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CITY OF SAN JOSE, Petitioner,
v.
THE SUPERIOR COURT OF SANTA CLARA COUNTY, Respondent;
SAN JOSE MERCURY NEWS, INC., Real Party in Interest.
No. H019262
In the Court of Appeal of the State of California
Sixth Appellate District
(Santa Clara County Super. Ct. No. CV773524, Honorable Jamie
Jacobs-May)
COUNSEL
Joan R. Gallo, City Attorney; George Rios, Assistant
City Attorney
Robert Fabela, Deputy City Attorney, for Petitioner City of
San Jose
No Appearance for Respondent
Edward P. Davis, Jr., James M. Chadwick, Skjerven, Morrill,
MacPherson, Franklin & Friel, for Real Party in Interest
San Jose Mercury News, Inc.
Louise H. Renne, City Attorney; Burk E. Delventhal,
Deputy City Attorney; Amy S. Ackerman, Deputy City Attorney,
for Amicus Curiae in Support of Petitioner City and County of
San Francisco
Filed September 8, 1999
I. INTRODUCTION
This original proceeding concerns an issue of first
impression under the California Public Records Act, Government
Code section 6250 et seq.[FOOTNOTE 1] (the Act): whether a city
may refuse to disclose the names, addresses, and telephone numbers
of persons who have made complaints to the city about municipal
airport noise. The City of San Jose (City) petitions for a writ
of mandate directing respondent court to vacate its amended order
and judgment, which (1) granted the petition of real party in
interest, the San Jose Mercury News (Mercury News) for a writ
of mandate; and (2) directed issuance of a writ compelling the
City to disclose the names, addresses, and telephone numbers
of all persons who made airport noise complaints in January 1998,
with redaction only of the names, addresses, and telephone numbers
of complainants where that information is protected by statute.[FOOTNOTE
2]
City contends that respondent court erred, because the
public interest in disclosure of the names, addresses, and telephone
numbers of persons who have made airport noise complaints is
clearly outweighed by the public interest in protecting the complainants'
privacy and in preventing a chilling effect on complaints. We
agree. Under the facts of this particular case, where City makes
public a monthly noise report and other records which provide
a wealth of information about airport noise complaints, the public'
s interest in disclosure of the complainants' identity and personal
information is minimal. It is not necessary to disclose the names,
addresses, and telephone numbers of the complainants for the
public to have access to vital information about City' s performance
of its state-mandated duty to record and report airport noise
complaints. Accordingly, we find that the public interest in
protecting the privacy of noise complainants and in preventing
a chilling effect on complaints, clearly outweighs the public
interest in disclosure of complainants' names, addresses, and
telephone numbers. We therefore issue a peremptory writ of mandate
as requested by City.
II. FACTUAL AND PROCEDURAL BACKGROUND
A. The Mercury News' s California Public Records Act
Request
City owns and operates the San Jose International Airport
(Airport). In March 1998, the Mercury News, a daily newspaper
of general circulation, sent a written request to Airport' s
director of aviation for disclosure of public records in accordance
with the Act. In particular, the Mercury News sought access to
the names, addresses, and telephone numbers of 215 individuals
who had made written, telephonic, or e-mail complaints about
airport noise during the month of January 1998. The Mercury News
also sought disclosure of tapes and transcriptions of the January
1998 telephonic complaints.
City operates Airport under a noise variance from California'
s Airport Noise Standards, as set forth in the California Code
of Regulations, title 21, section 5012. As a condition of maintaining
the noise variance in effect, the California Department of Transportation
requires City to implement a program for accepting, responding
to, and reporting airport noise complaints. Members of the public
may make complaints by telephoning Airport, and providing name,
address, telephone number, and time and nature of complaint,
either directly to Airport staff, or by leaving a recorded message.
The complaints are made voluntarily, and Airport does not provide
any assurances of confidentiality. City intends the noise complaint
program to encourage complaints, which are then independently
investigated by City.
As part of its program, City prepares monthly noise
reports. These reports summarize the following complaint information
for each month: (1) the total number of noise complaints; (2)
how many persons made the complaints: (3) average complaints
per day; (4) location of complaints by city area; (5) time of
day of complaints; and (6) a breakdown of the nature of the complaints,
including categorization of whether private or commercial planes
were involved, and the type of complaints (intrusion, loud aircraft,
overflight, frequency, or other).
