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DONNA R. POWERS et al., Plaintiffs and Appellants,
v.
CITY OF RICHMOND, Defendant and Respondent.
10 Cal.4th 85
No. S039547.
May 8, 1995.
(Opinion by Kennard, J., with Baxter and Werdegar, JJ., concurring.
Separate concurring opinion by George, J., with Arabian, J.,
concurring. Separate dissenting opinion by Lucas, C. J., with
Mosk, J., concurring.)(Per Kennard, Baxter, and Werdegar, JJ.)
COUNSEL
Pelletreau, Moses, Alderson & Cabral and Alfred A. Cabral
for Plaintiffs and Appellants.
Malcolm Hunter, City Attorney, and Everett Jenkins, Assistant
City Attorney, for Defendant and Respondent.
KENNARD, J.
The Legislature has provided that actions seeking disclosure
of documents under the Public Records Act (Gov. Code, §
6250 et seq.; hereafter the PRA) may be brought and tried in
superior court, and thus are within that court's original jurisdiction.
(Id., §§ 6258-6259.) The Legislature has further provided
that superior court decisions in PRA cases are not appealable
but instead are "immediately reviewable by petition to the
appellate court for the issuance of an extraordinary writ."
(Id., § 6259, subd. (c), hereafter § 6259(c).)
[1a] We granted review in this case to decide whether section
6259(c)-making a petition for extraordinary writ the exclusive
mode of appellate review in PRA actions-violates our state Constitution
and in particular {Page 10 Cal.4th 90} section 11 of article
VI, which states that, except when a judgment of death has been
pronounced, the "courts of appeal have appellate jurisdiction
when superior courts have original jurisdiction ...." We
conclude that section 6259(c) does not violate the "appellate
jurisdiction" provision of the state Constitution.
I
Donna R. Powers, then a candidate for city council, requested
that defendant City of Richmond disclose all expenditures by
the mayor, the city council, and the city manager during the
second half of fiscal year 1990-1991. The city supplied the requested
information in the form of a computer generated report. Powers
and certain of her supporters (hereafter collectively plaintiffs)
then requested the same information for the first half of fiscal
year 1990-1991. This time, the city refused to generate a computer
report and instead gave plaintiffs access to a check register
in which the requested information was intermingled with information
concerning the expenditures of other city departments and agencies.
Plaintiffs then began an action in superior court under the
PRA to compel the city to prepare and release a computer-generated
report containing only the requested information. After hearing
evidence, the trial court ruled for the city. Plaintiffs then
sought review in the Court of Appeal both by a petition for a
writ of mandate and by direct appeal.
After soliciting and considering informal opposition concerning
the merits of plaintiffs' PRA request, the Court of Appeal denied
plaintiffs' writ petition summarily-that is, without holding
a hearing and without issuing a written opinion. The city then
moved to dismiss plaintiffs' appeal as barred under section 6259(c).
In opposing the motion to dismiss, plaintiffs argued that section
6259(c) violates the "appellate jurisdiction" provision
of the state Constitution (art. VI, § 11) to the extent
it bars direct appeal of a final order of the superior court
in a proceeding in which the superior court exercises original
jurisdiction.
The Court of Appeal issued an opinion granting the motion
to dismiss. The court interpreted the "appellate jurisdiction"
provision of the state Constitution as granting the Courts of
Appeal power to review final judgments and orders in all proceedings
(except death penalty cases) in which superior courts exercise
original jurisdiction, but also as not requiring any particular
form or mode of this appellate review. Concluding that extraordinary
writ petitions and direct appeals are alternative modes of appellate
review, the Court of Appeal held that the "appellate jurisdiction"
provision {Page 10 Cal.4th 91} of the state Constitution does
not deprive the Legislature of authority to specify that appellate
review of superior court orders in PRA cases shall be by means
of petition for extraordinary writ rather than by direct appeal.
II
[2a] Plaintiffs contend that the California Constitution,
in section 11 of article VI, confers on litigants a right of
direct appeal from final orders and judgments in proceedings
in which superior courts exercise original jurisdiction. In their
view, this constitutional right of appeal necessarily includes
the rights to oral argument, a decision on the merits, and a
written opinion explaining the basis of the appellate court's
decision. fn. 1
The issue plaintiffs raise requires that we construe our state
Constitution. [3] In construing constitutional provisions, the
intent of the enacting body is the paramount consideration. (Davis
v. City of Berkeley (1990) 51 Cal.3d 227, 234 [272 Cal.Rptr.
139, 794 P.2d 897].) To determine that intent, courts look first
to the language of the constitutional text, giving the words
their ordinary meaning. (Ibid.; see also, Bowens v. Superior
Court (1991) 1 Cal.4th 36, 48 [2 Cal.Rptr.2d 376, 820 P.2d 600];
Lungren v. Deukmejian (1988) 45 Cal.3d 727, 735 [248 Cal.Rptr.
115, 755 P.2d 299].) [2b] We begin, then, with the text of the
constitutional provision on which plaintiffs rely:
"The Supreme Court has appellate jurisdiction when judgment
of death has been pronounced. With that exception courts of appeal
have appellate jurisdiction when superior courts have original
jurisdiction fn. 2 and in other causes prescribed by statute.
[¶] Superior courts have appellate jurisdiction in causes
prescribed by statute that arise in municipal courts in their
counties. [¶] The Legislature may permit appellate courts
to take evidence and make findings of fact when jury trial is
waived or not a matter of right." (Cal. Const., art. VI,
§ 11.)
Nothing in the text of this provision conveys an intention
to confer on litigants a right of direct appeal in cases within
the original jurisdiction of the superior courts. Giving the
words their ordinary meaning, the provision serves to establish
and allocate judicial authority, not to define or guarantee the
rights of litigants. Indeed, the provision nowhere mentions direct
appeals or a "right of appeal." {Page 10 Cal.4th 92}
The state Constitution does indeed establish a number of litigant
rights, but it does so in article I, entitled "Declaration
of Rights," rather than in article VI, entitled "Judicial."
For example, section 16 of article I states: "Trial by jury
is an inviolate right and shall be secured to all ...."
Had the people of this state intended to give similar constitutional
status to a "right of appeal," it is reasonable to
assume that they would have used equally direct language and
would have placed the right in article I with the other personal
rights.
Plaintiffs may be understood to argue that the term "appellate
jurisdiction" means the power to decide direct appeals and
that by giving the Courts of Appeal authority to decide direct
appeals in all civil cases brought in superior court, the Constitution
implicitly grants litigants a right to bring direct appeals in
those same civil cases.
The ordinary meaning of "appellate jurisdiction"
is broader than the meaning plaintiffs would ascribe to it. A
legal dictionary defines "appellate" as "[p]ertaining
to or having cognizance of appeals and other proceedings for
the judicial review of adjudications." (Black's Law Dict.
(6th ed. 1990) p. 97, col. 2, italics added.) The same dictionary
defines "appellate jurisdiction" as "[t]he power
vested in an appellate court to review and revise the judicial
action of an inferior court" and as "the power of review
and determination on appeal, writ of error, certiorari, or other
similar process." (Id. at p. 98, col. 1, italics added.)
The United States Supreme Court has declared that the "essential
criterion of appellate jurisdiction" is "that it revises
and corrects the proceedings in a cause already instituted, and
does not create that cause." (Marbury v. Madison (1803)
5 U.S. (1 Cranch) 137, 175 [2 L.Ed. 60, 73].) Applying this definition,
the high court has concluded that appellate jurisdiction includes
review by writ, including the writ of habeas corpus. (Ex Parte
Watkins (1833) 32 U.S. (7 Pet.) 568, 572 [8 L.Ed. 786, 788].)
Courts in other states have given similar definitions of the
term "appellate jurisdiction." (See, e.g., Ward School
Bus. Mfg., Inc. v. Fowler (1977) 261 Ark. 100 [547 S.W.2d 394,
395] ["the review of an order or decree of an inferior court"];
Lane v. State (1944) 154 Fla. 853 [19 So.2d 366, 368] ["
'the power to take cognizance of and review proceedings in an
inferior court irrespective of the manner in which they are brought
up, whether by appeal or writ of error' "]; In re Constitutionality
of House Bill No. 222 (1936) 262 Ky. 437 [90 S.W.2d 692, 693,
103 A.L.R. 1085] [quoting the Marbury definition of "appellate
jurisdiction"]; Rudnick v. City of Jamestown (N.D. 1990)
463 N.W.2d 632, 636 ["the power of a superior court to review
and revise a decision that has been rendered by an inferior court
or tribunal"]; Carder v. Court of Criminal Appeals (Okla.
1979) 595 P.2d 416, 419 ["that power and jurisdiction to
{Page 10 Cal.4th 93} review and correct those proceedings of
inferior courts brought for determination in the manner provided
by law"]; Waters-Pierce Oil Co. v. State (1907) 107 Tex.
1 [106 S.W. 326, 331] [" 'the power and authority conferred
upon a superior court to rehear and determine causes which have
been tried in inferior courts' "].)
As these authorities amply establish, the ordinary and widely
accepted meaning of the term "appellate jurisdiction"
is simply the power of a reviewing court to correct error in
a trial court proceeding. By common understanding, a reviewing
court may exercise this power in the procedural context of a
direct appeal, a writ petition, or otherwise. Thus, a provision
conferring "appellate jurisdiction" does not necessarily
or strongly imply a right of litigants to bring direct appeals.
We conclude that textual analysis, which is the best indicator
of the intended meaning of a constitutional provision, does not
support plaintiffs' contention that the "appellate jurisdiction"
provision confers on litigants a right to a direct appeal in
cases within the original jurisdiction of the superior courts.
To declare such a right would "violate the cardinal rule
that 'The Constitution is to be interpreted by the language in
which it is written, and courts are no more at liberty to add
provisions to what is therein declared in definite language than
they are to disregard any of its express provisions.' "
(Delaney v. Superior Court (1990) 50 Cal.3d 785, 799 [268 Cal.Rptr.
753, 789 P.2d 934], quoting People v. Campbell (1902) 138 Cal.
11, 15 [70 P. 918].)
We might well stop here. This court has stated that resort
to extrinsic aids to interpret a constitutional provision is
justified only when the Constitution's language is ambiguous.
(Delaney v. Superior Court, supra, 50 Cal.3d 785, 798; ITT World
Communications, Inc. v. City and County of San Francisco (1985)
37 Cal.3d 859, 868 [210 Cal.Rptr. 226, 693 P.2d 811].) Although
we find no ambiguity in article VI, section 11, nevertheless,
in an abundance of caution, we shall test our construction against
those extrinsic aids that bear on the enactors' intent.
1966 Constitutional Revision
[4] The provision we construe here-California Constitution,
article VI, section 11-was enacted in substantially its present
form fn. 3 in 1966, when the previous article VI was repealed
and its provisions revised and redistributed. {Page 10 Cal.4th
94} This comprehensive revision was largely drafted by the California
Constitutional Revision Commission, fn. 4 and a court may consult
the commission's official reports to determine the intent and
objective of ambiguous provisions. (Mosk v. Superior Court (1979)
25 Cal.3d 474, 495 [159 Cal.Rptr. 494, 601 P.2d 1030].) An examination
of the records of the commission's official proceedings reveals
that its basic objective in revising article VI was "to
delete provisions which were redundant, obsolete, or unnecessary
for inclusion in the Constitution, such as procedural matters
which could be prescribed or provided for by statute or court
rule." (Mosk v. Superior Court, supra, 25 Cal.3d at p. 496.)
By removing "unnecessary" provisions from article VI,
and allowing those matters to be regulated by statute, the commission's
revisions of article VI effectively broadened the scope of the
Legislature's control over judicial procedures.
In its report recommending adoption of section 11 of article
VI, the commission gave this explanation for its proposal: "This
section collects those parts of existing Sections 4, 4b, 4e,
and 5 that deal with appellate jurisdiction. Some of the existing
sections contain detailed references to instances of appellate
jurisdiction. The Commission deleted those references as unnecessary
in the Constitution except in death penalty cases where, because
of the extreme nature of the penalty, jurisdiction was given
to the Supreme Court. [¶] The phrase 'on questions of law
alone,' as a description of appellate jurisdiction in criminal
causes when judgment of death has been rendered was deleted as
unnecessary since this is the ordinary scope of review in appellate
courts." (Cal. Const. Revision Com., Proposed Revision (1966)
p. 91.)
