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PRESS-ENTERPRISE CO.
v.
SUPERIOR COURT
No. 82-556
464 U.S. 501
Counsel
James D. Ward argued the cause for petitioner. With him on
the briefs
was John A. Boyd.
Glenn Robert Salter argued the cause for respondent. With
him on the
brief were Gerald J. Geerlings and Joyce Ellen Manulis Reikes.*
Burger, C. J., delivered the opinion of the Court, in which
Brennan,
White, Blackmun, Powell, Rehnquist, Stevens, and O'connor,
JJ., joined. Blackmun, J., post, p. 513, and Stevens, J., post,
p. 516, filed concurring opinions. Marshall, J., filed an opinion
concurring in the judgment, post, p. 520.
CHIEF JUSTICE BURGER
We granted certiorari to decide whether the guarantees of
open public proceedings in criminal trials cover proceedings
for the voir dire examination of potential jurors.
I
Albert Greenwood Brown, Jr., was tried and convicted of the
rape and
murder of a teenage girl, and sentenced to death in California
Superior Court. Before the voir dire examination of prospective
jurors began, petitioner, Press-Enterprise Co., moved that the
voir dire be open to the public and the press. Petitioner contended
that the public had an absolute right to attend the trial, and
asserted that the trial commenced with the voir dire proceedings.
The State opposed petitioner's motion, arguing that if the press
were present, juror responses would lack the candor necessary
to assure a fair trial.
The trial judge agreed and permitted petitioner to attend
only the
"general voir dire." He stated that counsel would
conduct the "individual voir dire with regard to death qualifications
and any other special areas that counsel may feel some problem
with regard to . . . in private. . . ." App. 93. The voir
dire consumed six weeks and all but approximately three days
was closed to the public.
After the jury was empaneled, petitioner moved the trial court
to
release a complete transcript of the voir dire proceedings.
At oral argument on the motion, the trial judge described the
responses of prospective jurors at their voir dire :
"Most of them are of little moment. There are a few,
however, in which
some personal problems were discussed which could be somewhat
sensitive
as far as publication of those particular individuals' situations
are concerned." Id., at 103.
Counsel for Brown argued that release of the transcript would
violate
the jurors' right of privacy. The prosecutor agreed, adding
that the prospective jurors had answered questions under an "implied
promise of confidentiality." Id., at 111. The court denied
petitioner's motion, concluding as follows:
"I agree with much of what defense counsel and People's
counsel have
said and I also, regardless of the public's right to know,
I also feel that's rather difficult that by a person performing
their civic duty as a prospective juror putting their private
information as open to the public which I just think there is
certain areas that the right of privacy should prevail and a
right to a fair trial should prevail and the right of the people
to know, I think, should have some limitations and, so, at this
stage, the motion to open up . . . the individual sequestered
voir dire proceedings is denied without prejudice." Id.,
at 121.
After Brown had been convicted and sentenced to death, petitioner
again
applied for release of the transcript. In denying this application,
the judge stated:
"The jurors were questioned in private relating to past
experiences, and
while most of the information is dull and boring, some of
the jurors had some special experiences in sensitive areas that
do not appear to be appropriate for public discussion."
Id., at 39.
Petitioner then sought in the California Court of Appeal a
writ of mandate to compel the Superior Court to release the transcript
and vacate the order closing the voir dire proceedings. The petition
was denied. The California Supreme Court denied petitioner's
request for a hearing. We granted certiorari. 459 U.S. 1169 (1983).
We reverse.
II
The trial of a criminal case places the factfinding function
in a jury of 12 unless by statute or consent the jury is fixed
at a lesser number or a jury is waived. The process of juror
selection is itself a matter of importance, not simply to the
adversaries but to the criminal justice system. In Richmond Newspapers,
Inc. v. Virginia, 448 U.S. 555, 569 (1980), the plurality opinion
summarized the evolution of the criminal trial as we know it
today and concluded that "at the time when our organic laws
were adopted, criminal trials both here and in England had long
been presumptively open." A review of the historical evidence
is also helpful for present purposes. It reveals that, since
the development of trial by jury, the process of selection of
jurors has presumptively been a public process with exceptions
only for good cause shown.
A
[32] The roots of open trials reach
back to the days before the Norman
Conquest when cases in England were brought before "moots,"
a town meeting kind of body such as the local court of the hundred
or the county court. *fn1 Attendance was virtually compulsory
on the part of the freemen of the community, who represented
the "patria," or the "country," in rendering
judgment. The public aspect thus was "almost a
necessary incident of jury trials, since the presence of a
jury . . . already insured the presence of a large part of the
public." *fn2
As the jury system evolved in the years after the Norman Conquest,
and
the jury came to be but a small segment representing the community,
the obligation of all freemen to attend criminal trials was relaxed;
however, the public character of the proceedings, including jury
selection, remained unchanged. Later, during the 14th and 15th
centuries, the jury became an impartial trier of facts, owing
in large part to a development in that period, allowing challenges.
