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DAVID RIVERO, Plaintiff and Respondent,
v.
AMERICAN FEDERATION OF STATE, COUNTY, AND MUNICIPAL EMPLOYEES,
AFL-CIO, et al., Defendants and Appellants.
No. A097032
In the Court of Appeal of the State of California
First Appellate District
Division Two
(Alameda County Super. Ct. No. 8333180, Honorable James A.
Richman)
COUNSEL
Cathy L. Arias, Richard A. Chavez, Burnham Brown; Glenn
Rothner, Emma Leheny, Ricardo Ochoa, Rothner, Segall & Greenstone
for Appellants
William Campisi, Jr., Law Office of William Campisi,
Jr. for Respondent
Filed January 28, 2003
I. INTRODUCTION
David Rivero sued numerous individuals and entities,
including the American Federation of State, County and Municipal
Employees and its Local 3299 (collectively, the Union). He charged
the Union with libel, slander, conspiracy to libel, intentional
infliction of emotional distress, and intentional and negligent
interference with economic relationship. The Union filed a special
motion to strike pursuant to Code of Civil Procedure section
425.16, [FOOTNOTE 1] commonly called the anti-SLAPP statute (see
Equilon Enterprises v. Consum er Cause, Inc. (2002) 29
Cal.4th 53, 57 ( Equilon )). [FOOTNOTE 2] The trial court
denied the motion and the Union appealed. We affirm.
II. FACTUAL AND PROCEDURAL BACKGROUND
Rivero filed this action on November 14, 2000. He later
twice amended his complaint. Rivero's most recent complaint alleges
in relevant part as follows: In November 1999, [FOOTNOTE 3] Rivero
was a supervisor of janitors at the International House on the
campus of the University of California at Berkeley and had been
for approximately 18 years.
During October and the beginning of November, Rivero
was absent from work due to an industrial injury. While he was
absent, three of the employees he supervised accused him of theft,
extortion and favoritism. On November 15, Rivero attempted to
return to work after his convalescence, but was informed that
he was suspended from work and would remain suspended while the
allegations of wrongdoing were investigated. In approximately
March 2000, it was found that the allegations of wrongdoing could
not be substantiated. Rivero's position as supervisor was nevertheless
terminated and he was assigned to the position of dishwasher
and pot scrubber in the kitchen at the International House. Rivero
refused to accept this position and was terminated.
As to the Union's part in these affairs, Rivero alleged
that the Union distributed three documents containing false information.
The first document, distributed in May 2000, was an "AFSCME
Local 3299 UC Contract Campaign News," which contained an
article entitled "Custodians Suspend Supervisor!" The
article stated, "Fed up with a supervisor who solicited
bribes, hired family members and practiced favoritism, custodians
at UCB's International House decided enough was enough. [¶
] Energized by the example of UCLA workers who took action late
last year, the custodians confronted their manager as a group.
They had facts and evidence in hand, and convinced management
to suspend the supervisor on the spot. [¶ ] I-House custodians
wasted no time in tackling another problem: they were the only
workers required to punch a time clock. They presented the issue
to management and the time clock came down. It's about time!"
The second document of which Rivero complained was distributed
in November and bore the title "We Suspended Our Supervisor!"
The text of the document was as follows: "The janitors at
the International House were victims of constant mistreatment,
disrespect, and abuse from management. [¶ ] Their custodial
supervisor was hiring family members and harassing hard working
employees. He was unfair, abusive, and playing favorites. [¶
] Although the janitors repeatedly asked management for justice,
U.C. refused to solve the problem. So the workers decided to
organize and take action. [¶ ] On November 15, . . . the
janitors marched into management and declared they would no longer
work under their abusive supervisor. [¶ ] Because of the
janitors' courage and unity, management was forced to suspend
the custodial supervisor, and the janitors have pledged to make
sure he doesn' t return. [¶ ] Let's Take Action! [¶
] Let's Get Organized! [¶ ] Let's build a strong union at
U.C. Berkeley!" [FOOTNOTE 4] The center bottom of the flier
contained the following message in small text: "We are building
a strong union at U.C. Berkeley. To join call (510) 663-3939
Ext. 25."
The third document, prepared in November or December,
principally contained space for people to print and sign their
name and indicate their "Room Number." Above this section
were the words: "Stand Up for Justice! [¶ ] The custodians
of the International House at U.C. Berkeley were victims of constant
mistreatment, disrespect, and abuse from management. Custodians
say their supervisor was even soliciting bribes. [¶ ] We
the undersigned demand an end to management's pattern of abuse
and support the custodian's fight for fairness and respect."