We have diligently researched all available records of the
commission's proceedings and reports bearing on the "appellate
jurisdiction" provision, and we have found therein not a
single reference to a litigant's "right of appeal"
and nothing that would suggest in any way that the commission
understood or intended that the "appellate jurisdiction"
would confer on litigants a right to a direct appeal.
The new article VI as drafted by the commission and approved
by the Legislature was submitted to the voters as Proposition
1-a at the General Election held on November 8, 1966. Because
the voters at this election are the enactors of the provision
we here construe, their intent governs. (Delaney v. Superior
Court, supra, 50 Cal.3d 785, 798.) For further evidence of their
intent, we consider the arguments presented in the ballot pamphlet,
which {Page 10 Cal.4th 95} are "accepted sources from which
to ascertain the voters' intent." (Id. at p. 801.)
We have closely examined the ballot pamphlet for the election
of November 8, 1966, and in particular those parts dealing with
Proposition 1-a. The ballot pamphlet contains no mention of any
"right of appeal" under the state Constitution and
no suggestion that the "appellate jurisdiction" provision
would have an effect not discernible from the "plain meaning"
of its words.
Once again, we might well stop here. Having found no support
for plaintiffs' proposed construction in either the language
of the "appellate jurisdiction" provision or in sources
contemporary with that provision's enactment, we would certainly
be justified in declining to consider more remote and speculative
evidence of the enactors' intent. But plaintiffs and the dissent
argue that in adopting article VI, section 11, the voters may
be presumed to have intended that the words "appellate jurisdiction"
carry the meaning they had in earlier constitutional provisions
as authoritatively construed by the courts. They rely on the
rule that the "adoption of constitutional language similar
to that in a former constitutional provision is presumed to incorporate
authoritative judicial construction of the former language."
(Sarracino v. Superior Court (1974) 13 Cal.3d 1, 8 [118 Cal.Rptr.
21, 529 P.2d 53].) [5] To assess the strength of this argument,
we will review the historical antecedents of article VI, section
11, to determine whether, in 1966, the term "appellate jurisdiction"
had an "authoritative judicial construction" that embraced
a right to a direct appeal.
1849 Constitution
The earliest antecedent of the "appellate jurisdiction"
provision of the present state Constitution appears in the 1849
Constitution as article VI, section 4. It provided:
"The Supreme Court shall have appellate jurisdiction
in all cases when the matter in dispute exceeds two hundred dollars,
when the legality of any tax, toll, or impost or municipal fine
is in question, and in all criminal cases amounting to felony
or questions of law alone. And the said Court, and each of the
Justices thereof, as well as all district and county judges,
shall have power to issue writs of habeas corpus at the instance
of any person held in actual custody. They shall also have power
to issue all other writs and process necessary to the exercise
of their appellate jurisdiction, and shall be conservators of
the peace throughout the state." {Page 10 Cal.4th 96}
At the Constitutional Convention of 1849, fn. 5 there was
spirited debate about the merits of limiting this court's appellate
jurisdiction to cases "when the matter in dispute exceeds
two hundred dollars." (See Rep. of the Debates, Cal. Const.
Convention 1849, pp. 225-233; hereafter 1849 Debates.) Opponents
of this restriction argued that it favored the wealthy, fn. 6
while the proponents argued that it would protect rich and poor
alike from the costs of excessive litigation and that the Supreme
Court's time should not be taken up with relatively minor matters.
fn. 7
Because several of the delegates framed the issue as whether
litigants in cases involving $200 or less should have a "right
of appeal," fn. 8 we have {Page 10 Cal.4th 97} carefully
examined these statements to determine what the delegates understood
that term to mean. Although the delegates never expressly defined
the term "right of appeal," its meaning as used in
the convention proceedings is fairly summarized by the remark
of one delegate (Mr. Norton) that if a case were to be wrongly
decided by a trial court, a litigant "should have the right
to go to the highest tribunal to get justice" or the "right
to go to a higher tribunal and have that decision reversed."
(1849 Debates, supra, at p. 227.) fn. 9 Significantly, the debate
concerning the $200 limitation contains no discussion of review
by petition for extraordinary writ as a procedure separate and
distinct from the "right of appeal." Finally, and perhaps
most significantly, the delegates appear to have assumed that
if as to a particular matter there was no "appellate jurisdiction"-and
hence no "right of appeal"-then the trial court's judgment
would be final and unreviewable. fn. 10 In short, our examination
of the constitutional debates persuades us that when the delegates
spoke of a "right of appeal," they used the term "appeal"
to include all forms of appellate review, including but not limited
to direct appeal.
This would not be an unusual or improper use of the term "appeal."
As a legal term, "appeal" is generally defined as "[r]esort
to a superior (i.e., appellate) court to review the decision
of an inferior (i.e., trial) court or administrative agency"
(Black's Law Dict., supra, p. 96, col. 2) or, in the words of
Justice Story, as "a complaint to a superior court of an
injustice done by an inferior one" (U.S. v. Wonson 28 Fed.
Cas. 745, 748 (C.C.D. Mass. 1812) (No. 16750), citing 4 Blackstone's
Commentaries 312). Like the term "appellate jurisdiction,"
the word "appeal" is not necessarily limited to direct
appeals, but may include also writ petitions and other procedural
devices.
This court first had occasion to construe the "appellate
jurisdiction" provision of the 1849 Constitution in People
ex rel. Mulford v. Turner (1850) 1 Cal. 143 (hereafter Turner).
There, a trial court had made an order expelling three attorneys
from the bar for defiant behavior. The expelled attorneys petitioned
this court to reverse the order by issuing a writ of mandate.
Because the 1849 Constitution had not given this court original
jurisdiction in mandate proceedings, there was a question of
this court's {Page 10 Cal.4th 98} power to entertain the petition.
This court concluded that it had received power to issue the
writ from the part of the 1849 Constitution's "appellate
jurisdiction" provision that expressly granted this court
authority "to issue all other writs and process necessary
to the exercise of [its] appellate jurisdiction." (1849
Cal. Const., art. VI, § 4.) Thus, this court recognized
at an early date that an appellate court exercises "appellate
jurisdiction" when it entertains an original proceeding
in mandate for the purpose of reviewing an order or judgment
of a trial court.
The "appellate jurisdiction" provision of the 1849
Constitution was again before this court in Haight v. Gay (1857)
8 Cal. 297 (hereafter Haight). In that case, the defendants "sued
out a writ of error" after this court had dismissed their
appeal for failure to timely file the appellate record. This
court granted a motion to quash the writ, relying on a statute
that made direct appeal the exclusive means of appellate review
for the challenged judgment, thereby barring use of the writ
of error as an avenue of appellate review. The defendants contended
that by restricting this court's ability to review the judgment,
the statute violated the "appellate jurisdiction" provision
of the 1849 Constitution. This court rejected the defendants'
attack on the constitutionality of the statute with these words:
"The appellate power of the Supreme Court is given by
the fourth section of the sixth article of the Constitution,
which expressly empowers this Court to issue all writs and process
necessary to the exercise of its appellate jurisdiction. The
Legislature, therefore, can pass no act impairing the exercise
of this appellate power. [¶] But while the Legislature cannot
substantially impair the right of appeal, it is certainly competent
to regulate the mere mode in which this right must be asserted.
The Constitution only empowers this Court to issue such writs
and process as may be necessary to the exercise of its appellate
jurisdiction; if this appellate jurisdiction can be exercised
without this process, then it cannot be necessary, and should
not be issued." (Haight, supra, 8 Cal. 297, 300, italics
added, original italics omitted.)
Like the delegates to the 1849 Constitutional Convention,
this court appears to have viewed the "appellate jurisdiction"
provision of the 1849 Constitution as conferring or implying
a "right of appeal," but this court likewise recognized
that there was more than one "mode" in which this "right
of appeal" might be exercised. Viewing the "writ of
error" and direct appeal as alternative modes of appellate
review, we concluded that the Legislature had constitutional
authority to determine which mode would be permitted, so long
as it did not thereby impair the exercise of the appellate power.
{Page 10 Cal.4th 99}
1862 Amendment
In 1862, the 1849 Constitution was amended to provide for
appellate jurisdiction in "all cases at law ... in which
the demand, exclusive of interest or the value of the property
in controversy amounts to three hundred dollars" and "all
cases in equity" as well as "cases at law which involve
the title or possession of real estate" and "all cases
arising in the Probate Courts." (Cal. Const. of 1849, art.
VI, § 4.)
The view that the Legislature had at least some authority
to specify the manner in which courts exercised jurisdiction
conferred by the 1849 Constitution received additional support
in Ex Parte Harker (1875) 49 Cal. 465. There, the petitioners
had been taken into custody, in a civil case, under a writ of
ne exeat. fn. 11 They argued that this use of the common law
writ violated a statute restricting the means for making arrests
in civil cases. The opposing side argued that the power to issue
the writ was implicit in the constitutional grant of original
jurisdiction. This court ordered the petitioners discharged from
custody, stating that "the mere procedure by which jurisdiction
is to be exercised may be prescribed by the Legislature, unless,
indeed, such regulations should be found to substantially impair
the constitutional powers of the Courts, or practically defeat
their exercise." (Ex Parte Harker, supra, 49 Cal. at p.
467.) Thus, this court construed a provision of the 1849 Constitution
conferring "original jurisdiction" as limiting the
Legislature's power to specify procedures for the exercise of
that jurisdiction, but it defined that limit in terms of an effect
on judicial powers and not in terms of how it might advantage
or disadvantage litigants. As we shall see, this court later
adopted the same view in construing the "appellate jurisdiction"
provision of the 1879 Constitution.
1879 Constitution
California adopted a new Constitution in 1879. Article VI,
section 4, of that Constitution provided:
"The Supreme Court shall have appellate jurisdiction
in all cases in equity, except such as arise in Justices' Courts;
also, in all cases at law which involve the title or possession
of real estate, or the legality of any tax, impost, assessment,
toll, or municipal fine, or in which the demand, exclusive of
interest, or the value of the property in controversy, amounts
to three hundred dollars; also, in cases of forcible entry and
detainer, and in proceedings in insolvency, and in actions to
prevent or abate a nuisance, and in all {Page 10 Cal.4th 100}
such probate matters as may be provided by law; also, in all
criminal cases prosecuted by indictment, or information in a
Court of record on questions of law alone. The Court shall also
have power to issue writs of mandamus, certiorari, prohibition
and habeas corpus, and all other writs necessary or proper to
the complete exercise of its appellate jurisdiction. Each of
the Justices shall have power to issue writs of habeas corpus
to any part of the State, upon petition by or on behalf of any
person held in actual custody, and may make such writs returnable
before himself, or the Supreme Court, or before any Superior
Court in the State, or before any Judge thereof."
This provision was the subject of debate at the 1878-1879
Constitutional Convention. (See 2, 3 Debates & Proceedings,
Cal. Const. Convention 1878-1879, pp. 962-966, 1333; hereafter
1879 Debates.) Much of the debate concerned the $300 "amount
in controversy" limitation on this court's appellate jurisdiction.
As had occurred at the 1849 convention, some of the delegates
framed the debate in terms of whether civil litigants in matters
involving relatively small sums of money ought to have a "right
of appeal," a term that the delegates did not pause to define.
fn. 12 The same term was also used in debating the scope of this
court's appellate jurisdiction in criminal cases. fn. 13 Once
again, the absence of any discussion of the relative merits of
writ petitions and direct appeals as alternative modes of appellate
review, and the apparent assumption of the delegates that a trial
court's judgment would not be reviewable at all if a litigant
was denied a "right of appeal," fn. 14 strongly support
the conclusion that the delegates used the term "right of
appeal" expansively to encompass all forms of appellate
review.
