Enter your e-mail to receive our bi-weekly FLASH newsletter:
Search CFAC
|
CHARMAINE ROBERTS, Plaintiff and Appellant,
v.
CITY OF PALMDALE et al., Defendants and Respondents.
5 Cal.4th 363
No. S028100. Jun 24, 1993.
Superior Court of Los Angeles County, No. C728606, William
W. Huss, Judge.
Opinion by Mosk, J., expressing the unanimous view of the
court.
COUNSEL
Barbara S. Blinderman, Jonathan L. Blinderman and Jeffrey
S. Cohen for Plaintiff and Appellant.
Quentin Kopp, Jonathan M. Coupal and Mark Rosenbaum as Amici
Curiae on behalf of Plaintiff and Appellant.
Richards, Watson & Gershon, Pamela A. Albers, Marsha Jones
Moutrie and Glenn R. Watson for Defendants and Respondents.
Daniel E. Lungren, Attorney General, Roderick E. Walston,
Chief Assistant Attorney General, Jan S. Stevens, Assistant Attorney
General, Richard M. Frank, Deputy Attorney General, and Ariel
Pierre Calonne, City Attorney (Palo Alto), as Amici Curiae on
behalf of Defendants and Respondents.
MOSK, J.
In this case we answer three questions. Does the California
Public Records Act (Gov. Code, § 6250 et seq.) require public
disclosure of a letter from the city attorney distributed to
members of the city council, expressing the legal opinion of
the city attorney regarding a matter pending before the council?
fn. 1 Is the transmission of the written legal opinion at issue
in this case a "meeting" within the terms of the Ralph
M. Brown Act (§ 54950 et seq.)? Was a 1987 amendment to
the Brown Act intended to abrogate the attorney-client privilege
as it applies to the communication of written legal advice by
a city attorney to a city council? We answer all three questions
in the negative and reverse the decision of the Court of Appeal.
Because we reach this result, we need not consider the question
whether the remedy ordered by the Court of Appeal was appropriate
under the Brown Act.
I
The planning commission of the City of Palmdale approved a
parcel map application, and appellant Charmaine Roberts, a resident
and taxpayer of the {Page 5 Cal.4th 368} city affected by the
proposed development, appealed to the Palmdale City Council.
The city council took up the appeal at a public meeting. Appellant's
attorney wrote an eight-page letter to the city council, arguing
that the approval of the parcel map was subject to legal challenge
in several respects, and concluding that unless it reversed the
approval of the parcel map, the city council was "a willing
party to this flagrant effort to undermine its own laws and will
be vulnerable to a court action to overturn its decision."
The city council referred the letter to the city attorney
and continued the hearing on the matter. The city attorney prepared
a confidential written response that was distributed to the members
of the city council. A public meeting ensued, at which the issues
raised in the letter by appellant's counsel were discussed. At
the hearing, appellant did not ask to see the letter from the
city attorney to the city council, though the letter was referred
to at that hearing. The city council denied the appeal and approved
the map. Five days later, appellant's counsel demanded a copy
of the city attorney's letter, arguing that the denial of the
appeal and approval of the map were void if the city council
had acted on the basis of secret communications. The city council
refused to provide appellant with a copy of the letter from the
city attorney.
Appellant petitioned for administrative mandamus, seeking
injunctive and declaratory relief to void the action of the city
council and require the city council to make the disputed letter
public. She contended that the action of the city council in
denying her appeal and approving the map application should be
overturned because the council had violated the Public Records
Act and the Brown Act when it failed to make public the letter
it had received from the city attorney.
The superior court denied appellant's motion for summary judgment
on her writ petition, concluding that even if appellant were
correct that the document at issue was not privileged, there
was no ground for voiding the city council's action. Appellant
then moved for summary adjudication of the issue of privilege
alone, contending that even if the city council's action was
not void, she was entitled to a copy of the letter from the city
attorney because the letter was a public document. The motion
was denied on the ground of privilege. The court also held that
the question of remedy was moot because the challenged parcel
map had expired, and it denied the petition for administrative
mandamus on that ground. This appeal followed.
The Court of Appeal reversed, holding that the city council
had violated provisions of the Brown Act in receiving a confidential
letter from its attorney about the legal points raised by appellant's
attorney. The Court of {Page 5 Cal.4th 369} Appeal made the crucial
assumption that the receipt of a letter from the city attorney
is a "meeting" within the terms of the Brown Act. Its
conclusion followed naturally from that assumption, but, as we
shall demonstrate, the assumption was mistaken.
