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PRESS-ENTERPRISE CO. v. SUPERIOR COURT OF CALIFORNIA FOR THE
COUNTY OF RIVERSIDE
No. 84-1560
478 U.S. 1
Counsel
James D. Ward argued the cause for petitioner. With him on
the briefs was Sharon J. Waters.
Joyce Ellen Manulis Reikes argued the cause for respondent.
With her on the brief were Gerald J. Geerlings and Glenn Robert
Salter. Ephriam Margolin filed a brief for Diaz, real party in
interest.*
Burger, C. J., delivered the opinion of the Court, in which
Brennan, White, Marshall, Blackmun, Powell, and O'connor, JJ.,
joined. Stevens, J., filed a dissenting opinion, in Part II of
which Rehnquist, J., joined, post, p. 15.
CHIEF JUSTICE BURGER delivered the opinion of the Court.
We granted certiorari to decide whether petitioner has a First
Amendment right of access to the transcript of a preliminary
hearing growing out of a criminal prosecution.
I
On December 23, 1981, the State of California filed a complaint
in the Riverside County Municipal Court, charging Robert Diaz
with 12 counts ofmurder and seeking the death penalty. The complaint
alleged that Diaz, a nurse, murdered 12 patients by administering
massive doses of the heart drug lidocaine. The preliminary hearing
on the complaint commenced on July 6, 1982. Diaz moved to exclude
the public from the proceedings under Cal. Penal Code Ann. §
868 (West 1985), which requires such proceedings to be open unless
"exclusion of the public is necessary in
order to protect the defendant's right to a fair and impartial
trial." *fn1 The Magistrate granted the unopposed motion,
finding that closure was necessary because the case had attracted
national publicity and "only one side may get reported in
the media." App. 22a.
The preliminary hearing continued for 41 days. Most of the
testimony and the evidence presented by the State was medical
and scientific; the remainder consisted of testimony by personnel
who worked with Diaz on the shifts when the 12 patients died.
Diaz did not introduce any evidence, but his counsel subjected
most of the witnesses to vigorous cross-examination. Diaz was
held to answer on all charges. At the conclusion of the hearing,
petitioner Press-Enterprise Company asked that the transcript
of the proceedings be released. The Magistrate refused and sealed
the record.
On January 21, 1983, the State moved in Superior Court to
have the transcript of the preliminary hearing released to the
public; petitioner later joined in support of the motion. Diaz
opposed the motion, contending that release of the transcript
would result in prejudicial pretrial publicity. The Superior
Court found that the information in the transcript was "as
factual as it could be," and that the facts were neither
"inflammatory" nor "exciting," but that there
was, nonetheless, "a reasonable likelihood that release
of all or any part of the transcripts might prejudice defendant's
right to a fair and impartial trial." Id., at 60a, 61a.
Petitioner then filed a peremptory writ of mandate with the
Court of Appeal. That court originally denied the writ but, after
being so ordered by the California Supreme Court, set the matter
for a hearing. Meanwhile, Diaz waived his right to a jury trial
and the Superior Court released the transcript. After holding
that the controversy was not moot, the Court of Appeal denied
the writ of mandate.
The California Supreme Court thereafter denied petitioner's
peremptory writ of mandate, holding that there is no general
First Amendment right of access to preliminary hearings. 37 Cal.
3d 772, 691 P. 2d 1026 (1984). The court reasoned that the right
of access to criminal proceedings recognized in Press-Enterprise
Co. v. Superior Court, 464 U.S. 501 (1984) (Press-Enterprise
I), and Globe Newspaper Co. v. Superior Court, 457 U.S. 596 (1982),
extended only to actual criminal trials. 37 Cal. 3d, at 776,
691 P. 2d, at 1028. Furthermore, the reasons that had been asserted
for closing the proceedings in Press-Enterprise I and Globe --
the interests of witnesses and other third parties -- were not
the same as the right asserted in this case -- the defendant's
right to a fair and impartial trial by a jury uninfluenced by
news accounts.
Having found no general First Amendment right of access, the
court then considered the circumstances in which the closure
would be proper under the California access statute, Cal. Penal
Code Ann. § 868 (West 1985). Under the statute, the court
reasoned, if the defendant establishes a "reasonable likelihood
of substantial prejudice" the burden shifts to the prosecution
or the media to show by a preponderance of the evidence that
there is no such reasonable probability of prejudice. 37 Cal.
3d, at 782, 691 P. 2d, at 1032.
We granted certiorari. 474 U.S. 899 (1985). We reverse.
II
We must first consider whether we have jurisdiction under
Article III, § 2, of the Constitution. In this Court, petitioner
challenges the Superior Court's original refusal to release the
transcript of the preliminary hearing. As noted above, the specific
relief petitioner seeks has already been granted -- the transcript
of the preliminary hearing was released after Diaz waived his
right to a jury trial. However, as in Globe Newspaper, supra,
at 603, and Gannett Co. v. DePasquale, 443 U.S. 368, 377-378
(1979), this controversy is "'capable of repetition, yet
evading review.'" It can reasonably be assumed that petitioner
will be subjected to a similar closure order and, because criminal
proceedings are typically of short duration, such an order will
likely evade review. Globe and Gannett, therefore, require the
conclusion that this case is not moot. Accordingly, we turn to
the merits.
III
It is important to identify precisely what the California
Supreme Court decided:
" conclude that the magistrate shall close the preliminary
hearing upon finding a reasonable likelihood of substantial prejudice
which would impinge upon the right to a fair trial. Penal code
section 868 makes clear that the primary right is the right to
a fair trial and that the public's right of access must give
way when there is conflict." 37 Cal. 3d, at 781, 691 P.
2d, at 1032.
It is difficult to disagree in the abstract with that court's
analysis balancing the defendant's right to a fair trial against
the public right of access. It is also important to remember
that these interests are not necessarily inconsistent. Plainly,
the defendant has a right to a fair trial but, as we have repeatedly
recognized, one of the important means of assuring a fair trial
is that the process be open to neutral observers.
The right to an open public trial is a shared right of the
accused and the public, the common concern being the assurance
of fairness. Only recently, in Waller v. Georgia, 467 U.S. 39
(1984), for example, we considered whether the defendant's Sixth
Amendment right to an open trial prevented the closure of a suppression
hearing over the defendant's objection. We noted that the First
Amendment right of access would in most instances attach to such
proceedings and that "the explicit Sixth Amendment right
of the accused is no less protective of a public trial than the
implicit First Amendment right of the press and public."
Id., at 46. When the defendant objects to the closure of a suppression
hearing, therefore, the hearing must be open unless the party
seeking to close the hearing advances an overriding interest
that is likely to be prejudiced. Id., at 47.