As we have seen, the "appellate jurisdiction" provision
of the 1849 Constitution had received an authoritative judicial
construction when the {Page 10 Cal.4th 101} 1879 Constitutional
Convention performed its labors. This court had established in
Turner, supra, 1 Cal. 143, that this court exercised "appellate
jurisdiction" when it entertained an original writ proceeding
to review an order or judgment of a trial court. And in Haight,
supra, 8 Cal. 297, this court had established that review by
writ and review by direct appeal were alternative modes for the
exercise of appellate jurisdiction and that the Legislature had
constitutional authority to determine which mode would be available,
provided it did not thereby impair the exercise of appellate
power. When they adopted language similar to the "appellate
jurisdiction" provision of the 1849 Constitution, the enactors
of the 1879 Constitution may be deemed to have incorporated this
authoritative judicial construction.
The 1879 Constitution's grant of "appellate jurisdiction"
to this court was held to be self-executing in People v. Jordan
(1884) 65 Cal. 644 [4 P. 683]. There, the People appealed from
a judgment for the defendant after the trial court had sustained
a demurrer to an indictment charging a misdemeanor. The defendant
moved to dismiss the appeal. He argued, among other things, that
the appeal would not lie because the Legislature had established
an appeal procedure only for those criminal prosecutions "amounting
to felonies," and had established no procedure for appellate
review of misdemeanor prosecutions. (Id. at p. 645.)
This court rejected the defendant's argument, holding that
because the 1879 Constitution had granted this court appellate
jurisdiction in "all criminal cases prosecuted by indictment,"
the Legislature could not defeat that power by failing to establish
a procedure for its exercise. We said: "[W]hen a certain
jurisdiction has been conferred on this or any court, it is the
duty of the court to exercise it; a duty of which it is not relieved
by the failure of the legislature to provide a mode for its exercise."
(People v. Jordan, supra, 65 Cal. 644, 646.)
Because the Legislature had not authorized review by extraordinary
writ, we did not consider whether appellate review in that form
would have satisfied the "appellate jurisdiction" provision
of the 1879 Constitution. Significantly, however, we referred
to the Legislature's failure to provide "a mode" for
the exercise of appellate jurisdiction (People v. Jordan, supra,
65 Cal. 644, 646), thereby necessarily implying that more than
one such mode was possible. In context, the word "mode"
could refer only to a distinct {Page 10 Cal.4th 102} procedure
for obtaining appellate review (such as direct appeal or extraordinary
writ petition) and not merely to procedural rules governing direct
appeals.
A reference to a "right of appeal" under the "appellate
jurisdiction" provision of the 1879 Constitution appears
in this court's decision in People v. Perry (1889) 79 Cal. 105
[21 P. 423], but again the context discloses that the reference
was to appellate review generally rather than to the specific
procedure known as a direct appeal. The case involved a contest
between two individuals claiming the same seat on San Francisco's
Board of Health. The claimants litigated the dispute in a special
superior court proceeding that the Legislature had established
to resolve such contests. The claimant who lost in the superior
court appealed to this court. The other claimant (who had prevailed
in superior court) argued that the appeal did not lie because
the special superior court proceeding was not among the proceedings
over which the 1879 Constitution gave this court appellate jurisdiction.
This court rejected the contention, reasoning that the special
proceeding was simply a form of quo warranto. fn. 15 This court
stated: "[A]nd we think this court retains jurisdiction
of the case, notwithstanding the legislature may have changed
the procedure, enlarged the remedy, and given it a new name.
To hold otherwise would be to admit a power in the legislature
to abridge our jurisdiction, and take from parties the right
of appeal, by the easy device of a change of procedure, in many
cases where the right and jurisdiction are unquestioned."
(People v. Perry, supra, 79 Cal. 105, 108, italics added, original
italics omitted.)
This court had occasion to construe the term "appellate
jurisdiction" in In re Jessup (1889) 81 Cal. 408 [22 P.
742]. The Legislature had enacted a statute requiring a vote
of five of this court's seven justices to grant a rehearing.
To determine the constitutionality of the statute, we examined
the provision of the 1879 Constitution granting this court appellate
jurisdiction. We said: "[T]he only possible controversy
is as to the extent of the power implied ex vi termini fn. 16
by the phrase 'appellate jurisdiction.' That this embraces the
right to review the final judgments of the courts of original
jurisdiction,-the right, in other words, to reverse, affirm,
or modify them, {Page 10 Cal.4th 103} and to enforce by some
appropriate mandatory process the judgment of the appellate tribunal,-will
scarcely be denied." (In re Jessup, supra, 81 Cal. 408,
465; see also Maxson v. Superior Court (1899) 124 Cal. 468, 473-474
[57 P. 379].) This definition of "appellate jurisdiction"-as
the power or "right" of one court to correct error
in a decision, order, or judgment of another court-is consistent
with common legal usage, as we have seen.
This court's decision in In re Jessup, supra, 81 Cal. 408,
is significant also because it further supports the conclusion
that a court may exercise "appellate jurisdiction"
by means other than direct appeal. Quoting from Ex Parte Harker,
supra, 49 Cal. 465, 467, we reiterated that " 'the mere
procedure by which jurisdiction is to be exercised may be prescribed
by the legislature, unless, indeed, such regulations should be
found to substantially impair the constitutional powers of the
courts, or practically defeat their exercise.' " (In re
Jessup, supra, 81 Cal. 408, 470, italics omitted.)
1904 Amendment
In 1904, article VI, section 4 of the Constitution was amended
to establish the Courts of Appeal and to transfer from this court
to those courts "appellate jurisdiction on appeal from the
Superior Courts in all cases at law in which the demand, exclusive
of interest, or the value of the property in controversy, amounts
to three hundred dollars, and does not amount to two thousand
dollars; also, in all cases of forcible and unlawful entry and
detainer (except such as arise in Justices' Courts), in proceedings
in insolvency, and in actions to prevent or abate a nuisance;
in proceedings of mandamus, certiorari and prohibition, usurpation
of office, contesting elections and eminent domain, and in such
other special proceedings as may be provided by law (excepting
cases in which appellate jurisdiction is given to the Supreme
Court); also, on questions of law alone, in all criminal cases
prosecuted by indictment or information in a court of record,
excepting criminal cases where judgment of death has been rendered."
This court retained appellate jurisdiction over all cases
in equity, cases involving title to or possession of real estate,
the legality of any tax, or where the amount in controversy was
$2,000 or more, and in "such probate matters as may be provided
by law." (Cal. Const. of 1879, art. VI, § 4, as amended
Nov. 8, 1904.)
The scope of the Legislature's authority to regulate appellate
procedures was again before this court in In re Sutter-Butte
By-Pass Assessment (1923) 190 Cal. 532 [213 P. 974] (hereafter
Sutter-Butte). Having authorized a drainage district to issue
bonds and to assess benefited property for revenue {Page 10 Cal.4th
104} to service the bonds, the Legislature established a special
validation proceeding under which three superior court judges
in the most affected county would determine the validity of an
assessment. The Legislature further provided that "[t]he
decision of a majority of said court shall be final and conclusive,
and no motion for a new trial of said proceeding shall be allowed,
and no appeal from the judgment given and made by said court
shall be had." (Stats. 1919, ch. 520, § 8, p. 1094.)
When property owners affected by one such assessment attempted
to appeal a validation decision to this court, the drainage district
moved to dismiss the appeal. This court denied the motion to
dismiss, holding that the statute making the three-judge ruling
nonappealable was invalid as violating the "right of appeal"
implicit in the constitutional grant of appellate jurisdiction
over cases concerning the validity of assessments. This court
declared that "litigants have a constitutionally guaranteed
right of appeal in all litigated matters within the express jurisdiction
of appellate courts." (Sutter-Butte, supra, 190 Cal. 532,
536.) We further stated that "if the proceeding before us
is included in that class of cases ... over which appellate jurisdiction
has been given by the constitution the appellants have a constitutionally
guaranteed right of appeal of which they cannot be deprived."
(Id. at p. 537.)
As in the 1849 and 1878-1879 constitutional debates concerning
the "amount in controversy" limitations, and as in
People v. Jordan, supra, 65 Cal. 644 and People v. Perry, supra,
79 Cal. 105, the issue before this court in Sutter-Butte, supra,
190 Cal. 532, was not whether the Legislature could specify a
procedure other than direct appeal by which this court or the
Courts of Appeal could exercise constitutionally conferred "appellate
jurisdiction," but whether the Legislature could eliminate
all procedures for the exercise of that jurisdiction. We are
persuaded that this court's use of the term "right of appeal"
in that context carried the same meaning as in the 1849 and 1878-1879
constitutional debates and in this court's earlier decisions
in People v. Perry, supra, 79 Cal. 105, 107, and in Haight, supra,
8 Cal. 297, 300,-that is, a right to some effective procedural
vehicle by which to invoke the constitutionally conferred appellate
jurisdiction. We do not conclude, as plaintiffs would have us
do, that the term was intended to refer only to direct appeals.
1928 Amendment
In 1928, the "appellate jurisdiction" provisions
of the 1879 Constitution were again amended. As amended, the
Constitution gave the Courts of Appeal appellate jurisdiction
"on appeal from the superior courts (except in {Page 10
Cal.4th 105} cases in which appellate jurisdiction is given to
the supreme court) in all cases at law in which the superior
courts are given original jurisdiction; also, in all cases of
forcible or unlawful entry or detainer (except such as arise
in municipal, or in justices' or other inferior courts); in proceedings
in insolvency; in actions to prevent or abate a nuisance; in
proceedings of mandamus, certiorari, prohibition, usurpation
of office, removal from office, contesting elections, eminent
domain, and in such other special proceedings as may be provided
by law; also, on questions of law alone, in all criminal cases
prosecuted by indictment or information, except where judgment
of death has been rendered." (Cal. Const. of 1879, art.
VI, § 4b, as adopted Nov. 6, 1928.) fn. 17
Any lingering uncertainty about whether the "appellate
jurisdiction" provisions of the 1849 and 1879 Constitutions
conferred on civil litigants a right to a direct appeal was dispelled
by this court's opinion in Trede v. Superior Court (1943) 21
Cal.2d 630 [134 P.2d 745]. There, a building and loan association
brought a superior court action for the return of association
assets that the Building and Loan Commissioner had seized. After
losing the case in superior court, the association appealed.
While the appeal was pending, the commissioner applied to the
superior court for authorization to liquidate the association's
assets. One of the association's investors objected to the application,
but the superior court overruled her objections. The investor,
later joined by the association, then sought a writ of prohibition
from this court, asserting that the association's appeal would
be rendered meaningless if the commissioner liquidated the assets
before the appeal was decided. They argued that the Building
and Loan Association Act (Stats. 1931, ch. 269, pp. 483-554),
to the extent it authorized asset liquidation pending appeal,
was an "unreasonable exercise of the police power."
(Trede v. Superior Court, supra, 21 Cal.2d 630, 632.)
This court rejected the argument and denied the writ. Although
nothing in this court's opinion indicates that the association
had relied on a constitutional right of appeal, this court nonetheless
addressed that subject, with these words: "There is no constitutional
right to an appeal; the appellate procedure is entirely statutory
and subject to complete legislative control." (Trede v.
Superior Court, supra, 21 Cal.2d 630, 634.) This court cited
no authority for the stated propositions, nor did we mention
the "appellate jurisdiction" provision of the state
Constitution or any of the cases construing that provision. But
the statement may not be dismissed as dictum. The {Page 10 Cal.4th
106} petitioners had argued that once the commissioner had liquidated
the association's assets, their appeal would be rendered meaningless.
We did not dispute that liquidation would have this result, but
concluded, in effect, that petitioner's right of appeal, because
it was entirely statutory in origin, did not prevail over the
commissioner's statutory authority to liquidate the assets. If
the right of appeal derived from the Constitution, this reasoning
could not have sufficed.
Plaintiff's position is further undermined by this court's
decision in Modern Barber Col. v. Cal. Emp. Stab. Com. (1948)
31 Cal.2d 720 [192 P.2d 916] (hereafter Modern Barber). The case
arose under the Unemployment Insurance Act (Stats. 1935, ch.
