Enter your e-mail to receive our bi-weekly FLASH newsletter:
Search CFAC
|
Filed 7/31/03
IN THE SUPREME COURT OF CALIFORNIA
THE PEOPLE, Plaintiff and Respondent,
v.
JOHN SAPP, Defendant and Appellant.
S023628
Contra Costa County Super. Ct. No. 33597-6
A jury convicted defendant John Sapp of the first degree murders
of Robert Weber, Elizabeth Duarte, and John Abono. (Pen. Code,
§ 187; further undesignated statutory references are to
the Penal Code.) For each murder, the jury found that defendant
personally used a firearm. (§ 12022.5.) With respect to
the murders of Weber and Duarte, the jury further found to be
true special circumstance allegations of multiple murder and
murder for financial gain. (§ 190.2, subd. (a)(1), (3).)
In addition, the jury found defendant to be a convicted felon
in possession of a concealable firearm (§ 12021), and it
found true an allegation that defendant had served a prior prison
term (§ 667.5, subd. (b)).
At the penalty phase, the jury returned verdicts of death for
the Weber and Duarte murders, and the trial court pronounced
death sentences for those crimes. For being a convicted felon
in possession of a concealable firearm, the court sentenced defendant
to two years plus a one-year sentence enhancement.
This appeal is automatic. (§ 1239.) We affirm the judgment
in full.
I. GUILT PHASE
A. Prosecution's Case
On April 25, 1986, in Grass Valley, Nevada County, California,
defendant was arrested on an outstanding warrant for being a
felon in possession of a concealable firearm. The next day, defendant
confessed to three unsolved murders in California: the 1985 murder
of Robert Weber in Colusa County, the 1981 murder of Elizabeth
Duarte, and the 1975 murder of John Abono, both in Contra Costa
County.
1. Murder of Robert Weber
In August 1985, defendant's friend Robert Weber lived in
Concord. He was a "minor scale" cocaine dealer who
was in debt to other drug dealers, including defendant. On August
13, Weber told his girlfriend, Linda Brown, that he and defendant
were leaving for a few days to buy drugs. Weber took with him
$17,000, a sawed-off shotgun, and a 9-mm. semiautomatic handgun.
Around 7 o'clock that evening, Weber telephoned Brown and told
her he was in the town of Clearlake with defendant but that the
people they were planning to meet had not shown up.
On August 17, 1985, defendant and an armed companion went to
Weber's condominium. While there, defendant answered a telephone
call from Brown, who asked about Weber. Defendant told her he
had waited for Weber in a motel for three days but that Weber
never showed up. (Actually, defendant and Weber had stayed at
the El Grande motel in Clearlake the nights of August 13 and
14.)
On August 18, two deer hunters found a man's body, later identified
as Weber's, on a hillside on Walker Ridge in Colusa County, about
18 miles from Clearlake. Sheriff's deputies summoned to the scene
found bloodstains and four expended 9-mm. casings a short distance
from Weber's body. Weber had died of multiple gunshot wounds
to the head, back, chest, throat and both arms. He had been dead
at least 24 hours when the hunters discovered his body.
While in custody some eight months later in Nevada County, after
his arrest on the warrant for being a felon in possession of
a concealable firearm, defendant discussed the Weber killing
with Deputy Steven McCulloch of the Colusa County Sheriff's Department.
Defendant led McCulloch to the site at Walker Ridge where he
had killed Weber. Defendant mentioned that Weber was walking
in front of him on top of a hill, and when Weber turned around,
defendant shot him several times with a 9-mm. pistol. Defendant
then dragged Weber's body some distance and rolled it over the
side of the hill, noting that shrubbery stopped it from rolling
farther down the hill.
The area was the same location where, earlier in August 1985,
hunters had discovered the body, and sheriff's deputies had found
bloodstains and expended
9-mm. casings.
Defendant denied that Weber had any money on him when killed.
According to defendant, "It was murder for hire." Defendant
said that some people, whom he refused to name, had paid him
$10,000 in advance to kill Weber, and defendant then devised
a bogus drug deal to lure Weber to the remote area outside Clearlake.
In December 1986, while awaiting trial in this case, defendant
wrote to Weber's brother Michael: "Thought I'd write you
one and only letter to let you know something that's been eating
away at me since your brother's death. It's obvious who pulled
the trigger. I'm curious if you ever think about who put the
'thing' in motion or who put up the 'money' to have it done.
Those people are still out there just like you are. Your brother
died being a good friend of mine. He owed me $32,000 but that's
not the reason he died. You're probably relieved about my situation
but you should still keep in mind the other 'responsibles' involved
besides myself. I was used as a 'tool' and nothing else. . .
. I'm certainly not innocent of many things that I've been accused
of but concerning your brother I was only a 'tool' used by the
'other people.' After I'm executed or if I am executed those
'other people' will still be out there. Sometimes I wish they
would be executed right along side of me. They deserve it also
in my opinion."
2. Murder of Elizabeth Duarte
In 1976, defendant worked at the Chevron Research in Richmond,
Contra Costa County, where he met coworker Elizabeth Duarte.
The two dated for several years, but in July 1980, Duarte obtained
a restraining order against defendant. Around the same time,
she began dating another coworker, James Luddon.
Late in the evening of January 24, 1981, Duarte's father came
to her house in Richmond and picked up her five-year-old son.
Duarte's father brought the child back the next morning, but
Duarte was not there. Later that day, the father notified the
Richmond police that his daughter was missing.
On January 26, Richmond police investigator Patricia McKittrick
talked with defendant about Duarte's disappearance. When defendant
asked if he was suspected of murder, McKittrick told him "no."
Defendant volunteered that Duarte made him "so mad"
he wanted "to kill her." According to defendant, on
January 24 (when Duarte disappeared), he had gone fishing, and
he did not return until the next day. At the end of the interview,
defendant said: "If I am not a suspect, I ought to be; I
had a dream the other night that [Duarte] got shot in the head."
Police obtained a warrant and searched defendant's van on February
1, 1981. Caked dirt was on its clutch, gas and brake pedals,
and dried human blood consistent with Duarte's (type A) was on
the floor.
After his arrest in Nevada County in April 1986, defendant discussed
Duarte's murder with Richmond Detective Michael Tye. Defendant
said that he and Duarte had a "love-hate" relationship.
He decided "to get rid of her because the love-hate was
not balancing out anymore," and only hate was left. Although
defendant decided to kill Duarte for personal reasons (she had
arranged for a hit man to shoot 20 rounds from a high-powered
rifle at his house), he did not do so for some two months after
making that decision. In the meantime, someone offered him $20,000
to kill Duarte because she was a snitch.