Here, unlike Waller, the right asserted is not the defendant's
Sixth Amendment right to a public trial since the defendant requested
a closed preliminary hearing. Instead, the right asserted here
is that of the public under the First Amendment. See Gannett,
supra, at 397 (POWELL, J., concurring). The California Supreme
Court concluded that the First Amendment was not implicated because
the proceeding was not a criminal trial, but a preliminary hearing.
However, the First Amendment question cannot be resolved solely
on the label we give the event, i. e., "trial" or otherwise,
particularly where the preliminary hearing functions much like
a full-scale trial.
In cases dealing with the claim of a First Amendment right
of access to criminal proceedings, our decisions have emphasized
two complementary considerations. First, because a "'tradition
of accessibility implies the favorable judgment of experience,'"
Globe Newspaper, 457 U.S., at 605 (quoting Richmond Newspapers,
Inc. v. Virginia, 448 U.S. 555, 589 (1980) (BRENNAN, J., concurring
in judgment)), we have considered whether the place and process
have historically been open to the press and general public.
In Press-Enterprise I, for example, we observed that "since
the development of trial by jury, the process of selection of
jurors has presumptively been a public process with exceptions
only for good cause shown." 464 U.S., at 505. In Richmond
Newspapers, we reviewed some of the early history of England's
open trials from the day when a trial was much like a "town
meeting." In the days before the Norman Conquest, criminal
cases were brought before "moots," a collection of
the freemen in the community. The public trial, "one of
the essential qualities of a court of justice" in England,
was recognized early on in the Colonies. There were risks, of
course, inherent in such a "town meeting" trial --
the risk that it might become a gathering moved by emotions or
passions growing from the nature of a crime; a "lynch mob"
ambience is hardly conducive to calm, reasoned decisionmaking
based on evidence. Plainly the modern trial with jurors open
to interrogation for possible bias is a far cry from the "town
meeting trial" of ancient English practice. Yet even our
modern procedural protections have their origin in the ancient
common-law principle which provided, not for closed proceedings,
but rather for rules of conduct for those who attend trials.
Richmond Newspapers, supra, at 567.
Second, in this setting the Court has traditionally considered
whether public access plays a significant positive role in the
functioning of the particular process in question. Globe Newspaper,
supra, at 606. Although many governmental processes operate best
under public scrutiny, it takes little imagination to recognize
that there are some kinds of government operations that would
be totally frustrated if conducted openly. A classic example
is that "the proper functioning of our grand jury system
depends upon the secrecy of grand jury proceedings." Douglas
Oil Co. v. Petrol Stops Northwest, 441 U.S. 211, 218 (1979).
Other proceedings plainly require public access. In Press-Enterprise
I, we summarized the holdings of prior cases, noting that openness
in criminal trials, including the selection of jurors, "enhances
both the basic fairness of the criminal trial and the appearance
of fairness so essential to public confidence in the system."
464 U.S., at 501.
These considerations of experience and logic are, of course,
related, for history and experience shape the functioning of
governmental processes. If the particular proceeding in question
passes these tests of experience and logic, a qualified First
Amendment right of public access attaches. But even when a right
of access attaches, it is not absolute. Globe Newspaper Co. v.
Superior Court, supra, at 606. While open criminal proceedings
give assurances of fairness to both the public and the accused,
there are some limited circumstances in which the right of the
accused to a fair trial might be undermined by publicity. *fn2
In such cases, the trial court must determine whether the situation
is such that the rights of the accused override the qualified
First Amendment right of access. In Press-Enterprise I we stated:
" presumption may be overcome only by an overriding interest
based on findings that closure is essential to preserve higher
values and is narrowly tailored to serve that interest. The interest
is to be articulated along with findings specific enough that
a reviewing court can determine whether the closure order was
properly entered." 464 U.S., at 510.
IV
A
The considerations that led the Court to apply the First Amendment
right of access to criminal trials in Richmond Newspapers and
Globe and the selection of jurors in Press-Enterprise I lead
us to conclude that the right of access applies to preliminary
hearings as conducted in California.
First, there has been a tradition
of accessibility to preliminary hearings of the type conducted
in California. Although grand jury proceedings have traditionally
been closed to the public and the accused, preliminary hearings
conducted before neutral and detached magistrates have been open
to the public. Long ago in the celebrated trial of Aaron Burr
for treason, for example, with Chief Justice Marshall sitting
as trial judge, the probable-cause hearing was held in the Hall
of the House of Delegates in Virginia, the courtroom being too
small to accommodate the crush of interested citizens. United
States v. Burr, 25 F. Cas. 1 (No. 14,692) (CC Va. 1807). From
Burr until the present day, the near uniform practice of state
and federal courts has been to conduct preliminary hearings in
open court. *fn3 As we noted in Gannett, several States following
the original New York Field Code of Criminal Procedure published
in 1850 have allowed preliminary hearings to be closed on the
motion of the accused. 443 U.S., at 390-391. But even in these
States the proceedings are presumptively open to the public and
are closed only for cause shown. *fn4 Open preliminary hearings,
therefore, have been accorded "'the favorable judgment of
experience.'" Globe, 457 U.S., at 605.
The second question is whether public
access to preliminary hearings as they are conducted in California
plays a particularly significant positive role in the actual
functioning of the process. We have already determined in Richmond
Newspapers, Globe, and Press-Enterprise I that public access
to criminal trials and the selection of jurors is essential to
the proper functioning of the criminal justice system. California
preliminary hearings are sufficiently like a trial to justify
the same conclusion.
In California, to bring a felon to
trial, the prosecutor has a choice of securing a grand jury indictment
or a finding of probable cause following a preliminary hearing.
Even when the accused has been indicted by a grand jury, however,
he has an absolute right to an elaborate preliminary hearing
before a neutral magistrate. Hawkins v. Superior Court, 22 Cal.
3d 584, 586 P. 2d 918 (1978). The accused has the right to personally
appear at the hearing, to be represented by counsel, to cross-examine
hostile witnesses, to present exculpatory evidence, and to exclude
illegally obtained evidence. Cal. Penal Code Ann. §§
859-866 (West 1985), § 1538.5 (West Supp. 1986). If the
magistrate determines that probable cause exists, the accused
is bound over for trial; such a finding leads to a guilty plea
in the majority of cases.