City also maintains a computer data base which it describes
as "contain[ing] the names, addresses, telephone numbers,
the date and time of the actual event as reported by the complainant,
the date and time the call was recorded, the complainant' s reported
zip code, the designated noise sensitive areas corresponding
to specific zip codes, whether the complainant is a first time
caller, whether the complaint regards a commercial or general
aviation flight, the type of complaint (e.g. loud, frequency
or intrusion related), and any additional comments made by the
complainant and flight details regarding intrusions associated
with the complaint." A printed summary of the complaint
data base, excluding the names, addresses, and telephone numbers
of the complainants, can be prepared by City.
In response to the Mercury News' s request for disclosure
under the Act, the San Jose City Attorney' s office advised that
City could not release the names, addresses and telephone numbers
of the complainants because their privacy rights outweighed the
public interest in disclosure. The city attorney also advised
that City had no transcriptions of complaint calls. However,
City provided the newspaper with a copy of its monthly noise
report. City also offered to provide the Mercury News with a
list indicating the date and time of each telephone call, and
the nature of the airport noise complaint made during the call.
B. Writ Proceedings in the Trial Court
The Mercury News was not satisfied with the airport
noise complaint information provided by City, and filed a petition
for a writ of mandate in respondent court, pursuant to section
6258.[FOOTNOTE 3] The petition sought a writ of mandate compelling
City to disclose the names, addresses and telephone numbers of
the January 1998 airport noise complainants, as well as all tapes
and transcriptions of their complaints. The Mercury News argued
that it was entitled to disclosure of this information under
the Act, because the information concerned a matter of significant
public interest, airport noise, and therefore the public interest
in disclosure was not outweighed by the complainants' privacy
interest.
Specifically, the Mercury News contended in its petition
that writ relief was necessary, because "[w]ithout the identity
of the complainants or specifics regarding their complaints,
the summary information offered by the City is next to useless.
The validity of the complaints cannot be evaluated without access
to those individuals doing the complaining. Understanding the
extent of the noise problem -- and thereby providing information
to the public so the positions of the City and those complaining
about the noise can be evaluated -- is impossible without access
to the details, e.g., the nature of the complaints themselves."
Respondent court issued an alternative writ of mandate
and order to show cause in April 1998. City filed opposition
to the petition for writ of mandate. In its opposition, City
argued that the airport noise complainants' privacy interest
in their personal information outweighed the public interest
in disclosure of their names, addresses, and telephone numbers.
If this personal information was disclosed, City asserted, the
complainants would be subject to harassment and intimidation,
and the public' s reporting of airport noise complaints would
be chilled.
In support of its arguments in opposition, City submitted
copies of a number of letters it had received from Jon Rodgers
(Rodgers), representing an organization called Aircraft Pilots
of the Bay Area, Inc. (Aircraft Pilots). In his letters, Rodgers
requested that City comply with the Act by disclosing the names,
addresses, and telephone numbers of airport noise complainants.
City had refused to do so. Additionally, City submitted a copy
of an article from a newsletter captioned "California Pilot,
Official Publication of California Pilots Association[,] The
Airport Defenders," dated May 1995. The newsletter article
was entitled "The More You Complain, the More You Must Disclose"
and discussed Rodgers' s efforts to obtain disclosure of the
identity of airport noise complainants. Included in the article
was the following statement: "The effect of Rodgers' message
on complaining homeowners and anti-airport groups has been salutary.
. . . [¶ ] As reported last month, the latest shining example
of how well the disclosure law works when anti-airport groups
are given the message, is the success of the Tahoe Valley Airport.
Noise complaints there fell from a high of 450 prior to 1994,
to only 36 last year."
On June 5, 1998, respondent court held a hearing on
the Mercury News' s petition for a writ of mandate. The court
granted the petition, explaining that the public interest in
receiving information about airport noise complaints was very
strong: "[T]he public has the right to know whether or not
the governmental entity is doing a good job in taking care of
the problems and what the nature and extent of the complaints
are to hold the governmental entity accountable for decision
making in that regard." The court concluded that this strong
public interest was not outweighed by City' s mere speculation
that disclosure of complainants' names, addresses, and telephone
numbers would chill further complaints, noting that City' s evidence
of potential harassment by pilots' organizations was based on
old letters which lacked probative value, and because there was
no evidence of pilots' organizations actually intimidating a
noise complainant. On June 23, 1998, the court issued the writ
of mandate as requested by the Mercury News.