352, p. 1226 et seq.), which required employers to contribute
to an unemployment compensation fund according to the number
of persons they employed. The California Employment Stabilization
Commission (the agency charged with administering the act) had
found that the students, proprietor, and bookkeeper of a barber
college were all its employees. To challenge these findings,
the college petitioned the superior court for a writ of mandate.
The question on appeal in this court was whether the barber
college could maintain the mandate action without first paying
the contributions. A provision of the act (§ 45.11, subd.
(d)) made a suit for refund the exclusive means of challenging
the commission's decision, but the college contended that the
statute was unconstitutional, arguing that it both denied employers
due process of law and interfered with the constitutional grant
of original jurisdiction to superior courts in mandate actions.
We rejected both grounds, concluding, as to the second, that
the statute did not interfere with the constitutional grant of
original jurisdiction because the Legislature had general authority
to define rights such as the right to make a prepayment challenge
of a tax, whether by mandate or otherwise. As this court put
it, "Except as the Constitution otherwise provides, the
Legislature has complete power to determine the rights of individuals"
and also "to regulate and circumscribe the methods and means
of enjoying those rights, so long as there is no interference
with constitutional guaranties." (Modern Barber, supra,
31 Cal.2d 720, 726.)
Further developing this idea, we added:
"The fallacy of petitioner's position is again exposed
when we consider the law governing appeals. The Constitution
(art. VI, §§ 4, 4b) provides that the Supreme Court
and the District Courts of Appeal 'shall have appellate jurisdiction
on appeal from the Superior Court....' In interpreting this provision,
the courts have held that the Legislature has the power to declare
{Page 10 Cal.4th 107} by statute what orders are appealable,
and, unless a statute does so declare, the order is not appealable.
(Gale v. Tuolumne County Water Co., 169 Cal. 46 [145 P. 532];
see Trede v. Superior Court, 21 Cal.2d 630, 634 [134 P.2d 745];
cf. Byers v. Smith, 4 Cal.2d 209 [47 P.2d 705] [express constitutional
right of appeal in cases involving removal from public office];
In re Sutter-Butte By-Pass Assessment, 190 Cal. 532 [213 P. 974]
[express constitutional right of appeal in cases involving legality
of tax assessments].)" (Modern Barber, supra, 31 Cal.2d
720, 728.)
In assessing the significance of this statement, it may be
useful to examine the authorities this court cited. In Gale v.
Tuolumne County Water Co., 169 Cal. 46 [145 P. 532], this court
dismissed an appeal from a contempt judgment on the authority
of Tyler v. Connolly (1884) 65 Cal. 28 [2 P. 414], in which this
court had held that no appeal would lie from a contempt judgment
because contempt proceedings were not among the categories of
cases over which the 1879 Constitution had granted this court
appellate jurisdiction (id. at p. 30). After "[c]onceding
that the legislature may confer appellate jurisdiction on this
court in cases not provided for in the Constitution," we
concluded that the Legislature had not done so for contempt judgments,
but on the contrary had provided, in Code of Civil Procedure
section 1222, that judgments in contempt proceedings are "final
and conclusive." (Tyler v. Connolly, supra, 65 Cal. at p.
30.) The cases of Trede v. Superior Court, supra, 21 Cal.2d 630,
and Sutter-Butte, supra, 190 Cal. 532, we have already discussed.
Byers v. Smith (1935) 4 Cal.2d 209 [47 P.2d 705] (hereafter Byers),
was a mandate proceeding by an elected city attorney to ensure
continued payment of his salary, and to prevent election or appointment
of a replacement, pending the outcome of his appeal from a superior
court judgment removing him from office on grounds of misconduct.
This court granted the requested relief, noting that the 1928
constitutional amendment had conferred appellate jurisdiction
on the Courts of Appeal " 'in proceedings of ... removal
from office' " and that some means of staying the judgment
was necessary to ensure that the appeal would provide the officeholder
an effective remedy. (Id. at p. 212.) After noting that under
former Political Code section 996 an office became vacant upon
the holder's removal, this court observed, with a citation to
Sutter-Butte, supra, that "the legislature has not the power,
either through direct enactment or indirect device, to destroy
or abridge the right of an appeal constitutionally granted."
(Byers, supra, 4 Cal.2d at p. 214.)
Because Modern Barber's entire discussion of the "right
of appeal" was dictum, intended only to illustrate the general
principle that the Legislature has authority "to regulate
and circumscribe the methods and means of enjoying ... rights,
so long as there is no interference with constitutional {Page
10 Cal.4th 108} guaranties" (Modern Barber, supra, 31 Cal.2d
720, 726), it is not authority on the issue we face here; therefore,
extensive analysis is not warranted. For present purposes, it
is sufficient to note that in Modern Barber, this court, although
not purporting to overrule our earlier decisions in Byers, supra,
4 Cal.2d 209, and Sutter-Butte, supra, 190 Cal. 532, did appear
to suggest that the "constitutional right of appeal"
mentioned in those cases extended only to proceedings specifically
mentioned in the constitutional grant of appellate jurisdiction,
and not to proceedings encompassed by jurisdictional grants phrased
in more general terms.
In addition to Trede v. Superior Court, supra, 21 Cal.2d 630,
a number of cases decided before the November 1966 General Election
declared that there was no constitutional right of appeal or
(what amounts to the same thing) that the right of appeal is
wholly statutory. (See, e.g., Lund v. Superior Court (1964) 61
Cal.2d 698, 709 [39 Cal.Rptr. 891, 394 P.2d 707] [stating that
"no order or judgment in a civil action is appealable unless
it is embraced within the list of appealable orders provided
by statute"]; In re Conley (1966) 244 Cal.App.2d 755, 759
[53 Cal.Rptr. 321] [stating that "there is no constitutional
right to an appeal"]; City of Los Angeles v. Schweitzer
(1962) 200 Cal.App.2d 448, 452 [19 Cal.Rptr. 429] [same]; Efron
v. Kalmanovitz (1960) 185 Cal.App.2d 149, 157 [8 Cal.Rptr. 107]
[same]; Kadota Fig Assn. v. Case-Swayne Co. (1946) 73 Cal.App.2d
815, 823 [167 P.2d 523] [stating that "[t]he right of appeal
is statutory"]; Jackson v. Jackson (1945) 71 Cal.App.2d
837, 839 [163 P.2d 780] [stating that "[t]he right of appeal
is purely statutory"]; Leftridge v. City of Sacramento (1943)
59 Cal.App.2d 516, 526 [139 P.2d 112] [stating that "[t]he
right of appeal is statutory"]; Strauch v. Bieloh (1936)
16 Cal.App.2d 278, 280 [60 P.2d 582] [stating that "[t]he
right of appeal is entirely statutory"].)
Reflecting this widespread understanding, a respected guide
to California civil procedure in use at the time of the November
1966 General Election, expressed a similar view, in these words:
"There is no constitutional right to an appeal or other
review of a judicial decision, and the Legislature therefore
has power to change the procedure, limit the right, or even abolish
the right altogether." (3 Witkin, Cal. Procedure (1954)
Appeal, § 1, p. 2141, original italics.) The same work also
noted, however, that "if appellate jurisdiction is conferred
by the California Constitution, it cannot be destroyed or abridged
by legislative action or inaction ...." (Ibid.)
Having traced the constitutional antecedents of the current
"appellate jurisdiction" provision, we return to the
question whether, at the time of the November 1966 General Election,
there was an "authoritative judicial construction"
(see Sarracino v. Superior Court, supra, 13 Cal.3d 1, 8) of the
{Page 10 Cal.4th 109} term "appellate jurisdiction"
as conferring on litigants a right of direct appeal. As we have
seen, there are no cases directly in point. Before the 1966 General
Election, neither this court nor the Courts of Appeal were ever
called upon to determine the constitutional validity of a legislative
scheme making review by extraordinary writ the exclusive mode
of appellate review of a superior court proceeding within the
appellate jurisdiction of this court or the Courts of Appeal.
Because the positive authority of an appellate opinion is coextensive
only with the facts presented by the case (Brown v. Kelly Broadcasting
Co. (1989) 48 Cal.3d 711, 734-735 [257 Cal.Rptr. 708, 771 P.2d
406]), the absence of any case presenting these facts necessarily
means that there was no "binding judicial construction"
of the "appellate jurisdiction" language as it applies
to this issue.
Furthermore, although some early cases referred to a constitutional
"right of appeal," they appear to have used that term
to encompass a right to appellate review generally, and later
cases either implied that the constitutional right of appeal
was limited to superior court proceedings expressly mentioned
in the "appellate jurisdiction" provision or denied
the existence of any constitutional right of appeal. Given this
uncertainty and conflict in the case law, we conclude that in
1966 plaintiffs' proposed construction of the "appellate
jurisdiction" language-that is, that it confers on civil
litigants a right of direct appeal-did not have the sanction
of an authoritative judicial construction. For this reason, we
reject plaintiffs' proposed construction.
This conclusion is reinforced by consideration of cases decided
after 1966. In those cases, we find no decisions affirming the
existence of a "right of appeal" under the state Constitution,
nor do we find references to the "appellate jurisdiction"
provision as limiting the Legislature's authority to determine
which superior court judgments and orders are reviewable by direct
appeal and which by extraordinary writ or other mode of review.
We do find many pronouncements by California courts, including
this one, that there is no constitutional right of appeal and
that the right of appeal is wholly statutory in origin. (See,
e.g., Agricultural Labor Relations Bd. v. Tex-Cal Land Management,
Inc. (1987) 43 Cal.3d 696, 705 [238 Cal.Rptr. 780, 739 P.2d 140];
People v. Chi Ko Wong (1976) 18 Cal.3d 698, 709 [135 Cal.Rptr.
392, 557 P.2d 976]; In re Marriage of Griffin (1993) 15 Cal.App.4th
685, 687 [19 Cal.Rptr.2d 94]; Steen v. Fremont Cemetery Corp.
(1992) 9 Cal.App.4th 1221, 1226 [11 Cal.Rptr.2d 780]; In re Taya
C. (1991) 2 Cal.App.4th 1, 6 [2 Cal.Rptr.2d 810]; Rao v. Campo
(1991) 233 Cal.App.3d 1557, 1564 [285 Cal.Rptr. 691]; County
of Monterey v. Mahabir (1991) 231 Cal.App.3d 1650, 1653 [282
Cal.Rptr. 924]; In re Eli F. (1989) 212 Cal.App.3d 228, 232 [260
Cal.Rptr. 453]; State Farm Fire & Casualty v. Hardin (1989)
211 Cal.App.3d 501, 505 [259 Cal.Rptr. 433]; Uptain v. {Page
10 Cal.4th 110} Duarte (1988) 206 Cal.App.3d 1258, 1261 [254
Cal.Rptr. 150]; In re T. M. (1988) 206 Cal.App.3d 314, 316 [253
Cal.Rptr. 535]; Reisman v. Shahverdian (1984) 153 Cal.App.3d
1074, 1088 [201 Cal.Rptr. 194]; Redevelopment Agency v. Goodman
(1975) 53 Cal.App.3d 424, 432 [125 Cal.Rptr. 818]; Draus v. Alfred
M. Lewis, Inc. (1968) 261 Cal.App.2d 485, 489 [68 Cal.Rptr. 154];
Woodman v. Ackerman (1967) 249 Cal.App.2d 644, 649 [57 Cal.Rptr.
687].)
Although we recognize that none of these cases is directly
on point, they nonetheless represent a significant consensus
of judicial thinking on this topic over the past 30 years. We
find nothing in any of these decisions to support plaintiffs'
contention. We also note that courts in other states with constitutions
containing "appellate jurisdiction" provisions similar
to article VI, section 11 of our state Constitution, have rejected
the contention that this language confers on litigants a right
of direct appeal. (See, e.g., Appeal of O'Rourke (1974) 300 Minn.
158 [220 N.W.2d 811].)