Rivero charged the Union with libel and slander, conspiracy
to libel, intentional infliction of emotional distress, and intentional
and negligent interference with economic relationship. The Union
filed a special motion to strike pursuant to section 425.16.
The Union argued that section 425.16 applied to Rivero's claims
because "[t]he conduct at issue here is speech regarding
the working conditions of International House employees supervised
by [Rivero]. Such conduct is clearly in furtherance of expression
concerning a labor dispute, and thus protected by the U.S. Constitution.
[Citation.]" The Union further argued that Rivero had not
met his burden of demonstrating a probability of prevailing on
his claims against the Union. Rivero opposed the motion.
The trial court denied the Union's motion. In a 24-page
order, the court concluded (1) the Union had not met its burden
of establishing that Rivero's allegations arise from "'
conduct in furtherance of the exercise of the constitutional
right of free speech in connection with a public issue or an
issue of public interest' " and (2) Rivero met his burden
of establishing a probability of prevailing on his claims.
III. DISCUSSION
A. Section 425.16
Section 425.16 provides, in relevant part, that "[a]
cause of action against a person arising from any act of that
person in furtherance of the person's right of petition or free
speech under the United States or California Constitution in
connection with a public issue shall be subject to a special
motion to strike, unless the court determines that the plaintiff
has established that there is a probability that the plaintiff
will prevail on the claim." (§ 425.16, subd. (b)(1).)
Courts have interpreted this language as creating a "two-step
process for determining whether an action is a SLAPP." (See
Navellier v. Sletten (2002) 29 Cal.4th 82, 88 ( Navellier);
Governor Gray Davis Com. v. American Taxpayers Alliance (2002)
102 Cal.App.4th 449, 455 ( Davis Committee ).)
In the first step, "the court decides whether the
defendant has made a threshold showing that the challenged cause
of action is one arising from protected activity. The moving
defendant's burden is to demonstrate that the act or acts of
which the plaintiff complains were taken ' in furtherance of
the [defendant]'s right of petition or free speech under the
United States or California Constitution in connection with a
public issue,' . . . ." ( Equilon, supra, 29 Cal.4th
at p. 67.) Section 425.16, subdivision (e), defines an "'
act in furtherance of a person's right of petition or free speech
under the United States or California Constitution in connection
with a public issue,' " as including, "(1) any written
or oral statement or writing made before a legislative, executive,
or judicial proceeding, or any other official proceeding authorized
by law; (2) any written or oral statement or writing made in
connection with an issue under consideration or review by a legislative,
executive, or judicial body, or any other official proceeding
authorized by law; (3) any written or oral statement or writing
made in a place open to the public or a public forum in connection
with an issue of public interest; (4) or any other conduct in
furtherance of the exercise of the constitutional right of petition
or the constitutional right of free speech in connection with
a public issue or an issue of public interest." (§
425.16, subd. (e).) The Legislature has directed that the courts
construe this language broadly. (§ 425.16, subd. (a).)
If the defendant meets this burden of demonstrating
that the complaint comes within the provisions of section 425.16,
the burden then shifts to plaintiff to demonstrate a probability
that he or she will prevail on the claim. (§ 425.16, subd.
(b); Equilon, supra, 29 Cal.4th at p. 67.) "[I]n
order to establish the requisite probability of prevailing [citation],
the plaintiff need only have ' " stated and substantiated
a legally sufficient claim." ' [Citations.] ' Put another
way, the plaintiff "must demonstrate that the complaint
is both legally sufficient and supported by a sufficient prima
facie showing of facts to sustain a favorable judgment if the
evidence submitted by the plaintiff is credited." ' [Citations.]"
( Navellier, supra, 29 Cal.4th at p. 88.) In sum, "[t]he
defendant has the burden on the first issue, the threshold issue;
the plaintiff has the burden on the second issue. [Citation.]'
[Citation.]" ( Kajima Engineering & Construction,
Inc. v. City of Los Angeles (2002) 95 Cal.App.4th 921, 928.)
"On appeal we review independently whether the
complaint against the appellant arises from appellant's exercise
of a valid right to free speech and petition and if so, whether
the respondent established a probability of prevailing on the
complaint. [Citation.]" ( Davis Committee, supra, 102
Cal.App.4th at p. 456.)