Subsequently, City filed a motion for reconsideration
pursuant to Code of Civil Procedure section 1008, contending
that it had new evidence of the threat of intimidation of airport
noise complainants by the Aircraft Pilots organization. The new
evidence submitted by City included more recent letters from
the Aircraft Pilots organization to the manager of the Van Nuys
Airport, in which the organization requested disclosure of name,
address and telephone number of a frequent airport noise complainant.
City also submitted copies of letters from Aircraft Pilots to
real estate brokers. The letters advised the real estate brokers
of the risk that homeowners would expose themselves to fraud
liability if they complained about airport noise, then later
failed to disclose the noise problem to home buyers.
Respondent court granted the motion for reconsideration,
and on September 24, 1998, issued an amended writ of mandate.
As a result of the Mercury News' s concession during oral argument
that certain complainants' personal information should be redacted,
the writ stated, "Immediately upon receipt of this writ
to permit public access to and provide copies of the complaints
about Airport noise received by the City or the San Jose Airport,
including, if any, transcriptions of the complaints, and the
names, addresses, and phone numbers of the individuals who complained.
You may within 20 days redact from the records provided pursuant
to this order and judgment the names, addresses, and/or phone
numbers of the individuals who have complained and whose names,
addresses, and/or phone numbers are expressly made exempt from
public disclosure by statute." The court stayed the execution
of the amended writ of mandate until such time as this court
issued a ruling on whether the writ would be stayed pending appellate
review.
C. Writ Proceedings in the Appellate Court
City objected to the trial court' s amended order and
judgment directing issuance of the writ to City, and filed a
writ petition in this court, seeking a peremptory writ of mandate
directing respondent court to vacate its amended order and judgment,
and to issue a new order denying the Mercury News' s writ petition.
City also requested a temporary stay of the amended order pending
our consideration of its writ petition. We granted the temporary
stay as requested, and issued an order to show cause why the
relief sought by City in its petition for writ of mandate should
not be granted.
III. DISCUSSION
A. The Standard of Review for Orders Under the California
Public Records Act
Pursuant to section 6259, subdivision (c), an order
of the trial court under the Act, which either directs disclosure
of records by a public official or supports the official' s refusal
to disclose records, is immediately reviewable by petition to
the appellate court for issuance of an extraordinary writ. (Times
Mirror Co. v. Superior Court (1991) 53 Cal.3d 1325, 1336
[hereafter Times Mirror].) The standard for review of
the order is "an independent review of the trial court'
s ruling; factual findings made by the trial court will be upheld
if based on substantial evidence." (Ibid.) In the
present case, respondent court made a finding that City had not
shown that any airport noise complainants were actually intimidated
by the possibility of disclosure of their names, addresses, and
telephone numbers, and we conclude that substantial evidence
supports that finding. Keeping that finding in mind, we review
respondent court' s amended order and judgment de novo.
B. Disclosure of Public Records and the Right to Privacy
Section 6250 expressly sets forth the purpose of the
Act: "In enacting this chapter, the Legislature, mindful
of the right of individuals to privacy, finds and declares that
access to information concerning the conduct of the people' s
business is a fundamental and necessary right of every person
in this state." (See Times Mirror, supra, 53 Cal.3d
at p. 1338; see also Wilson v. Superior Court (1996) 51
Cal.App.4th 1136, 1141.) Thus, the Act was passed "to ensure
public access to vital information about the government' s conduct
of its business." (CBS, Inc. v. Block (1986) 42 Cal.3d
646, 656 [hereafter CBS].)
The Act was modeled upon the federal Freedom of Information
Act, (5 U.S.C. § 552 et seq., hereafter FOIA), and has a
common purpose. (Times Mirror, supra, 53 Cal.3d at p.
1338; see also Department of Defense v. FLRA (1994)
510 U.S. 487 [hereafter Department of Defense]. FOIA' s "'
core purpose' " (id. at p. 495) is to contribute significantly
to public understanding of government activities].) Accordingly,
federal "legislative history and judicial construction of
the FOIA" may be used in construing California' s Act. (Times
Mirror, supra, 53 Cal.3d at p. 1338.)
Disclosure of public records has the potential to impact
individual privacy. The Act defines "public records"
broadly to include "any writing containing information relating
to the conduct of the public' s business prepared, owned, used,
or retained by any state or local agency regardless of physical
form or characteristics." (§ 6252; Wilder v. Superior
Court (1998) 66 Cal.App.4th 77, 81.) Public records can include
"personal details about private citizens," and disclosure
may infringe upon privacy interests. (U. S. Dept. of Justice
v. Reporters Committee (1989) 489 U.S. 749, 764, 766 [hereafter
Reporters Committee]; see also Black Panther Party v. Kehoe
(1974) 42 Cal.App.3d 645, 651 [hereafter Black Panther Party]
["societal concern for privacy focuses on minimum exposure
of personal information collected for governmental purposes"
].)