[6] This does not mean, however, that the "appellate
jurisdiction" provision imposes no restrictions on the Legislature's
authority to allocate appellate review as between direct appeals
and extraordinary writ petitions. As we have seen, the plain
language of the provision reveals that it is a grant of judicial
authority and this form of grant has been interpreted to mean
that, although the Legislature may regulate the mode of appellate
review, it may do so only to the extent that it does not thereby
" 'substantially impair the constitutional powers of the
courts, or practically defeat their exercise.' " (In re
Jessup, supra, 81 Cal. 408, 470, italics omitted; see also Haight,
supra, 8 Cal. 297, 300.) If it could be demonstrated in a given
case, or class of cases, that, for whatever reason, the Courts
of Appeal or this court could not effectively exercise the constitutionally
granted power of appellate review by an extraordinary writ proceeding,
then such a proceeding could not constitutionally be made the
exclusive mode of appellate review.
[1b] No such claim is made here, however, and we see no reason
to conclude that extraordinary writ review is not a sufficient
or effective appellate remedy in this or other PRA cases. [7]
Indeed, an examination of the history of § 6259(c), making
petition for extraordinary writ the only mode of appellate review
in PRA cases, shows that it was intended not to impair judicial
power but to make the appellate remedy more effective for litigants
seeking disclosure of public records.
Our opinion in Times-Mirror Co. v. Superior Court (1991) 53
Cal.3d 1325 [283 Cal.Rptr. 893, 813 P.2d 240] (hereafter Times-Mirror),
explains the origin, evolution, and purpose of this provision:
{Page 10 Cal.4th 111}
"Prior to 1984, review of a trial court order either
directing disclosure of a public record or refusing disclosure
was by appeal. In 1984, however, the Legislature substituted
a writ procedure for the appellate process by amending section
6259 to provide as follows: 'In an action filed on or after January
1, 1985, an order of the court, either directing disclosure by
a public official or supporting the decision of the public official
refusing disclosure, is not a final judgment or order within
the meaning of Section 904.1 of the Code of Civil Procedure from
which an appeal may be taken, but shall be immediately reviewable
by petition to the appellate court for the issuance of the extraordinary
writ of review as defined in Section 1067 of the Code of Civil
Procedure.' (§ 6259, subd. (c); Stats. 1984, ch. 802, §
1, pp. 2804-2805.) .... * * *
"[T]he legislative history of the 1984 amendment to section
6259, subdivision (c) reveals that the exclusive purpose of the
amendment was to speed appellate review, not to limit its scope.
The bill which contained the amendment, Senate Bill No. 2222,
1983-1984 Regular Session, was sponsored by a news organization,
the California Newspaper Publishers' Association. It was inspired
by a case in which a newspaper had successfully sued in the superior
court to obtain government records, but was forced to wait several
years while the case was on appeal, by which time the story was
no longer newsworthy.
"The perceived evil at which the bill was aimed, according
to a Senate Judiciary Committee analysis, was 'delays of the
appeal process, [by means of which] public officials are frustrating
the intent of the laws for disclosure ....' 'The sponsors of
this bill,' the analysis continued, 'seek to correct an injustice
they perceive due to ... the potential for ... public agencies
to delay the disclosure of public documents.' Accordingly, the
amendment's goal was 'to prohibit public agencies from delaying
the disclosure of public records by appealing a trial court decision
and using continuances in order to frustrate the intent of the
Public Records Act.' (Sen. Com. on Judiciary, Analysis of Sen.
Bill No. 2222 (1983-1984 Reg. Sess.).)" (Times-Mirror, supra,
53 Cal.3d 1325, 1332-1335, original italics, fns. omitted.)
After the 1984 amendment, a Court of Appeal held that the
scope of review in PRA actions under the writ of review was confined
to jurisdictional issues, and thus was much narrower than the
scope of review on direct appeal. (Freedom Newspapers, Inc. v.
Superior Court (1986) 186 Cal.App.3d 1102, 1109 [231 Cal.Rptr.
189].) Following this decision, the Legislature amended section
6259(c) to eliminate the reference to the "writ of review,"
{Page 10 Cal.4th 112} and to provide instead that superior court
orders under the PRA "shall be immediately reviewable by
petition to the appellate court for issuance of an extraordinary
writ." (Stats. 1990, ch. 908, § 2.) As we noted in
Times-Mirror, supra, 53 Cal.3d 1325, 1335-1336, "[t]he amendment
also added two new provisions: (1) the petition for extraordinary
writ must be filed within ten days fn. 18 after receipt of notice
of the trial court order, and (2) no stay of the trial court
order shall be permitted 'unless the petitioning party demonstrates
it will otherwise sustain irreparable damage and probable success
on the merits.' "
As we explained in Times-Mirror, the 1990 amendment reinforces
our conclusions about the legislative purpose underlying section
6259(c): "The effect of the 1990 amendment providing for
review by 'extraordinary writ,' including presumably writ of
mandate, is, of course, to make it plain that review of orders
subject to the amendment is not confined to acts in excess of
jurisdiction. The analysis of the bill prepared for the Assembly
Committee on the Judiciary indicates that the recent amendment
was a response to Freedom Newspapers, Inc. v. Superior Court,
supra, 186 Cal.App.3d 1102, and was intended to overrule that
decision by 'clarifying' that the purpose of writ review is to
speed appellate review, not to preclude review on the merits.
As the analysis explains, '[T]he courts [(an apparent reference
to Freedom Newspapers)] ... have narrowly interpreted [the 1984
amendment] to review questions of jurisdiction and not broader
as intended by the original statute. The bill expands the extraordinary
writ by clarifying that courts can rule quickly on substantive
issues.' (Assem. Com. on Judiciary, Analysis of Sen. Bill No.
2272 (1989-1990 Reg. Sess.), italics added.)" (Times-Mirror,
supra, 53 Cal.3d 1325, 1336.)
Thus, the history of section 6259(c) reveals that the Legislature's
purpose in replacing review by direct appeal with review by extraordinary
writ was in no sense to disadvantage litigants seeking review
of PRA decisions or to constrict the power of the Courts of Appeal
to correct errors in those decisions. Rather, the legislative
objective was to expedite the process and thereby to make the
appellate remedy more effective.
To achieve this objective, the Legislature eliminated direct
appeals in PRA cases. Its reason for doing so becomes apparent
when we examine certain rules governing extraordinary writs.
Generally, a judgment that is immediately appealable is not
subject to review by mandate or other extraordinary writ. (In
re Marriage of Skelley {Page 10 Cal.4th 113} (1976) 18 Cal.3d
365, 369 [134 Cal.Rptr. 197, 556 P.2d 297]; Neal v. State of
California (1960) 55 Cal.2d 11, 15 [9 Cal.Rptr. 607, 357 P.2d
839].) Mandate is available to review an appealable judgment
only when the remedy by appeal would be inadequate or the issues
presented are of great public importance and must be resolved
promptly. (Clean Air Constituency v. California State Air Resources
Bd. (1974) 11 Cal.3d 801, 808 [114 Cal.Rptr. 577, 523 P.2d 617];
California Trial Lawyers Assn. v. Superior Court (1986) 187 Cal.App.3d
575, 578-579 [231 Cal.Rptr. 725]; see also Code Civ. Proc., §
1086.) A remedy by immediate direct appeal is presumed to be
adequate, and a party seeking review by extraordinary writ bears
the burden of demonstrating that appeal would not be an adequate
remedy under the particular circumstances of that case. (Phelan
v. Superior Court (1950) 35 Cal.2d 363, 370 [217 P.2d 951].)
In light of these rules, the Legislature's reason for eliminating
direct appeals is readily apparent. Had the Legislature not abolished
direct appeals in PRA cases, parties seeking review by extraordinary
writ would have been required in each case to demonstrate the
inadequacy of appeal. Litigation of this issue would have complicated
the proceeding and introduced a risk that a Court of Appeal,
not fully realizing the importance of speedy relief in many PRA
cases, would erroneously deny an extraordinary writ petition
on the ground that an adequate remedy existed by appeal. To keep
the process simple and streamlined, and to remove a procedural
barrier to review on the merits, the Legislature barred direct
appeal of PRA decisions.
Plaintiffs may be understood to argue that appellate review
by extraordinary writ petition is inherently less effective than
a remedy by direct appeal because issuance of the extraordinary
writs is discretionary whereas direct appeal guarantees a decision
on the merits. The argument betrays a serious misunderstanding
of the discretionary character of extraordinary writs.
Although appellate review by extraordinary writ petition is
said to be discretionary, a court must exercise its discretion
"within reasonable bounds and for a proper reason."
(Scott v. Municipal Court (1974) 40 Cal.App.3d 995, 997 [115
Cal.Rptr. 620].) The discretionary aspect of writ review comes
into play primarily when the petitioner has another remedy by
appeal and the issue is whether the alternative remedy is adequate.
(See, e.g., Consumers Lobby Against Monopolies v. Public Utilities
Com. (1979) 25 Cal.3d 891, 901, fn. 3 [160 Cal.Rptr. 124, 603
P.2d 41] [stating that courts have discretion to deny extraordinary
writ petitions "[b]ecause the law does provide other means
of judicial review in such cases"].)
When an extraordinary writ proceeding is the only avenue of
appellate review, a reviewing court's discretion is quite restricted.
Referring to the {Page 10 Cal.4th 114} writ of mandate, this
court has said: " 'Its issuance is not necessarily a matter
of right, but lies rather in the discretion of the court, but
where one has a substantial right to protect or enforce, and
this may be accomplished by such a writ, and there is no other
plain, speedy and adequate remedy in the ordinary course of law,
he [or she] is entitled as a matter of right to the writ, or
perhaps more correctly, in other words, it would be an abuse
of discretion to refuse it.' " (Dowell v. Superior Court
(1956) 47 Cal.2d 483, 486-487 [304 P.2d 1009], quoting Potomac
Oil Co. v. Dye (1909) 10 Cal.App. 534, 537 [102 P. 677]; accord,
May v. Board of Directors (1949) 34 Cal.2d 125, 133-134 [208
P.2d 661].) Accordingly, when writ review is the exclusive means
of appellate review of a final order or judgment, an appellate
court may not deny an apparently meritorious writ petition, timely
presented in a formally and procedurally sufficient manner, merely
because, for example, the petition presents no important issue
of law or because the court considers the case less worthy of
its attention than other matters. fn. 19
The Concurring Opinion
Invoking the principle of judicial self-restraint, Justices
George and Arabian would decide only that section 6259(c) does
not violate the "appellate jurisdiction" provision
of the state Constitution, without undertaking to construe that
provision in any meaningful way. They decline to decide not only
whether the provision gives litigants a constitutional right
of appeal in other superior court proceedings, but also whether
it would permit the Legislature to abrogate all forms of appellate
review of superior court decisions in PRA actions.
Although courts should not fashion unnecessarily broad constitutional
rules, courts must construe constitutional provisions when necessary
to resolve issues properly presented. Recognizing that this court's
role in the {Page 10 Cal.4th 115} judicial system is to settle
"important questions of law" (Cal. Rules of Court,
rule 29(a)), and that, in the words of Chief Justice Marshall,
it is "emphatically ... the province and duty of the judicial
department ... to say what the law is" (Marbury v. Madison,
supra, 5 U.S. (1 Cranch) 137, 177 (2 L.Ed. 60, 73]), we have
used established methods of constitutional interpretation to
determine whether, as plaintiffs contend, the "appellate
jurisdiction" provision of our state Constitution confers
on litigants a right of direct appeal from final judgments and
orders in superior court actions, and we have concluded that
it does not. As we have seen, this court has not hesitated in
the past to affirm or deny the existence of a constitutional
"right of appeal." Indeed, we have spoken to this issue
so many times, making so many apparently conflicting statements
without careful analysis, that the time for a definitive construction
should no longer be postponed. To suddenly turn coy on this issue,
after decades of careless loquacity, is to shirk our constitutional
obligation, to create or at least perpetuate uncertainty, and
to invite needless litigation.