*fn3 1 W. Holdsworth, History of English Law 332, 335 (7th ed.
1956). Since then, the accused has generally enjoyed the right
to challenge jurors in open court at the outset of the trial.
*fn4
Although there appear to be few contemporary accounts of the
process of
jury selection of that day, *fn5 one early record written
in 1565 places the trial " the towne house, or in some open
or common place." T. Smith, De Republica Anglorum 96 (Alston
ed. 1906). Smith explained that "there is nothing put in
writing but the enditement":
"All the rest is doone openlie in the presence of the
Judges, the Justices, the enquest, the prisoner, and so many
as will or can come so neare as to heare it, and all depositions
and witnesses given aloude, that all men may heare from the mouth
of the depositors and witnesses what is saide." Id., at
101 (emphasis added).
If we accept this account it appears that beginning in the
16th century,
jurors were selected in public.
As the trial began, the judge and the accused were present.
Before
calling jurors, the judge "telleth the cause of their
comming, and giveth a good lesson to the people." Id., at
96-97 (emphasis added). The indictment was then read; if the
accused pleaded not guilty, the jurors were called forward, one
by one, at which time the defendant was allowed to make his challenges.
Id., at 98. Smith makes clear that the entire trial proceeded
"openly, that not only the xii [12 jurors], but the Judges,
the parties and as many as be present may heare." Id., at
79 (emphasis added).
This open process gave assurance to those not attending trials
that
others were able to observe the proceedings and enhanced public
confidence. The presence of bystanders served yet another purpose
according to Blackstone. If challenges kept a sufficient number
of qualified jurors from appearing at the trial, "either
party may pray a tales." 3 W. Blackstone Commentaries *364;
see also M. Hale, The History of the Common Law of England 342
(6th ed. 1820). A "tales" was the
balance necessary to supply the deficiency. *fn6
The presumptive openness of the jury selection process in
England, not
surprisingly, carried over into proceedings in colonial America.
For example, several accounts noted the need for talesmen at
the trials of Thomas Preston and William Wemms, two of the British
soldiers who were charged with murder after the so-called Boston
Massacre in 1770. *fn7 Public jury selection thus was the common
practice in America when the Constitution was adopted.
B
For present purposes, how we allocate the "right"
to openness as between the accused and the public, or whether
we view it as a component
inherent in the system benefiting both, is not crucial. No
right ranks higher than the right of the accused to a fair trial.
But the primacy of the accused's right is difficult to separate
from the right of everyone in the community to attend the voir
dire which promotes fairness.
The open trial thus plays as important a role in the administration
of
justice today as it did for centuries before our separation
from England. The value of openness lies in the fact that people
not actually attending trials can have confidence that standards
of fairness are being observed; the sure knowledge that anyone
is free to attend gives assurance that established procedures
are being followed and that
deviations will become known. Openness thus enhances both
the basic fairness of the criminal trial and the appearance of
fairness so essential to public confidence in the system. Richmond
Newspapers, Inc. v. Virginia, 448 U.S., at 569-571.
This openness has what is sometimes described as a "community
therapeutic value." Id., at 570. Criminal acts, especially
violent crimes, often provoke public concern, even outrage and
hostility; this in turn generates a community urge to retaliate
and desire to have justice done. See T. Reik, The Compulsion
to Confess 288-295, 408 (1959). Whether this is viewed as retribution
or otherwise is irrelevant. When the public is aware that the
law is being enforced and the criminal justice system is functioning,
an outlet is provided for these understandable reactions and
emotions. Proceedings held in secret would deny this outlet and
frustrate the broad public interest; by contrast, public proceedings
vindicate the concerns of the victims and
the community in knowing that offenders are being brought
to account for their criminal conduct by jurors fairly and openly
selected. See United States v. Hasting, 461 U.S. 499, 507 (1983);
Morris v. Slappy, 461 U.S. 1, 14-15 (1983).
"People in an open society do not demand infallibility
from their institutions, but it is difficult for them to accept
what they are prohibited from observing." Richmond Newspapers,
supra, at 572. Closed proceedings, although not absolutely precluded,
must be rare and only for cause shown that outweighs the value
of openness. *fn8 In Globe Newspaper Co. v. Superior Court, 457
U.S. 596 (1982), we stated:
" circumstances under which the press and public can
be barred from a
criminal trial are limited; the State's justification in denying
access must be a weighty one. Where . . . the State attempts
to deny the right of access in order to inhibit the disclosure
of sensitive information, it must be shown that the denial is
necessitated by a compelling governmental interest, and is narrowly
tailored to serve that interest."
