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MICHAEL SCHMIER, Plaintiff and Appellant,
v.
THE SUPREME COURT OF CALIFORNIA et al., Defendants and Respondents.
No. A085177
In the Court of Appeal of the State of California
First Appellate District
Division Five
(San Francisco County Super. Ct. No. 995232, Honorable David
A. Garcia)
COUNSEL
Kenneth J. Schmier, Jeanne M. Fahey, Patrice M. Brymner,
for Plaintiff and Appellant
Bill Lockyer, Attorney General; Manuel M. Medeiros, Assistant
Attorney General; Andrea Lynn Hock, Tom Blake, Deputy Attorneys
General, for Defendants and Respondents
Filed February 28, 2000
Michael Schmier (appellant) appeals the dismissal of
his complaint for injunctive relief and writ of mandate after
the demurrer of respondents, the Supreme Court of California,
the Court of Appeal of California and the Judicial Council of
California, was sustained without leave to amend. Appellant seeks
to enjoin respondents from enforcing the rules governing publication
of opinions (California Rules of Court,[FOOTNOTE 1] rules 976-979),
contending they are unconstitutional and conflict with statutory
law.
Background
Rule 976(b) provides that no opinion of the Court of
Appeal may be published in the official reports unless it "(1)
establishes a new rule of law, applies an existing rule to a
set of facts significantly different from those stated in published
opinions, or modifies, or criticizes with reasons given, an existing
rule; [¶ ] (2) resolves or creates an apparent conflict
in the law; [¶ ] (3) involves a legal issue of continuing
public interest; or [¶ ] (4) makes a significant contribution
to legal literature by reviewing either the development of a
common law rule or the legislative or judicial history of a provision
of a constitution, statute, or other written law." Rule
976(c) provides that a Court of Appeal opinion shall not be published
unless a majority of the court rendering the opinion certifies
that it meets one of the standards of rule 976(b). It further
provides that a Court of Appeal "opinion certified for publication
shall not be published, and an opinion not so certified shall
be published, on an order of the Supreme Court to that effect."
An opinion that is not certified for publication cannot
subsequently be cited as legal authority or precedent, except
as relevant to the doctrines of law of the case, res judicata,
or collateral estoppel, or as relevant to a criminal or disciplinary
action because the opinion states reasons for a decision that
affects the same defendant or respondent in another action. (Rule
977.)
Rules 978 sets forth the procedure for requesting publication
of a Court of Appeal opinion not certified for publication by
that court. If the Court of Appeal does not honor the request,
rule 978 obligates the Supreme Court to then rule on the request.
Rule 979 sets forth a similar scheme pertinent to depublication.
Appellant, individually and purportedly on behalf of
all persons similarly situated, filed an action for injunctive
relief and writ of mandate to compel respondents to publish all
Court of Appeal opinions and to permanently enjoin them from
enforcing the rules governing publication. He contends the rules
violate the federal and state constitutional doctrine of separation
of powers and the constitutional rights to petition the government
for redress of grievances, freedom of speech, due process and
equal protection. He further contends that the rules violate
Civil Code section 22.2, which states that the common law of
England is the rule of decision of all California state courts
unless inconsistent with the federal constitution or the state
constitution or statutes and the doctrine of stare decisis.
Respondents demurred primarily on the ground the trial court
lacked subject matter jurisdiction because the Supreme Court
alone is vested with the responsibility to regulate the publication
of Court of Appeal opinions.
The trial court sustained the demurrer without leave
to amend and ordered the case dismissed.
Discussion
In reviewing the sufficiency of a complaint against
a general demurrer, we treat the demurrer as admitting all material
facts properly pleaded. When a complaint has been sustained without
leave to amend, we determine if there is a reasonable possibility
the defect can be cured by amendment; if so, we reverse. The
burden of proving such a reasonable possibility lies with the
plaintiff. (Blank v. Kirwan (1985) 39 Cal.3d 311, 318.)
I
Preliminarily, we observe that the complaint lacks facts
sufficient to establish the requisite element of appellant' s
standing to bring the action. A person who invokes the judicial
process lacks standing if he, or those whom he properly represents,
"does not have a real interest in the ultimate adjudication
because [he] has neither suffered nor is about to suffer any
injury of sufficient magnitude reasonably to assure that all
of the relevant facts and issues will be adequately presented."