Disclosure of public records thus involves two fundamental
yet competing interests: (1) prevention of secrecy in government;
and (2) protection of individual privacy. (Black Panther Party,
supra, 42 Cal.App.3d at p. 651.) Consequently, both the FOIA
and the Act expressly recognize that the public' s right to disclosure
of public records is not absolute.[FOOTNOTE 4] In California,
the Act includes two exceptions to the general policy of disclosure
of public records: (1) materials expressly exempt from disclosure
pursuant to section 6254[FOOTNOTE 5] ; and (2) the "catchall
exception" of section 6255, which allows a government agency
to withhold records if it can demonstrate that, on the facts
of a particular case, the public interest served by withholding
the records clearly outweighs the public interest served by disclosure.[FOOTNOTE
6] (CBS, supra, 42 Cal.3d at p. 652.)
A similar balancing test is utilized in FOIA cases,
when an issue of disclosure versus privacy arises: "[I]n
evaluating whether a request for information lies within the
scope of an FOIA exemption, such as Exemption 6, that bars disclosure
when it would amount to an invasion of privacy that is to some
degree ' unwarranted,' a ' court must balance the public interest
in disclosure against the interest Congress intended the [e]xemption
to protect.' " (Department of Defense , supra, 510
U.S. at p. 495.) The public interest in disclosure which must
be weighed, is the interest in whether disclosure would contribute
significantly to public understanding of government activities.
(Ibid.)
The burden of proof is on the proponent of nondisclosure,
who must demonstrate a "clear overbalance" on the side
of confidentiality. (§ 6255; Black Panther Party, supra,
42 Cal.App.3d at 657.) The purpose of the requesting party in
seeking disclosure cannot be considered. (§ 6257.5; Connell
v. Superior Court (1997) 56 Cal.App.4th 601, 616; see also
Department of Defense, supra, 510 U.S. at p. 495.) This
is because once a public record is disclosed to the requesting
party, it must be made available for inspection by the public
in general. (Black Panther Party, supra, 42 Cal.App.3d
at p. 656.) It is also irrelevant that the requesting party is
a newspaper or other form of media, because it is well established
that the media has no greater right of access to public records
than the general public. (Rogers v. Superior Court (1993)
19 Cal.App.4th 469, 476.) Nor is the convenience of researchers
a factor to be considered. (Reporters Committee, supra,
489 U.S. at p. 772, fn. 20 ["' it was never suggested that
the FOIA would be a boon to academic researchers, by eliminating
their need to assemble on their own data which the government
has already collected' " ].)
Thus, in determining whether public records which are
not expressly exempted from disclosure must be disclosed over
the government' s objection, California courts apply the section
6255 balancing test for the catchall exception on a case-by-case
basis. Where the public interest in disclosure of the records
is not outweighed by the public interest in nondisclosure, courts
will direct the government to disclose the requested information.
(See CBS, supra, 42 Cal.3d at p. 656-657 [names, home
addresses and applications of persons who obtained concealed
weapons permits must be disclosed]; New York Times Co. v.
Superior Court (1990) 218 Cal.App.3d 1579, 1585-1586
[disclosure of names and addresses of excessive water users ordered];
New York Times Co. v. Superior Court (1997) 52 Cal.App.4th
97, 104 [names of sheriff' s deputies who fired weapons must
be disclosed].)
Conversely, courts have upheld the government' s refusal
to release public records when the public interest in nondisclosure
clearly outweighed the public interest in disclosure. (See Reporter'
s Committee, supra, 489 U.S. at pp. 774-775 [no disclosure
of FBI rap sheet when disclosure would serve curiosity rather
than public interest]; Times Mirror, supra, 53 Cal.3d
at p. 1345-1346 [governor' s appointment schedules and calendars
properly withheld to protect public interest in decisionmaking
process and governor' s security]; Wilson v. Superior Court,
supra, 51 Cal.App.4th at p. 1141 [no disclosure of applications
for appointment to county board of supervisors due to chilling
effect on applications and negative impact on decisionmaking
process].)
C. Disclosure of the Identities and Personal Information of
Complainants
As the decisions noted above indicate, requests for
disclosure of public records which contain personal information
about individuals often trigger litigation under the Act and
the FOIA. However, no decisions have been cited by the parties
or located through our own research, which address the issue
of whether a city must disclose identities of airport noise complainants.