Id., at 606-607.
The presumption of openness may be overcome only by an overriding
interest based on findings that closure is essential to preserve
higher values and is narrowly tailored to serve that interest.
The interest is to be articulated along with findings specific
enough that a reviewing court can determine whether the closure
order was properly entered. We now turn to whether the presumption
of openness has been rebutted in this case.
III
Although three days of voir dire in this case were open to
the public, six weeks of the proceedings were closed, and media
requests for the transcript were denied. *fn9 The Superior Court
asserted two interests in support of its closure order and orders
denying a transcript: the right of the defendant to a fair trial,
and the right to privacy of the prospective jurors, for any whose
"special experiences in sensitive
areas . . . do not appear to be appropriate for public discussion."
(supra) , at 504. Of course the right of an accused to fundamental
fairness in the jury selection process is a compelling interest.
But the California court's conclusion that Sixth Amendment and
privacy interests were sufficient to warrant prolonged closure
was unsupported by findings showing that an open proceeding in
fact threatened those interests; *fn10 hence it is not possible
to conclude that closure was warranted. *fn11 Even with findings
adequate to support closure, the trial court's orders denying
access to voir dire testimony failed to consider whether alternatives
were available to protect the interests of the prospective jurors
that the trial court's orders sought to guard. Absent
consideration of alternatives to closure, the trial court
could not constitutionally close the voir dire.
The jury selection process may, in some circumstances, give
rise to a
compelling interest of a prospective juror when interrogation
touches on deeply personal matters that person has legitimate
reasons for keeping out of the public domain. The trial involved
testimony concerning an alleged rape of a teenage girl. Some
questions may have been appropriate to prospective jurors that
would give rise to legitimate privacy interests of those persons.
For example a prospective juror might
privately inform the judge that she, or a member of her family,
had been raped but had declined to seek prosecution because of
the embarrassment and emotional trauma from the very disclosure
of the episode. The privacy interests of such a prospective juror
must be balanced against the historic values we have discussed
and the need for openness of the process.
To preserve fairness and at the same time protect legitimate
privacy, a
trial judge must at all times maintain control of the process
of jury selection and should inform the array of prospective
jurors, once the general nature of sensitive questions is made
known to them, that those individuals believing public questioning
will prove damaging because of embarrassment, may properly request
an opportunity to present the problem to the judge in camera
but with counsel present and on the record.
By requiring the prospective juror to make an affirmative
request, the
trial judge can ensure that there is in fact a valid basis
for a belief that disclosure infringes a significant interest
in privacy. This process will minimize the risk of unnecessary
closure. The exercise of sound discretion by the court may lead
to excusing such a person from jury service. When limited closure
is ordered, the constitutional values sought to be protected
by holding open proceedings may be satisfied later by making
a transcript of the closed proceedings available within a reasonable
time, if the judge determines that disclosure can be accomplished
while safeguarding the juror's valid privacy interests. Even
then a valid privacy right may rise to a level that part of the
transcript should be sealed, or the name of a juror withheld,
to protect the person from embarrassment.
The judge at this trial closed an incredible six weeks of
voir dire without considering alternatives to closure. Later
the court declined to release a transcript of the voir dire even
while stating that "most of the information" in the
transcript was "dull and boring." (supra) , at 504.
Those parts of the transcript reasonably entitled to privacy
could have been sealed without such a sweeping order; a trial
judge should
explain why the material is entitled to privacy.
Assuming that some jurors had protectible privacy interests
in some of
their answers, the trial judge provided no explanation as
to why his broad order denying access to information at the voir
dire was not limited to information that was actually sensitive
and deserving of privacy protection. Nor did he consider whether
he could disclose the substance of the sensitive answers while
preserving the anonymity of the jurors involved.
Thus not only was there a failure to articulate findings with
the requisite specificity but there was also a failure to consider
alternatives to closure and to total suppression of the transcript.
The trial judge should seal only such parts of the transcript
as necessary to preserve the anonymity of the individuals sought
to be protected.
IV
The judgment of the Court of Appeal is vacated, and the case
is remanded for proceedings not inconsistent with this opinion.
It is so ordered.
The Honorable Justice BLACKMUN, concurring.
I agree that in this case the trial judge erred in closing
the voir dire
proceeding and in refusing to release a transcript of that
proceeding without appropriate specific findings that nondisclosure
was necessitated by a compelling governmental interest and was
narrowly tailored to serve that interest. I write separately
to emphasize my understanding that the Court does not decide,
nor does this case require it to address, the asserted "right
to privacy of the prospective
jurors." Ante, at 510.
Certainly, a juror has a valid interest in not being required
to disclose to all the world highly personal or embarrassing
information simply because he is called to do his public duty.