For $800, defendant had James Luddon, whom Duarte dated after
breaking up with defendant, lure her to Luddon's house.
On the evening of January 24, 1981, when Duarte arrived at Luddon's
house, defendant was waiting in a bathroom. Defendant stepped
into the hall and hit Duarte in the head so hard it split her
scalp wide open, exposing skull bone. Defendant took Duarte in
his van to his house, where he wrapped a bandage around her head
and gave her a blanket. The two then drove to the Lime Ridge
area of Mount Diablo, where defendant had earlier dug a grave.
They talked all night and defendant at one point handed Duarte
his .38-caliber revolver, telling her to shoot him. Just as the
sun was coming up, defendant shot Duarte once in the stomach.
She told him to shoot her again, and he "emptied the gun
into her." Defendant added that he had buried Duarte wrapped
in the blanket.
On April 27, 1986, defendant led Detective Tye to the area of
Duarte's killing. There, police recovered human remains wrapped
in a blanket and with a bandage wrapped around the skull. Several
.38-caliber bullets were found nearby. Dental records established
that the remains were those of Elizabeth Duarte. She had been
shot in the chest at least four times.
3. Murder of John Abono
On December 22, 1975, 22-year-old John Abono was living in
Concord, Contra Costa County. In the late afternoon, Abono and
his friend Tim Bowler went to buy some marijuana from defendant,
a longtime friend of Abono's. Bowler had given Abono $200 to
$300 to buy two pounds of marijuana. Abono drove by defendant's
house, and pointed it out to Bowler, who did not know defendant.
Bowler noticed a Volkswagen parked in front. Abono, who was driving,
parked his sports car nearby. Bowler got out of the car and walked
home, leaving Abono to buy the drugs.
That evening, after waiting in vain for Abono and the marijuana,
Bowler drove by defendant's house several times. When Bowler
drove by between 7:00 and 8:00 p.m. and again around 11:00 p.m.,
he noticed that the Volkswagen was gone but that Abono's car
was still parked on the street.
Shortly after Abono's disappearance, Concord Police Officer Richard
Berendsen talked to defendant. Defendant said he knew he was
suspected of killing Abono because Abono had once "snitched"
on him. Defendant claimed, however, that Abono had "simply
left town" out of fear of defendant, and that Abono would
eventually come back.
After his April 1986 arrest for being a felon in possession of
a concealable firearm, defendant spoke with Concord Police Officer
Jim Webster about killing Abono some 10 years earlier. Defendant
and Abono had been close friends for many years, but defendant
became annoyed with Abono over "bad dope deals." Defendant
explained: "[Abono] put me in a situation of messing with
heroin dealers. Just bad business. He was doing too many bad
drug deals. He was lying. . . . [and] a heroin addict."
So defendant decided to kill him and did so "within a few
days."
Defendant gave these details of the murder: Defendant met Abono
to transact a marijuana purchase. Abono appeared to be high on
heroin. Defendant put a gun to Abono's head and took him to an
area near Castle Rock on Mount Diablo, Contra Costa County. He
made Abono walk for about 45 minutes to an isolated area. Defendant
then shot him several times in the head. Initially, defendant
covered Abono's body with brush, but he later returned with a
shovel and buried the body.
The area where defendant killed Abono was not too far from where
he later killed and buried Elizabeth Duarte. Defendant directed
police officers to the area of Abono's killing, but they did
not find Abono's body.
B. Defense Case
To support a defense that defendant tends to falsely confess
to crimes he did not commit and therefore that his confessions
in this case could not be believed, defendant called Contra Costa
County Deputy District Attorney Lawrence Barnes as a witness.
Barnes testified that while defendant was awaiting trial in this
case defendant admitted killing one Roger Gardner. Counsel for
the prosecution and the defense stipulated that Barnes was an
"expert in judging the credibility of witnesses." Barnes
thereafter gave his opinion that defendant's confession to killing
Gardner was false, and that the actual killer was Larry Leroy
Brownson, whom Barnes had prosecuted for the crime in 1986 and
1987.
To show that he had killed Elizabeth Duarte for personal reasons
-- after she had a hit man shoot at him -- defendant called Thomas
Pompileo, who in 1980 had been his next-door neighbor. Pompileo
described an incident in which Elizabeth Duarte visited defendant
and left after a loud argument. Shortly thereafter, a man standing
on the freeway fired several shots from a high-powered rifle
in the direction of defendant's house.
II. PENALTY PHASE
A. Prosecution's Case
The prosecution presented evidence of defendant's 1981 felony
conviction for recklessly setting fire to an inhabited dwelling,
and of five unadjudicated crimes. These crimes were defendant's
possession in 1971 (at age 18) of a sawed-off shotgun; his possession
in 1986, while in jail awaiting trial in this case, of a homemade
knife or shank; the 1985 murder of defendant's mother, Geraldine
Sapp; and the attempted murders of Al Redenius in 1983 and of
Donna Smith in 1986.
1. Attempted murder of Al Redenius
Shortly after 9 o'clock on the morning of November 9, 1983,
Redenius was outside his house in Willits, Mendocino County,
when he was shot in the face, neck, and hip from a shotgun fired
from a car occupied by Brian Magidson, Herb Powell and a third
man. Earlier that morning, Dave Clement had seen defendant at
Magidson's house with Magidson and Powell. In April 1986, when
defendant was arrested for being a felon in possession of a concealable
firearm, he told the police that he was paid $10,000 to kill
Redenius and that he had fired three shotgun blasts at Redenius,
hitting him in the face.
2. Murder of Geraldine Sapp and attempted murder of Donna
Smith
We discuss these two unadjudicated crimes in the course of
certain penalty phase issues. (See pts. VI. B.1 & C, post.)
B. Defense Case
Through many witnesses, the defense presented evidence of
defendant's difficult childhood, including pathological behavior
by his mother, Geraldine Sapp; his devotion and helpfulness to
friends and relatives, particularly to his son Richard; and his
extreme and chronic substance abuse dating from his early teens.
Mental health professionals testified that defendant showed signs
of organic brain damage and brain dysfunction. Defendant's son
Richard, who at the time of defendant's trial was 20 and confined
at the California Youth Authority for car theft, asked the jurors
to spare his father's life. Raymond Procunier, the former Director
of the California Department of Corrections, who for 40 years
had worked in various penal systems, interviewed defendant and
concluded that he would make a good "life" prisoner.
Procunier said: "[Defendant] is willing to take his medicine,
and I would have confidence if I were a warden that he [would]
behave himself and do what he is supposed to do and accept whatever
came down on him if he didn't and not cause me any problems."