B. The Public Issue Requirement
The Union contends that Rivero's allegations fall into
the last category of section 425.16, subdivision (e), because
its alleged conduct was in "in furtherance of the exercise
of the constitutional right of petition or the constitutional
right of free speech in connection with a public issue or an
issue of public interest." (See § 425.16, subd. (e)(4).)
The Union offers several theories to support its contentions.
For one, the Union argues that the "abusive supervision
of employees throughout the University of California system is
an issue of particular public interest because it impacts a community
of public employees numbering 17,000." For another, the
Union contends that unlawful workplace activity is a matter of
public interest particularly where it occurs at a publicly-financed
institution.
Few published cases have interpreted the terms "public
issue" and "public interest" as they are used
in section 425.16, subdivision (e). Damon v. Ocean Hills Journalism
Club (2000) 85 Cal.App.4th 468 ( Damon ) is one case
that has interpreted those terms. In Damon , a dispute
had arisen between many residents of Leisure Village, a planned
development residential community for seniors, and its general
manager, Dennis E. Damon. ( Id. at pp. 471-472.) The residents
of Leisure Village were "members of the Ocean Hills Country
Club Homeowners Association (Association), which [was] governed
by a seven-member elected board of directors (Board)." (
Id. at p. 471.) The Village Voice newsletter, which was
published by a private homeowners club and circulated to members
of the Association and local businesses, criticized Damon's competency
to manage the Association and urged residents to replace Damon
with a professional management company. ( Id. at p. 472.)
The rift grew and, following a failed effort to recall Board
members who supported Damon's removal, Damon notified the Association
that he did not intend to renew his contract. ( Id. at
pp. 472-473.)
Damon then filed a defamation complaint against six
Association members who had authored letters or articles published
in the Village Voice criticizing his performance, the two Board
members who had supported his removal and the Association club
that published the Village Voice. ( Damon, supra, 85 Cal.App.4th
at p. 473.) Defendants moved to strike Damon's complaint under
section 425.16 and the trial court granted the motion. ( Ibid.
)
In affirming the trial court's decision, the appellate
court considered whether the topics of the allegedly defamatory
statements concerned "issue[s] of public interest."
( Damon, supra, 85 Cal.App.4th at p. 478.) The court explained
that "[t]he definition of ' public interest' within the
meaning of the anti-SLAPP statute has been broadly construed
to include not only governmental matters, but also private conduct
that impacts a broad segment of society and/or that affects a
community in a manner similar to that of a governmental entity.
[Citations.]" ( Id. at p. 479.)
The appellate court concluded that the allegedly defamatory
statements concerned a public issue. ( Damon, supra, 85
Cal.App.4th at pp. 479-480.) First, the court explained that
the alleged statements "concerned the very manner in which
this group of more than 3,000 individuals would be governed--an
inherently political question of vital importance to each individual
and to the community as a whole. [Citation.]" ( Id. at
p. 479.)
Second, the court noted that the "statements were
made in connection with the Board elections and recall campaigns.
' The right to speak on political matters is the quintessential
subject of our constitutional protections of the right of free
speech. "Public discussion about the qualifications of those
who hold or who wish to hold positions of public trust presents
the strongest possible case for applications of the safeguards
afforded by the First Amendment." ' [Citations.]" (
Damon, supra, 85 Cal.App.4th at p. 479.) The court concluded
that "[a]lthough the allegedly defamatory statements were
made in connection with the management of a private homeowners
association, they concerned issues of critical importance to
a large segment of our local population. ' For many Californians,
the homeowners association functions as a second municipal government
. . . .' [Citation.] Given the size of the Ocean Hills community,
the nature of the challenged statements as involving fundamental
choices regarding future management and leadership of the Association,
and our Legislature's mandate that homeowner association boards
be treated similar to governmental entities, the alleged defamatory
comments involved ' public issues' within the meaning of the
anti-SLAPP statute. [Citation.]" ( Damon, supra, 85
Cal.App.4th at pp. 479-480.)