We need not decide, however, whether a juror, called upon to
answer questions posed to him in court during voir dire, has
a legitimate expectation, rising to the status of a privacy right,
that he will not have to answer those questions. See Nixon v.
Administrator of General Services, 433 U.S. 425, 458 (1977);
Whalen v. Roe, 429 U.S. 589, 599 (1977). *fn1
I am concerned that recognition of a juror's privacy "right"
would
unnecessarily complicate the lives of trial judges attempting
to conduct a voir dire proceeding. Could a juror who disagreed
with a trial judge's determination that he had no legitimate
expectation of privacy in certain information refuse to answer
without a promise of confidentiality until some superior tribunal
declared his expectation
unreasonable? Could a juror ever refuse to answer a highly
personal, but relevant, question, on the ground that his privacy
right outweighed the defendant's need to know? I pose these questions
only to emphasize that we should not assume the existence of
a juror's privacy right without considering carefully the implications
of that assumption.
Nor do we need to rely on a privacy right to decide this case.
No juror
is now before the Court seeking to vindicate that right. Even
assuming the existence of a juror's privacy right, the trial
court erred in failing to articulate specific findings justifying
the closure of the voir dire and the refusal to release the transcript.
More important, as the trial court recognized, the defendant
has an interest in protecting
juror privacy in order to encourage honest answers to the
voir dire questions. *fn2 The State has a similar interest in
protecting juror privacy, even after the trial -- to encourage
juror honesty in the future -- that almost always will be coextensive
with the juror's own privacy interest. Thus, there is no need
to determine whether the juror
has a separate assertable constitutional right to prevent
disclosure of his answers during voir dire. His interest in this
case, and in most cases, can be fully protected through the interests
of the defendant and the State in encouraging his full cooperation.
With these qualifications, I join the Court's opinion. I agree
that the
privacy interest of a juror is a legitimate consideration
to be weighed by a trial court in determining whether the public
may be denied access to portions of a voir dire proceeding or
to a transcript of that proceeding. I put off to another day
consideration of whether and under what conditions that interest
rises to the level of a constitutional
right.
The Honorable Justice STEVENS, concurring.
The constitutional protection for the right of access that
the Court upholds today is found in the First Amendment,1a rather
than the public trial provision of the Sixth.2 If the defendant
had advanced a claim that his Sixth Amendment right to a public
trial was violated by the closure of the voir dire, it would
be important to determine whether the selection of the jury was
a part of the "trial" within the meaning of that Amendment.
But the distinction between trials and other official proceedings
is not necessarily dispositive, or even important, in evaluating
the First Amendment issues. Nor is our holding premises simply
on our view as to how a criminal trial is most efficaciously
conducted. For the question the Court decides today -- "whether
the voir dire process must be open -- focuses on First . . .
Amendment values and the historical backdrop against which the
First Amendment was enacted." Ante, at 509, n. 8.
The focus commanded by the First Amendment makes it appropriate
to
emphasize the fact that the underpinning of our holding today
is not simply the interest in effective judicial administration;
the First Amendment's concerns are much broader. The "common
core purpose of assuring freedom of communication on matters
relating to the functioning of government," Richmond Newspapers,
Inc. v. Virginia, 448 U.S. 555, 575 (1980) (plurality opinion),
that underlies the decision of cases of this kind provides protection
to all members of the public "from abridgment of their rights
of access to information about the operation of their government,
including the Judicial Branch." Id., at 584 (STEVENS, J.,
concurring). See also id., at 587-588 (BRENNAN, J., concurring
in judgment). As JUSTICE POWELL has written:
"What is at stake here is the societal function of the
First Amendment
in preserving free public discussion of governmental affairs.
No aspect of that constitutional guarantee is more rightly treasured
than its protection of the ability of our people through free
and open debate to consider and resolve their own destiny."
Saxbe v. Washington Post Co., 417 U.S. 843, 862 (1974) (dissenting
opinion). *fn3
This principle was endorsed by the Court in Globe Newspaper
Co. v.
Superior Court, 457 U.S. 596 (1982).
"Underlying the First Amendment right of access to criminal
trials is
the common understanding that 'a major purpose of that Amendment
was to
protect the free discussion of governmental affairs.' Mills
v. Alabama, 384 U.S. 214, 218 (1966). By offering such protection,
the First Amendment serves to ensure that the individual citizen
can effectively participate in and contribute to our republican
system of self-government." Id., at 604. *fn4
It follows that a claim to access cannot succeed unless access
makes a
positive contribution to this process of self-governance.