III. PRETRIAL ISSUES
A. Withdrawal and Appointment of Counsel
Trial in defendant's capital case was scheduled to start
on February 14, 1989, in Contra Costa Superior Court before Judge
Norman Spellberg. At that time, defendant's counsel of record
was the Contra Costa County Public Defender, Charles James, who
had been appointed in May 1986.
On January 30, 1989, Public Defender James filed an affidavit
of conflict, stating that his office "refuses to represent
defendant because of a conflict of interest." On February
1, James appeared before Judge Spellberg and reasserted the existence
of a conflict. But the deputy public defender assigned to the
case, who was also present in court, said there was no conflict,
and he asked the court to let him continue as defendant's attorney.
When the court asked defendant for his view, defendant replied:
"I would like to keep [the deputy] as my attorney at this
point." The court denied the deputy's request, giving these
reasons: "The Public Defender is Mr. James. He has conflicted
in this matter. And if he conflicts, there is no appropriate
basis for you [the deputy] to insist that you remain as [defendant's]
attorney." The deputy, citing Harris v. Superior Court
(1977) 19 Cal.3d 786 (Harris), insisted that defendant
was entitled to a hearing on the request that the assigned deputy
remain his counsel. The deputy added that he would take a leave
of absence from the public defender's office if necessary to
continue as defendant's attorney.
The trial court ruled that because of the declared conflict,
"the [Office of the Contra Costa County] Public Defender
no longer represents [defendant]." It appointed Attorney
Stephen Houghton as counsel for defendant regarding the issues
raised by the public defender's declaration of a conflict. And
it set a hearing for February 3, 1989, to consider both the possibility
of defendant's waiver of the asserted conflict and defendant's
motion for appointment of the deputy to represent him as private
counsel after leaving the public defender's office.
Before the February 3 hearing date, the prosecution filed a brief
asserting that defendant had a right to know the basis for the
public defender's conflict. Defendant too filed a brief, citing
Harris, supra, 19 Cal.3d 786, as authority for
the trial court to appoint as private counsel the deputy (who
had offered to leave the public defender's office) because of
the "special relationship" defendant had formed with
him during the two-year period that the deputy had been assigned
to work on this case. On February 3, Judge Spellberg transferred
the attorney conflict matter to Superior Court Judge Michael
Phelan.
Judge Phelan immediately convened an in camera hearing. Present
were Public Defender James, defendant, and Attorney Houghton.
The court excluded the prosecutor to protect defendant's attorney-client
privilege. The court asked James why he had declared a conflict.
In response, James detailed numerous problems with his assigned
deputy, including the following: Complaints by experienced investigators
that the deputy had not adequately prepared the case for trial;
James's own assessment that the deputy had not developed a coherent
trial theory; and reports by former supervisors (the public defenders
in other counties where the deputy had worked) that he often
had "outbursts of rage," followed by periods in which
he seemed "catatonic, unable to perform his job at all."
One former employer told James he was shocked that the deputy
had been assigned a capital case, given his lengthy history of
"mental health issues."
James also explained that on January 11, 1989, less than five
weeks before the scheduled trial date, Rebecca Young, an attorney
working as a law clerk and assisting on defendant's case, "walked
off the job" after the assigned deputy screamed at her and
threatened her with a hammer. Young told Public Defender James
that the deputy had "blanched in the face, foamed in the
mouth, [and] shook with rage." He then ran from the office
into a parking lot, where he "yelled about the Sapp case
at the top of his lungs in earshot of the District Attorney's
office."
A few days thereafter, James received a letter from the private
investigator firm most recently employed on defendant's case.
The firm had experience in some 25 capital matters. The letter
described defendant's case as being "in a state of basic
shambles" and revealed that the firm's investigators had
witnessed inappropriate outbursts and unprofessional conduct
by the deputy, including a request for an investigator to impersonate
a police officer when interviewing certain potential witnesses.
When the investigators suggested that the deputy seemed unstable,
he falsely accused them of unprofessional behavior and ordered
them off the case.
Public Defender James explained to the trial court that just
two weeks before the scheduled trial, he faced the following
problems: The deputy had alienated everyone who was assisting
him; left with "no investigator, no support staff,"
he was inadequately prepared to go to trial. James called the
deputy into his office and told him he was considering declaring
a conflict. The deputy responded by cupping his hands over his
ears and running from the office. After discussing the problem
"in the abstract" with current and former public defenders
of other counties and with the president of the California Public
Defenders Association, James concluded that he had no choice
but to declare a conflict.
Public Defender James added that although defendant wanted the
deputy to continue to represent him, defendant had previously
complained about the deputy. James mentioned that in January
1988, defendant wrote to James requesting that his case be assigned
to a different deputy public defender. Defendant had stated that
the assigned deputy did not have defendant's interest at heart,
and that there was no longer an attorney-client relationship.
Defendant wanted to have psychological issues explored but the
deputy had not arranged for any psychological or psychiatric
evaluation. In response to defendant's letter, James met with
defendant and persuaded him that the assigned deputy was an excellent
lawyer and should remain on the case. But a year later, defendant
telephoned the deputy's assistant, Rebecca Young, and again expressed
dissatisfaction with his representation. When Young mentioned
this to the deputy, he told her not to have further contact with
defendant.
The trial court then took a recess so Attorney Houghton could
confer with defendant. Thereafter, the hearing resumed in open
court. Houghton stated that he had discussed with defendant "all
aspects of the the allegations, and instances of the behavior
chronicled by Mr. James," but that defendant still wanted
the deputy to represent him and therefore asked to "execute
the appropriate waivers" so the court could appoint the
deputy as private counsel to represent defendant.
The trial court ruled that notwithstanding Public Defender James's
declaration of a conflict of interest, "this is not factually
a conflict of interest case." Rather, as the court characterized
it, defendant's appointed counsel, Public Defender James, had
"represented to the court that [his] assigned deputy is
incapable of competently handling this case at trial." The
court expressed "grave misgivings" whether a defendant
could waive the right to competent appointed counsel, and it
found that the criteria of Harris, supra, 19 Cal.3d
786, had not been satisfied. It then vacated the public defender's
appointment as counsel of record and denied defendant's request
for appointment of the deputy as private counsel to represent
defendant.
Trial in defendant's case did not begin until some two years
later, in January 1991. At trial, defendant was represented by
private Attorneys Stephen Houghton and Marlene Weinstein. Assisting
them was Rebecca Young, who had left the public defender's office
and was working as a private attorney.