It is true that unlike a criminal
trial, the California preliminary hearing cannot result in the
conviction of the accused and the adjudication is before a magistrate
or other judicial officer without a jury. But these features,
standing alone, do not make public access any less essential
to the proper functioning of the proceedings in the overall criminal
justice process. Because of its extensive scope, the preliminary
hearing is often the final and most important step in the criminal
proceeding. See Waller v. Georgia, 467 U.S., at 46-47. As the
California Supreme Court stated in San Jose Mercury-News v. Municipal
Court, 30 Cal. 3d 498, 511, 638 P. 2d 655, 663 (1982), the preliminary
hearing in many cases provides "the sole occasion for public
observation of the criminal justice system." See also Richmond
Newspapers, 448 U.S., at 572.
Similarly, the absence of a jury,
long recognized as "an inestimable safeguard against the
corrupt or overzealous prosecutor and against the compliant,
biased, or eccentric judge," Duncan v. Louisiana, 391 U.S.
145, 156 (1968), makes the importance of public access to a preliminary
hearing even more significant. "People in an open society
do not demand infallibility from their institutions, but it is
difficult for them to accept what they are prohibited from observing."
Richmond Newspapers, 448 U.S., at 572.
Denying the transcript of a 41-day
preliminary hearing would frustrate what we have characterized
as the "community therapeutic value" of openness. Id.,
at 570. Criminal acts, especially certain violent crimes, provoke
public concern, outrage, and hostility. "When the public
is aware that the law is being enforced and the criminal justice
system is functioning, an outlet is provided for these understandable
reactions and emotions." Press-Enterprise I, 464 U.S., at
509. See also H. Weihofen, The Urge to Punish 130-131 (1956);
T. Reik, The Compulsion to Confess (1959). In sum:
"The value of openness lies
in the fact that people not actually attending trials can have
confidence that standards of fairness are being observed; the
sure knowledge that anyone is free to attend gives assurance
that established procedures are being followed and that deviations
will become known. Openness thus enhances both the basic fairness
of the criminal trial and the appearance of fairness so essential
to public confidence in the system." Press-Enterprise I,
supra, at 508 (emphasis in original).
We therefore conclude that the qualified
First Amendment right of access to criminal proceedings applies
to preliminary hearings as they are conducted in California.
B
Since a qualified First Amendment
right of access attaches to preliminary hearings in California
under Cal. Penal Code Ann. § 858 et seq. (West 1985), the
proceedings cannot be closed unless specific, on the record findings
are made demonstrating that "closure is essential to preserve
higher values and is narrowly tailored to serve that interest."
Press-Enterprise I, supra, at 510. See also Globe Newspaper,
457 U.S., at 606-607. If the interest asserted is the right of
the accused to a fair trial, the preliminary hearing shall be
closed only if specific findings are made demonstrating that,
first, there is a substantial probability that the defendant's
right to a fair trial will be prejudiced by publicity that closure
would prevent and, second, reasonable alternatives to closure
cannot adequately protect the defendant's fair trial rights.
See Press-Enterprise I, supra; Richmond Newspapers, supra, at
581.
The California Supreme Court, interpreting
its access statute, concluded that "the magistrate shall
close the preliminary hearing upon finding a reasonable likelihood
of substantial prejudice." 37 Cal. 3d, at 781, 691 P. 2d,
at 1032. As the court itself acknowledged, the "reasonable
likelihood" test places a lesser burden on the defendant
than the "substantial probability" test which we hold
is called for by the First Amendment. See ibid.; see also id.,
at 783, 691 P. 2d, at 1033 (Lucas, J., concurring and dissenting).
Moreover, that court failed to consider whether alternatives
short of complete closure would have protected the interests
of the accused.
In Gannett we observed:
"Publicity concerning pretrial
suppression hearings such as the one involved in the present
case poses special risks of unfairness. The whole purpose of
such hearings is to screen out unreliable or illegally obtained
evidence and insure that this evidence does not become known
to the jury. Cf. Jackson v. Denno, 378 U.S. 368. Publicity concerning
the proceedings at a pretrial hearing, however, could influence
public opinion against a defendant and inform potential jurors
of inculpatory information wholly inadmissible at the actual
trial." 443 U.S., at 378.
But this risk of prejudice does not
automatically justify refusing public access to hearings on every
motion to suppress. Through voir dire, cumbersome as it is in
some circumstances, a court can identify those jurors whose prior
knowledge of the case would disable them from rendering an impartial
verdict. And even if closure were justified for the hearings
on a motion to suppress, closure of an entire 41-day proceeding
would rarely be warranted. The First Amendment right of access
cannot be overcome by the conclusory assertion that publicity
might deprive the defendant of that right. And any limitation
must be "narrowly tailored to serve that interest."
Press-Enterprise I, supra, at 510.
The standard applied by the California
Supreme Court failed to consider the First Amendment right of
access to criminal proceedings. Accordingly, the judgment of
the California Supreme Court is reversed.
It is so ordered.
The Honorable Justice STEVENS, with whom JUSTICE REHNQUIST
joins as to Part II, dissenting.
The constitutional question presented by
this case is whether members of the public have a First Amendment
right to insist upon access to the transcript of a preliminary
hearing during the period before the public trial, even though
the accused, the prosecutor, and the trial judge have all agreed
to the sealing of the transcript in order to assure a fair trial.
The preliminary hearing transcript
to which petitioner sought access consists of 4,239 pages of
testimony by prosecution witnesses heard over eight weeks. The
testimony, contained in 47 volumes, accuses Mr. Robert Diaz,
a nurse, of murdering 12 patients in the hospital in which he
worked by injecting them with lethal doses of a heart drug. The
transcript reveals that the defense put on no witnesses of its
own.
Immediately after the Magistrate
ordered the defendant bound over for trial, defense counsel moved
that the transcript of the preliminary hearing be sealed to protect
his client's right to a fair trial. The transcript, in the words
of the Magistrate, revealed "only one side of the story."
App. 28a. The transcript also contained the Magistrate's characterization
of Mr. Diaz as "the most dangerous type of individual there
is." Id., at 27a. The prosecutor did not oppose this motion,
and the Magistrate, after hearing petitioner's objection, ordered
the transcript sealed.
The Superior Court trial judge denied
a motion to unseal the transcript. He found -- and the finding
is amply supported by the record -- that "there is a reasonable
likelihood that making all or any part of the transcripts public
might prejudice the defendant's right to a fair and impartial
trial." Id., at 61a. Accord, id., at 62a. The Magistrate
had earlier rejected less restrictive alternatives to sealing
the transcript, concluding that "the only way to protect"
the defendant's "[fair trial] right would be to seal the
transcript." Id., at 37a. *fn1
The Court of Appeal agreed with the
trial judge and denied the peremptory writ of mandate sought
by petitioner. It rejected petitioner's assertion that "the
superior court failed to state any reasons or make a specific
finding to support the sealing order." App. to Pet. for
Cert. E-11. Instead, it confirmed the trial judge's determinations
that "the transcript is indicative of only the prosecutorial
side of the case," id., at E-14; that the public's right
of access was overborne by the "reasonable likelihood of
substantial prejudice" to "the defendant's right to
a fair trial," id., at E-9; and that " to sealing the
transcript would not suffice in this case," id., at E-14.