Here, public access cannot help but improve public understanding
of the voir dire process, thereby enabling critical examination
of its workings to take place. It is therefore, I believe, entirely
appropriate for the Court to identify the public interest in
avoiding the kind of lengthy voir dire proceeding that is at
issue in this case, ante, at 510, n. 9. Surely such proceedings
should not be hidden from public view. *fn5
The fact that this is a First Amendment case does not, of
course, mean
that the public's right of access is unlimited. Indeed, in
other contexts in which the right of access has been implicitly
endorsed, the Court has made this plain. *fn6 As the Court recognizes,
the privacy interests of jurors may in some circumstances provide
a basis for some limitation on the public's access to voir dire.
Ante, at 511-513. See
also ante, at 515-516 (BLACKMUN, J., concurring). The First
Amendment source of the right of access to the voir dire examination
should not preclude frank recognition of the need to examine
the content of the censored communication in determining whether,
and to what extent, it may remain private. When the process of
drawing lines between what must be open and what may be closed
begins, it will be necessary to identify
at least some of the limits by reference to the subject matter
of certain questions that arguably may probe into areas of privacy
that are worthy of protection. Since that function can safely
be performed without compromising the First Amendment's mission
of securing meaningful public control over the process of governance,
this form of
regulation is not an abridgment of any First Amendment right.
In this context, as in others, "a line may be drawn on the
basis of content without violating the government's paramount
obligation of neutrality in its regulation of protected communication."
Young v. American Mini Theaters, Inc., 427 U.S. 50, 70 (1976)
(plurality opinion). *fn7
In the case before us, as the Court correctly explains, there
can be no
doubt that the trial court applied an impermissibly broad
rule of secrecy. Accordingly, I join the opinion of the Court.
The Honorable Justice MARSHALL, concurring in the judgment.
I agree with the result reached by the Court but write separately
to
stress that the constitutional rights of the public and press
to access to all aspects of criminal trials are not diminished
in cases in which "deeply personal matters" are likely
to be elicited in voir dire proceedings. Ante, at 511. Indeed,
the policies underlying those rights, see Richmond Newspapers,
A Inc. v. Virginia, 448 U.S. 555, 572-573
(1980) (plurality opinion); id., at 593-597 (BRENNAN, J.,
concurring in judgment), are most severely jeopardized when courts
conceal from the public sensitive information that bears upon
the ability of jurors impartially to weigh the evidence presented
to them. Cf. Globe Newspaper Co. v. Superior Court, 457 U.S.
596, 606 (1982) ("Public scrutiny of a criminal trial enhances
the quality and safeguards the integrity of the
factfinding process . . ."). Therefore, prior to issuing
a closure order, a trial court should be obliged to show that
the order in question constitutes the least restrictive means
available for protecting compelling state interests. In those
cases where a closure
order is imposed, the constitutionally preferable method for
reconciling the First Amendment interests of the public and the
press with the legitimate privacy interests of jurors and the
interests of defendants in fair trials is to redact transcripts
in such a way as to preserve the anonymity of jurors while disclosing
the substance of their responses. Ante, at 513. Only in the most
extraordinary circumstances can the
substance of a juror's response to questioning at voir dire
be permanently excluded from the salutary scrutiny of the public
and the press.
Also, I feel compelled to note my strong disagreement with
the Court's
gratuitous comments concerning the length of voir dire proceedings
in this and other cases. The Court's opinion states:
"We cannot fail to observe that a voir dire process of
such length [six
weeks], in and of itself, undermines public confidence in
the courts and the legal profession. The process is to ensure
a fair impartial jury, not a favorable one. Judges, not advocates,
must control that process to make sure privileges are not so
abused. Properly conducted it is inconceivable that the process
could extend over such a period. We note, however, that in response
to questions counsel stated that it is not
unknown in California courts for jury selection to extend
six months." Ante, at 510, n. 9.
The question whether the voir dire proceedings in this case
extended for
too long a period is not before this Court. Not surprisingly,
therefore, we know few of the facts that would be required to
venture a confident ruling on that question. Some of the circumstances
of which we are aware, however, cast considerable doubt on the
majority's judgment. Albert Greenwood Brown, Jr., was accused
of an interracial sexual attack and murder.1b Given the history
and continuing legacy of racism in our
country, that fact alone should suggest that a greater than
usual amount of inquiry may have been needed in order to obtain
a fair and impartial jury in this case. I find it not at all
"inconceivable" that the voir dire process could have
legitimately extended over six weeks.
Similarly, in the absence of facts not presently available
to the Court it is wrong to assume, as does the B majority opinion,
that a voir dire proceeding as elaborate and time-consuming as
that which occurred in this case "in and of itself undermines
public confidence in the courts and the legal profession."