In Sipple v. Foundation for Nat. Progress (1999)
71 Cal.App.4th 226 ( Sipple ), Division Two of the Second
District also considered the question of what constitutes a "public
issue." The plaintiff in that action, Donald Sipple, was
a nationally known political consultant who had developed campaign
themes for his clients that included the prevention and punishment
of domestic violence and other crimes against women. ( Id.
at p. 230.) In 1997, Mother Jones magazine published an article
focusing on a 1992 custody dispute between Sipple and his first
wife, Regina, in which Regina and Sipple's second wife, Deborah,
each testified that Sipple had physically and verbally abused
them. ( Id. at p. 230.) The author of the article confirmed
the wife-beating allegations by interviewing people who knew
the women. ( Id. at p. 238.)
Sipple filed a complaint for various causes of action,
including libel, against Mother Jones and the author of the article.
( Sipple, supra, 71 Cal.App.4th at pp. 230-231.) Defendants
filed a motion to strike the complaint pursuant to section 425.16
and the trial court granted the motion. ( Id. at p. 231.)
Sipple appealed, arguing in part that his treatment
of his previous wives was not a public issue within the meaning
of section 425.16. ( Sipple, supra, 71 Cal.App.4th at
p. 236.) The appellate court disagreed, concluding "that
the details of [Sipple' s] career and [his] ability to capitalize
on domestic violence issues in his advertising campaigns for
politicians known around the world, while allegedly committing
violence against his former wives, are public issues . . . ."
( Id. at pp. 239-240.) The court explained that "[c]entral
to the article, of course, are the allegations of physical and
verbal abuse against a prominent media strategist by two former
wives . . . . According to the record, [Sipple], a top figure
in national politics, has been interviewed by the press and profiled
in the media scores of times. In 1994, [Sipple] devised media
strategy based on gender-based advertising against domestic violence
for the gubernatorial races of Pete Wilson in California, George
W. Bush in Texas and Jim Edgar in Illinois. Ironically, the custody
dispute occurred while [Sipple] was running the media strategy
for Bob Dole's 1996 presidential campaign based on morality issues.
In other words, [Sipple] was able to capitalize on domestic violence
issues in order to further his career." ( Id. at
p. 238.) The court also explained that "[t]he article's
theme that rich and powerful men may use the legal system to
their advantage over women who may have been abused by them is
further exposition on the same issue of domestic violence. An
example of [Sipple' ]s ability to use his influence was the appearance
of Missouri Supreme Court Chief Justice Chip Robertson at the
custody hearing [where he testified on Sipple's behalf]. . .
. Thus, like it or not, [Sipple] injected himself into the controversy
by using his influential position and his ready access to the
press to define crime and violence as central issues in American
politics." ( Id. at p. 239.)
Division Three of the Second District considered what
constitutes a matter of public interest in its decision Church
of Scientology of California v. Wollersheim (1996) 42 Cal.App.4th
628 ( Church of Scientology ), disapproved on other grounds
in Equilon, supra, 29 Cal.4th 53. The court explained
that "[a]lthough matters of public interest include legislative
and governmental activities, they may also include activities
that involve private persons and entities, especially when a
large, powerful organization may impact the lives of many individuals."
( Id. at p. 650.) As examples of this point, the court
cited product liability suits and real estate or investment scams.
( Ibid. ) The court concluded that the Church of Scientology
(Church) was a matter of public interest because of the amount
of media coverage the Church received and the extent of its membership
and assets. ( Id. at p. 651.)
In Seelig v. Infinity Broadcasting Corp. (2002)
97 Cal.App.4th 798 ( Seelig ), Division Five of this district
considered the public-issue question. In that case, the plaintiff
had participated as a contestant in the television program Who
Wants to Marry a Millionaire. (Id. at p. 801.) "During
her time on air, she stated only her name, that she was from
San Francisco, and that she worked in sales at KFRC, a San Francisco
radio station." ( Ibid, fn. omitted. ) Plaintiff
was contacted to appear on a radio program for a different station
and declined. ( Id. at p. 802.) A few weeks later, during
the radio program, one of the broadcast cohosts called plaintiff
a "chicken butt" and a "local loser," and
the radio on-air producer reported that plaintiff's ex-husband
had called her "a big skank." ( Id. at pp. 802-805.)