Defendant now contends that the rulings by Judges Spellberg and
Phelan denied him the right to counsel. Specifically, defendant
argues that he should have been permitted to waive any conflict
of interest preventing representation either by the public defender's
office or by the deputy who was taken off this case, who by taking
a leave from the public defender's office could have represented
defendant as private counsel. Defendant further asserts that
once the trial court vacated the public defender's appointment
as counsel of record, defendant's "special relationship"
with the assigned deputy public defender entitled him to have
that attorney appointed as his counsel of record. (Harris,
supra, 19 Cal.3d 786.) We are not persuaded.
A criminal defendant's right to counsel is guaranteed by both
the federal Constitution's Sixth Amendment (applicable to the
states through the Fourteenth Amendment), and by the California
Constitution article I, section 15. The essential aim "is
to guarantee 'an effective advocate for each criminal defendant
rather than to ensure that a defendant will inexorably be represented
by the lawyer whom he prefers.' " (People v. Bonin
(1989) 47 Cal.3d 808, 834, quoting Wheat v. United States
(1988) 486 U.S. 153, 159.) Questions of appointment and removal
of counsel, at least when counsel seeks to withdraw, are addressed
to the trial court's sound discretion. (People v. Daniels
(1991) 52 Cal.3d 815, 846; Drumgo v. Superior Court (1973)
8 Cal.3d 930, 934-935.)
Here, defendant's counsel of record was Contra Costa County Public
Defender James. (See 59 Ops.Cal.Atty.Gen. 27 (1976) ["In
cases handled by the public defender's office, it is the officeholder
who is the attorney of record."].) As public defender, James
had the authority to assign any of his deputies to represent
defendant in this case (see Mowrer v. Superior Court (1969)
3 Cal.App.3d 223, 231) and also to seek his own removal from
the case (Code of Civ. Proc., § 284). James asked the trial
court to allow him to withdraw from defendant's capital case
based upon his evaluation that his assigned deputy was unprepared
for the upcoming capital trial, for the reasons we discussed
earlier in detail. Because of the extraordinary circumstances
surrounding the matter, the trial court did not abuse its discretion
in allowing Public Defender James to withdraw as counsel.
Defendant insists that our decision in Harris, supra,
19 Cal.3d 786, entitled him to continued representation by the
assigned deputy public defender, who was willing to leave the
public defender's office and accept appointment as private counsel
in defendant's case. Under Harris, a trial court contemplating
appointment of private counsel to represent a criminal defendant
must take into account whether the defendant has a preexisting
relationship with an attorney willing to accept appointment.
(Id. at p. 799.) But even when such a relationship exists,
Harris acknowledges that a trial court need not appoint
that attorney when there are "countervailing considerations
of comparable weight." (Ibid.) Here, the facts described
by Public Defender James at the in camera hearing raised serious
concerns about his assigned deputy's ability to competently represent
defendant, thus constituting the requisite countervailing considerations.
Under these circumstances, defendant suffered no infringement
of his constitutional right to counsel because the trial court
refused to appoint the attorney as defendant's counsel.
Also of no assistance to defendant is Smith v. Superior Court
(1968) 68 Cal.2d 547. In that case, this court set aside
a trial court's order removing a private attorney from the retrial
of a capital case for purported incompetence. The attorney had
successfully represented the defendant in his automatic appeal,
securing a complete reversal. The trial court's removal of the
attorney suggested not so much that the attorney lacked the ability
to competently try the case as it did the existence of a personality
conflict between the trial judge and the attorney. (Id.
at pp. 557-558.) That is not the situation here.
Defendant points out that the assigned deputy was not present
at the in camera hearing before Judge Phelan on February 3, 1989,
and thus had no opportunity to counter the version of events
described by Public Defender James. We note that on February
1, 1989, the deputy, represented by counsel, appeared before
Judge Spellberg and argued that no conflict prevented defendant's
representation by the office of the public defender, and alternatively,
that the trial court should appoint him personally as private
counsel to represent defendant. At that hearing and again on
February 3, Judge Spellberg ruled that Public Defender James,
not James's deputy, was defendant's attorney of record, and that
the deputy therefore lacked standing to oppose James's motion
to withdraw for a conflict of interest. When Judge Spellberg
then transferred the matter to Judge Phelan, the deputy did not
appear before Judge Phelan. Defendant, who was present and represented
by counsel, raised no objection to Judge Phelan's deciding the
matter without hearing from the deputy. On these facts, defendant
cannot complain that his rights were violated.
B. Motions to Sever Murder Counts
Before trial, defendant twice sought separate trials on each
of the three murder charges. The trial court denied those requests,
and the same jury heard evidence of all three offenses in a single
trial. Defendant contends that the joint trial of all three murder
charges was fundamentally unfair, thus entitling him to reversal.
We disagree.
Section 954, which governs joinder of counts in a single trial,
provides: "An accusatory pleading may charge . . . two or
more different offenses of the same class of crimes or offenses,
under separate counts . . . ." These statutory requirements
for joinder were met here because the three murder counts were
crimes "of the same class." (People v. Mason
(1991) 52 Cal.3d 909, 933.) But section 954 also provides
that "the court in which a case is triable, in the interests
of justice and for good cause shown, may in its discretion order
that the different offenses . . . be tried separately."
We review for abuse of discretion a trial court's decision not
to try the offenses separately, that is, not to sever charges
under this provision. (People v. Gutierrez (2002) 28 Cal.4th
1083, 1120; People v. Mayfield (1997) 14 Cal.4th 668,
720.)
" ' "The burden is on the party seeking severance to
clearly establish that there is a substantial danger of prejudice
requiring that the charges be separately tried." [Citation.]
. . . [¶] . . . Refusal to sever may be an abuse of discretion
where: (1) evidence on the crimes to be jointly tried would not
be cross-admissible in separate trials; (2) certain of the charges
are unusually likely to inflame the jury against the defendant;
(3) a "weak" case has been joined with a "strong"
case, or with another "weak" case, so that the "spillover"
effect of aggregate evidence on several charges might well alter
the outcome of some or all of the charges; and (4) any one of
the charges carries the death penalty or joinder of them turns
the matter into a capital case.' " (People v. Bradford
(1997) 15 Cal.4th 1229, 1315.)
With respect to the first factor, defendant contends that if
the three murder counts had been tried separately, evidence of
the other two would not have been cross-admissible in any other
trial because the crimes bore no common identifying characteristics
and thus were not probative of any of the factors listed in Evidence
Code section 1101, subdivision (b). But, as we explain, even
if we assume that the standards for cross-admissibility in the
prosecution's case-in-chief were not satisfied here (see People
v. Mason, supra, 52 Cal.3d at p. 934), the evidence
of the other two murders would have been cross-admissible on
rebuttal in each other case if tried separately.
