educational and employment history,
home addresses, or similar information. [¶ ] (b) Medical
history. [¶ ] (c) Election of employee benefits. [¶
] (d) Employee advancement, appraisal, or discipline. [¶
] (e) Complaints, or investigations of complaints, concerning
an event in which he or she participated, or which he or she
perceived, and pertaining to the manner in which he or she performed
his or her duties. [¶ ] (f) Any other information the disclosure
of which would constitute an unwarranted invasion of personal
privacy." All further statutory references are to the Penal
Code unless otherwise specified.
FN3. Section 832.5 provides that law enforcement agencies
must establish procedures for the investigation of citizens'
complaints against law enforcement personnel, and requires that
the complaints, and the records of any investigations of the
complaints, be retained for at least five years.
FN4. These Evidence Code sections codify the Pitchess
motion procedure requiring a good cause finding and an in camera
examination before peace officer personnel information may be
disclosed in discovery to civil or criminal litigants. (City
of Los Angeles v. Superior Court (2002) 29 Cal.4th 1, 9;
see Pitchess v. Superior Court (1974) 11 Cal.3d 531 (Pitchess).)
By enacting these code sections, the Legislature "balanced
[a litigant' s] need for disclosure of relevant information with
the law enforcement officer's legitimate expectation of privacy
in his or her personnel records." (People v. Mooc (2001)
26 Cal.4th 1216, 1220.)
FN5. These subdivisions of section 832.7 read: "(b)
Notwithstanding subdivision (a), a department or agency shall
release to the complaining party a copy of his or her own statements
at the time the complaint is filed. [¶ ] (c) Notwithstanding
subdivision (a), a department or agency which employs peace officers
may disseminate data regarding the number, type, or disposition
of complaints (sustained, not sustained, exonerated, or unfounded)
made against its officers if that information is in a form which
does not identify the individuals involved. [¶ ] (d) Notwithstanding
subdivision (a), a department or agency which employs peace officers
may release factual information concerning a disciplinary investigation
if the peace officer who is the subject of the disciplinary investigation,
or the peace officer's agent or representative, publicly makes
a statement he or she knows to be false concerning the investigation
or the imposition of disciplinary action. Information may not
be disclosed by the police officer's employer unless the false
statement was published by an established medium of communication,
such as television, radio, or a newspaper. Disclosure of factual
information by the employing agency pursuant to this subdivision
is limited to facts contained in the peace officer's personnel
file concerning the disciplinary investigation or imposition
of disciplinary action that specifically refute the false statements
made public by the peace officer or his or her agent or representative."
FN6. We note that in the proceedings below, Public
Entities essentially conceded that section 832.7 applies to disciplinary
appeal hearings. In replying to Associations' opposition to their
demurrer, Public Entities stated that they "recognize that
peace officer personnel records are made confidential by statute,"
and that they "take steps to protect the confidentiality
of peace officer records." Although they appear to take
an opposite position in their appellate briefs, Public Entities'
earlier admission retains significance.
|