The Court of Appeal accepted the determination of the trial
court that the letter fell within the definition of the attorney-client
privilege in that it was a confidential communication between
lawyer and client within the meaning of section 952 of the Evidence
Code. It noted that the Brown Act permits a city council to meet
in closed session with its attorney only when the issue under
discussion is "pending litigation." Again assuming
for the purpose of discussion that the letter related to pending
litigation, the court explained that section 54956.9 requires
any such closed session to be announced publicly before the session
may commence.
The Court of Appeal rejected the city's contention that the
receipt of a letter from counsel is not the equivalent of a "meeting"
within the terms of the Brown Act. The court explained that such
an interpretation would allow public agencies to do indirectly
what they cannot do directly, and relied on decisions holding
the Brown Act applicable to informal meetings of local governing
bodies. (See, e.g., Stockton Newspapers, Inc. v. Redevelopment
Agency (1985) 171 Cal.App.3d 95, 102-105 [214 Cal.Rptr. 561].)
The Court of Appeal also turned to a recent amendment of section
54956.9 to support its conclusion that the attorney- client privilege
available to local agencies is limited by the requirements of
the Brown Act. The court concluded that the Brown Act adequately
protects the interest of public agencies in maintaining the confidentiality
of communications from counsel, because unless pending litigation
justifies the assertion of the privilege, the public is not the
adversary of the public agency and there is no need for secrecy
between them. It determined that the city's failure to announce
the "closed session" as required by section 54956.9
constituted a waiver of any attorney-client privilege, and ordered
public disclosure of the letter in controversy.
II
A. The Public Records Act
[1a] The first question we must answer is whether the city
council may assert the attorney-client privilege as to the letter
at issue in this case under {Page 5 Cal.4th 370} the authority
of the Public Records Act, though the letter did not relate to
pending litigation. fn. 2
[2] The Public Records Act, section 6250 et seq., was enacted
in 1968 and provides that "every person has a right to inspect
any public record, except as hereafter provided." (§
6253, subd. (a).) We have explained that the act was adopted
"for the explicit purpose of 'increasing freedom of information'
by giving the public 'access to information in possession of
public agencies.' " (CBS, Inc. v. Block (1986) 42 Cal.3d
646, 651 [230 Cal.Rptr. 362, 725 P.2d 470].) As the Legislature
declared in enacting the measure, "the Legislature ... finds
and declares that access to information concerning the conduct
of the people's business is a fundamental and necessary right
of every person in this state." (§ 6250.)
A "public record" is defined as a "writing
containing information relating to the conduct of the public's
business prepared, owned, used or retained by any state or local
agency regardless of physical form or characteristics."
(§ 6252, subd. (d).) [1b] It is uncontroverted that the
letter at issue in this case falls into this definition.
The act exempts certain public records from disclosure (see,
e.g., §§ 6253.5, 6254, subds. (a)-(w), 6254.1, 6254.3,
6254.4, 6254.7, 6254.10, 6254.11, 6254.25), including "[r]ecords
the disclosure of which is exempted or prohibited pursuant to
federal or state law, including, but not limited to, provisions
of the Evidence Code relating to privilege." (§ 6254,
subd. (k).) By its reference to the privileges contained in the
Evidence Code, therefore, the Public Records Act has made the
attorney-client privilege applicable to public records.
Evidence Code sections 950 et seq. define the attorney-client
privilege. Evidence Code section 951 defines a client for the
purpose of the privilege as a "person" and Evidence
Code section 175 defines "person" to include a "public
entity." [3] Ample authority acknowledges the right of public
entities to assert the attorney- client privilege. (Vela v. Superior
Court (1989) 208 Cal.App.3d 141, 150 [255 Cal.Rptr. 921]; Sutter
Sensible Planning, Inc. v. Board of Supervisors (1981) 122 Cal.App.3d
813, 824 [176 Cal.Rptr. 342] [Sutter Sensible Planning]; Sacramento
Newspaper Guild v. Sacramento County Board of Supervisors (1968)
263 Cal.App.2d 41, 53 [69 Cal.Rptr. 480] [Sacramento Newspaper
Guild]; Cal. Law Revision Com. com., West's Ann. Evid. Code,
§ 951, p. 527; 2 Witkin, Cal. Evidence (3d ed. 1986) {Page
5 Cal.4th 371} Witnesses, § 1114, p. 1054; 71 Ops.Cal.Atty.Gen.
5, 9 (1988); see also Holm v. Superior Court (1954) 42 Cal.2d
500, 508-509 [267 P.2d 1025]; Rowen v. Santa Clara Unified School
Dist. (1981) 121 Cal.App.3d 231, 237 [175 Cal.Rptr. 292]; Note,
The California Public Records Act: The Public's Right of Access
to Governmental Information (1976) 7 Pacific L.J. 105, 122, and
fn. 96 [Public Records Act].) fn. 3
[4] The attorney-client privilege applies to communications
in the course of professional employment that are intended to
be confidential. (Holm v. Superior Court, supra, 42 Cal.2d at
p. 506; City & County of San Francisco v. Superior Court
(1951) 37 Cal.2d 227, 235 [231 P.2d 26, 25 A.L.R.2d 1418].) Under
the Evidence Code, a client holds a privilege to prevent the
disclosure of confidential communications between client and
lawyer. (Evid. Code, § 954.) "Confidential communication"
is defined as including "a legal opinion formed and the
advice given by the lawyer in the course of that [attorney-client]
relationship." (Evid. Code, § 952.) [1c] There is no
dispute that the letter at issue in this case meets this definition.