Plaintiff sued the broadcast cohost, the on-air producer
and others, alleging a variety of causes of action including
slander per se and invasion of privacy. ( Seelig, supra, 97
Cal.App.4th at p. 806.) Defendants filed a special motion to
strike, which the trial court denied. ( Ibid. )
On appeal, Division Five of this district concluded
that defendants' comments were made in connection with an issue
of public interest. ( Seelig, supra, 97 Cal.App.4th at
p. 807.) The court explained that the television show on which
plaintiff had appeared had "generated considerable debate
within the media on what its advent signified about the condition
of American society. One concern focused on the sort of person
willing to meet and marry a complete stranger on national television
in exchange for the notoriety and financial rewards associated
with the Show and the presumed millionaire lifestyle to be furnished
by the groom. By having chosen to participate as a contestant
in the Show, plaintiff voluntarily subjected herself to inevitable
scrutiny and potential ridicule by the public and the media."
( Id. at pp. 807-808.) The court further explained that
the on-air discussion of plaintiff had focused on "' why
she wants to marry some random guy' " and why she did not
come on the radio show to defend her participation in the televised
contest. ( Id. at p. 808.) The court concluded that "criticism
of the refusal to defend her participation in the contest satisfies
the requirement of being ' in connection with an issue of public
interest.' (§ 425.16, subd. (e)(3).)" ( Seelig,
supra, 97 Cal.App.4th at p. 808.)
Other cases offer a more cursory consideration of the
question of what constitutes a public issue or an issue of public
interest. In Ludwig v. Superior Court (1995) 37 Cal.App.4th
8 ( Ludwig ), the court summarily concluded that development
of a mall, "with potential environmental effects such as
increased traffic and impaction on natural drainage, was clearly
a matter of public interest." ( Id. at p. 15.) In
Dowling v. Zimmerman (2001) 85 Cal.App.4th 1400 ( Dowling
), the court acknowledged that a letter written by the defendant
came within the scope of section 425.16, subdivision (e)(2),
but also concluded that it came within the scope of subdivision
(e)(4) ( Dowling, supra, 85 Cal.App.4th at p. 1420), the
subdivision at issue in this case. The court explained that the
letter "addressed conduct by [the plaintiff] that arguably
involved public issues of nuisance and safety. It stated, for
example, that someone had twice entered [a third party' s] locked
garage and turned the dial of their water heater off, which '
could be extremely dangerous, even fatal, to anyone in that building
should the gas remain on, the flame be extinguished, and had
the gas collected in the garage.' . . . The letter expressly
stated that its purpose was to advise . . . of the potential
nuisance and the safety concerns." ( Ibid. )
In M.G. v. Time Warner, Inc. (2001) 89 Cal.App.4th
623 ( M.G. ), the plaintiffs' claims arose from a Sports
Illustrated cover story on incidents of child molestation
in youth sports. ( See id. at pp. 629-637.) The court's
opinion focused on the plaintiffs' probability of success. (See
id. at pp. 629-637.) However, in a single paragraph, the
court explained that the cover story was in furtherance of the
publisher's right of petition or free speech in connection with
a public issue. ( Id. at p. 629.) The court initially
observed that the "point [was] nearly conceded by plaintiffs."
( Ibid. ) The court then explained that "[a]lthough
plaintiffs try to characterize the ' public issue' involved as
being limited to the narrow question of the identity of the molestation
victims, that definition is too restrictive. The broad topic
of the article and the program was not whether a particular child
was molested but rather the general topic of child molestation
in youth sports, an issue which, like domestic violence, is significant
and of public interest." ( Ibid. )
None of these cases defines the precise boundaries of
a public issue, but in each of these cases, the subject statements
either concerned a person or entity in the public eye (see Sipple,
supra, 71 Cal.App.4th at p. 239 ["nationally known figure"
]; Church of Scientology, supra, 42 Cal.App.4th at p.
651 [extensive "media coverage" ]; Seelig, supra,
97 Cal.App.4th at pp. 807-808 [discussion of participant in "a
television show of significant interest to the public and the
media" ]), conduct that could directly affect a large number
of people beyond the direct participants ( Damon, supra,
85 Cal.App.4th 468; Ludwig, supra, 37 Cal.App.4th 8; Dowling,
supra, 85 Cal.App.4th 1400; Church of Scientology, supra, 42
Cal.App.4th at pp. 650-651) or a topic of widespread, public
interest (see M.G., supra, 89 Cal.App.4th at p. 629).
Here, the Union's statements concerned the supervision of a staff
of eight custodians by Rivero, an individual who had previously
received no public attention or media coverage. Moreover, the
only individuals directly involved in and affected by the situation
were Rivero and the eight custodians. Rivero's supervision of
those eight individuals is hardly a matter of public interest.