(California Water & Telephone Co. v. County of Los Angeles
(1967) 253 Cal.App.2d 16, 22-23, fn. omitted.) When a complaint
fails to state a cause of action in favor of the plaintiff, a
demurrer for failure to state a cause of action will be sustained.
(Parker v. Bowron (1953) 40 Cal.2d 344, 351.)
Where the enforcement of a rule may cause irreparable
injury, only the injured party may attack its constitutionality
by an action to enjoin its enforcement. (McKay Jewelers, Inc.
v. Bowron (1942) 19 Cal.2d 595, 599.) A writ of mandate is
granted "' only where necessary to protect a substantial
right and only when it is shown that some substantial damage
will be suffered by the petitioner if said writ is denied.'
" [Citations.]" (Parker v. Bowron, supra, 40 Cal.2d
at p. 351, italics added.) It will not lie where it is apparent
the petitioner has "' " no direct interest in the action
sought to be coerced, and that no benefit can accrue to him from
its performance." ' [Citation.]" (Ibid.)
Appellant' s complaint alleges that "in numerous
cases" the Supreme Court and Court of Appeal have refused
the requests of unidentified litigants and others to publish
a Court of Appeal decision, and contains the vague allegation
that the depublication rules deprive criminal defendants of "the
right to cite a case otherwise favorable and controlling of [their]
fate." However, the complaint does not identify any specific
injury appellant or those he purports to represent have suffered
or will suffer due to the nonpublication or depublication of
an appellate opinion. Absent such an allegation, appellant lacks
standing in this action. However, as discussed below, even were
he able to allege a specific situation wherein nonpublication
harmed or would harm him, he would be unable to state a viable
cause of action.
II
The Judicial Council of California is constitutionally
empowered to adopt rules for court administration, practice and
procedure, providing they are not inconsistent with statute.
(Cal. Const., art. VI, § 6.) The consistency of a rule is
tested against the statutory scheme the rule was intended to
implement. (See People v. Hall (1994) 8 Cal.4th 950, 959-960.)
California Constitution, article VI, section 14 requires
the Legislature to provide for the prompt publication of such
opinions of the Courts of Appeal "as the Supreme Court deems
appropriate." Government Code section 68902 states: "Such
opinions . . . of the courts of appeal . . . as the Supreme Court
may deem expedient shall be published in the official reports
[which] shall be published under the general supervision of the
Supreme Court." The broad constitutional and legislative
authority granting the Supreme Court selective publication discretion
manifests a policy that California' s highest court, with its
supervisory powers over lower courts, should oversee the orderly
development of decisional law, giving due consideration to such
factors as (a) "the expense, unfairness to many litigants,
and chaos in precedent research," if all Court of Appeal
opinions were published, and (b) whether unpublished opinions
would have the same precedential value as published opinions.
(People v. Valenzuela (1978) 86 Cal.App.3d 427, 441 (dis.
opn. of Jefferson, J.) [addressing issue not addressed in maj.
opn.].) By providing the mechanism for realizing this policy,
the rules are consistent with the statutory scheme they were
intended to implement.
Contrary to appellant' s assertion, the rules do not
conflict with Civil Code section 22.2, which provides that "[t]he
common law of England, so far as it is not repugnant to or inconsistent
with the Constitution of the United States, or the Constitution
or laws of this State, is the rule of decision in all the courts
of this State." As used in this statute, common law of England
refers to "the whole body of that jurisprudence as it stood,
influenced by statute, at the time when the code section was
adopted." (Martin v. Superior Court (1917) 176 Cal.
289, 293.) Common law is now largely codified in California (see,
e.g., Civ. Code, § 4, Code Civ. Proc., § 4, Pen. Code,
§ 4), and statutes are presumed to codify common law rules,
absent clear language disclosing an intent to depart therefrom.
(Saala v. McFarland (1965) 63 Cal.2d 124, 130; People
v. Zikorus (1983) 150 Cal.App.3d 324, 330; see also Civ.
Code, § 5.)