*fn2 The California Supreme Court similarly denied petitioner's
request for a peremptory writ of mandate, affirming that a preliminary
hearing transcript can be sealed upon a showing of a "reasonable
likelihood of substantial prejudice which would impinge upon
the right to a fair trial." 37 Cal. 3d 772, 781, 691 P.
2d 1026, 1032 (1984).
[64] In view of the above, the trial
judge had an obvious and legitimate reason for refusing to make
the transcript public any sooner than he did. His decision plainly
did not violate the defendant's right to a public trial under
the Sixth Amendment, for it was the defendant who objected to
release of the transcript. See Gannett Co. v. DePasquale, 443
U.S. 368, 383-384 (1979). In my opinion, the judge's decision
did not violate the First Amendment either.
I
Although perhaps obvious, it bears
emphasis that the First Amendment right asserted by petitioner
is not a right to publish or otherwise communicate information
lawfully or unlawfully acquired. That right, which lies at the
core of the First Amendment and which erased the legacy of restraints
on publication against which the drafters of that Amendment rebelled,
see Grosjean v. American Press Co., 297 U.S. 233, 245-250 (1936),
may be overcome only by a governmental objective of the highest
order attainable in a no less intrusive way. See, e. g., Smith
v. Daily Mail Publishing Co., 443 U.S. 97, 101-106 (1979); Landmark
Communications, Inc. v. Virginia, 435 U.S. 829, 837-845 (1978);
Oklahoma Publishing Co. v. District Court, 430 U.S. 308, 310-312
(1977) (per curiam); Nebraska Press Assn. v. Stuart, 427 U.S.
539, 556-570 (1976); Cox Broadcasting Corp. v. Cohn, 420 U.S.
469, 487-497 (1975). The First Amendment right asserted by petitioner
in this case, in contrast, is not the right to publicize information
in its possession, but the right to acquire access thereto.
I have long believed that a proper
construction of the First Amendment embraces a right of access
to information about the conduct of public affairs.
"As Madison wrote:Z5"'A
popular Government, without popular information, or the means
of acquiring it, is but a Prologue to a Farce or a Tragedy; or,
perhaps both. Knowledge will forever govern ignorance: And a
people who mean to be their own Governors, must arm themselves
with the power which knowledge gives.' 9 Writings of James Madison
103 (G. Hunt ed. 1910).
"It is not sufficient, therefore,
that the channels of communication be free of governmental restraints.
Without some protection for the acquisition of information about
the operation of public institutions such as prisons by the public
at large, the process of self-governance contemplated by the
Framers would be stripped of its substance.
"For that reason information
gathering is entitled to some measure of constitutional protection."
Houchins v. KQED, Inc., 438 U.S. 1, 31-32 (1978) (STEVENS, J.,
dissenting). *fn3
Neither our elected nor our appointed
representatives may abridge the free flow of information simply
to protect their own activities from public scrutiny. An official
policy of secrecy must be supported by some legitimate justification
that serves the interest of the public office. Thus, in Pell
v. Procunier, 417 U.S. 817 (1974), and Saxbe v. Washington Post
Co., 417 U.S. 843 (1974), we confirmed that the warden's regulation
of prearranged inmate press interviews had a legitimate disciplinary
and penological basis and was "not part of an attempt by
the State to conceal the conditions in its prisons or to frustrate
the press' investigation and reporting of those conditions."
Pell v. Procunier, 417 U.S., at 830. Accord, Saxbe v. Washington
Post Co., 417 U.S., at 848. Likewise, in Gannett Co. v. DePasquale,
443 U.S. 368 (1979), we held that any First Amendment access
right "was given all appropriate deference by the state
nisi prius court," id., at 392, which had entered a "finding
on the record that an open suppression hearing would pose a 'reasonable
probability of prejudice to these defendants,'" id., at
376. Conversely, in Richmond Newspapers, Inc. v. Virginia, 448
U.S. 555 (1980), a violation of the First Amendment was established
by the "total absence of any record justification for the
closure order," id., at 584 (STEVENS, J., concurring). Accord,
id., at 580-581 (opinion of BURGER, C. J.). The same constitutional
infirmity afflicted the order excluding the public from attending
the testimony of minor victims in a sex-offense trial in Globe
Newspaper Co. v. Superior Court, 457 U.S. 596, 608-609 (1982)
("the record indicates that the victims may have been willing
to testify despite the presence of the press" (footnote
omitted)), and the order closing the voir dire proceedings and
sealing the transcript in Press-Enterprise Co. v. Superior Court,
464 U.S. 501, 510-511 (1984) ("prolonged closure was unsupported
by findings"); id., at 513 ("trial judge provided no
explanation" for his "broad order"); id., at 515
(BLACKMUN, J., concurring). Cf. Waller v. Georgia, 467 U.S. 39,
48, n. 7, 49, n. 8 (1984). *fn4
But it has always been apparent that
the freedom to obtain information that the government has a legitimate
interest in not disclosing, see Globe Newspaper Co. v. Superior
Court, 457 U.S., at 621 (STEVENS, J., dissenting), is far narrower
than the freedom to disseminate information, which is "virtually
absolute" in most contexts, Richmond Newspapers, Inc. v.
Virginia, 448 U.S., at 582 (STEVENS, J., concurring). In this
case, the risk of prejudice to the defendant's right to a fair
trial is perfectly obvious. For me, that risk is far more significant
than the countervailing interest in publishing the transcript
of the preliminary hearing sooner rather than later. Cf. Gannett
Co. v. DePasquale, 443 U.S., at 393 (upholding closure of suppression
hearing in part because "any denial of access in this case
was not absolute but only temporary"). The interest in prompt
publication -- in my view -- is no greater than the interest
in prompt publication of grand jury transcripts. As explained
more fully below, we have always recognized the legitimacy of
the governmental interest in the secrecy of grand jury proceedings,
and I am unpersuaded that the difference between such proceedings
and the rather elaborate procedure for determining probable cause
that California has adopted strengthens the First Amendment claim
to access asserted in this case.
II
The Court nevertheless reaches the
opposite conclusion by applying the "two complementary considerations,"
ante, at 8, of "experience and logic," ante, at 9.
In my view, neither the Court's reasoning nor the result it reaches
is supported by our precedents.
The historical evidence proffered
in this case is far less probative than the evidence adduced
in prior cases granting public access to criminal proceedings.