The Union disagrees, arguing that any time a person
criticizes an unlawful workplace activity the statements concern
a public issue because public policy favors such criticism. However,
if the Union were correct, discussion of nearly every workplace
dispute would qualify as a matter of public interest. We conclude,
instead, that unlawful workplace activity below some threshold
level of significance is not an issue of public interest, even
though it implicates a public policy. The Union has not met its
burden of establishing that its allegations concerning the situation
at the International House exceed that threshold level.
Anticipating this conclusion, the Union also argues
that the unlawful workplace activity in this instance is sufficiently
significant because Rivero worked at a publicly-financed institution.
Again, the Union's argument sweeps too broadly; under their argument,
every allegedly inappropriate use of public funds, no matter
how minor, would constitute a matter of public interest. However,
the theft of a single pencil or the improvident purchase of a
single piece of inexpensive computer hardware cannot amount to
a public issue. Instead, more significant waste or abuse of funds
will rise to the level of a public issue. For example, in Braun
v. Chroni cle Publishing Co. (1997) 52 Cal.App.4th 1036,
Division Four of this district noted that the financial well-being
and integrity of a recognized branch of a large, publicly-funded
university medical school were legitimate matters of public concern.
( Id. at p. 1047 fn.5.)
Here, however, the Union has failed to establish that
the actions of a supervisor of eight custodians rose to the level
of a public issue. In fact, the Union's motion to strike does
not offer any detail regarding the nature of Rivero's alleged
acts of bribery, nepotism, theft and extortion, even though it
is the moving party's burden to demonstrate that the complaint
comes within the provisions of section 425.16. ( Equilon,
supra, 29 Cal.4th at p. 67.) We nevertheless glean from the
record and oral argument that the allegations were that Rivero
hired both his ex-wife's daughter and the wife of one of the
full-time custodians; he supervised his ex-wife; he offered to
nominate a custodian for a $2,500 service award if the custodian
would share half of the award with him; he let a custodian sleep
on the job; he borrowed or extorted $10,000 from another custodian
and he gave a custodian permission to park his car in exchange
for cigarettes. These allegations simply do not constitute matters
of public interest.
The Union also attempts to portray the situation involving
Rivero as affecting more than the eight individuals he supervised.
The Union argues that the circumstances at International House
relate to the Union membership's generalized concern regarding
disrespectful supervision and of the broader issue of abusive
supervision throughout the University of California system. The
Union also claims that it included the information about the
situation at the International House in the three documents because
it wanted to provide an example of the steps custodians can take
to stop misconduct. However, information that can be used as
an example or as a motivator is not the same as information that
has intrinsic value to others, such as information that a person's
home might be in danger of exploding (see Dowling, supra,
85 Cal.App.4th at p. 1420), that a person may experience increased
traffic due to construction of a mall (see Lud wig, supra,
37 Cal.App.4th at p. 15), or that management of a person's senior
community may be ineffective (see Da mon, supra, 85 Cal.App.4th
at p. 472).
Moreover, the Union's use of the information in its
publications should not turn otherwise private information into
a matter of public interest. If publication were sufficient,
anything the Union published would almost automatically become
a matter of public interest. For example, if the Union reported
in its newsletter that a supervisor arrived late for work last
Wednesday, it could then argue that tardiness in supervisors
was a matter of concern in the union membership. Alternatively,
the Union could publish information in an effort to increase
its membership vis-.... -vis a competing union, as the Union
did here, and thereby turn its purely private issue into a public
one. If the mere publication of information in a
union newsletter distributed to its numerous members were sufficient
to make that information a matter of public interest, the public-issue
limitation would be substantially eroded, thus seriously undercutting
the obvious goal of the Legislature that the public-issue requirement
have a limiting effect.
The Union contends that this case is similar to M.G.
, but we disagree. In M.G., the publication occurred
in a major magazine and the information, whose disclosure was
the subject of the lawsuit, was used to address the "broad"
and "general" topic of child molestation in youth sports.
( M.G., supra, 89 Cal.App.4th at p. 629.) Here, in contrast,
two of the documents focused exclusively on the situation at
the International House. The other document included additional
articles, but each article was presented as a separate story,
not tied together to address a larger issue. This presentation
indicates that the Union was simply reporting the situation at
International House, a situation which standing on its own has
no public interest.