Public records decisions in other contexts, which concern the
disclosure of addresses and telephone numbers, and/or the identity
of complainants, provide a helpful framework for deciding the
issue at hand.
1. Disclosure of Names and Addresses
First, we note that the United States Supreme Court
has stated that, "disclosure of records regarding private
citizens, identifiable by name, is not what the framers of the
FOIA had in mind." (Reporters Committee, supra, 489
U.S. at p. 749.) Courts have scrutinized requests for disclosure
of names and home addresses contained in public records, because
individuals have a substantial privacy interest in their home
addresses and in preventing unsolicited and unwanted mail. (Department
of Defense, supra, 510 U.S. at p. 500-501 ["We are reluctant
to disparage the privacy of the home, which is accorded special
consideration in our Constitution, laws, and traditions"
].)
In determining whether the public interest in nondisclosure
of individuals' names and addresses outweighs the public interest
in disclosure of that information, courts have evaluated whether
disclosure would serve the legislative purpose of "' shed[ding]
light on an agency' s performance of its statutory duties.' "
(Voinche v. FBI (D.D.C. 1996) 940 F. Supp. 323, 330 [hereafter
Voinche].) Where disclosure of names and addresses would
not serve this purpose, denial of the request for disclosure
has been upheld. (Department of Defense, supra, 510 U.S.
at p. 502 ["privacy interest of bargaining unit employees
in nondisclosure of their home addresses substantially outweighs
the negligible FOIA-related public interest in disclosure"
]; Painting Industry of Hawaii v. Dept. of Air Force (9th
Cir. 1994) 26 F.3d 1479, 1486 [hereafter Painting Industry]
[no disclosure of names and addresses on employee payroll when
disclosure only marginally useful in uncovering "' what
government is up to' " ]; Voinche, supra, 940 F.Supp.
at p. 330 [workings of agencies not better understood by disclosure
of identity of employees and private citizens who wrote to government
officials]; Local 1274, Ill. Fed. of Teachers v. Niles
(Ill.App.1997) 287 Ill.App.3d 187, 193 [678 N.E.2d 9, 13] [names
and addresses of school district parents had "nothing to
do with the duties of any public servant" ].) Courts have
also recognized that the public interest in disclosure is minimal,
even when the requester asserts that personal contact is necessary
to confirm government compliance with mandatory duties, where
the requester has alternative, less intrusive means of obtaining
the information sought. (See, e.g., Painting Industry, supra,
26 F.3d at p. 1485.)
However, where the disclosure of names and addresses
is necessary to allow the public to determine whether public
officials have properly exercised their duties by refraining
from the arbitrary exercise of official power, disclosure has
been upheld. (CBS, supra, 42 Cal.3d at p. 656 [revealing
identity of concealed weapons permit holders permits public ascertainment
of whether law applied evenhandedly]; New York Times v. Superior
Court, supra, 52 Cal.App.4th at pp. 104-105 [disclosure of
names of sheriff' s deputies who fired fatal shot permits check
against arbitrary exercise of official power]; New York Times
v. Superior Court, supra, 218 Cal.App.3d at p. 1585 [disclosure
of excess water users will ensure individuals do not receive
special privileges].)
2. Disclosure of the Identity of Complainants
The privacy rights of those who complain to their government
has also been recognized when courts evaluate requests for disclosure
of personal information from public records. With regard to complaints
of criminal wrongdoing, it has been stated, "Complainants
often demand anonymity. The prospect of public exposure discourages
complaints and inhibits effective enforcement." (Black
Panther Party, supra, 42 Cal.App.3d at p. 653.) In determining
that letters of complaint to the Federal Aviation Agency about
a pilot were exempt from disclosure under the FOIA, the federal
appeals court noted the President' s statement when signing the
FOIA into law: "' A citizen must be able in confidence to
complain to his Government and to provide information . . . .
I know the sponsors of this bill recognize these important interests
and intend to provide for both the need of the public for access
to information and the need of Government to protect certain
categories of information.' " (Evans v. Department of
Transportation of United States (5th Cir. 1971) 446 F.2d
821, 824, fn. 1.)
Similarly, a New York state appeals court judge remarked,
"I do not believe that a citizen who complains to or inquires
of his government expects that his correspondence revealing among
other things his identity and home address will come into the
hands of private entrepreneurs who seek to solicit his business."