However, neither the Legislature nor the courts are
precluded from modifying or departing from the common law, and
frequently do. A well-known departure, for example, is the community
property system, whereby the Legislature incorporated Spanish
law rather than the English common law rules pertinent to the
marital estate. (Roberts v. Wehmeyer (1923) 191 Cal. 601,
611.) Similarly, the Legislature enacted a system of discovery
in civil cases (Code Civ. Proc., § 2016 et seq.) by substantially
adopting the federal rules of discovery (Greyhound Corp. v.
Superior Court (1961) 56 Cal.2d 355, 375), which in turn
established a pretrial fact-finding mechanism with a breadth
not contemplated at common law (see Hickman v. Taylor (1947)
329 U.S. 495, 500-501, and fns. therein).
Appellant has not cited and we are unaware, of any common
law rule governing the publication or citation of opinions. To
the extent appellant suggests that the common law of England
requires that all appellate decisions will be published and may
be cited as authority, such a rule is inconsistent with the constitution
and laws of this state, including the rules of court, which have
the force of positive law. (Villa v. Superior Court (1981)
124 Cal.App.3d 1063, 1065.) "As a rule of conduct, [common
law] may be changed at the will of the [L]egislature, unless
prevented by constitutional limitations. The great office of
statutes is to remedy defects in the common law as they are developed,
and to adapt it to the changes of time and circumstances. [Citation.]"
(People v. Hickman (1928) 204 Cal. 470, 479.) By specifically
empowering the Supreme Court to determine which opinions of the
Court of Appeal are appropriate for publication, the Legislature
and the electorate have clearly disclosed an intent that the
decisional law of this state does not require publication of
every opinion of the intermediate appellate courts. Rather, the
Supreme Court appropriately determines by selective publication
the evolution and scope of this state' s decisional law.
Nor do the rules contravene the doctrine of stare decisis,
which obligates inferior courts to follow the decisions of courts
exercising superior jurisdiction. (Auto Equity Sales, Inc.
v. Superior Court (1962) 57 Cal.2d 450, 455.) Although the
doctrine embodies an important social policy by representing
an element of continuity in law and serving the psychological
need to satisfy expectations, it is a principle of judicial policy,
not a rule of constitutional or statutory dimension. (See Helvering
v. Hallock (1940) 309 U.S. 106, 119.) Therefore, the Supreme
Court-California' s highest court-is the appropriate body to
establish policy for determining those Court of Appeal opinions
entitled to the precedential value of the stare decisis doctrine.
Relying principally on James B. Beam Distilling Co.
v. Georgia (1991) 501 U.S. 529 (Beam), appellant claims
the rules violate the constitutional guarantees of due process
and equal protection (U.S. Const., 14th Amend.; Cal. Const.,
art I, § 7, subd. (a)) by creating a system of selective
prospectivity that allows courts to create a new rule of law
applicable to a single case. As articulated in Beam, selective
prospectivity occurs when a court expressly overrules a decisional
precedent, but applies the new rule only to the case in which
the new rule is announced, returning to the old rule with respect
to all other cases arising on facts predating the pronouncement
of the new rule. (Id. at pp. 534-537.) Beam held that
in civil as well as criminal cases, when the court applies a
new rule of law to litigants in one case, "it must do so
with respect to all others not barred by procedural requirements
or res judicata." (Id. at pp. 538, 544.) As Beam also
observed, opinions that overrule precedent are rare. "In
the ordinary case, no question of retroactivity arises. Courts
are as a general matter in the business of applying settled principles
and precedents of law to the disputes that come to bar. [Citation.]
Where those principles and precedents antedate the events on
which the dispute turns, the court merely applies legal rules
already decided, and the litigant has no basis on which to claim
exemption from those rules." (Id. at p. 534.)
The rules protect against selective prospectivity by
providing a uniform and reasonable procedure to assure that actual
changes to existing precedential decisions are applicable to
all litigants. They require that all opinions of the state'
s highest court be published. (Rule 976(a).) They establish comprehensive
standards for determining publication of Court of Appeal cases,
particularly specifying that an opinion announcing a new rule
of law or modifying an existing rule be published. (Rule 976(b).)