This rebuttal evidence would have shown that, with respect to
each murder defendant confessed to, he knew the victim well (Abono
was his best friend from high school; Duarte was his former girlfriend;
Weber was a drug dealer with whom he did business). And evidence
independent of defendant's confession linked him to each of the
crimes (Abono was last seen going to buy drugs from defendant;
when Duarte disappeared, police searched defendant's van and
found caked mud and blood of her blood type; Weber left for a
drug-buying trip with defendant days before his body was found).
The evidence of the other murders, including defendant's confessions,
would have been admissible to refute any contention that defendant
frequently made false confessions to murders or, if defendant
presented a mental state defense, to refute any contention that
premeditation and deliberation was absent from any murder. Accordingly,
defendant suffered no prejudice from the trial court's denial
of the severance motion.
Defendant argues that because Abono's body was never found, the
evidence as to that murder case was relatively weaker than the
evidence supporting the other two counts of murder. Thus, defendant
contends, the trial court abused its discretion in not severing
the Abono murder count from the other two murders. We are not
persuaded. As just discussed, the Abono killing resembled the
other two murders not only because defendant confessed to it,
but also because Abono, like the other victims, was close to
defendant. The circumstances of the Abono murder, therefore,
satisfied the requirements for cross-admissibility to rebut the
defense claim that defendant falsely confessed to the killings,
thereby dispelling " 'any inference of prejudice.' "
(People v. Sandoval (1992) 4 Cal.4th 155, 173.)
As earlier explained, in determining whether a trial court abused
its discretion in denying a severance motion, we consider whether
a capital offense has been linked with a noncapital offense,
and most particularly whether the linkage " 'turns the matter
into a capital case.' " (People v. Bradford, supra,
15 Cal.4th at p. 1315.) Here, as defendant points out, he could
not be sentenced to death for killing Abono because in 1975,
when Abono was killed, there was no death penalty law in effect
in California. Accordingly, defendant contends that trying that
noncapital murder count with the two capital murder counts was
an abuse of discretion by the trial court. We disagree.
Although the first degree murder conviction on the count involving
Abono allowed the jury to find the existence of the multiple-murder
special circumstance (§ 190.2, subd. (a)3 ["The defendant,
in this proceeding, has been convicted of more than one offense
of murder in the first or second degree"]), that conviction
was not crucial to the multiple-murder special-circumstance finding.
The jury in the same proceeding also returned first degree murder
verdicts on the Duarte and Weber murder counts, both charged
as capital offenses. These verdicts would, even if the same jury
had not decided the charge involving Abono, provided the basis
for a true finding on the multiple-murder special-circumstance
allegation. Accordingly, the trial court's decision to allow
the jury in the same proceeding that involved the murders of
Weber and Duarte to also decide the charge involving Abono did
not result in any prejudice to defendant.
Having concluded that defendant suffered no prejudice from the
joint trial of the three murder counts, we also reject his contention
that the joint trial violated his due process rights. (See United
States v. Lane (1986) 474 U.S. 438, 446, fn. 8 ["Improper
joinder does not, in itself, violate the Constitution" but
rather " rise[s] to the level of a constitutional violation
only if it results in prejudice so great as to deny a defendant
his Fifth Amendment right to a fair trial"]; People v.
Mendoza (2000) 24 Cal.4th 130, 162.)
C. Failure to Bifurcate Trial on the Charge of Felon in
Possession
of a Concealable Firearm
In addition to the three murder counts, defendant was convicted
of a 1985 violation of section 12021. In 1985, that provision
prohibited any person who had been convicted of a felony offense
from possessing any "firearm capable of being concealed
upon the person." (Stats. 1983, ch. 1092, § 326.5,
p. 4062.) In July 1981, defendant had been convicted of the felony
of recklessly burning an inhabited structure (§ 452, subd.
(b)), the house of murder victim Duarte, who had disappeared
in January of that same year.
Before trial, the defense moved to "bifurcate" the
trial on the felon in possession of a firearm charge. Specifically,
counsel stated that defendant was "prepared to . . . waive
jury on that [charge] . . . and have the Court . . . out of the
presence of the jury" decide it. The trial court, citing
People v. Valentine (1986) 42 Cal.3d 170 (Valentine),
denied the request. It stated that the question of being a felon
in possession of a firearm was for "the jury to determine,"
and that case law "has only given us one area where we can
adjust that, . . . if there is a stipulation as to the defendant's
status as an ex-felon, then the nature of the particular
felony can be withheld from the jury." Defendant thereafter
agreed to stipulate that he had been convicted of a felony, and
he asked the court "to sanitize" the felon-in-possession
charge such that "the details" of the underlying felony
would be "withheld from the jury." At the end of the
guilt phase trial, the court instructed the jury under CALJIC
No. 12.44 that "the previous felony conviction has already
been established . . . so that no further proof of that fact
is required."
Defendant now contends that the trial court's ruling on the motion
to bifurcate was error requiring reversal. According to defendant,
the trial court misinterpreted Valentine, supra,
42 Cal.3d 170, as allowing only two options when a prior
conviction is a substantive element of a current charge: Either
the defendant admits to having a prior conviction and the court
"sanitizes" the prior by keeping from the jury the
nature of the offense, or the prosecution proves the prior conviction
in open court. Defendant argues that Valentine allows
a third option: full bifurcation of trial on the charge
involving a prior conviction by having the trial court decide
the charge outside the jury's presence. Defendant misconstrues
Valentine.
This court's 1986 decision in Valentine, supra,
42 Cal.3d 170, interpreted article I, section 28, subdivision
(f) of the California Constitution, added to the Constitution
by Proposition 8, an initiative that the California electorate
passed in 1982. It states: "When a prior felony conviction
is an element of any felony offense, it shall be proven to the
trier of fact in open court." (Cal. Const., art. I, §
28, subd. (f) (article I, section 28(f)).) Valentine concluded
that the language was directed at People v. Hall (1980)
28 Cal.3d 143, which held that when an element of a charged offense
requires proof that the defendant has a felony conviction, and
the defendant offers to stipulate to the prior conviction, it
is error to inform the jury either of the fact that the defendant
has a prior felony conviction or the nature of the felony. (Id.
at pp. 153-154.)
Valentine held that article I, section 28(f) eliminated
"the per se rule of Hall" by requiring that
the jury be advised that the defendant has suffered a prior felony
conviction if such felony conviction is an element of a current
charge. (Valentine, supra, 42 Cal.3d at p. 173.)