[5] And, under the Evidence Code, the attorney-client privilege
applies to confidential communications within the scope of the
attorney-client relationship even if the communication does not
relate to pending litigation; the privilege applies not only
to communications made in anticipation of litigation, but also
to legal advice when no litigation is threatened. (Hoiles v.
Superior Court (1984) 157 Cal.App.3d 1192, 1198 [204 Cal.Rptr.
111]; see also Southern Cal. Gas Co. v. Public Utilities Com.
(1990) 50 Cal.3d 31 [265 Cal.Rptr. 801, 784 P.2d 1373] [upholding
privilege as to lawyer's advice regarding termination provision
in contract, when discovery was sought in administrative proceeding];
Rumac, Inc. v. Bottomley (1983) 143 Cal.App.3d 810, 815-816 [192
Cal.Rptr. 104] [in context of work-product doctrine]; Sacramento
Newspaper Guild, supra, 263 Cal.App.2d at p. 56; 2 Witkin, Cal.
Evidence, supra, Witnesses, § 1149, p. 1097; 71 Ops.Cal.Atty.Gen.
5, 6, supra.)
[1d] Appellant asserts that the letter at issue in this case
must be disclosed under the Public Records Act even though a
private litigant might successfully assert the privilege as to
such a letter, because section 6254, subdivision (b), contained
in the act, limits the attorney-client privilege in the context
of public records to matters that are actually in litigation.
Not so, Section 6254, subdivision (b) provides that nothing in
the Public Records Act requires disclosure of "[r]ecords
pertaining to pending litigation to {Page 5 Cal.4th 372} which
the public agency is a party, ... until the pending litigation
... has been finally adjudicated or otherwise settled."
Unlike section 6254, subdivision (k), this section does not specifically
address the question of privilege. The subdivision refers to
records pertaining to pending litigation; it includes, but is
in no way limited to, matters covered by the attorney-client
privilege. Thus a communication from an attorney advising a public
entity may be exempt from disclosure under both sections, but
section 6254, subdivision (b) does not purport to define the
scope of the privilege for the purpose of the Public Records
Act. (See 71 Ops.Cal.Atty.Gen. 5, 8, supra.; 71 Ops.Cal.Atty.Gen.
235, 240-241 (1988).) Subdivision (b) "has been interpreted
to encompass many more types of records then [sic] would be protected
by the attorney-client ... privilege[]. Thus, it would seem that
this subsection was primarily designed to prevent a litigant
opposing the government from using the [Public] Records Act's
disclosure provisions to accomplish earlier or greater access
to records pertaining to pending litigation or tort claims than
would otherwise be allowed under the rules of discovery, rather
than being aimed solely at preventing discovery of a limited
class of documents falling within the purview of the attorney-client
... privilege[]." (Note, Public Records Act, supra, 7 Pacific
L.J. at p. 131, fns. omitted.)
Appellant's reliance on State of California ex rel. Division
of Industrial Safety v. Superior Court (1974) 43 Cal.App.3d 778
[117 Cal.Rptr. 726] is misplaced. There the court said in dictum
that the attorney-client privilege is protected under section
6254, subdivision (b) (43 Cal.App.3d at p. 783), but as the case
did not involve any claim for material protected by the attorney-client
privilege, but rather for other records involved in ongoing litigation,
the court was not called upon to determine whether the attorney-client
privilege extends to advice outside the scope of litigation under
section 6254, subdivision (k). [6] Obviously, cases are not authority
for propositions not considered therein. (People v. Toro (1989)
47 Cal.3d 966, 978, fn. 7 [254 Cal.Rptr. 811, 766 P.2d 577];
People v. Gilbert (1969) 1 Cal.3d 475, 482, fn. 7 [82 Cal.Rptr.
724, 462 P.2d 580].) fn. 4
[1e] Appellant's argument would require that we read section
6254, subdivision (k) as containing an implied exception; that
is, that we read the subdivision as recognizing all privileges
defined by the Evidence Code except the attorney-client privilege.