Ibid. After all, this was a capital case involving an interracial
sexual attack that was bound to arouse a heightened emotional
response from the affected community. In a situation of this
sort, the public's response to the use of unusually elaborate
procedures to protect the rights of the accused might well be,
not lessened confidence in the courts, but rather heightened
respect for the judiciary's unshakable commitment to the ideal
of due process even for persons accused of the most serious of
crimes.2
Furthermore, in the absence of a claim that the length of
voir dire
proceedings violates federal law, this Court strays beyond
its proper role when it lectures state courts on how best to
structure such proceedings. We simply lack the authority to forbid
state courts to devote what we might consider an inordinate amount
of time to ensuring that a jury is unbiased.
For the foregoing reasons, I agree with the judgment but cannot
join the
opinion of the Court.
Opinion Footnotes
* Briefs of amici curiae urging reversal were filed for the
Society of
Professional Journalists, Sigma Delta Chi, et al. by Bruce
W. Sanford, W. Terry Maguire, Pamela J. Riley, Richard M. Schmidt,
Jr., Donald F. Luke, Robert C. Lobdell, Robert S. Warren, Erwin
G. Krasnow, Mark L. Tuft, and Boisfeuillet Jones, Jr.; and for
USA Today et al. by John E. Carne, Judith R. Epstein, Alice Neff
Lucan, Edward J. McIntyre, Douglas T. Foster, and Michael B.
Dorais.
A brief of amicus curiae urging affirmance was filed by Joseph
Peter
Myers, pro se.
Briefs of amici curiae were filed for the California State
Public Defender by Quin Denvir, Michael G. Millman, and Joseph
Levine; and for the State of California by John K. Van De Kamp,
Attorney General, Harley D. Mayfield, Assistant Attorney General,
and Keith I. Motley, Deputy Attorney General.
*fn1 Pollock, English Law Before the Norman Conquest, 1 Select
Essays in Anglo-American Legal History 88, 89 (1907).
fn2 Radin, The Right to a Public Trial, 6 Temp. L. Q. 381,
388 (1932);
see 3 W. Blackstone, Commentaries *349.
*fn3 In 1352, a statute was enacted to permit challenges to
petit jurors
on the ground of their participation as "indicators"
on the presenting jury. 25 Edw. 3, Stat. 5, ch. 3; see T. Plucknett,
A Concise History of Common Law 109 (1929). Objections had always
been allowed on grounds of personal hostility. 1 W. Holdsworth,
History of English Law 332, 324-325 (7th ed. 1956).
*fn4 In Peter Cook's Trial, 4 Har. St. Tr. 737, 738-740 (O.
B. 1696),
the accused himself attempted to pose questions directly to
jurors in order to sustain challenges. "You may ask upon
a Voyer Dire, whether he [the juror] have any Interest in the
Cause; nor shall we deny you Liberty to ask whether he be fitly
qualified, according to Law by having a Freehold of sufficient
Value." Id., at 748. And in Harrison's Trial, 2 Har. St.
Tr. 308, 313 (O. B. 1660), the reporter remarks that the
defendant's persistence in challenging jurors provoked laughter
in the courtroom: "Here the People seemed to laugh,"
he writes, upon the defendant's 10th peremptory challenge.
*fn5 As noted in Richmond Newspapers, Inc. v. Virginia, 448
U.S. 555,
565, n. 5 (1980), it is not surprising that there is little
in the way of contemporary record of the openness of those early
trials. Historians have commented that early Anglo-Saxon laws
"deal rather with the novel and uncertain, than with the
normal and undoubted rules of law. . . . Why trouble to record
that which every village elder knows?" E. Jenks, A Short
History of English Law 3-4 (2d ed. 1922).
*fn6 By the statute 35 Hen. 8, ch. 6 (1543), the judge was
empowered to
award a "tales de circumstantibus, of persons present
in court, to be joined to the other jurors to try the cause."
3 W. Blackstone, (supra) , at *365. If the judge issued such
a writ, the sheriff brought forward "talesmen" from
among the bystanders in the courtroom. These talesmen were then
subject to the same challenges as the others.
*fn7 3 Legal Papers of John Adams 17, nn. 51, 52, 18 (1965)
(Adams)
(quoting William Palfrey to John Wilkes, Oct. 1770, in Elsey,
John Wilkes and William Palfrey, 34 Col. Soc. Mass., Pubns. 411,
423-425 (1943)); 3 Adams 49, n. 9 (quoting Acting Governor Thomas
Hutchinson in Additions to Hutchinson's History 32 (C. Mayo ed.));
3 Adams 100.
*fn8 That for certain purposes, e. g., double jeopardy, a
trial begins
when the first witness, Wade v. Hunter, 336 U.S. 684, 688
(1949), or the jurors, Downum v. United States, 372 U.S. 734
(1963), are sworn does not bear on the question presented here.