But if the defendant offers to stipulate to a prior felony conviction,
article I, section 28(f) allows evidence of the nature
of that felony to be withheld from the jury. (Valentine,
supra, at p. 173.) Thus, as the trial court properly
ruled in this case, Valentine allows one of two alternatives
when a defendant's prior felony conviction is an element of a
charged crime: (1) The prosecution can prove the conviction in
open court, and that proof can include both the fact that the
defendant has previously been convicted of a felony offense as
well as the nature of the felony involved; or (2) the defendant
can stipulate to having a felony conviction and thereby keep
from the jury the nature of the particular felony.
In insisting that Valentine allows a third option, that
of full bifurcation of trial on the charge of being a felon in
possession of a concealable firearm, defendant quotes this language
from Valentine: "[T]he court must balance the legitimate
benefits . . . of a consolidated trial against the likelihood
that disclosure of ex-felon status in a joint trial will affect
the jury's verdict on charges to which that status is irrelevant."
(Valentine, supra, 42 Cal.3d at p. 180, fn. 3.)
Contrary to defendant's assertion here, that language pertains
not to a motion to bifurcate trial on a charge that requires
proof of a prior felony conviction (the motion brought here),
but to a motion to sever charges properly joined under
section 954. The relevant portion of Valentine's footnote
3 states in full: "[D]efendant argues that the trial court
should at least have granted his motion to sever the firearm-possession
count from the robbery charge in order to prevent disclosure
of defendant's criminal record from affecting the jury's deliberations
on the latter crime. We need not resolve that contention, since
we hold that disclosure of the nature of defendant's priors
was reversible error as to all counts. [¶] . . . [W]e decline
to rule that such a procedure is mandatory in all cases. When
the joinder statute (§ 954) would otherwise permit consolidation
of charges, a trial court should, if requested, carefully exercise
its discretion whether to try [the firearm possession] count
separately 'in the interests of justice.' " (Valentine,
supra, 42 Cal.3d at p. 180, fn. 3.) This is followed by
the sentence on which defendant relies, which states that a court
considering such a severance request must balance the
various interests. (Ibid.) Because this court in Valentine
expressly declined to decide whether the trial court in that
case abused its discretion in failing to grant the defendant's
severance motion, its discussion of severance was dictum, as
defendant acknowledges. (See Palmer v. GTE California, Inc.
(2003) 30 Cal.4th 1265, 1278 [" 'an opinion is not authority
for a proposition not therein considered' "]; People
v. Scheid (1997) 16 Cal.4th 1, 17 [same].)
Moreover, defendant concedes he did not move to sever
the firearm-possession count from the three murder counts. He
asserts, however, that although the Valentine dictum discussed
only severance explicitly "its rationale . . . would apply
to permitting full bifurcation (a mini-trial following the guilt
trial on the main charges)." Not so. In footnote 3 in Valentine
this court expressly rejected the idea that article I, "section
28(f) should be interpreted to require bifurcated trials, with
proof of [prior felony convictions] made only to the judge, who
would be the 'trier of fact' for this limited purpose."
(Valentine, supra, 42 Cal.3d at p. 179, fn. 3.)
To summarize: Valentine, supra, 42 Cal.3d 170,
allows the trial court only two options when a prior conviction
is a substantive element of a current charge: Either the prosecution
proves each element of the offense to the jury, or the defendant
stipulates to the conviction and the court "sanitizes"
the prior by telling the jury that the defendant has a prior
felony conviction, without specifying the nature of the felony
committed. These are the same two options the trial court here
offered defendant. Accordingly, there was no error.
Defendant accuses his trial counsel of rendering ineffective
assistance, because, faced with those two options, counsel chose
to have the court sanitize the prior felony conviction. Defendant
contends that counsel's decision not to reveal to the jury the
nature of defendant's prior felony conviction did him more harm
than good for this reason: The prior pertained to the relatively
minor offense of recklessly burning an inhabited dwelling. Because
the jury had already heard evidence that defendant had set fire
to Duarte's house, defendant argues that the jury might have
speculated that his prior felony conviction was for an offense
other than setting fire to Duarte's house, possibly something
far more serious, such as murder. Preliminarily, we note that
nothing in the record supports this conjecture by defendant.
"To establish a violation of the constitutional right to
effective assistance of counsel, a defendant must show both that
his counsel's performance was deficient when measured against
the standard of a reasonably competent attorney and that this
deficient performance caused prejudice in the sense that it 'so
undermined the proper functioning of the adversarial process
that the trial cannot be relied on as having produced a just
result.' (Strickland v. Washington (1984) 466 U.S. 668,
686; see also People v. Wader (1993) 5 Cal.4th 610, 636.)
If a defendant has failed to show that the challenged actions
of counsel were prejudicial, a reviewing court may reject the
claim on that ground without determining whether counsel's performance
was deficient. (Strickland v. Washington, supra,
466 U.S. at p. 697.)" (People v. Kipp (2001) 26 Cal.4th
1100, 1122-1123.)
In determining whether an attorney's conduct so affected the
reliability of the trial as to undermine confidence that it "produced
a just result" (Strickland v. Washington, supra,
466 U.S. at p. 686), we consider whether "but for"
counsel's purportedly deficient performance "there is a
reasonable probability the result of the proceeding would have
been different." (People v. Cash (2002) 28 Cal.4th
703, 734; see Strickland v. Washington, supra,
at p. 694.) That standard cannot be met here. Given defendant's
confessions to the three murders in this case, and the physical
and circumstantial evidence indicating that he was the killer
in each instance, no reasonable probability exists that the jury
would have acquitted him had it learned that his prior felony
conviction was for reckless burning of an occupied dwelling rather
than some other and perhaps more serious crime.
D. Admissibility of Defendant's Confessions
Before trial, defendant moved to suppress evidence of statements
he had made to law enforcement officers shortly after his April
25, 1986 arrest. After hearing testimony, the trial court granted
the motion with respect to statements defendant made during interrogation
on April 25, but denied it with respect to all the statements
defendant made after he initiated contact with law enforcement
officers on the evening of April 26. Thus, at the guilt phase
of defendant's capital trial, the jury heard evidence of defendant's
confessions to the murders of Weber, Duarte, and Abono, including
evidence that he led detectives to the locations of those killings.
Defendant contends that the introduction of this evidence violated
the self-incrimination and due process clauses of the federal
and state Constitutions. (U.S. Const., 5th & 14th Amends.;
Cal. Const., art. I, §§ 7, 15.) Specifically, he claims
the police violated his rights under Miranda v. Arizona (1966)
384 U.S. 436 (Miranda), on April 25, 1986, and that as
a result his confessions on April 26, 27, and 28 must be deemed
involuntary. He also asserts that his confessions were involuntary
because they were coerced. We disagree.