It is not our function, however, to add language or imply exceptions
to statutes passed by the Legislature. (Code {Page 5 Cal.4th
373} Civ. Proc., § 1858; Security Pacific National Bank
v. Wozab (1990) 51 Cal.3d 991, 998 [275 Cal.Rptr. 201, 800 P.2d
557].)
[7] Our deference to the Legislature is particularly necessary
when we are called upon to interpret the attorney-client privilege,
because the Legislature has determined that evidentiary privileges
shall be available only as defined by statute. (Evid. Code, §
911.) Courts may not add to the statutory privileges except as
required by state or federal constitutional law (Valley Bank
of Nevada v. Superior Court (1975) 15 Cal.3d 652, 656 [125 Cal.Rptr.
553, 542 P.2d 977]; see also Mitchell v. Superior Court (1984)
37 Cal.3d 268, 274, fn. 3 [208 Cal.Rptr. 152, 690 P.2d 625]),
nor may courts imply unwritten exceptions to existing statutory
privileges. (Dickerson v. Superior Court (1982) 135 Cal.App.3d
93, 99 [185 Cal.Rptr. 97] [refusing to imply a stockholder's
exception to the attorney-client privilege between a corporate
client and corporate counsel]; see also Cal. Law Revision Com.
com., West's Ann. Evid. Code, § 911, p. 488 [privilege "is
one of the few instances where the Evidence Code precludes the
courts from elaborating upon the statutory scheme."].)
[1f] Our goal is to harmonize the two subdivisions of section
6254 in an attempt to give effect to the whole. (People v. Hull
(1992) 1 Cal.4th 266, 272 [2 Cal.Rptr.2d 526, 820 P.2d 1036].)
This end is best reached by recognizing that subdivision (b)
of section 6254 refers to litigation records generally while
subdivision (k) specifically refers to matters of privilege,
including the attorney-client privilege. We conclude that a local
governing body is the holder of the attorney-client privilege
with respect to written legal opinions by the governing body's
attorney, and may assert the privilege under the Public Records
Act without alleging that the writing is relevant to pending
litigation under section 6254, subdivision (b).
B. The Brown Act
[8a] Appellant contends that the attorney-client privilege
that might otherwise be applicable to public entities under the
Public Records Act was abrogated by the Brown Act (§ 54950
et seq.). We disagree.
Despite the broad policy of the act to ensure that local governing
bodies deliberate in public (see §§ 54950, 54953),
the act itself incorporates the attorney-client privilege as
to written materials distributed for discussion at a public meeting.
(§ 54957.5.) Courts, too, have interpreted the act as broadly
preserving the attorney-client privilege for local governing
bodies. (Sutter Sensible Planning, supra, 122 Cal.App.3d at p.
824; Sacramento Newspaper Guild, supra, 263 Cal.App.2d at p.
55; see also Rowen v. Santa Clara Unified {Page 5 Cal.4th 374}
School Dist., supra, 121 Cal.App.3d at p. 237.) These courts
recognize that public entities need confidential legal advice
to the same extent as do private clients: " 'Government
should have no advantage in legal strife; neither should it be
a second-class citizen. ... "Public agencies face the same
hard realities as other civil litigants. An attorney who cannot
confer with his client outside his opponent's presence may be
under insurmountable handicaps. ..." Settlement and avoidance
of litigation are particularly sensitive activities, whose conduct
would be grossly confounded, often made impossible, by undiscriminating
insistence on open lawyer-client conferences.' " (Sutter
Sensible Planning, supra, 122 Cal.App.3d at pp. 824-825.)
Appellant claims that recent amendments to the act require
the abrogation of the attorney-client privilege except to the
extent specifically provided in section 54956.9 of the Brown
Act. The Court of Appeal and also appellant rely on this section,
added in 1984, authorizing closed session meetings with legal
counsel for the purpose of discussing pending litigation only
after advance notice of the need for such confidential consultation.
A 1987 amendment to the section also provides that for the purpose
of the Brown Act, the attorney-client privilege is abrogated
except as provided in section 54956.9.
The argument is that under section 54956.9, any communication
of any nature with counsel may only occur between a local governing
body and its attorney as provided by the section, and since no
litigation was pending or threatened in this case, and no notice
of a closed session was given, no closed session with counsel
could be permitted. According to this contention, the attorney-client
privilege recognized in section 54956.5 is repealed by implication.