(Goodstein v. Shaw (N.Y.App. 1983) 119 Misc.2d 400
[463 N.Y.S.2d 162] [hereafter Goodstein] [denying under
New York Freedom of Information Law an attorney' s request for
names and addresses of complainants to the state' s Division
of Human Rights].) This decision and others recognize that disclosure
of names and addresses of complainants may have the indirect
effect of creating a specialized mailing list which is then available
to anyone for any purpose. (Goodstein, supra, 119 Misc.2d
at pp. 400-401; see also Center for Auto Safety v. NHTSA
(1993) 809 F. Supp. 148, 149-150 [hereafter Center for Auto
Safety].)
In Center for Auto Safety, the privacy rights
of complainants under the FOIA were considered by a federal district
court. (809 F. Supp. 148.) In this case, a private consumer group
called the Center for Auto Safety requested disclosure under
FOIA of the names and addresses of individuals who had complained
to the National Highway Traffic Safety Administration (NHTSA)
about auto safety problems. The Center for Auto Safety argued
that the government agency' s summaries of complaints were not
sufficient, because the group needed to contact the complainants
individually. (Center for Auto Safety, supra, 809 F. Supp.
at p. 149.)
The court upheld NHTSA' s refusal to disclose the names
and addresses of the complainants, on grounds of the public interest
in the rights of citizens to complain to their government in
privacy and to be left alone. (Center for Auto Safety, supra,
809 F.Supp. at p. 150.) The court concluded, "Since the
consequences of a general mailing list of complainants concerned
with auto safety are clearly and foreseeably intrusive, complainants
will have forfeited a degree of privacy because they chose to
alert the proper agency of government to circumstances suggesting
tighter auto safety controls . . . a specialized list [of complainants],
by its very nature, will be used by individuals and concerns
that do not necessarily share the same concerns of those listed
but see a commercial or private advantage in exploiting them."
(Id. at p. 149.) Further, the court found that no ascertainable
public interest would be served by disclosure of the identities
of the auto safety complainants, and therefore the public interest
in disclosure was outweighed by the privacy interests of the
complainants. (Id. at p. 150.)
As discussed below, application of the balancing test
in the present case also compels the conclusion that the public
interest in protecting the privacy interests of the complainants
outweighs the public interest in disclosure.
D. The Public Interest in Nondisclosure of Airport Noise Complainants'
Personal Information Clearly Outweighs the Public Interest in
Disclosure Under the Particular Facts of this Case
While no appellate courts have addressed the issue of
whether a city must disclose the names, addresses, and telephone
numbers of airport noise complainants, the California Attorney
General has issued an opinion on the issue. (78 Ops.Cal.Atty.Gen.
103 (1995).) Utilizing the balancing test for the section 6255
catchall exception, the Attorney General concluded, "the
names, addresses and telephone numbers of persons who have filed
noise complaints concerning the operations of a city airport
are subject to public disclosure unless the city can establish
in particular circumstances that the public interest served by
not making the information public clearly outweighs the public
interest served by disclosure." (78 Ops.Cal.Atty.Gen., supra,
at p. 110.) We agree that disclosure of the names, addresses,
and telephone numbers of airport noise complainants is determined
by application of the section 6255 balancing test.
City contends that the trial court erred in ordering
disclosure, because City prevails when the section 6255 balancing
test is properly applied. In City' s view, the public interest
in protecting airport noise complainants' privacy outweighs the
Mercury News' s arguments that disclosure is in the public interest.
While City acknowledges that there is a keen public interest
in airport noise, City asserts that disclosure of complainants'
personal information will not assist the public to determine
if City is properly performing its state-mandated noise monitoring
functions. Instead, City believes that its ability to perform
its duties with respect to airport noise will be harmed by disclosure
of complainants' identities, because, as shown by the activities
and correspondence of groups such as Airport Pilots, disclosure
will have a chilling effect and reduce the number of complaints.
In opposition, the Mercury News argues two main points:
(1) City has not met its burden to show a clear overbalance on
the side of confidentiality; and (2) City' s arguments of a chilling
effect on citizen complaints are based on speculation, as City
lacks evidence of any citizen actually being harassed or deterred
from making a complaint as a result of the disclosure of his
or her name, address, and telephone number.
Specifically, the Mercury News argues that airport noise
is an important public interest, and the public is entitled to
determine whether city is meeting its obligations under state
law to handle airport noise complaints. According to the Mercury
News, it is only by obtaining the identity of airport noise complainants
that the public and the media can ascertain whether city officials
are performing their duties, since "the validity of those
complaints cannot be evaluated because secrecy prevents contact
of complainants in order to verify the complaints and learn more
about their concerns. The dry statistics offered by the City
are not enough. The public is entitled to raw data, i.e., information
that can be confirmed through interviews and observation."