1. Factual background
Evidence at the suppression hearing established that on the
morning of April 25, 1986, Nevada County Sheriff's deputies arrested
defendant on a warrant issued by Butte County. On the way to
the Nevada County jail, defendant volunteered that he "wanted
to talk and clear things up," and that he could tell the
deputies "about 20 murders."
About an hour after defendant's arrival at the jail, Sergeant
Steven McCulloch of the Colusa County Sheriff's Department asked
to talk with him about the Weber killing. Also present was Detective
Bill Elliott of the Butte County Sheriff's Department, who was
investigating the disappearance of defendant's mother. Sergeant
McCulloch advised defendant of his Miranda rights (to
remain silent and to have an attorney); defendant said he understood
those rights but added that if the detectives wanted to talk
about murders "maybe I should have an attorney." McCulloch
continued to question defendant, and then Detective Elliott said
he wanted to talk about the disappearance of defendant's mother.
When defendant refused, Elliott appealed to him to reveal where
he had hidden his mother's body so she could have a proper burial.
Defendant became emotional, was "on the verge of tears,"
and did not respond, whereupon Elliott left the room.
Shortly thereafter, Detective Michael Tye of the Richmond Police
Department arrived to question defendant about Duarte. Before
entering the interview room, he spoke with Detective Elliott,
who mentioned that defendant had said something about "possibly
needing an attorney." When Tye joined the questioning, he
ascertained that McCulloch had given defendant Miranda
advisements. Tye then spoke with defendant for about two hours.
He mentioned defendant's brother Mike, a fellow Richmond police
officer, stressing that defendant's involvement in murders was
"having some adverse effects on Mike," and that defendant
could help his brother by telling the truth about what had happened
to the victims.
After a two-hour dinner break, Detective Tye talked to defendant
for about another half-hour, at which point defendant said he
"wanted to have an attorney." Tye gave defendant his
card and told him to "think about it overnight," adding
that before the homicide investigators could again talk to defendant
with or without an attorney being present, defendant would have
to "get in contact" with them.
The next evening, April 26, Nevada County Sheriff's Deputy Mary
Fryback was on duty in the jail when defendant called her to
his cell and said he was ready to talk to the investigators about
"those murders that those guys were asking me about yesterday."
Fryback told defendant that the investigators had all returned
to their home counties and thus were not available to interview
him. Defendant insisted that the investigators must have "left
a message where to get them," and that Fryback should "go
call them . . . now." Fryback alerted her superior, Deputy
Sheriff Troy Arbaugh, who telephoned Sergeant McCulloch, Detectives
Elliott, and Tye, relaying to them defendant's message. (Deputy
Arbaugh would later testify that the investigators had asked
him to make sure that defendant "in fact did want to speak
with them about their cases" before they drove all the way
back to Nevada County.) Thereafter, without advising defendant
of his Miranda rights, Arbaugh inquired whether defendant
was serious about talking to the investigators about the murders.
Defendant replied: "I want to admit to three murders, two
in Contra Costa County and one in Colusa County. I want to show
where two of the bodies were buried and I will show where my
mother is buried. I didn't kill her, but she was killed because
of me, [and] I dumped the guy in the bay that did kill her."
Defendant added that he wanted "to get it all behind"
him and did not want "any attorneys" involved.
A short while later, defendant spoke for about 10 minutes by
telephone with Detective Tye of the Richmond Police Department.
That conversation was tape-recorded. With no questioning by Tye,
defendant stated: "I just want to get this shit over with.
I'll give you the locations of what you guys want." When
Tye responded, "Okay," defendant said: "[T]he
main reason is you've convinced me that it would be best for
Mike [his police officer brother]. That's the main reason I'm
doing this." Defendant added: "I'll tell you right
now I killed Abono; I killed Weber; I killed Duarte; but I didn't
kill my mother, but because of me, she died; and the person that
killed her, I killed, and I'll tell you where he's at."
Defendant then promised that Detective Tye would not "drive
up here and drive back frustrated again," to which
Tye responded: "I'll be there first thing in the morning."
The next morning, April 27, Detective Tye arrived at the Nevada
County jail before 9:00 a.m. to question defendant. He was soon
joined by Sergeant McCulloch, Detective Elliott, and Tony Koester,
an investigator for the Butte County District Attorney's Office.
Tye readvised defendant of, and defendant waived, his Miranda
rights. Tye commented that the Miranda waiver would "carry
throughout the day," and he suggested it would be "a
long day" of questioning. And Tye assured defendant that
if at any time during that questioning, defendant did not want
"to talk anymore," to just say so, and questioning
would stop. Tye noted that he was "involved in the Duarte
case," adding that "one of [his] main reasons"
for wanting to talk to defendant was to convey how defendant's
brother Mike, a Richmond police officer, was doing. Tye told
defendant: "I thought that you should take that into consideration
when you decided whether or not you wanted to talk with us."
Defendant replied that he still wanted to talk to the investigators.
Defendant then made this statement: "I killed John Abono.
. . . I did it for personal reasons. I killed Elizabeth Duarte
for money. I was paid to kill her. I killed Robert Weber for
money. I was paid to kill him."
Later that same day, April 27, the investigators drove with defendant
to Contra Costa County, and he directed them to the areas where
he had killed and buried Abono and Duarte. The next day, April
28, the investigators took defendant to Colusa County, and he
led them to the area where he had killed Weber and left the body.
At each location and in later interviews, defendant was readvised
of and waived his Miranda rights, and continued to provide
details about the three killings.
2. Pertinent legal standards
a. Miranda
The privilege against self-incrimination provided by the
Fifth Amendment of the federal Constitution and by article I,
section 15 of the California Constitution "is protected
in 'inherently coercive' circumstances by the requirement that
a suspect not be subjected to custodial interrogation unless
he or she knowingly and intelligently has waived the right to
remain silent, the presence of an attorney, and, if indigent,
to appointed counsel." (People v. Cunningham (2001)
25 Cal.4th 926, 992; see Dickerson v. United States (2000)
530 U.S. 428, 439-440; Miranda, supra, 384 U.S.
436.) " ' "If a suspect indicates 'in any manner and
at any stage of the process,' prior to or during questioning,
that he or she wishes to consult with an attorney, the defendant
may not be interrogated." ' " (People v. Storm
(2002) 28 Cal.4th 1007, 1021.) Rather, " 'the interrogation
must cease until an attorney is present.' " (Edwards
v. Arizona (1981) 451 U.S. 477, 482.) Moreover if, in violation
of this rule, interrogation continues of an in-custody suspect
who has asked for but has not been provided with counsel, the
suspect's responses are presumptively involuntary and therefore
"are inadmissible as substantive evidence at trial."