Section 54956.9 provides in pertinent part: "Nothing
in this chapter shall be construed to prevent a legislative body
of a local agency, based on advice of its legal counsel, from
holding a closed session to confer with, or receive advice from,
its legal counsel regarding pending litigation when discussion
in open session concerning those matters would prejudice the
position of the local agency in the litigation. [¶] For
purposes of this chapter, all expressions of the lawyer-client
privilege other than those provided in this section are hereby
abrogated. This section is the exclusive expression of the lawyer-client
privilege for purposes of conducting closed-session meetings
pursuant to this chapter." The section sets out three subdivisions
defining the circumstances under which litigation is defined
as "pending" according to the terms of the statute,
and continues: "Prior to holding a closed session pursuant
to this section, the legislative body of the local agency shall
state publicly to which subdivision it is pursuant. ... [¶]
The legal counsel of the legislative {Page 5 Cal.4th 375} body
of the local agency shall prepare and submit to the body a memorandum
stating the specific reasons and legal authority for the closed
session. ... The memorandum shall be exempt from disclosure pursuant
to Section 6254.1." (Ibid.)
Both the Court of Appeal and appellant assume that the transmission
of a legal opinion is a "closed-session meeting" or
"closed session" of the city council within the terms
of section 54956.9. However, as we shall demonstrate, the history
of the Brown Act, its interpretation in the courts, and the plain
meaning of the words used by the Legislature demonstrate the
error of this assumption.
As we have seen, the keystone of the Brown Act is the requirement
that "[a]ll meetings of the legislative body of a local
agency shall be open and public. ..." (§ 54953, subd.
(a).) An early case interpreted this language to apply only to
formal meetings; an informal " 'fact-finding meeting' "
conducted by members of a city planning commission at a local
country club was held not within the scope of the act. (Adler
v. City Council (1960) 184 Cal.App.2d 763, 767 [7 Cal.Rptr. 805].)
The Legislature responded in 1961 with substantial revisions
of the act intended to bring informal deliberative and fact-finding
meetings within its scope. (Stockton Newspapers, Inc. v. Redevelopment
Agency, supra, 171 Cal.App.3d at pp. 101- 102; 42 Ops.Cal.Atty.Gen.
61, 68 (1963); Comment, Access to Governmental Information In
California (1966) 54 Cal.L.Rev. 1650, 1654; 7 Witkin, Summary
of Cal. Law (9th ed. 1988) Constitutional Law, § 579, p.
788.) At that time, section 54952.6 was added to provide that
the deliberative action covered by the act included "a collective
decision made by a majority of the members of a legislative body,
a collective commitment or promise by a majority of the members
of a legislative body to make a positive or a negative decision,
or an actual vote by a majority of the members of a legislative
body when sitting as a body or entity, upon a motion, proposal,
resolution, order or ordinance." (Stats. 1961, ch. 1671,
§ 3, p. 3637.)
After the 1961 revisions, the courts have applied provisions
of the act to informal deliberative action, but have always required
that some sort of collective decisionmaking process be at stake.
[9] Thus the action of one public official is not a "meeting"
within the terms of the act; a hearing officer whose duty it
is to deliberate alone does not have to do so in public. (Wilson
v. San Francisco Mun. Ry. (1973) 29 Cal.App.3d 870, 878-879 [105
Cal.Rptr. 855].) As the Court of Appeal in Wilson reasoned, because
the act uniformly speaks in terms of collective action, and because
the term "meeting," as a matter of ordinary usage,
conveys the presence of more than one person, it follows that
under section 54953, the term "meeting" means that
{Page 5 Cal.4th 376} "two or more persons are required in
order to conduct a 'meeting' within the meaning of the Act."
(29 Cal.App.3d at p. 879.)
[8b] Another court has characterized the term as referring
to a "collective decision-making process" and as a
"deliberative gathering." (Sacramento Newspaper Guild,
supra, 263 Cal.App.2d at pp. 47, 48, italics added.) More recently
the Court of Appeal has opined that the term "comprehends
informal sessions at which a legislative body commits itself
collectively to a particular future decision concerning the public
business." (Stockton Newspapers, Inc. v. Redevelopment Agency,
supra, 171 Cal.App.3d at pp. 100, 102, italics added; see also
7 Witkin, Summary of California Law, supra, Constitutional Law,
§ 579, p. 788.) Another court has declared that the act
applies to informal collective acquisition and exchange of facts
before a decision is reached. (Rowen v. Santa Clara Unified School
Dist., supra, 121 Cal.App.3d at p. 234 [act prohibits closed
session of school board to consider qualifications of real estate
agents before public session at which agents would receive contract
to dispose of public property].)