In those cases, a common-law tradition of openness at the time
the First Amendment was ratified suggested an intention and expectation
on the part of the Framers and ratifiers that those proceedings
would remain presumptively open. Thus, in Richmond Newspapers,
Inc. v. Virginia, 448 U.S., at 564, THE CHIEF JUSTICE explained
that " is significant for present purposes is that throughout
its evolution, the trial has been open to all who cared to observe."
" historical evidence demonstrates conclusively that at
the time when our organic laws were adopted, criminal trials
both here and in England had long been presumptively open."
Id., at 569 (emphasis added). History was relevant because it
demonstrated that " Bill of Rights was enacted against the
backdrop of the long history of trials being presumptively open.
Public access to trials was then regarded as an important aspect
of the process itself." Id., at 575. The opinion for the
Court in Globe Newspaper Co. v. Superior Court, 457 U.S., at
605, which also concerned the presumptive openness of a criminal
trial, relied expressly on the opinion of THE CHIEF JUSTICE in
Richmond Newspapers for the point that criminal trials were open
"at the time when our organic laws were adopted." 448
U.S., at 569. Later, in Press-Enterprise Co. v. Superior Court,
the Court quoted the identical passage from Richmond Newspapers,
see 464 U.S., at 505, and concluded that " jury selection
thus was the common practice in America when the Constitution
was adopted," id., at 508. To dispel any doubt regarding
the significance of this evidence, we explained that "the
question we address -- whether the voir dire process must be
open -- focuses on First . . . Amendment values and the historical
backdrop against which the First Amendment was enacted."
Id., at 509, n. 8 (emphasis added). Thus, in our prior cases
history mattered primarily for what it revealed about the intentions
of the Framers and ratifiers of the First Amendment.
In this case, however, it is uncontroverted
that a common-law right of access did not inhere in preliminary
proceedings at the time the First Amendment was adopted, and
that the Framers and ratifiers of that provision could not have
intended such proceedings to remain open. As Justice Stewart
wrote for the Court in Gannett Co. v. DePasquale :
" exists no persuasive evidence that at common law members
of the public had any right to attend pretrial proceedings; indeed,
there is substantial evidence to the contrary. By the time of
the adoption of the Constitution, . . . pretrial proceedings,
precisely because of the . . . concern for a fair trial, were
never characterized by the same degree of openness as were actual
trials.
"Under English common law, the public
had no right to attend pretrial proceedings. E. g., E. Jenks,
The Book of English Law 75 (6th ed. 1967) ('It must, of course,
be remembered, that the principle of publicity only applies to
the actual trial of a case, not necessarily to the preliminary
or prefatory stages of the proceedings . . .'); F. Maitland,
Justice and Police 129 (1885) (The 'preliminary examination of
accused persons had gradually assumed a very judicial form .
. . . The place in which it is held is indeed no "open court,"
the public can be excluded if the magistrate thinks that the
ends of justice will thus be best answered . . .'). See also
Indictable Offences Act, 11 & 12 Vict., ch. 42, § 19
(1848) (providing that pretrial proceedings should not be deemed
an open court and that the public could therefore be excluded);
Magistrates' Courts Act, 15 & 16 Geo. 6 & 1 Eliz. 2,
ch. 55, § 4(2) (1952) (same)." 443 U.S., at 387-389
(footnotes omitted). *fn5
The Honorable Justice Stewart included
in his discussion the following quotation from Lord Ellenborough;
the Law Lord explains, in reasons as relevant today as they were
when the Bill of Rights was adopted, the historical basis for
the closure of preliminary proceedings:
[80] "If any thing is more important
than another in the administration of justice, it is that jurymen
should come to the trial of those persons on whose guilt or innocence
they are to decide, with minds pure and unprejudiced. . . . Trials
at law fairly reported, although they may occasionally prove
injurious to individuals, have been held to be privileged. Let
them continue so privileged. . . . But these preliminary examinations
have no such privilege. Their only tendency is to prejudge those
whom the law still presumes to be innocent, and to poison the
sources of justice." King v. Fisher, 2 Camp. 563, 570-571,
170 Eng. Rep. 1253, 1255 (N. P. 1811).
In the final analysis, the Court's
lengthy historical disquisition demonstrates only that in many
States preliminary proceedings are generally open to the public.
See ante, at 10-11, n. 3. In other States, numbering California
and Michigan among them, see In re Midland Publishing Co., 420
Mich. 148, 162, 172-174, 362 N. W. 2d 580, 588, 593-594 (1984),
such proceedings have been closed. *fn6 To paraphrase the Court's
analysis in McMillan v. Pennsylvania, 477 U.S. 79, 90 (1986)
(footnote omitted), "the fact that the States" have
adopted different rules regarding the openness of preliminary
proceedings "is merely a reflection of our federal system,
which demands ' for a spectrum of state procedures dealing with
a common problem of law enforcement,' Spencer v. Texas, 385 U.S.
554, 566 (1967). That [California's] particular approach has
been adopted in few other States does not render choice unconstitutional."
As Justice Stewart admonished: we must not " the existence
of a constitutional right with the common-law tradition of open
. . . proceedings." Gannett Co. v. DePasquale, 443 U.S.,
at 389, n. 19. The recent common-law developments reported by
the Court are relevant, if at all, only insofar as they suggest
that preliminary proceedings merit the "beneficial effects
of public scrutiny." Cox Broadcasting Corp. v. Cohn, 420
U.S., at 492. The Court's historical crutch cannot carry the
weight of opening a preliminary proceeding that the State has
ordered closed; that determination must stand or fall on whether
it satisfies the second component of the Court's test.
If the Court's historical evidence
proves too little, the "'value of openness,'" ante,
at 13 (quoting Press-Enterprise Co. v. Superior Court, 464 U.S.,
at 508), on which it relies proves too much, for this measure
would open to public scrutiny far more than preliminary hearings
"as they are conducted in California" (a comforting
phrase invoked by the Court in one form or another more than
eight times in its opinion). *fn7 In brief, the Court's rationale
for opening the "California preliminary hearing" is
that it "is often the final and most important step in the
criminal proceeding"; that it provides "'the sole occasion
for public observation of the criminal justice system'";
that it lacks the protective presence of a jury; and that closure
denies an outlet for community catharsis. Ante, at 12, 13 (quotation
omitted). The obvious defect in the Court's approach is that
its reasoning applies to the traditionally secret grand jury
with as much force as it applies to California preliminary hearings.