III
The Legislature, in section 6259(c), has provided that the
mode of appellate review for superior court decisions in PRA
cases shall be an extraordinary writ proceeding rather than direct
appeal. To determine whether, as plaintiffs contend, the "appellate
jurisdiction" provision of the state Constitution forbids
this legislative choice, we have examined the text and history
of this constitutional provision, including judicial decisions
construing and applying its constitutional predecessors. We conclude
that the "appellate jurisdiction" provision does not
require the Legislature to provide for direct appeals in all
cases within the original jurisdiction of the superior courts;
that it permits some variation in and experimentation with the
traditional procedures for appellate review of civil actions
brought in the superior courts, provided always that the constitutional
powers of the courts are not thereby impaired; and that in particular
it does not afford litigants in PRA cases a constitutionally
guaranteed right to a direct appeal.
The judgment of the Court of Appeal is affirmed.
Baxter, J., and Werdegar, J., concurred.
GEORGE, J.,
Concurring.- [1c] I agree with the lead opinion's conclusion
that the Legislature did not violate the "appellate jurisdiction"
provision of the California Constitution (Cal. Const., art. VI,
§ 11) by providing in Government Code section 6259, subdivision
(c), that trial court rulings on claims brought under the California
Public Records Act are subject to review in the Court of Appeal
only by petition for extraordinary writ, and {Page 10 Cal.4th
116} not by "direct appeal." fn. 1 In my view, however,
it is neither necessary nor appropriate to go beyond the Public
Records Act provision here at issue to announce a broad constitutional
rule that may be understood to validate virtually all, or at
least most, legislative measures that in the future might substitute
writ review for direct appeal in contexts not presented by the
case now before us. Accordingly, I would limit the holding in
this case to the specific Public Records Act provision before
the court.
I
Well-settled principles of judicial restraint establish that
when a case must be decided upon constitutional grounds, a court
should strive to resolve the matter as narrowly as possible,
and should avoid expansive constitutional pronouncements that
inevitably prejudge future controversies and may have unforeseen
and questionable consequences in other contexts. (See generally,
Steamship Co. v. Emigration Commissioners (1885) 113 U.S. 33,
39 [28 L.Ed. 899, 901, 5 S.Ct. 352] [the high court "has
rigidly adhered" to the rule that it is "never to formulate
a rule of constitutional law broader than is required by the
precise facts to which it is ... applied"]; Ashwander v.
Valley Authority (1936) 297 U.S. 288, 347 [80 L.Ed. 688, 711,
56 S.Ct. 466] (conc. opn. of Brandeis, J.) [listing this rule
as one of the cardinal principles of judicial restraint].)
In my view, this familiar precept of judicial restraint has
particular force in the present case, because the potential ramifications
of a broad constitutional holding are so far reaching. Taken
to its logical conclusion, the lead opinion's reasoning very
well could be understood to permit the Legislature totally to
transform the California Court of Appeal from an appellate tribunal
whose duties generally involve the resolution of cases in which
litigants have a direct appeal "as a matter of right"-and
in which most decisions must be rendered "in writing with
reasons stated" (Cal. Const., art. VI, § 14)-into an
appellate court whose jurisdiction consists entirely of writ
review and as to which the court has no obligation to resolve
any of the cases before it by a written decision setting forth
the reasons for its ruling. Such a general transformation of
the Court of Appeal into an appellate court of purely writ review
clearly would work a very substantial change in the nature of
the appellate process that has existed in California from the
inception of its statehood. I believe there is ample reason for
this court to be extremely cautious before embracing an interpretation
of the pertinent state constitutional provision that would permit
such a major revision of the state's appellate process to be
made by the Legislature acting alone, rather than through the
procedure prescribed for amending the state Constitution. {Page
10 Cal.4th 117}
In this case, of course, we are not faced with the broad question
whether the Legislature has the constitutional authority to substitute
review by extraordinary writ for direct appeal in all cases.
The Legislature has not purported to enact a wide-ranging legislative
measure that would restructure, in a fundamental manner, the
operation of the state's appellate process. Indeed, the Legislature
has shown no interest in substituting writ review for direct
appeal with regard to a majority, or even a significant proportion,
of the caseload of the Courts of Appeal. Instead, in enacting
the statutory provision here at issue, the Legislature simply
has concluded that, because of the special importance of obtaining
a very prompt appellate resolution in the relatively small and
discrete class of cases brought under the Public Records Act,
appellate review of a superior court ruling in such cases should
proceed by extraordinary writ rather than by direct appeal. I
believe we can, and should, determine the constitutionality of
only this limited statutory provision, and explicitly should
reserve judgment as to whether a similar legislative substitution
of review by extraordinary writ for review by direct appeal would
be permissible if enacted either "across the board"
or in other contexts. Thus, unlike the lead opinion, which approaches
the case by first setting forth a broad constitutional rule and
then indicating that-although there possibly may be some exceptions
to the rule-the Public Records Act provision is not such an exception
(see, lead opn., ante, p. 110), I believe we should approach
the matter from a more cautious perspective and explicitly limit
our holding in this case to a narrow determination that the statute
before us is constitutional.
II
As we explained in Times-Mirror Co. v. Superior Court (1991)
53 Cal.3d 1325, 1332-1335 [283 Cal.Rptr. 893, 813 P.2d 240],
the statutory provision at issue in the present case-Government
Code section 6259, subdivision (c) (hereafter section 6259(c))-was
enacted in 1984 in response to problems encountered in direct
appeals in cases arising under the Public Records Act. The principal
proponent of the legislation, the California Newspaper Publishers'
Association-which represented numerous news organizations that
frequently relied upon the Public Records Act to obtain information
concerning the actions of governmental entities and public officials-maintained
that, in practice, the ordinary process of direct appeal was
operating in cases under the Public Records Act to frustrate
the significant public purposes underlying the act. In this regard,
the association pointed out that, even when a newspaper or other
plaintiff that had brought an action under the Public Records
Act prevailed at the trial court level and obtained a judgment
compelling disclosure of particular records, a defendant public
agency or public official routinely could delay disclosure of
the records in question for {Page 10 Cal.4th 118} a considerable
period of time (often years) simply by filing an appeal of the
adverse judgment, thereby preventing disclosure of public information
at a time when the material still was newsworthy or of particular
importance to the plaintiff.
Persuaded that the timeliness of disclosure often is of crucial
importance in actions brought under the Public Records Act, the
Legislature responded by enacting section 6259(c). As amended
in 1990, that statute provides that a trial court order made
under the Public Records Act-either directing disclosure of a
public record or supporting the decision of a public official
refusing disclosure-is not subject to ordinary direct appeal
but instead is "immediately reviewable" by petition
for an extraordinary writ to the Court of Appeal. fn. 2
As this legislative background demonstrates, it is clear that
section 6259(c) was enacted not to diminish the rights of individuals,
such as plaintiffs in this case, who seek disclosure of governmental
information under the Public Records Act, but, on the contrary,
for the general purpose of enhancing such persons' rights by
ensuring that appellate review of trial court decisions under
the act is conducted in a manner that promotes, rather than frustrates,
the purpose of the act.
III
At this juncture, plaintiffs in the case at bar are challenging
the validity of section 6259(c). Nonetheless, because-as we just
have seen-the challenged statute was enacted primarily to protect
the interests of litigants, like plaintiffs, who seek disclosure
of governmental information under the Public Records Act, it
may be instructive to review briefly the facts of this case in
order to accord proper consideration to the potential benefits
that section 6259(c) afforded these plaintiffs at earlier stages
of this proceeding.
The request for disclosure of public information that gave
rise to the underlying litigation in the present case was made
in the midst of an election campaign for a seat on the Richmond
City Council. Less than two months before the election, plaintiffs-a
candidate running for the city council, and her supporters-filed
this action under the Public Records Act, seeking to {Page 10
Cal.4th 119} obtain from city officials information concerning
expenditures of public funds that had been made by the city in
the previous fiscal year. Had plaintiffs prevailed in the trial
court in their Public Records Act action, section 6259(c) would
have prevented defendant city and its officials from delaying
disclosure of the records sought by plaintiffs beyond the date
of the election by simply filing an appeal from the trial court's
ruling, and would have permitted defendant to obtain a stay of
the trial court order by filing a petition for an extraordinary
writ only if defendants were able to make the substantial showing
required by the statute. (See, ante, fn. 2.) Thus, had plaintiffs
prevailed in their Public Records Act action in the trial court,
section 6259(c) would have been of considerable assistance in
helping to ensure that plaintiffs' victory was not illusory.
Of course, as things turned out, plaintiffs did not prevail
in the trial court. Nevertheless, by virtue of the provisions
of section 6259(c), the adverse trial court ruling was "immediately
reviewable" in the Court of Appeal by petition for extraordinary
writ. Acting pursuant to this provision, plaintiffs timely sought
review of the trial court order by extraordinary writ. The Court
of Appeal, after requesting briefing of the Public Records Act
issue by defendant, rendered its decision on the writ petition
just a few weeks later, summarily denying the requested writ.
Had plaintiffs been able to persuade the Court of Appeal of the
merit of their Public Records Act claim, however, the extraordinary
writ remedy provided by section 6259(c) very likely would have
permitted plaintiffs to obtain the records they sought much more
quickly than would have been possible had plaintiffs been relegated
to an ordinary direct appeal. fn. 3
While their petition for extraordinary writ was pending in
the Court of Appeal, plaintiffs filed the present appeal, raising
and briefing precisely the same legal issue under the Public
Records Act that they had raised and fully briefed in their writ
petition. Relying upon section 6259(c), and rejecting plaintiffs'
constitutional challenge to the provision, the Court of Appeal
ultimately dismissed the appeal. We granted review.
IV
Plaintiffs acknowledge that the Legislature, in enacting section
6259(c), intended that a trial court decision under the Public
Records Act would be subject to review in the Court of Appeal
only by extraordinary writ (which {Page 10 Cal.4th 120} they
already have pursued, albeit unsuccessfully) and not by direct
appeal. Plaintiffs maintain, however, that the Legislature lacked
the constitutional authority to prescribe this form of appellate
review of a superior court ruling under the Public Records Act.
Plaintiffs assert that the California Constitution grants them
the right to have the Court of Appeal review a superior court
decision under the Public Records Act by direct appeal, and that
affording them appellate review of such a decision only by extraordinary
writ is constitutionally impermissible.
Plaintiffs rest their constitutional argument upon article
VI, section 11, of the California Constitution, which provides
that, with the exception of cases in which a judgment of death
has been imposed, "courts of appeal have appellate jurisdiction
when superior courts have original jurisdiction ...." fn.
4 Plaintiffs contend that this constitutional provision mandates
that whenever a superior court has original jurisdiction in a
cause, the parties have a constitutional right to a direct appeal
in the Court of Appeal. Because the Legislature has provided
that the superior court has original jurisdiction in an action
under the Public Records Act (Gov. Code, §§ 6258, 6259,
subd. (a)), plaintiffs maintain that, under article VI, section
11, they have a constitutionally based right to file and pursue
a direct appeal in the Court of Appeal in any such action, and
that the Legislature lacks the authority to substitute review
by extraordinary writ for direct appeal in such an action.
I disagree with plaintiffs' position. Assuming, without deciding,
that the current "appellate jurisdiction" provision
of article VI, section 11, properly should be interpreted to
preclude the Legislature from abrogating any and all appellate
review of a superior court decision in an action under the Public
Records Act (cf. In re Sutter-Butte By-Pass Assessment (1923)
190 Cal. 532, 537 [213 P. 974]), in my view plaintiffs have failed
to demonstrate that article VI, section 11, should be interpreted
to bar the Legislature from adopting the much more modest provision
of the Public Records Act here at issue, which does not bar all
appellate review of a trial court ruling under the act but provides
for review of such decisions in the Courts of Appeal by extraordinary
writ rather than by direct appeal.