In the case law, the terms "meeting" and "session"
are used interchangeably (see, e.g., Stockton Newspapers, Inc.
v. Redevelopment Agency, supra, 171 Cal.App.3d at p. 102; Sacramento
Newspaper Guild, supra, 263 Cal.App.2d at p. 47); we believe
the Legislature intended the same usage in section 54956.9. [10]
The Legislature's intent is best deciphered by giving words their
plain meanings. (Wells Fargo Bank v. Superior Court (1991) 53
Cal.3d 1082, 1095 [282 Cal.Rptr. 841, 811 P.2d 1025].) "We
have declined to follow the plain meaning of a statute only when
it would inevitably have frustrated the manifest purposes of
the legislation as a whole or led to absurd results." (People
v. Belleci (1979) 24 Cal.3d 879, 884 [157 Cal.Rptr. 503, 598
P.2d 473].) [8c] Resort to a dictionary shows that the term "meeting"
is defined as "an act or process of coming together; ...
a gathering ...." (Webster's Third New Internat. Dict. (1981)
p. 1404.) The term "session" is defined as "an
actual or constructive sitting of a body (as a court, council,
or legislature); also: the actual or constructive assembly of
the members of such a body for the transaction of business ...."
(Id. at pp. 2076- 2077.) Both terms obviously imply collective
action. We conclude that section 54956.9 was intended to apply
to collective action of local governing boards and not to the
passive receipt by individuals of their mail.
[11] Of course the intent of the Brown Act cannot be avoided
by subterfuge; a concerted plan to engage in collective deliberation
on public business through a series of letters or telephone calls
passing from one member of the governing body to the next would
violate the open meeting requirement. (See, e.g., Stockton Newspapers,
Inc. v. Redevelopment Agency, {Page 5 Cal.4th 377} supra, 171
Cal.App.3d at p. 102; 65 Ops.Cal.Atty.Gen. 63, 65 (1982).) [8d]
There was no evidence in this case, however, that there was any
collective deliberation outside of the open meeting where the
parcel map was discussed and ultimately granted.
The Court of Appeal and appellant make much of the 1987 amendment
to section 54956.9, providing that the attorney-client privilege
is abrogated except as provided in section 54956.9. They read
far too much into the language which is specifically limited
to abrogating the privilege "[f]or purposes of this chapter,"
that is, for the purpose of chapter 9 commencing at section 54950,
otherwise known as the Brown Act. Thus the language of section
54956.9 abrogates the attorney-client privilege for the purpose
of the open meeting requirements of the Brown Act, except as
provided by the section itself, but it does not purport to regulate
the transmission of documents such as are at issue in this case.
In fact, the section acknowledges that written matter sent from
attorney to governmental client is regulated by the Public Records
Act and not this section, by providing that the attorney's written
memorandum of reasons for requesting a closed session required
by the section is "exempt from disclosure pursuant to Section
6254.1" of the Public Records Act. (§ 54956.9.)
We see nothing in the legislative history of the amendment
suggesting the Legislature intended to abrogate the attorney-client
privilege that applies under the Public Records Act, or that
it intended to bring written communications from counsel to governing
body within the scope of the Brown Act's open meeting requirements.
Both appellant and respondent refer to letters written by
proponents of the legislation and recorded in the Senate Journal
on the day the bill passed the Senate. (1 Sen. J. (1987-1988
Reg. Sess.) pp. 1775-1782.) The Senate printed letters from the
Attorney General of the state; from Senator Roberti as author
of the bill; from the California Newspaper Publishers Association;
from Assemblyman Connelly, principal Assembly coauthor of the
bill; from the County Supervisors Association of California and
from the League of California Cities. [12] As a general rule,
in construing a statute we do not consider the motives or understanding
of the author of a bill or of individual legislators who voted
for it. (Grupe Development Co. v. Superior Court (1993) 4 Cal.4th
911, 922 [16 Cal.Rptr.2d 226, 844 P.2d 545]; accord, In re Marriage
of Bouquet (1976) 16 Cal.3d 583, 589 [128 Cal.Rptr. 427, 546
P.2d 1371].) We have, however, considered letters of intent published
by one (In re Marriage of Buol (1985) 39 Cal.3d 751, 761-762
[218 Cal.Rptr. 31, 705 P.2d 354]) or both (In re Marriage of
Bouquet, supra, 16 Cal.3d at pp. 588-590) houses of the Legislature
when the expression of intent appears to {Page 5 Cal.4th 378}
convey more than merely a personal view of the proponent of the
bill. (California Teachers Assn. v. San Diego Community College
Dist. (1981) 28 Cal.3d 692, 700 [170 Cal.Rptr. 817, 621 P.2d
856]; In re Marriage of Bouquet, supra, 16 Cal.3d at p. 590;
cf. County of Los Angeles v. State of California (1987) 43 Cal.3d
46, 54, fn. 6 [233 Cal.Rptr. 38, 729 P.2d 202].)