Additionally, the Mercury News contends that the public
would benefit from disclosure of complainants' identity, because
disclosure would deter false or frivolous complaints. The Mercury
News asserts as well that the complainants' privacy interest
is minimal because complainants provide their names, addresses,
and telephone numbers voluntarily and without any guarantees
of confidentiality.
In response, City contends that the Mercury News' s
own arguments reveal that disclosure of the identity of airport
noise complainants will have a chilling effect on complaints,
because the newspaper' s purpose in obtaining their identity
is to contact complainants directly. According to City, citizens
who wish to make an airport noise complaint will have no choice
but "to remain silent while maintaining their privacy, or
else register their complaints at the risk of being questioned
in their homes by the press or other persons as to whether they
are telling the truth." Also, City points out that the Mercury
News has alternative means of contacting airport noise complainants
other than by invading their privacy. City suggests that the
newspaper could contact and interview complainants by locating
them at City Council meetings, through anti-airport noise community
groups and their web sites, or by canvassing the city areas in
which noise complaints are most concentrated.
We agree with City that, applying the section 6255 balancing
test to the particular facts of this case, the public interest
in the nondisclosure of airport complainant' s personal information
clearly outweighs the public interest in disclosure. Therefore,
the trial court erred in ordering City to disclose the names,
addresses, and telephone numbers of the January 1998 airport
noise complainants. In so ruling, we recognize the Mercury News'
s argument that it is in the public interest for the newspaper
to be able to contact the complainants individually in order
to confirm that their complaints have been properly recorded
and reported by City as required by its state noise variance.
We also understand the Mercury News' s implied argument that
City may be motivated to underreport airport noise complaints
and thereby prevent any negative impact on airport expansion.
However, in this particular case, City discloses a substantial
amount of detailed information about public complaints of airport
noise. This information provides the public with data to analyze
City' s performance of its duty to record, investigate and report
airport noise complaints. We also find that airport noise complainants
have a significant privacy interest in their names, addresses,
telephone numbers as well as in the fact that they have made
a complaint to their government, and that disclosure of this
information would have a chilling effect on future complaints.
Courts have not required evidence that an individual
was actually deterred from making a complaint by the prospect
of public disclosure. Instead, courts have based their recognition
of the likely effect of disclosure on human experience. (See,
e.g., Black Panther Party, supra, 42 Cal.App.3d at p.
653 ["The prospect of public exposure discourages complaints"
]; Times-Mirror, supra, 53 Cal.3d at p. 1345 ["To
disclose every private meeting or association of the Governor
and expect the decisionmaking process to function effectively,
is to deny human nature and contrary to common sense and experience
[italics omitted]" ]; Center for Auto Safety, supra,
809 F. Supp. at p. 149 ["[T]he consequences of a general
mailing list of complainants concerned with auto safety are clearly
and foreseeably intrusive" ].) Therefore, "like the
United States Supreme Court, our perception that ' those who
expect public dissemination of their remarks may well temper
candor with a concern for appearance,' is based upon ' human
experience . . . .' " (California First Amendment Coalition
v. Superior Court (1998) 67 Cal.App.4th 159, 173, quoting
United States v. Nixon (1974) 418 U.S. 683, 705.)
Accordingly, it may be fairly inferred, on the basis
of human experience, that it is likely that public disclosure
of airport complainants' names, addresses and telephone numbers
will have a chilling effect on the number of complaints made.
Public disclosure will subject the complainants to the loss of
confidentiality in their complaints, and also to direct contact
by the media and by persons who wish to discourage complaints.
It also may be presumed that a reduction in airport noise complaints
will impede City in its ability to comply with its airport noise
monitoring duties.
In contrast, the public interest in disclosure of personal
information about airport noise complainants is minimal, because
City has made available all the information it has concerning
airport noise complaints, except for the names, addresses, and
telephone numbers of the complainants. The information provided
by City in its monthly noise report and data base printout is
extensive, and indicates the date, time and nature of each complaint,
as well as the city area where the complaint originated. Not
only does the monthly noise report provide a comprehensive overview
of City' s performance of its state-mandated duty to report airport
noise complaints, the report also provides the Mercury News with
information which will aid it in further investigation of the
complaints.