A grand jury indictment is just as likely to be the "final
step" in a criminal proceeding and the "sole occasion"
for public scrutiny as is a preliminary hearing. Moreover, many
critics of the grand jury maintain that the grand jury protects
the accused less well than does a legally knowledgeable judge
who personally presides over a preliminary hearing. See Hawkins
v. Superior Court, 22 Cal. 2d 584, 590, 586 P. 2d 916, 919-920
(1978) (holding deprivation of preliminary hearing to constitute
a denial of equal protection under State Constitution in part
because "'the grand jury is the total captive of the prosecutor
who, if he is candid, will concede that he can indict anybody,
at any time, for almost anything, before any grand jury'"
(quoting Campbell, Eliminate the Grand Jury, 64 J. Crim. L. &
C. 174 (1973))). Finally, closure of grand juries denies an outlet
for community rage. When the Court's explanatory veneer is stripped
away, what emerges is the reality that the California preliminary
hearing is functionally identical to the traditional grand jury.
As THE CHIEF JUSTICE emphasized by his quotation of Cox v. Coleridge,
1 B. & C. 37, 49-50, 107 Eng. Rep. 15, 19-20 (1822), in his
concurring opinion in Gannett Co. v. DePasquale, 443 U.S., at
395, n. (emphasis added):
"'It [the proceeding] is only
a preliminary inquiry, whether there be sufficient ground to
commit the prisoner for trial. The proceeding before the grand
jury is precisely of the same nature, and it would be difficult,
if the right exists in the present case, to deny it in that.
This being only a preliminary inquiry, and not a trial, makes,
in my mind, all the difference.'"
The Court's reasoning -- if carried
to its logical outcome -- thus contravenes the "long-established
policy that maintains the secrecy of the grand jury proceedings
in the federal courts" and in the courts of 19 States. United
States v. Procter & Gamble Co., 356 U.S. 677, 681 (1958).
"Despite the fact that news gathering may be hampered, the
press is regularly excluded from grand jury proceedings."
Branzburg v. Hayes, 408 U.S. 665, 684-685 (1972). This Court
has previously described grand jury secrecy as "indispensable,"
United States v. Johnson, 319 U.S. 503, 513 (1943), and has remarked
that "'the proper functioning of our grand jury system depends
upon the secrecy of grand jury proceedings,'" United States
v. Sells Engineering, Inc., 463 U.S. 418, 424 (1983) (quoting
Douglas Oil Co. v. Petrol Stops Northwest, 441 U.S. 211, 218
(1979)). *fn8
In fact, the logic of the Court's
access right extends even beyond the confines of the criminal
justice system to encompass proceedings held on the civil side
of the docket as well. As Justice Stewart explained:
"If the existence of a common-law
rule were the test for whether there is a Sixth Amendment public
right to a public trial, therefore, there would be such a right
in civil as well as criminal cases. . . . In short, there is
no principled basis upon which a public right of access to judicial
proceedings can be limited to criminal cases if the scope of
the right is defined by the common law rather than the text and
structure of the Constitution.
"Indeed, many of the advantages
of public criminal trials are equally applicable in the civil
trial context. . . . Thus, in some civil cases the public interest
in access, and the salutary effect of publicity, may be as strong
as, or stronger than, in most criminal cases." Gannett Co.
v. DePasquale, 443 U.S., at 386-387, n. 15.
Cf. Seattle Times Co. v. Rhinehart,
467 U.S. 20, 29-37 (1984) (newspaper not allowed to publish information
to which it was privy as a litigant in a civil action). Despite
the Court's valiant attempt to limit the logic of its holding,
the ratio decidendi of today's decision knows no bounds.
By abjuring strict reliance on history
and emphasizing the broad value of openness, the Court tacitly
recognizes the importance of public access to government proceedings
generally. Regrettably, the Court has taken seriously the stated
requirement that the sealing of a transcript be justified by
a "compelling" or "overriding" governmental
interest and that the closure order be "'narrowly tailored
to serve that interest.'" Ante, at 9 (quoting Press-Enterprise
Co. v. Superior Court, 464 U.S., at 501); Press-Enterprise Co.
v. Superior Court, 464 U.S., at 510 (quoting Globe Newspaper
Co. v. Superior Court, 457 U.S., at 607). See ante, at 13-14.
This standard -- as well as the two-part test of history and
logic that formed the basis for the decision today -- originated
as two "helpful principles" in JUSTICE BRENNAN's eloquent
concurrence in Richmond Newspapers, Inc. v. Virginia, 448 U.S.,
at 589. That concurrence recognized that "' are few restrictions
on action which could not be clothed by ingenious argument in
the garb of decreased data flow,'" id., at 588 (quoting
Zemel v. Rusk, 381 U.S. 1, 16-17 (1965)), and -- in contrast
with the decision today -- stressed that " assertion of
the prerogative to gather information must accordingly be assayed
by considering the information sought and the opposing interests
invaded," 448 U.S., at 588 (footnote omitted) -- a determination
"as much a matter of sensitivity to practical necessities
as . . . of abstract reasoning," ibid. The cases denying
access have done so on a far lesser showing than that required
by a compelling governmental interest/least restrictive means
analysis, see (supra) , at 19-20, and cases granting access have
recognized as legitimate grounds for closure interests that fall
far short of those traditionally thought to be "compelling,"
see Press-Enterprise Co. v. Superior Court, 464 U.S., at 511-512
(privacy interest of venirepersons sufficient reason to close
presumptively open voir dire proceeding); see also Richmond Newspapers,
Inc. v. Virginia, 448 U.S., at 600 (Stewart, J., concurring in
judgment).
The presence of a legitimate reason
for closure in this case requires an affirmance. The constitutionally
grounded fair trial interests of the accused if he is bound over
for trial, and the reputational interests of the accused if he
is not, provide a substantial reason for delaying access to the
transcript for at least the short time before trial. By taking
its own verbal formulation seriously, the Court reverses -- without
comment or explanation or any attempt at reconciliation -- the
holding in Gannett that a "reasonable probability of prejudice"
is enough to overcome the First Amendment right of access to
a preliminary proceeding. It is unfortunate that the Court neglects
this opportunity to fit the result in this case into the body
of precedent dealing with access rights generally. I fear that
today's decision will simply further unsettle the law in this
area.
I respectfully dissent.
Footnotes
* Briefs of amici curiae urging reversal were filed for the
State of California by John K. Van de Kamp, Attorney General,
Andrea Sheridan Ordin and Steve White, Chief Assistant Attorneys
General, and Marian M. Johnston, Deputy Attorney General; for
the American Civil Liberties Union et al. by Robert S. Warren,
Rex S. Heinke, and Charles S. Sims; for the American Newspaper
Publishers Association et al. by Bruce W. Sanford, Lee Levine,
W. Terry Maguire, Richard M. Schmidt, Jr., George A. Vradenburg
III, Lawrence Gunnels, Mark L. Tuft, Robert D. Sack, Alice Neff
Lucan, E. Susan Garsh, Harvey L. Lipton, Norton L. Armour, Robert
J. Brinkmann, Lois J. Schiffer, Samuel E. Klein, Nancy H.
Hendry, Jane E. Kirtley, Alexander Wellford, P. Cameron De Vore,
and Carol D. Melamed; and for Copley Press, Inc., et al. by Harold
W. Fuson, Jr., Judith R. Epstein, Edward J. McIntyre, William
A. Niese, Donald L. Zachary, Mark L. Tuft, Lawrence Gunnels,
Robert N. Landes, Kenneth M. Vittor, and Jonathan Kotler.