In analyzing plaintiffs' constitutional claim, it is important
to recognize that the constitutional challenge that plaintiffs
have mounted in this case {Page 10 Cal.4th 121} necessarily rests
upon the very broad proposition that the "appellate jurisdiction"
provision of article VI, section 11, requires that all cases
falling within the constitutionally established appellate jurisdiction
of the Courts of Appeal be subject to review by direct appeal,
and does not permit the Legislature to provide for exclusive
review by extraordinary writ in any case falling within such
appellate jurisdiction. In pressing their claim, plaintiffs have
not suggested that there is anything in the nature or subject
matter of an action under the Public Records Act that renders
a trial court ruling under that act susceptible to adequate appellate
review only by direct appeal, and not by extraordinary writ.
(Cf. In re Shafter-Wasco Irr. Dist. (1942) 55 Cal.App.2d 484,
487-488 [130 P.2d 755] [noting the constitutional question that
would be raised by a statutory provision imposing an unreasonably
short time limit for the determination of an appeal].) Thus,
for example, plaintiffs do not contend that superior court actions
under the Public Records Act generally are so protracted, or
so factually or legally complex, that the Legislature could not
reasonably have concluded that the Courts of Appeal properly
could review trial court orders in such cases through the traditional
extraordinary writ procedure, rather than the more elaborate
and time-consuming process of a direct appeal. fn. 5 Nor do plaintiffs
contend there is anything in the nature of the particular rights
or interests at stake in a Public Records Act proceeding that
suggests that limiting appellate review of a trial court ruling
in such a case to review by extraordinary writ, rather than direct
appeal, inadequately would protect the interests at issue. (Indeed,
as we have seen, the Legislature enacted section 6259(c) precisely
because it concluded that the substitution of writ review in
place of direct appeal would, in practice, better protect the
interests and objectives underlying the Public Records Act.)
Instead, plaintiffs simply assert that whenever a cause of action
falls within the original jurisdiction of the superior court,
the "appellate jurisdiction" provision of article VI,
section 11, compels the Court of Appeal to review the final determination
of that cause by direct appeal, even when the Legislature has
concluded that the rights sought to be protected by the superior
court action would be better preserved by providing for exclusive
review by extraordinary writ in the Court of Appeal. {Page 10
Cal.4th 122}
In my view, neither the language or history of article VI,
section 11, nor the past decisions interpreting and applying
this provision or its constitutional predecessors, support plaintiffs'
broad constitutional argument. As the lead opinion thoroughly
and persuasively explains, the term "appellate jurisdiction"
that appears in article VI, section 11, long has been understood
to encompass an appellate court's review of a lower court decision
either by direct appeal or by extraordinary writ. (See, e.g.,
People v. Turner (1850) 1 Cal. 143, 145-149; see generally, 2
Witkin, Cal. Procedure (3d ed. 1985) Courts, § 254, pp.
277-278.) Furthermore, the lead opinion also demonstrates that
the debates at the Constitutional Conventions of 1849 and 1879-though
they include numerous references to a general "right of
appeal"-contain no suggestion that the convention delegates
ever considered the relatively esoteric point presented by the
case now before us, namely whether, and under what circumstances,
appellate review of a lower court ruling may or may not be conducted
by extraordinary writ, as contrasted with direct appeal. Finally,
plaintiffs have not identified any previous decision that, in
applying either article VI, section 11, or its constitutional
predecessors, purports to hold (or even to intimate) that in
all cases falling within the appellate jurisdiction of an appellate
court, appellate review invariably must be by way of direct appeal
rather than extraordinary writ.
As an historical matter, there always have existed categories
of cases in which the final decision of a superior court has
been subject to review not by direct appeal, but only by means
of some form of extraordinary writ issuable by a higher court.
(See, e.g., Tyler v. Connolly (1884) 65 Cal. 28, 32-33 [2 P.
414] (conc. opn. of Morrison, C. J.) [contempt order is not subject
to review by appeal, but may be reviewed by petition for writ
of certiorari or habeas corpus in a higher court]; In re Crow
(1971) 4 Cal.3d 613, 621, fn. 8 [94 Cal.Rptr. 254, 483 P.2d 1206]
[lower court order denying habeas corpus relief is not subject
to appeal, but may be reviewed by a new petition for habeas corpus
filed in a higher court].) Moreover, throughout the years, the
Legislature has found, in a variety of settings, that the need
for a speedy, final determination of certain discrete issues
arising in the course of trial litigation justifies the adoption
of statutory provisions permitting a trial court's resolution
of such issues to be challenged in an appellate court only through
the prompt filing of a petition for extraordinary writ (and not
in a subsequent direct appeal of the final judgment rendered
in the case). The decisions of the California courts regularly
have upheld and applied such legislative measures. (See, e.g.,
McCorkle v. City of Los Angeles (1969) 70 Cal.2d 252, 257 [74
Cal.Rptr. 389, 449 P.2d 453] [under former Code Civ. Proc. §
416.3 (now Code Civ. Proc. § 418.10, subd. (c)), a defendant
in a civil case may challenge only by extraordinary writ a trial
court order refusing to quash service, and may not raise the
issue on direct appeal from {Page 10 Cal.4th 123} a judgment
entered after trial on the merits]; People v. Brown (1993) 6
Cal.4th 322, 334-335 [24 Cal.Rptr.2d 710, 862 P.2d 710] [under
Code Civ. Proc. § 170.3, a superior court order denying
a statutory peremptory challenge to a trial judge is subject
to review only by extraordinary writ and may not be reviewed
on direct appeal of the final judgment]; see also People v. Chi
Ko Wong (1976) 18 Cal.3d 698, 709-714 [135 Cal.Rptr. 392, 557
P.2d 976] [juvenile court order, finding defendant fit to be
tried as an adult in superior court, is subject to challenge
only by peremptory writ and may not be reviewed on direct appeal
of the final superior court judgment].)
In my view, these diverse authorities demonstrate that the
state Constitution generally has not been interpreted to require
that appellate review of a superior court decision invariably
proceed by direct appeal, but instead has been viewed as permitting
a considerable degree of legislative innovation in devising appellate
procedures that are compatible with the particular issue or ruling
subject to review and that, at the same time, serve to promote
a fair and efficient judicial system. (See generally, Haight
v. Gay (1857) 8 Cal. 297, 300 ["The Legislature ... can
pass no act impairing the exercise of [a court's constitutionally
conferred] appellate power. [¶] But while the Legislature
cannot substantially impair the right of appeal, it is certainly
competent to regulate the mere mode in which this right must
be asserted."].) Under the interpretation urged by plaintiffs,
and apparently embraced by the dissenting opinion, however, the
Legislature seemingly would lack the authority to substitute
writ review for direct appeal in any case falling within the
historically established "appellate jurisdiction" of
the Court of Appeal. Thus, for example, if the Legislature were
to find in the future that the appellate process was becoming
unduly burdened by direct criminal appeals in which the only
issue raised (and thus the issue determinative of the cause)
concerned a minor discrepancy (of a few days or less) as to the
credit to which the defendant was entitled in the computation
of his or her sentence, the Legislature apparently would be foreclosed
from providing for appellate review in such cases by extraordinary
writ, rather than by direct appeal.
Taking into consideration the language and history of article
VI, section 11, and the relevant judicial authorities noted above,
I conclude that the Legislature-having determined that appellate
review by extraordinary writ, rather than by direct appeal, would
better protect the rights afforded by the Public Records Act-did
not violate article VI, section 11, in enacting the challenged
provisions of section 6259(c).
As stated at the outset of this concurring opinion, however,
in reaching this conclusion I do not believe it is necessary
or appropriate to determine, at this juncture, whether the provisions
of article VI, section 11, should be {Page 10 Cal.4th 124} interpreted
to permit the Legislature to substitute writ review for direct
appeal in all cases or in specific contexts not presented here.
A statute that purported to substitute writ review for direct
appeal in all cases falling within the appellate jurisdiction
of the Courts of Appeal clearly would present constitutional
considerations quite different from those raised under the limited
Public Records Act provision here at issue. Similarly, a statute
that purported to substitute writ review for direct appeal in,
for example, all cases resulting in a felony conviction, or in
all contract or tort actions, also would present, from the perspective
of both the Court of Appeal and the parties, constitutional considerations
of a considerably different magnitude from those evoked by the
statute now before us. In my view, in resolving this case there
is no reason to set forth a broad constitutional rule that could
be understood to validate those types of measures. It will be
time enough to address the constitutional questions raised by
such legislation if and when the Legislature chooses to enact
measures of this scope.
V
Because I conclude that section 6259(c) is constitutional,
I concur in the lead opinion's affirmance of the Court of Appeal's
dismissal of the appeal.
Arabian, J., concurred.
LUCAS, C. J.
I dissent. The litigants in this case have a right of appeal
under California Constitution, article VI, section 11, as similar
litigants in "public records" cases have had for over
100 years.
We granted review to decide whether the Legislature may, under
the Public Records Act, Government Code section 6250 et seq.
fn. 1 (PRA or Act), section 6259, subdivision (c) (section 6259(c)),
bar review on appeal of superior court orders granting or denying
disclosure of records, and restrict review to that available
by discretionary writ. The lead and concurring opinions erroneously
conclude that the Legislature may do so.
To resolve the question posed, we must construe California
Constitution, article VI, section 11 (article VI, section 11),
which vests the Courts of Appeal and this court with "appellate
jurisdiction." The lead opinion approaches this task in
inconsistent fashion.
At times, it views article VI, section 11 as merely defining
the powers of the courts, and not as establishing any separate
substantive right of litigants. In this respect, the lead opinion
suggests the Legislature has authority to {Page 10 Cal.4th 125}
foreclose a right to review on the merits and a written opinion-or
indeed, any review-in any litigated matter, criminal or civil.
For the most part, however, the lead opinion concedes that
the constitutional grant of appellate jurisdiction was intended
to confer on litigants "a right to some effective procedural
vehicle by which to invoke the constitutionally conferred appellate
jurisdiction" (lead opn., ante, at p. 104)-e.g., a right
to petition the court to exercise its discretion to review the
underlying dispute. But, the lead opinion concludes, article
VI, section 11 affords litigants no right to "direct appeal"-i.e.,
a right to review on the merits fn. 2 and a written opinion "with
reasons stated" (Cal. Const., art. VI, § 14). Instead,
the lead opinion suggests, the right that article VI, section
11 confers on litigants is very limited: It extends only the
right to ask a court to exercise its discretion to hear the dispute;
it does not include a right to obtain review on the merits, or
a right to a written opinion.
Ultimately, the lead opinion concedes that article VI, section
11 precludes the Legislature from substantially impairing the
constitutional powers of the Courts of Appeal or this court.
(Lead opn., ante, at p. 110.) That, however, is not the claim
in this case. Plaintiffs assert section 6259(c) unconstitutionally
impairs their right to review on the merits and a written opinion.
The lead opinion conspicuously, and inexplicably, fails to
address the latter aspect of plaintiffs' constitutional claim,
i.e., whether they have a right to a written opinion. It impliedly
rejects the former aspect of plaintiffs' claim (their right to
review on the merits) by asserting that, independently from the
Constitution, plaintiffs in this case have a right, under general
principles of writ jurisprudence, to merit review whenever, as
here, the Legislature establishes discretionary writ review as
the sole means of review. (Lead opn., ante, at pp. 113-114.)
This belated and grudging acknowledgment that PRA litigants
are entitled to half of what the Constitution grants them of
right is both revealing and unpersuasive. The lead opinion cites
no authority for its conclusion that PRA litigants are entitled
to merit review by discretionary writ-and indeed, no litigant
in this matter (nor any party in prior cases presenting the identical
issue to this court) has so argued-because the legislative history
of section 6259(c) forecloses the lead opinion's theory. That
history shows the Legislature did not intend to guarantee review
on the merits, but instead contemplated that the Court of Appeals
would retain discretion to deny such writs without adjudicating
the merits of a claim. In light of this history, if we are to
{Page 10 Cal.4th 126} conclude that merit review is guaranteed
under section 6259(c), we may do so only on the basis that the
section must be read to guarantee merit review in order to preserve
the statute's constitutionality. The lead opinion, however, completely
refuses to acknowledge the constitutional basis for its conclusion,
because to do so would fatally undermine its premise that article
VI, section 11, confers on litigants neither a substantive right
of merit review, nor a right to a written opinion.