[8e] Here, we have letters both from the Senate and Assembly
authors of the bill, and from proponents of the bill outside
the Legislature. There is remarkable unanimity in these six letters
to the effect that the bill was intended to close a loophole
that was created by Sacramento Newspaper Guild, supra, 263 Cal.App.2d
41, and that lingered even after section 54956.9 was enacted,
under which it was argued that a governing body's meetings with
counsel were privileged and did not come under the Brown Act,
even if the meetings were not strictly related to pending litigation.
As we have already concluded, the bill was intended to make
it clear that closed sessions with counsel could only occur as
provided in the Brown Act, that is, after written notice, and
in connection with pending or threatened litigation. Two of the
letters memorialized in the Senate Journal explicitly state that
the amendment was not intended to affect the provisions of the
Public Records Act. (See letters of County Supervisors Association
of California and League of California Cities, 1 Sen. J., supra,
(1987- 1988 Reg. Sess.), pp. 1780-1782.) None of the letters
suggests otherwise. Appellant points to the letter of the California
Newspapers Association that "the public must be kept aware
of the legal questions asked [of a city attorney] and the answers
given. ... Without access to the legal insights that inform policy
judgments at the outset, the people can hardly be said to enjoy
that which the Legislature guaranteed them with the enactment
of the Brown Act. ..." (Id. at p. 1778.) However, appellant
omits the opening paragraphs of the letter, in which the amendment
is characterized as providing "the clarification necessary
to preclude a certain variety of ... closed sessions by legislative
bodies of local agencies" and in which the attorney-client
privilege of the Evidence Code was used "as the basis for
an implied license for closed sessions of legislative bodies
to consult with their counsel" on matters other than pending
litigation. (Id. at p. 1777, italics added.) We believe it clear
that the letter refers to deliberative meetings between counsel
and the local governing body, not to the transmission of a written
legal opinion from counsel to the local entity.
Appellant's claim is essentially that section 54956.9 repeals
the attorney-client privilege contained in the Public Records
Act by implication. That is, section 54956.9 and its regulation
of closed meetings between an attorney and a local agency applies
to abrogate the attorney-client privilege which the {Page 5 Cal.4th
379} Public Records Act makes applicable to public documents.
[13] However, repeals by implication are not favored, and we
do not recognize them unless two apparently conflicting laws
cannot be harmonized. (Nickelsberg v. Workers' Comp. Appeals
Bd. (1991) 54 Cal.3d 288, 298 [285 Cal.Rptr. 86, 814 P.2d 1328].)
As we recently reiterated, " '[s]o strong is the presumption
against implied repeals that when a new enactment conflicts with
an existing provision "[i]n order for the second law to
repeal or supersede the first, the former must constitute a revision
of the entire subject, so that the court may say that it was
intended to be a substitute for the first." ' " (Droeger
v. Friedman, Sloan & Ross (1991) 54 Cal.3d 26, 43 [283 Cal.Rptr.
584, 812 P.2d 931].) [8f] We see no evidence of such legislative
intent in this case. Rather, the two bodies of law are readily
harmonized if we adopt the usual meaning of the words "meeting"
and "session": the attorney-client privilege applies
to meetings with counsel only as provided by the Brown Act, while
the attorney-client privilege is a rule of general applicability
in the case of public records.
The Court of Appeal in this case also relied on section 54957.5,
subdivision (a) as providing a rule that, according to the court,
"public disclosure cannot be avoided by resort to written
communications in lieu of open meetings." Section 54957.5,
subdivision (a) provides: "Notwithstanding Section 6255
or any other provisions of law, agendas of public meetings and
other writings, when distributed to all, or a majority of all,
of the members of a legislative body of a local agency by a member,
officer, employee, or agent of such body for discussion or consideration
at a public meeting of such body, are public records under the
California Public Records Act (Chapter 3.5 (commencing with Section
6250) of Division 7 of Title 1) as soon as distributed, and shall
be made available pursuant to Sections 6253 and 6256. However,
this section shall not include any writing exempt from public
disclosure under Section[s] 6253.5, 6254, or 6254.7."
Viewing the written advice of counsel as coming within the
purview of the section, the Court of Appeal went on to examine
the exceptions to the open meeting requirement of the Brown Act
and to find them inapplicable. Yet section 54957.5 itself defers
to the California Public Records Act (§ 6250 et seq.) as
providing the applicable exceptions to the general rule that
agendas and other written materials distributed to governing
bodies for consideration at a public meeting be disclosed. Thus,
far from supporting the conclusion reached by the Court of Appeal,
section 54957.5 provides strong support for our conclusion. As
we have already seen, under section 6254 of the Public Records
Act, the attorney's memorandum would be privileged.