The Union offers a third theory (arguably, from the
record before us, the only theory offered the trial court) for
finding that its conduct concerned a "public issue or an
issue of public interest," namely, that the allegedly defamatory
statements arose in the context of a major labor dispute. The
Union relies on Monterey Plaza Hotel v. Hotel Employees &
Restaurant Employees (1999) 69 Cal.App.4th 1057 ( Monterey
Plaza) and Macias v. Hartwell (1997) 55 Cal.App.4th 669 (
Macias ). Neither case supports the conclusion that the
Union's statements were made in furtherance of a "public
issue or issue of public interest."
In Monterey Plaza , the Hotel Employees &
Restaurant Employees Local 483 (HERE) filed unfair labor practice
charges with the National Labor Relations Board (NLRB) against
Monterey Plaza Hotel (the hotel). ( Monterey Plaza, supra,
69 Cal.App.4th at p. 1060.) The NLRB's regional director found
merit in HERE's contentions that "plaintiff threatened employees
with termination for union activity, threatened to report prounion
employees to the Immigration and Naturalization Service, interrogated
employees about union activity, created the impression of surveillance
of union activities, and maintained an illegally restrictive
policy against employee communications." ( Ibid. )
The NLRB's regional director dismissed HERE's charges that two
housekeeping employees had been fired for supporting HERE, finding
that the two women were supervisors who could be lawfully discharged
for union activity. ( Ibid. ) HERE appealed the director's
decision to dismiss those charges, and the general counsel's
office of the NLRB sustained HERE's appeal and ordered the claims
to be reinstated. ( Ibid. )
Eventually, the hotel entered into a consent agreement
that settled all items except the dispute as to the two discharged
housekeeping employees. ( Monterey Plaza, supra, 69 Cal.App.4th
at p. 1062.) The administrative law judge who decided the remaining
issue concluded that the two employees were indeed supervisors
and therefore could be lawfully discharged for union activity.
( Ibid. )
Meanwhile, however, a story about the labor dispute,
including an interview with a union organizer, had been televised
on a local news channel. ( Monterey Plaza, supra, 69 Cal.App.4th
at p. 1061.) The hotel sued HERE, among others, for defamation.
( Id. at p. 1062.) The defendants filed a special motion
to strike under section 425.16, which the trial court granted.
( Ibid. )
The hotel appealed the trial court's ruling. ( Monterey
Plaza, supra, 69 Cal.App.4th at p. 1067.) The appellate court
affirmed, explaining that defendants met their burden of establishing
that plaintiff's complaint arose from protected free speech activity
because the challenged statements were "made during a major
labor dispute in the community." ( Monterey Plaza, supra,
69 Cal.App.4th at p. 1064.) The court then proceeded to consider
whether plaintiff had demonstrated a probability of prevailing
on the merits and found that it had not. ( Id. at pp.
1064-1066.) The court affirmed the trial court's decision to
strike the complaint. ( Id. at p. 1067.)
Unlike Monterey Plaza, the dispute between Rivero
and the employees he supervised was an isolated incident and
was not part of a larger union dispute. The Union disagrees,
describing a larger union dispute that included negotiations
for a new contract between it and the University of California,
dealing with the University's decision to close the Mt. Zion
hospital, representing employees in grievances and helping employees
who were facing abusive supervisors. However, the Union's citations
to the record do not support these assertions. Moreover, the
Union has described not a larger union dispute, but merely some
of the ongoing functions of an active labor union.
The Union also relies on Macias , but that case
is not applicable, either. In Macias , the plaintiff and
defendant had both run for the presidency of a union local. (
Macias, supra, 55 Cal.App.4th at p. 671.) During that
campaign, defendant distributed a flyer that alleged that plaintiff
had been terminated from an earlier union position for "'
misappropriation of Union funds, insubordination and excessive
absence, plus disloyalty.' " ( Ibid. ) A second flyer,
which defendant did not produce, publish, or distribute, was
circulated alleging that plaintiff was fired for theft. ( Ibid.
) Plaintiff lost the election and filed suit against defendant
for defamation. ( Id. at p. 672.) Defendant moved to dismiss
the complaint pursuant to section 425.16, and the trial court
granted the motion. ( Ibid. )
On appeal, plaintiff argued that section 425.16 "does
not apply to campaign statements made in a union election."