Grover C. Trask II, pro se, filed a brief for the District
Attorney, County of Riverside, as amicus curiae.
*fn1 Section 868, as amended in 1982, provides in full:
"The examination shall be open
and public. However, upon the request of the defendant and a
finding by the magistrate that exclusion of the public is necessary
in order to protect the defendant's right to a fair and impartial
trial, the magistrate shall exclude from the examination every
person except the clerk, court reporter and bailiff, the prosecutor
and his or her counsel, the Attorney General, the district attorney
of the county, the investigating officer, the officer having
custody of a prisoner witness while the witness is testifying,
the defendant and his or her counsel, the officer having the
defendant in custody and a person chosen by the prosecuting witness
who is not himself or herself a witness but who is present to
provide the prosecuting witness moral support, provided that
the person so chosen shall not discuss prior to or during the
preliminary examination the testimony of the prosecuting witness
with any person, other than the prosecuting witness, who is a
witness in the examination. Nothing in this section shall affect
the right to exclude witnesses as provided in Section 687 of
the Penal Code."
Before 1982, the statute gave the
defendant the unqualified right to close the proceedings. After
the California Supreme Court rejected a First Amendment attack
on the old statute in San Jose Mercury-News v. Superior Court,
30 Cal. 3d 498, 638 P. 2d 655 (1982), the California Legislature
amended the statute to include the present requirement that the
hearing be closed only upon a finding by the magistrate that
closure is "necessary in order to protect the defendant's
right to a fair and impartial trial."
*fn2 Similarly, the interests of
those other than the accused may be implicated. The protection
of victims of sex crimes from the trauma and embarrassment of
public scrutiny may justify closing certain aspects of a criminal
proceeding. See Globe Newspaper Co. v. Superior Court, 457 U.S.,
at 607-610.
*fn3 The vast majority of States
considering the issue have concluded that the same tradition
of accessibility that applies to criminal trials applies to preliminary
proceedings. See, e. g., Arkansas Television Co. v. Tedder, 281
Ark. 152, 662 S. W. 2d 174 (1983); Miami Herald Publishing Co.
v. Lewis, 426 So. 2d 1 (Fla. 1982); R. W. Page Corp. v. Lumpkin,
249 Ga. 576, 578-579, 292 S. E. 2d 815, 819 (1982); Gannett Pacific
Corp. v. Richardson, 59 Haw. 224, 580 P. 2d 49, 56 (1978); State
ex rel. Post-Tribune Publishing Co. v. Porter Superior Court,
274 Ind. 408, 412 N. E. 2d 748 (1980); Ashland Publishing Co.
v. Asbury, 612 S. W. 2d 749, 752 (Ky. App. 1980); Great Falls
Tribune v. District Court, 186 Mont. 433, 608 P. 2d 116 (1980);
Keene Publishing Corp. v. Cheshire County Superior Court, 119
N. H. 710, 406 A. 2d 137 (1979); State v. Williams, 93 N. J.
39, 459 A. 2d 641 (1983); Westchester Rockland Newspapers v.
Leggett, 48 N. Y. 2d 430, 439, 399 N. E. 2d 518, 523 (1979);
Minot Daily News v. Holum, 380 N. W. 2d 347 (N. D. 1986); State
ex rel. Dayton Newspapers, Inc. v. Phillips, 46 Ohio St. 2d 457,
351 N. E. 2d 127 (1976); Philadelphia Newspapers, Inc. v. Jerome,
478 Pa. 484, 503, 387 A. 2d 425, 434 (1978); Kearns-Tribune Corp.
v. Lewis, 685 P. 2d 515 (Utah 1984); Herald Assn., Inc. v. Ellison,
138 Vt. 529, 534, 419 A. 2d 323, 326 (1980); Federated Publications,
Inc. v. Kurtz, 94 Wash. 2d 51, 615 P. 2d 440 (1980); State ex
rel. Herald Mail Co. v. Hamilton, 165 W. Va. 103, 267 S. E. 2d
544 (1980); Williams v. Stafford, 589 P. 2d 322 (Wyo. 1979).
Cf. In re Midland Publishing, 420 Mich. 148, 173, 362 N. W. 2d
580, 593 (1984) (proceedings leading to a person's indictment
have not been open to the public).
Other courts have noted that some
pretrial proceedings have no historical counterpart, but, given
the importance of the pretrial proceeding to the criminal trial,
the traditional right of access should still apply. See, e. g.,
Iowa Freedom of Information Council v. Wifvat, 328 N. W. 2d 920
(Iowa 1983); Minneapolis Star and Tribune Co. v. Kammeyer, 341
N. W. 2d 550 (Minn. 1983); Richmond Newspapers, Inc. v. Commonwealth,
222 Va. 574, 281 S. E. 2d 915 (1981).
*fn4 See State v. McKenna, 78 Idaho 647,
309 P. 2d 206 (1957); Davis v. Sheriff, 93 Nev. 511, 569 P. 2d
402 (1977). Although Arizona, Iowa, Montana, North Dakota, Pennsylvania,
and Utah have closure statutes based on the Field Code, see Gannett,
443 U.S., at 391, in each of these States the Supreme Court has
found either a common-law or state constitutional right of the
public to attend pretrial proceedings. See Phoenix Newspapers,
Inc. v. Superior Court, 101 Ariz. 257, 418 P. 2d 594 (1966);
Iowa Freedom of Information Council v. Wifvat, supra; Great Falls
Tribune v. District Court, supra; Minot Daily News v. Holum,
supra; Commonwealth v. Hayes, 489 Pa. 419, 414 A. 2d 318 (1980);
Kearns-Tribune Corp. v. Lewis, supra.
1 In so ruling, the Magistrate recognized
that he had "an affirmative constitutional duty to insure
that a defendant has a fair trial," App. 37a, under Gannett
Co. v. DePasquale, 443 U.S. 368, 378 (1979) ("To safeguard
the due process rights of the accused, a trial judge has an affirmative
constitutional duty to minimize the effects of prejudicial pretrial
publicity. And because of the Constitution's pervasive concern
for these due process rights, a trial judge may surely take protective
measures even when they are not strictly and inescapably necessary"
(citation omitted)).