They permit any member of the public to request the Court of
Appeal to publish an opinion and, if the request is denied, require
the Supreme Court to rule thereon. (Rule 978.) In short, the
rules assure that all citizens have access to legal precedent,
while recognizing the litigation fact of life expressed in Beam
that most opinions do not change the law. If appellant' s
view prevailed, the Supreme Court would be unable to decertify
opinions for publication, which would seriously compromise its
ability to control the direction of appellate precedent.
The validity of the publication rules finds support
in the parallel rules of the federal court system. In the Court
of Appeals for the Ninth Circuit, for example, only opinions,
not memoranda, are published. (See Fed. Rules of App. Proc.,
rules 36-1, 36-2 & 36-3, 28 U.S.C. (hereafter "circuit
rules" ).) Circuit rule 36-3, like California Rules of Court,
rule 977, provides that dispositions other than opinions and
orders designated for publication are not precedent and may not
be cited except as relevant to law of the case, res judicata
or collateral estoppel.
Appellant either misunderstands or ignores the realities
of the intermediate appellate process. If appellant' s view prevailed,
the Court of Appeal would be required to publish all Wende[FOOTNOTE
2] opinions. As every criminal lawyer knows, a Wende case
is one in which appellate counsel in a criminal appeal advises
the court that no arguable appellate issues can be found, thereby
invoking the obligation of the Court of Appeal to conduct an
independent review of the record. A typical Wende opinion
merely recites that the court' s independent review has revealed
no arguable issues. We have appeals from criminal defendants
who enter into plea bargains in which they agree, for example,
to accept the midterm as their sentence, and then appeal contending
the court abused its discretion by sending them to prison. We
also have appeals in criminal cases which challenge the constitutionality
of the reasonable doubt instruction, in spite of the fact that
every appellate court which has ruled thereon has found it to
pass constitutional muster. (See, e.g., People v. Hearon
(1999) 72 Cal.App.4th 1285, 1286-1287; People v. Aguilar
(1997) 58 Cal.App.4th 1196, 1207-1209.) We have appeals in family
law cases where the trial court has divided the community assets
equally, as it is required to do; but one of the parties nevertheless
appeals for reasons having nothing to do with the law or the
facts, conceding the equal division, but contending he or she
failed to receive one of the assets that party wanted. We have
appeals from parties seeking relief based on matters outside
the appellate record, which we cannot review. We have appeals
from nonlawyers appearing in propria persona, filing incomprehensible
briefs with no understanding of the rules of appellate review,
urging us to reweigh the evidence and reject, for example, the
testimony of the six witnesses who said the traffic signal was
red rather than green when appellant drove through it and struck
the pedestrian in the crosswalk. Our typical opinions in such
cases add nothing to the body of stare decisis, and if published
would merely clutter overcrowded library shelves and databases
with information utterly useless to anyone other than the actual
litigants therein and complicate the search for meaningful precedent.
Appellant fails to explain how or why such opinions contribute
to the corpus juris.
Finally, in closing we address appellant' s erroneous
notion that nonpublication equates with secrecy. It hardly needs
mentioning that opinions, rulings and orders of the Court of
Appeal are public records, open to all. Indeed, the nonpublished
opinions are not only available to the public, but frequently
become the subject of media broadcasts and publications. One
can now track the progress of cases in the First District through
the internet, and the other appellate districts will soon be
online as well. The fact that opinions are not published in the
official reports means nothing more than that they cannot be
cited as precedent by other litigants who are not parties thereto.
But they are certainly available to any interested party.
Conclusion
An injunction cannot be granted to prevent the exercise
of a public office "in a lawful manner, by the person in
possession." (Code Civ. Proc., § 526, subd. (b)(6).)
The rules were established by persons in possession of a public
office with authority to do so, and they comport with applicable
statutory and constitutional requirements. Since an injunction
will not lie to refrain respondents from implementing them, appellant
has not stated and cannot state a claim entitling him to relief.
(Code Civ. Proc., § 430.10, subd. (e.)
Disposition
The judgment of dismissal is affirmed.
HANING, J.
We concur. JONES, P.J., and STEVENS, J.
::::::::::::::::::::::::::::: FOOTNOTE(S):::::::::::::::::::::::::::::
FN1. Unless otherwise indicated, all further rule references
are to the California Rules of Court.
FN2.. People v. Wende (1979) 25 Cal.3d 436.
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