( Macias, supra, 55 Cal.App.4th at p. 672.) The appellate
court disagreed. First, the court observed that other courts
had found section 425.16 applied "to suits involving statements
made during a political campaign [citation], statements made
in connection with a recall election [citation], statements made
in a political flyer concerning a candidate [citation], and statements
made in a recall petition [citation]." ( Macias, supra,
55 Cal.App.4th at p. 672.) Next, the court explained that
"[u]nder the federal Labor-Management Reporting and Disclosure
Act of 1959 (LMRDA) every member of a labor organization has
the right to express his or her view concerning candidates in
an election of the labor organization." ( Id. at
p. 673.) The court further observed that statements against union
officers are not actionable unless they were made with knowledge
of their falsity or reckless disregard of their possible falsity.
( Ibid. )
The court concluded, "Where, as here, a candidate
speaks out on issues relevant to the office or the qualifications
of an opponent, the speech activity is protected by the First
Amendment. [Citation.] ' The right to speak on political matters
is the quintessential subject of our constitutional protections
of the right of free speech. "Public discussion about the
qualifications of those who hold or wish to hold positions of
public trust presents the strongest possible case for applications
of the safeguards afforded by the First Amendment." [Citations.]
. . . .' . . . [¶ ] [Plaintiff' s] contention that the publication
did not involve a public issue is without merit. The public issue
was a union election affecting 10,000 members and her qualifications
to serve as president." ( Macias, supra, 55 Cal.App.4th
at p. 673.)
Macias is clearly distinguishable. The campaign
activity at issue in that case represented the quintessential
subject of First Amendment protection. ( Macias, supra, 55
Cal.App.4th at p. 673.) Here, in contrast, the supervision of
eight low-ranking employees holds no similar special place.
The Union also argues that the subject of this complaint
is a labor dispute within the meaning of section 527.3, subdivision
(b)(4)(iii), and hence is a public issue. Neither Monterey
Plaza nor Macias holds that all labor disputes arise from
activity protected by the anti-SLAPP statute. Nor do we thing
such a conclusion would be proper. Section 527.3, subdivision
(b)(4)(iii), defines a labor dispute as "includ[ing] any
controversy concerning terms or conditions of employment, or
concerning the association or representation of persons in negotiating,
fixing, maintaining, changing, or seeking to arrange terms or
conditions of employment regardless of whether or not the disputants
stand in the proximate relation of employer and employee."
Under this definition, nearly all aspects of union activity qualify
as a labor dispute, but surely not every minor union activity
rises to the level of a matter of public interest. Thus, even
if the subject of this complaint concerned a labor dispute within
the meaning of section 527.3, subdivision (b)(4)(iii), and even
if that definition of labor dispute applies in this context [FOOTNOTE
5] , those findings would not compel the conclusion that the
situation between Rivero and his employees was a public issue.
In sum, we are faced with "disagreement about what
issues truly possess ' public' significance," a question
that the Supreme Court predicted would "inevitably . . .
arise." ( Briggs v. Eden Council for Hope & Opportunity
(1999) 19 Cal.4th 1106, 1122 ( Briggs ).) But, as
that Court also noted, some observers have said that a "'
public concern' " test, "' " amounts to little
more than a message to judges and attorneys that no standards
are necessary because they will, or should, know a public concern
when they see it." ' [Citations.]" ( Id. at
p. 1122 fn. 9.) To the extent those observers are correct, we
note that we simply do not see a public concern in the allegations
of Rivero's complaint.
Because we conclude that the Union did not meet its
initial burden of establishing that the complaint arises from
protected activity, we do not consider whether Rivero met his
burden of establishing a probability of success on the merits.
IV. DISPOSITION
We affirm.
Haerle, Acting P.J.
We concur: Lambden, J., Ruvolo, J.
::::::::::::::::::::::::::::: FOOTNOTE(S):::::::::::::::::::::::::::::
FN1. Unless otherwise indicated, all further statutory
references are to the Code of Civil Procedure.
FN2. SLAPP is an acronym for "strategic lawsuits
against public participation." (See Equilon, supra, 29
Cal.4th 53, 57.)
FN3. Unless otherwise indicated, all further dates
refer to 1999.
FN4. At oral argument, counsel for the local union
explained that the local had lost 15,000 of its 32,000 members
to another union. The local union started a campaign to ensure
that this loss of membership did not happen again and to improve
representation of the remaining 17,000 members.
FN5. The definition of "labor dispute" provided
in section 527.3, subdivision (b)(4), is "for purposes of
[that] section" and that section defines certain conduct
that the court may not enjoin. (See, e.g., § 527.3, subd.
(b).)
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