2 Indeed, the Court of Appeal determined
that " release of the transcript and employment of these
alternatives would tend to exacerbate the existing prejudice."
App. to Pet. for Cert. E-15 (emphasis added and citation omitted).
3 See Richmond Newspapers, Inc. v. Virginia,
448 U.S. 555, 586-589 (1980) (BRENNAN, J., concurring in judgment);
Saxbe v. Washington Post Co., 417 U.S. 843, 862-864 (1974) (POWELL,
J., dissenting). In a footnote to my separate writing in Houchins,
I appended a quotation from Justice Stewart's dissenting opinion
in Branzburg v. Hayes, 408 U.S. 665, 728 (1972) (emphasis added),
where he stated that "a right to gather news, of some dimensions,
must exist." The majority agreed with this observation,
acknowledging that "news gathering is not without its First
Amendment protections," id., at 707, for "without some
protection for seeking out the news, freedom of press could be
eviscerated," id., at 681. See also Zemel v. Rusk, 381 U.S.
1, 16-17 (1965) ("The right to speak and publish does not
carry with it the unrestrained right to gather information"
(emphasis added)).
4 In Houchins I explained why I believed
that the plaintiffs were entitled to put an end to the warden's
policy of concealing prison conditions from the public. "Those
conditions are wholly without claim to confidentiality. While
prison officials have an interest in the time and manner of public
acquisition of information about the institutions they administer,
there is no legitimate penological justification for concealing
from citizens the conditions in which their fellow citizens are
being confined." 438 U.S., at 35-36. It seemed clear that
an "official prison policy of concealing such knowledge
from the public by arbitrarily cutting off the flow of information
at its source abridges the freedom of speech and of the press
protected by the First and Fourteenth Amendments to the Constitution."
Id., at 38 (footnote omitted).
*fn5 Accord, Geis, Preliminary Hearings
and the Press, 8 UCLA L. Rev. 397, 406 (1961) ("Preliminary
hearings in the American colonies closely followed the prescriptions
of the sixteenth-century English statutes" (footnote omitted)).
THE CHIEF JUSTICE pointed out in his concurring opinion in Gannett
that " common law there was a very different presumption
[ i. e., in favor of closure] for proceedings which preceded
the trial." 443 U.S., at 394. " one ever suggested
that there was any 'right' of the public to be present at such
pretrial proceedings as were available in that time [that the
Bill of Rights was adopted]." Id., at 396.
*fn6 Ironically, California and Michigan
are both States in which preliminary proceedings are generally
open to the public, and are thus -- surprisingly -- part of the
recent common-law trend in favor of openness relied on by the
Court. It is only on the facts of record in this case that the
California courts ordered the transcript sealed. Since many --
if not most -- of the state-court decisions collected by the
Court hold that the right to a public preliminary hearing is
personal to the accused, see, e. g., State v. Porter Superior
Court, 274 Ind. 408, 409-410, 412 N. E. 2d 748, 750 (1980); Azbill
v. Fisher, 84 Nev. 414, 419, 442 P. 2d 916, 918-919 (1968), or,
more commonly, that it is overcome by a showing of potentially
prejudicial publicity equivalent to or less than that required
in California, see, e. g., State v. Burak, 37 Conn. Supp. 627,
630, 431 A. 2d 1246, 1248 (1981) ("likelihood of prejudice");
United States v. Edwards, 430 A. 2d 1321, 1345 (D.C. 1981) ("likelihood"),
cert. denied, 455 U.S. 1022 (1982); Gannett Pacific Corp. v.
Richardson, 59 Haw. 224, 233, 580 P. 2d 49, 56 (1978) ("substantial
likelihood"); Westchester Rockland Newspapers v. Leggett,
48 N. Y. 2d 430, 442, 399 N. E. 2d 518, 525 (1979) ("strong
likelihood"); Kearns-Tribune Corp. v. Lewis, 685 P. 2d 515,
523 (Utah 1984) ("'realistic likelihood of prejudice'");
Richmond Newspapers, Inc. v. Commonwealth, 222 Va. 574, 589,
281 S. E. 2d 915, 923 (1981) ("likelihood"); Federated
Publications, Inc. v. Kurtz, 94 Wash. 2d 51, 62, 615 P. 2d 440,
446 (1980) ("likelihood of jeopardy"), courts in these
States would presumably have also denied access if presented
with the facts of this case. On this observation, and in view
of the fact that the reasoning of the state courts is heavily
dependent on this Court's cases granting access to criminal proceedings
(even if they are ultimately grounded in state law), it is remarkable
that the Court finds any historical basis for a public right
of access to preliminary proceedings on a showing in excess of
that required in California and met by the defendant in this
case.
*fn7 Given the Court's focus on the history
of preliminary proceedings in general, and its reliance on the
broad values served by openness, see ante, at 13, I do not see
the relevance of the fact that preliminary proceedings in California
bear an outward resemblance to criminal trials. To the extent
that it matters that in California " accused has the right
to personally appear at the hearing, to be represented by counsel,
to cross-examine hostile witnesses, to present exculpatory evidence,
and to exclude illegally obtained evidence," ante, at 12
(citing Cal. Penal Code Ann. §§ 859-866 (West 1985),
§ 1538.5 (West 1982)), it bears mention that many other
States have reformed their grand juries to include one or more
of these procedural reforms, see W. LaFave & J. Israel, Criminal
Procedure § 15.2(b) (1984). After today's decision, one
can only wonder whether the public enjoys a right of access to
any or all of these proceedings as well.
*fn8 Five reasons are commonly given for
the policy of grand jury secrecy:
"'(1) To prevent the escape of those
whose indictment may be contemplated; (2) to insure the utmost
freedom to the grand jury in its deliberations, and to prevent
persons subject to indictment or their friends from importuning
the grand jurors; (3) to prevent subornation of perjury or tampering
with the witnesses who may testify before grand jury and later
appear at the trial of those indicted by it; (4) to encourage
free and untrammeled disclosures by persons who have information
with respect to the commission of crimes; (5) to protect the
innocent accused who is exonerated from disclosure of the fact
that he has been under investigation, and from the expense of
standing trial where there was no probability of guilt.'"
Douglas Oil Co. v. Petrol Stops Northwest, 441 U.S., at 219,
n. 10 (quoting United States v. Rose, 215 F.2d 617, 628-629 (CA3
1954)); United States v. Procter & Gamble Co., 356 U.S. 677,
681, n. 6 (1958) (same). See Illinois v. Abbott & Associates,
Inc., 460 U.S. 557, 566-567, n. 11 (1983).
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