We need not engage in such machinations in order to acknowledge
a right to merit review, and we should not deny plaintiffs their
constitutional right to a written opinion explaining the court's
reasons for its resolution of the merits.
The history of article VI, section 11, as revealed by the
intent of its drafters in 1966 and that of the drafters of its
antecedent provisions in 1849 and 1879, establishes that the
grant of appellate jurisdiction was intended to accomplish two
things: First, section 11 defines the power of the court to exercise
"appellate jurisdiction." Second, as the lead opinion
concedes in parts of its analysis, the antecedents of section
11 reflected an intent, evident from the drafters' repeated reference
to a "right of appeal" during the debates at the 1849
and 1879 Constitutional Conventions, that litigants have a constitutional
"right of appeal" in matters within the courts' "appellate
jurisdiction."
The early debates also clarify the intended scope of the "right
of appeal." Despite the lead opinion's assertion otherwise,
there is no evidence that the drafters in 1849 and 1879 contemplated
that a litigant's "right of appeal" could be satisfied
by affording a mere opportunity to seek discretionary writ review.
Indeed, the evidence firmly refutes this position: Passages of
the debates relied on by the lead opinion, as well as whole portions
it neglects to emphasize, demonstrate that the drafters assumed
that the "right of appeal" entailed a right to review
on the merits, and that a court would not have discretion to
dispose of a litigant's "right of appeal" either by
declining to consider the merits, or by summarily denying the
requested relief without a written opinion. These fundamental
assumptions were at the heart of the delegates' debates and ultimately
informed their choice of constitutional language.
Moreover, the case law construing article VI, section 11 and
its antecedents provides no support for the lead opinion's view,
and in fact, disproves it. The lead opinion concedes, as it must,
that starting with our earliest decisions, we have repeatedly
construed our "appellate jurisdiction" provision as
guaranteeing a "right of appeal." Nevertheless, it
insists that in so {Page 10 Cal.4th 127} stating, we actually
meant no more than that litigants have "a right to appellate
review generally" (lead opn., ante, at p. 109)-a right that
the lead opinion appears to believe would be satisfied by affording
litigants a mere opportunity to seek discretionary writ review.
The case holdings, however, are not susceptible to such revisionism.
In each relevant decision, and without a single dissent, we found
or confirmed the existence of a constitutional "right of
appeal" in matters within this court's appellate jurisdiction.
Nowhere in any case is there a hint to support the proposition
that the constitutional "right of appeal" may be satisfied
merely by affording a litigant an opportunity to petition for
discretionary writ review, and that the "right of appeal"
does not entail guaranteed review on the merits and a written
opinion.
Ultimately, the lead opinion is compelled to rely on several
cases broadly asserting in dicta that there is no state constitutional
right of appeal. As I shall explain, not only are these cases
inapposite, but they contain no analysis, ignore the contrary
debates and case law, and with one distinguishable exception,
do not even discuss article VI, section 11, or its predecessors.
To its credit, the concurring opinion expressly declines to
endorse the lead opinion's broad constitutional analysis, and
cautions that the Legislature may not have constitutional authority
to foreclose appeal-i.e., a right to review on the merits and
a written opinion-in favor of discretionary and potentially summary
writ review in matters outside the context of the PRA. Significantly,
the concurring opinion does not join in the lead opinion's analysis
of the 1849 and 1879 constitutional debates and the case law
interpreting the resulting provisions. Indeed, it carefully avoids
suggesting that when the delegates and justices of this court
repeatedly used the phrase "right of appeal," they
contemplated a right that would be satisfied by the mere opportunity
to seek discretionary and potentially summary writ review.
Nevertheless, the concurring opinion concludes the elimination
of "appeal" under the PRA is justified in this case
because the Legislature reasonably decided that "review
by extraordinary writ, rather than by direct appeal, would better
protect the rights afforded by the Public Records Act ...."
(Conc. opn. of George, J., ante, at p. 123.) I cannot agree with
this aspect of the concurring opinion, which is unsupported by
analysis or precedent.
The concurring opinion relies heavily on the few other statutory
schemes in which the Legislature has eliminated appeal in favor
of review by discretionary writ. There have always been exceptions
to the general right of appeal conferred by article VI, section
11. For example, our state system has {Page 10 Cal.4th 128} never
afforded a constitutional right of appeal from contempt judgments,
habeas corpus proceedings, or from inferior courts. Similarly,
there has never been a constitutional right of appeal from interim
rulings, or determinations of discrete preliminary issues unrelated
to the substantive merits of an underlying cause of action. But
the "public records cases" decided in this state over
the past 100 years have always been treated as cases as to which
there is a constitutional right of appeal.
Accordingly, the fact that our decisions recognize the Legislature's
long-established authority to preclude appeal in favor of review
by discretionary writ in contempt and habeas corpus matters provides
the concurring opinion no support, in light of the equally established
history affording appeal in "public records cases"
before and after adoption of the PRA. Likewise, the fact that
there is no constitutional right to appeal rulings on discrete,
preliminary issues unrelated to the substantive merits of the
underlying cause of action affords the concurring opinion no
support because the present case does not involve review of a
ruling on a discrete, preliminary issue unrelated to the substantive
merits of the underlying PRA litigation. It instead concerns
the very essence of the cause of action-namely, whether plaintiffs
are entitled to the disclosure they seek.
Given the consistent history of a substantive right of appeal
in this state, what are we to make of section 6259(c)? To give
maximum effect to the legislative purpose underlying the section,
I would read it as barring appeal if (i) a litigant neglects
to seek discretionary writ review, or (ii) on discretionary writ
review in the Court of Appeal, the litigant is afforded review
on the merits and a written opinion with reasons stated. But
in my view the statute may not constitutionally be applied to
preclude appeal in cases such as this one, in which the litigants
first properly sought, but were summarily denied, writ review.
Accordingly, I would reverse the judgment of the Court of Appeal,
and hold that although section 6259(c) is not unconstitutional
on its face when construed as above, it may not constitutionally
be applied to bar the appeal in this case.
I. The Statute
As we noted in Times-Mirror Co. v. Superior Court (1991) 53
Cal.3d 1325, 1333, footnote 6 [283 Cal.Rptr. 893, 813 P.2d 240],
section 6259(c), forecloses appeal and provides exclusively for
discretionary writ review in cases of this kind. The section
states: "[A]n order of the court, either directing disclosure
by a public official or supporting the decision of the public
official refusing disclosure, is not a final judgment or order
within the meaning of Section 904.1 of the Code of Civil Procedure
from which an appeal may be taken, but shall be immediately reviewable
by petition to the appellate court for the issuance of an extraordinary
writ." (§ 6259(c).) {Page 10 Cal.4th 129} II. The Right
of Appeal Under California Constitution, Article VI, Sections
10 and 11
A. The sections
Article VI, section 10, of the state Constitution grants this
court and the Courts of Appeal original jurisdiction to issue
writs of habeas corpus, mandate, prohibition, and certiorari,
and grants the superior courts original jurisdiction "in
all causes except those given by statute to other trial courts."
Article VI, section 11 provides in relevant part: "The Supreme
Court has appellate jurisdiction when [a] judgment of death has
been pronounced. With that exception courts of appeal have appellate
jurisdiction when superior courts have original jurisdiction
and in other causes prescribed by statute." (Italics added.)
Article VI, section 12 grants the Supreme Court original and
appellate jurisdiction over all "causes" pending in
or transferred from the Courts of Appeal.
B. Overview
Plaintiffs contend the grant in article VI, section 11 of
"appellate jurisdiction" to the Courts of Appeal and
this court also grants to litigants a constitutional right of
appeal-i.e., a right to review on the merits and a written opinion.
They claim a right to such review of the superior court judgment
at issue here, and assert section 6259(c) is unconstitutional
to the extent it purports to bar their appeal.
The City of Richmond, and the lead opinion, correctly observe
that the bare text of article VI, section 11 explicitly conveys
no such right. As the lead opinion concedes, however, neither
does the provision foreclose plaintiffs' contention that the
Constitution implicitly grants litigants a right of appeal. In
such circumstances, as the lead opinion acknowledges, it is proper-indeed,
necessary-to consider the intention of the constitutional drafters,
in order to determine the extent and scope of the provision.
I survey below that constitutional history, and respond to the
lead opinion's misconstruction of that history.
C. The 1849 Constitution
1. Appellate jurisdiction
The 1849 Constitution (art. VI, § 4) granted the Supreme
Court "appellate jurisdiction" in specified classes
of litigation: "[A]ll cases when the matter in dispute exceeds
two hundred dollars, when the legality of any tax, toll, or impost
or municipal fine is in question, and in all criminal cases amounting
to a felony [on] questions of law alone." In addition, the
court was granted {Page 10 Cal.4th 130} authority to issue writs
"necessary to the exercise of [its] appellate jurisdiction."
Finally, the court was granted very limited original jurisdiction,
confined to issuance of the writ of habeas corpus.
2. The "right of appeal" at the 1849 Constitutional
Convention
The debates of the 1849 Constitutional Convention are set
out in Browne, Report of the Debates in the Convention of California
on the Formation of the State Constitution (1850) (Browne). As
the lead opinion observes, to the extent the debates shed light
on the drafters' intent, they assist our interpretation and understanding
of the language employed by the drafters. Indeed, we relied on
the 1849 debates in our earliest decisions construing former
article VI, section 4. (People v. Applegate (1855) 5 Cal. 295.)
As the lead opinion acknowledges, the 1849 delegates debated
limiting the Supreme Court's "appellate jurisdiction"
to cases involving at least $200. In the course of that debate,
the drafters referred repeatedly to the effect of such a provision
on a litigant's "right of appeal." fn. 3 The debates
reveal the delegates' intent that the provision defining the
Supreme Court's appellate jurisdiction would accomplish two things:
First, define the Supreme Court's appellate jurisdiction; and
second, affirm the existence of a litigant's "right of appeal."
What did the delegates mean when they repeatedly referred
to a "right of appeal"? The lead opinion asserts the
drafters intended only to guarantee a right to seek review, and
did not intend to guarantee any specific form of review or a
right to obtain review, e.g., by appeal, discretionary writ,
or otherwise. Accordingly, the lead opinion says, when the delegates
argued about a litigant's "right of appeal," they did
not intend to convey the idea that a litigant would have a right
of review on the merits. In fact, the lead opinion assumes that
the drafters intended that the "right of appeal" would
be satisfied if a litigant were given the opportunity to petition
for discretionary review-even if the court summarily denied the
petition without considering the merits.
The record of the debates, however, reveals that when the
drafters used the phrase "right of appeal," they intended
to convey the essential attribute of what we know the term means
today-the right to obtain review on the merits. {Page 10 Cal.4th
131}
Indeed, even the lead opinion's selective quotation from the
debates disproves its point. It acknowledges the meaning of the
phrase "right of appeal" was "fairly summarized
by the remark of one delegate (Mr. Norton) that if such a case
were wrongly decided by a trial court, a litigant 'should have
the right to go to the highest tribunal to get justice' or the
'right to go to a higher tribunal and have that decision reversed.'
" (Lead opn., ante, at p. 97, quoting Browne, supra, at
p. 227.) To like effect, the lead opinion quotes Mr. Lippitt,
asserting "that 'the poor have just as much right to carry
up their disputes, and have them settled by the most competent
tribunals, as the richest man in the land.' " (Lead opn.,
ante, p. 97, fn. 9, italics deleted, quoting Browne, supra, at
p. 226.)
This concededly representative language is incompatible with
the idea that the right of appeal could be satisfied by the mere
opportunity to seek a discretionary writ. It is instead language
intended to convey a right to obtain review on the merits. Plainly,
Mr. Norton believed that a litigant should be guaranteed a right
to go to a higher court to "get justice" or "have
that decision reversed"-neither of which could be guaranteed
if the litigant had a mere right to seek discretionary review,
i.e., if the reviewing court were authorized to deny review without
reaching the merits. The same applies to Mr. Lippitt's observations.
fn. 4
Is there any evidence suppo |