As City notes, the Mercury News has alternative means
of contacting and interviewing the complainants other than by
intruding on their privacy through forced disclosure of their
identities from government records. The newspaper may directly
contact complainants who have made their identities public, for
example, by appearing at city council meetings, by joining anti-airport
noise community groups, or by disclosing themselves on the group'
s web site. The Mercury News may also identify from the monthly
noise reports those neighborhoods from which complaints originate,
and canvass those neighborhoods for complainants who are willing
to be interviewed.
We recognize that a mailing and telephone list of airport
complainants would greatly facilitate the Mercury News' s investigation.
However, facilitating research is not the purpose of public access
to government records. (See Reporters Committee, supra,
489 U.S. at p. 772.) While media research may serve the public
interest by accessing public records which show how the government
conducts its business, investigations at the expense of individual
privacy cannot be allowed for the sole purpose of media convenience.
Where, as here, the media and members of the public can obtain
the identity of complainants through less intrusive means, disclosure
of complainants' personal information is likely to chill future
complaints. Because alternative information is available regarding
the city' s complaint-related operations, the public interest
in protecting the privacy of complainants clearly outweighs the
public interest in disclosure of their names, addresses and telephone
numbers from government records.
IV. DISPOSITION
Let a peremptory writ of mandate issue directing respondent
court to vacate its amended order and judgment of September 24,
1998, and to enter a new and different order denying the San
Jose Mercury News' s petition for writ of mandate. Each party
is to bear its own costs in this original proceeding.
Cottle, P.J.
We concur: Premo, J., and Elia, J.
::::::::::::::::::::::::::::: FOOTNOTE(S):::::::::::::::::::::::::::::
FN1. All statutory references hereafter are to the
Government Code, unless otherwise noted.
FN2. We granted the application of City and County
of San Francisco and 51 additional cities for leave to file amicus
curiae brief in support of City' s petition for writ of mandate.
The additional cities on the brief are the cities of Albany,
Alameda, Bakersfield, Benecia, Brentwood, Buelton, Burbank, Carlsbad,
Carpinteria, Chula Vista, Del Rey Oaks, Exeter, Fremont, Hawaiian
Gardens, Hollister, Huntington Beach, Lafayette, Lakewood, Lindsay,
Los Altos, Marina, Millbrae, Modesto, Monterey, Napa, Needles,
Newport Beach, Pacifica, Palm Desert, Pico Rivera, Port Hueneme,
Porterville, Redlands, San Diego, San Pablo, Santa Paula, Santa
Rosa, Sunnyvale, Thousand Oaks, Tiburon, Tracy, Tulare, Vacaville,
Victorville, Walnut, Walnut Creek, Westminster, Whittier, Woodlake,
and the Town of Atherton.
FN3. Section 6258 provides, in pertinent part, "Any
person may institute proceedings for injunctive or declarative
relief or writ of mandate in any court of competent jurisdiction
to enforce his or her right to inspect or to receive a copy of
any public record or class of public records under this chapter."
FN4. An FOIA example is exemption 6, which protects
personnel and medical and similar files when disclosure would
constitute a clearly unwarranted invasion of personal privacy
(5 U.S.C. § 552(b)(6)). (Department of Defense, supra,
510 U.S. at pp. 494-495.)
FN5. Personal information expressly protected from
disclosure under the Act, as set forth in section 6254, include
library circulation records (subd. j), statements of personal
worth or financial data collected by a licensing agency (subd.
n), information contained in applications to carry concealed
weapons (subd. (u)(1)), home addresses and telephone numbers
of peace officers, judges, court commissioners set forth in applications
or licenses to carry concealed weapons (subds. (u)(2), (3)),
and financial data in applications for registration as a service
contractor (subd. (x)). Other personal information also expressly
exempted from disclosure by the Act includes home addresses and
telephone numbers of registered voters (§ 6254.4), home
addresses, telephone numbers and usage data of utility customers
(§ 6254.16), home addresses and telephone numbers of elected
or appointed officials (§ 6254.21), home addresses and telephone
numbers of state, school district, and county office of education
employees (§ 6254.3), residence addresses in Department
of Housing and Community Development records where confidentiality
requested (§ 6254.1, subd. (a)), and residence or mailing
addresses in DMV records (§ 6254.1).
FN6. Section 6255 provides, "The agency shall
justify withholding any record by demonstrating that the record
in question is exempt under express provisions of this chapter
or that on the facts of the particular case the public interest
served by not making the record public clearly outweighs the
public interest served by disclosure of the record."
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