The rules of attachment of jeopardy represent the broad perception
that the Government's action has reached the point where its
power to retrace its steps must be checked by the "countervailing
interests of the individual protected by the double jeopardy
clause of the fifth amendment." United States v. Velazquez,
490 F.2d 29, 34 (CA2 1973); accord, United States v. Jorn, 400
U.S. 470, 480 (1971). By contrast, the question we address --
whether the voir dire process must be open -- focuses on First,
rather than Fifth, Amendment values and the historical backdrop
against which the First Amendment was enacted.
*fn9 We cannot fail to observe that a voir dire process of
such length,
in and of itself, undermines public confidence in the courts
and the legal profession. The process is to ensure a fair impartial
jury, not a favorable one. Judges, not advocates, must control
that process to make sure privileges are not so abused. Properly
conducted it is inconceivable that the process could extend over
such a period. We note, however, that in response to questions
counsel stated that it is not
unknown in California courts for jury selection to extend
six months.
*fn10 We have previously noted that in some limited circumstances,
closure may be warranted. Thus a trial judge may, "in
the interest of the fair administration of justice, impose reasonable
limitations on access to a trial. ' question in a particular
case is whether that control is exerted so as not to deny or
unwarrantedly abridge . . . the opportunities for the communication
of thought and the discussion of public questions immemorially
associated with resort to public places.'"
Richmond Newspapers, 448 U.S., at 581-582, n. 18 (quoting
Cox v. New Hampshire, 312 U.S. 569, 574 (1941)).
*fn11 Petitioner contends that respondent's closure order
was based on
the requirement in Hovey v. Superior Court, 28 Cal. 3d 1,
80, 616 P. 2d 1301 (1980), that jurors answer voir dire questions
concerning juror death qualifications "outside the presence
of . . . fellow venirepersons." Id., at 81, 616 P. 2d, at
1354. The docket sheet merely states, however, that petitioner's
motion to be admitted to jury voir dire "is denied and granted
in part, as stated on the record." The transcript of hearing
on the motion is unenlightening on this score. See App. 93. Thus,
it is not clear that the judge's ruling was based on Hovey.
Assuming that Hovey was the basis for the trial court's order,
it is unclear that the interests Hovey sought to protect could
have justified respondent's closure order. In Hovey, the California
Supreme Court focused on studies that indicated that jurors were
prejudiced by the answers of other jurors during voir dire. There
was no indication that the presence of the public or press affected
jurors. The California
Supreme Court in fact stated that its decision would not "in
any way affect the open nature of a trial." 28 Cal. 3d,
at 80-81, 616 P. 2d, at 1354.
IN AGREEMENT FOOTNOTES
1 As to most of the information sought during voir dire, it
is difficult
to believe that when a prospective juror receives notice that
he is called to serve, he has an expectation, either actual or
reasonable, that what he says in court will be kept private.
Despite the fact that a juror does not put himself voluntarily
into the public eye, a trial is a public event. See Craig v.
Harney, 331 U.S. 367, 374 (1947). See also
Globe Newspaper Co. v. Superior Court, 457 U.S. 596 (1982);
Richmond
Newspapers, Inc. v. Virginia, 448 U.S. 555 (1980); Gannett
Co. v. DePasquale, 443 U.S. 368 (1979). And, as the Court makes
clear today, voir dire, like the trial itself, is presumptively
a public proceeding. The historical evidence indicates that voir
dire has been conducted in public and most prospective jurors
are aware that they will be asked questions during voir dire
to determine whether they can judge
impartially.
On other hand, courts have exercised their discretion to prevent
unnecessarily intrusive voir dire questions. See Sprouce v.
Commonwealth, 2 Va. Cas. 375 (1823) ("[In England] . . .
the juror is not obliged to answer any question tending to fix
infamy, or disgrace, on him . . ."); Ryder v. State, 100
Ga. 528, 535, 28 S. E. 246, 248 (1897) ("Certainly, neither
the court nor counsel should ask any question which would involve
a breach of the juror's privilege to refuse to answer on the
ground that so doing would tend to incriminate, or otherwise
disgrace, him"). More recent cases have relied, however,
not on juror privacy, but on the trial judge's discretion to
limit voir dire to protect juror safety or to prevent irrelevant
questioning. See, e. g., United States v. Barnes, 604 F.2d 121,
140 (CA2 1979), cert. denied, 446 U.S. 907 (1980); United States
v. Taylor, 562 F.2d 1345, 1355 (CA2), cert. denied sub nom. Salley
v. United States, 432 U.S. 909 (1977).