Appellant contends finally that we should disregard the literal
language of the relevant statutes because the city attorney is
the servant of the public, {Page 5 Cal.4th 380} and, as a servant,
can have no secrets from its master. However rational that view
may be in the abstract, the appellant should make her claim known
to the Legislature which has determined that the attorney- client
privilege does apply in the public arena. Similarly, appellant's
argument that public policy is best served by limiting the attorney-client
privilege to situations in which there is litigation pending
is inconsistent with the decision of the Legislature in enacting
the Public Records Act to afford public entities the attorney-client
privilege as to writings to the extent authorized by the Evidence
Code. fn. 5
Open government is a constructive value in our democratic
society. (See CBS, Inc. v. Block, supra, 42 Cal.3d at p. 651;
see also Times Mirror Co. v. Superior Court (1991) 53 Cal.3d
1325, 1347 [283 Cal.Rptr. 893, 813 P.2d 240] (dis. opn. of Mosk,
J.), and cases cited.) [14] The attorney-client privilege, however,
also has a strong basis in public policy and the administration
of justice. The attorney-client privilege has a venerable pedigree
that can be traced back 400 years. "[T]he privilege seeks
to insure 'the right of every person to freely and fully confer
and confide in one having knowledge of the law, and skilled in
its practice, in order that the former may have adequate advice
....' " (Mitchell v. Superior Court (1984) 37 Cal.3d 591,
599 [208 Cal.Rptr. 886, 691 P.2d 642]; see also Southern Cal.
Gas Co. v. Public Utilities Com., supra, 50 Cal.3d at p. 37.)
It is no mere peripheral evidentiary rule, but is held vital
to the effective administration of justice. (See Welfare Rights
Organization v. Crisan (1983) 33 Cal.3d 766, 770-771 [190 Cal.Rptr.
919, 661 P.2d 1073, 31 A.L.R.4th 1214].) The privilege promotes
forthright legal advice and thus screens out meritless litigation
that could occupy the courts at the public's expense. (See City
& County of San Francisco v. Superior Court, supra, 37 Cal.2d
at p. 235.) The privilege serves to "encourage full and
frank communication between attorneys and their clients and thereby
promote broader public interests in the observance of law and
administration of justice." (Upjohn v. United States (1981)
449 U.S. 383, 389 [66 L.Ed.2d 584, 591, 101 S.Ct. 677].)
[8g] A city council needs freedom to confer with its lawyers
confidentially in order to obtain adequate advice, just as does
a private citizen who seeks legal counsel, even though the scope
of confidential meetings is limited by this state's public meeting
requirements. (Sacramento Newspaper Guild, supra, 263 Cal.App.2d
at p. 58; 2 Witkin, Cal. Evidence, supra, Witnesses § 1114,
p. 1054.) The public interest is served by the privilege {Page
5 Cal.4th 381} because it permits local government agencies to
seek advice that may prevent the agency from becoming embroiled
in litigation, and it may permit the agency to avoid unnecessary
controversy with various members of the public.
The balance between the competing interests in open government
and effective administration of justice has been struck for local
governing bodies in the Public Records Act and the Brown Act.
We see no reason to disturb the equilibrium achieved by that
legislation. We conclude that although the Brown Act limits the
attorney-client privilege in the context of local governing body
meetings, it does not purport to abrogate the privilege as to
written legal advice transmitted from counsel to members of the
local governing body.
III
The judgment of the Court of Appeal is reversed.
Lucas, C. J., Panelli, J., Kennard, J., Arabian, J., Baxter,
J., and George, J., concurred.
FN 1. All statutory references are to the Government Code
unless otherwise indicated.
FN 2. The Court of Appeal and the parties also discuss the
application of the work-product doctrine to this controversy.
We have no need to reach the point, as we have concluded that
the city attorney's letter is privileged under the attorney-client
privilege.
FN 3. It is also implicit in Evidence Code section 953 that
the attorney-client privilege applies to public entities as clients.
Section 953 provides that it is the client who is the holder
of the privilege, and specifies that representatives of defunct
clients that are not natural persons, such as corporations or
public entities, may hold the privilege.
FN 4. Appellant's citation to the Final Report of the California
State Assembly Statewide Information Policy Committee, March
1970, page 9, is also unavailing. The report simply observed
that both subdivisions (b) and (k) of section 6254 are sources
of the attorney-client privilege under the act.
FN 5. Appellant also asserts that because the city attorney
has a duty to serve the public, she is the client of the city
attorney as a member of the public and has the authority to waive
the privilege. She cites no relevant authority for the proposition
that each member of the entire public is the client of the city
attorney, and we have found none.
|

Have a legal question?
Check out Asked & Answered first.
Chances are, we've already answered it. If
not, then proceed to CFAC's Legal
Hotline for help from top lawyers—free.
CFAC Archives:
Search CFAC
|