2 In closing the voir dire and in refusing to release the
transcript,
the trial court relied on both the defendant's right to a
fair trial and a juror's right to privacy. It did not make clear
whether it interpreted the California Supreme Court's decision
in Hovey v. Superior Court, 28 Cal. 3d 1, 616 P. 2d 1301 (1980),
to require closure, see ante, at 511, n. 11, or whether it concluded
that the defendant had an additional interest in protecting juror
privacy to encourage juror honesty. In any
event, it concluded that the interests of the jurors and the
defendant were consistent and that both required the protection
of juror privacy.
1a "Congress shall make no law respecting an establishment
of religion,
or prohibiting the free exercise thereof; or abridging the
freedom of speech, or of the press; or the right of the people
peaceably to assemble, and to petition the Government for a redress
of grievances."
It is, of course, well settled that the Fourteenth Amendment
makes this
provision applicable to the abridgment of speech by the States,
including state judges. See, e. g., Nebraska Press Assn. v. Stuart,
427 U.S. 539 (1976).
"In all criminal prosecutions, the accused shall enjoy
the right to a
speedy and public trial . . . ." It was, of course, this
Amendment that was construed in Gannett Co. v. DePasquale, 443
U.S. 368 (1979), a case holding that the defendant's right to
a public trial cannot be asserted vicariously by persons who
are not parties to the proceeding.
It is worthy of note that the orderly development of First
Amendment
doctrine foreshadowed by JUSTICE POWELL's opinion in Saxbe
almost certainly would have been delayed if Gannett had not been
decided as it was.
See also Houchins v. KQED, Inc., 438 U.S. 1, 30-32 (1978)
(STEVENS, J., dissenting) (footnotes omitted):
"The preservation of a full and free flow of information
to the general
public has long been recognized as a core objective of the
First
Amendment to the Constitution. . . .
"In addition to safeguarding the right of one individual
to receive what
another elects to communicate, the First Amendment serves
an essential societal function. Our system of self-government
assumes the existence of an informed citizenry. As Madison wrote:
"'A popular Government, without popular information,
or the means of
acquiring it, is but a Prologue to a Farce or a Tragedy, or,
perhaps both. Knowledge will forever govern ignorance: And a
people who mean to be their own Governors, must arm themselves
with the power which knowledge gives.' 9 Writings of James Madison
103 (G. Hunt ed. 1910).
"It is not sufficient, therefore, that the channels of
communication be
free of governmental restraints. Without some protection for
the acquisition of information about the operation of public
institutions such as prisons by the public at large, the process
of self-governance contemplated by the Framers would be stripped
of its substance."
Of course, if this were a Sixth Amendment case, rather than
a First
Amendment case, and if the defendant had no objection to closure,
the length of the voir dire would be irrelevant. Such is not
the case under the rationale for today's decision.
In Zemel v. Rusk, 381 U.S. 1 (1965), the Court said: "The
right to
speak and publish does not carry with it the unrestrained
right to gather information." Id., at 17 (emphasis supplied).
In Branzburg v. Hayes, 408 U.S. 665 (1972), after rejecting any
suggestion "that news gathering does not qualify for First
Amendment protection," id., at 681, the Court held that
the protection did not extend to a reporter's
refusal to testify before a grand jury, at least under the
facts of that
case.
See generally Farber, Content Regulation and the First Amendment:
A
Revisionist View, 68 Geo. L. J. 727 (1980); Redish, The Content
Distinction in First Amendment Analysis, 34 Stan. L. Rev. 113
(1981); Schauer, Categories and the First Amendment: A Play in
Three Acts, 34 Vand. L. Rev. 265, 282-296 (1981); Shiffrin, Defamatory
Non-Media Speech and First Amendment Methodology, 25 UCLA L.
Rev. 915, 942-963 (1978); Stephan, The First Amendment and Content
Discrimination, 68 Va. L. Rev. 203 (1982); Note, Content Regulation
and the Dimensions of Free
Expression, 96 Harv. L. Rev. 1854 (1983).
The criminal trial around which this suit revolves was one
in which
"the most serious and emotional of issues were presented
-- the rape and trangulation killing of a fifteen year old white
schoolgirl on her way to school, by a black man twenty-six years
of age, with a prior conviction of forcible rape on an adolescent
caucasian girl." Brief for Joseph Peter Myers (trial counsel
for Albert Greenwood Brown, Jr.) as Amicus Curiae 2.
It is unlikely that there exists a public consensus regarding
the proper contours of voir dire proceedings. Certainly there
is a lack of consensus within the legal community. See, e. g.,
Ham v. South Carolina, 409 U.S. 524 (1973). See also Babcock,
Voir Dire: Preserving "Its Wonderful Power," 27 Stan.
L. Rev. 545 (1975) (limiting voir dire examination undercuts
the ability of litigants to utilize fully the
right to a jury trial and works to the relative disadvantage
of poor litigants who lack the resources to use other means to
gather information about potential jurors).
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