(People v. Cunningham, supra, at p. 993; see McNeil
v. Wisconsin (1991) 501 U.S. 171, 176-177.) Such exclusion
is not required, however, when the "suspect personally 'initiates
further communication, exchanges, or conversations' with the
authorities." (Cunningham, supra, at p. 992,
quoting Edwards v. Arizona, supra, at pp. 484-485.)
The rule that interrogation must cease because the suspect requested
counsel does not apply if the request is equivocal; "[r]ather,
the suspect must unambiguously request counsel." (Davis
v. United States (1994) 512 U.S. 452, 459.)
b. Voluntariness
The Fourteenth Amendment of the federal Constitution and
article I, section 7 of the California Constitution make "inadmissible
any involuntary statement obtained by a law enforcement officer
from a criminal suspect by coercion." (People v. Neal
(July 14, 2003, S106440) ___ Cal.4th ____, ____ [1]; see In
re Jimenez (1978) 21 Cal.3d 595, 611.) "Voluntariness
does not turn on any one fact, no matter how apparently significant,
but rather on the 'totality of [the] circumstances.' " (People
v. Neal, supra, at p. ___ [15]; Withrow v. Williams
(1993) 507 U.S. 680, 688-690.)
Under federal standards, the prosecution "must demonstrate
the voluntariness of a confession by a preponderance of the evidence."
(People v. Bradford (1997) 14 Cal.4th 1005, 1033, citing
Colorado v. Connelly (1986) 479 U.S. 157, 168.) California
courts use this standard for crimes committed after the
June 8, 1982, enactment of article I, section 28 of the California
Constitution, which as pertinent here prohibits the exclusion
in criminal cases of relevant evidence not required to be excluded
under the federal Constitution. (People v. Markham (1989)
49 Cal.3d 63, 71; see In re Lance W. (1985) 37 Cal.3d
873.) But for crimes committed before article I, section
28's June 8, 1982, enactment, the prosecution "must prove
voluntariness beyond a reasonable doubt." (People v.
Thompson (1990) 50 Cal.3d 134, 166; In re Jimenez,
supra, 21 Cal.3d at p. 608.) Here, the December 1975 murder
of Abono, and the January 1981 murder of Duarte were both committed
before the enactment of article I, section 28. Thus, for those
two crimes the prosecution had to prove that defendant's statements
made after he asserted his right to counsel were voluntary beyond
a reasonable doubt. Only for the August 1985 killing of Weber
did the lower preponderance of the evidence standard for voluntariness
apply.
In ruling on defendant's suppression motion in this case, the
trial court applied the stricter beyond a reasonable doubt standard
in determining that defendant had voluntarily confessed to all
three murders. We " 'independently determine' " voluntariness
while accepting " 'the trial court's resolution of disputed
facts and inferences, and its evaluations of credibility, if
supported by substantial evidence.' " (People v. Storm,
supra, 28 Cal.4th at pp. 1022-1023.) Nonetheless, we agree
with the trial court that the prosecution proved beyond a reasonable
doubt that defendant voluntarily confessed to all three murders.
We likewise conclude that the confessions were not the tainted
by a violation of defendant's Miranda rights.
Defendant's initial effort to invoke his right to counsel on
April 26, 1986, shortly after his arrival at the Nevada County
jail was equivocal and therefore inadequate to invoke the rule
that all questioning must cease. (Davis v. United States,
supra, 512 U.S. at p. 459.) Later that evening, when defendant
unequivocally told Detective Tye he wanted an attorney, Tye stopped
his questioning and properly advised defendant that none of the
homicide investigators could question him unless defendant initiated
contact with them. (Edwards v. Arizona, supra,
451 U.S. at p. 482.) Some 24 hours later, defendant summoned
a jail guard and asked for the homicide investigators to come
back so he could admit to three murders. (Cunningham,
supra, 25 Cal.4th at p. 992.) Thereafter, he gave investigators
a detailed account of the murders and led them to the crime scenes.
Defendant was over 30, obviously intelligent and well-acquainted
with the criminal justice system. The totality of circumstances
show his decision to summon the investigators was not the result
of coercion. On these facts, voluntariness is established beyond
a reasonable doubt. (Cf. People v. Neal, supra,
____ Cal.4th at pp. ___-___ [19-22].)
3. California law before June 8, 1982
Citing People v. Burton (1971) 6 Cal.3d 375, 382 and
People v. Randall (1970) 1 Cal.3d 948, 955, defendant
contends that under California law as it existed before the June
8, 1982, enactment of article I, section 28 of the California
Constitution (prohibiting the exclusion in criminal cases of
relevant evidence not required to be excluded under the federal
Constitution), an equivocal invocation of the right to counsel
was sufficient to invoke the California Constitution's self-incrimination
clause. Because the trial court suppressed defendant's statements
to the detectives on April 25, 1986 based on his equivocal assertion
"maybe I should have an attorney," defendant argues
here that his later confessions to the three murders should also
have been suppressed as "the tainted product of" the
detectives' unlawful interrogation of him on April 25. (See People
v. Sims (1993) 5 Cal.4th 405, 445 [applying a "fruit
of the poisonous tree" analysis to a "subsequent confession"];
but see People v. Bradford, supra, 14 Cal.4th at
p. 1041, fn. 3 [rejecting that analysis].) We disagree.
In addressing this argument, we assume that the trial court was
correct in suppressing defendant's April 25 statements to the
detectives as necessary to protect his California Constitutional
right against self-incrimination with respect to the murders
of Abono and Duarte, both of which predated the enactment of
article I, section 28. And we also assume that California law
would require the suppression of a later confession that was
the tainted product of statements made after an earlier equivocal
assertion of the right to counsel. We conclude, however, that
defendant's confessions to the three murders on April 26, 27,
and 28 were not the tainted product of his April 25 interrogation
because an intervening independent act by defendant broke any
possible causal link between the April 25 interrogation and his
later confessions. (See People v. Rich (1988) 45 Cal.3d
1036, 1081 [explaining that " 'an intervening independent
act by defendant' " will "purge[] any taint from the
initial suppressed confession"]; People v. Sesslin
(1968) 68 Cal.2d 418, 428.)
As we have already discussed, during questioning by Detective
Tye on the evening of April 25, defendant unequivocally said
he wanted an attorney. Tye immediately stopped questioning and
told defendant there could be no further questioning by any of
the homicide investigators unless defendant initiated contact
with them. The next evening, defendant did so. Defendant's confessions
to the murders introduced against him at his capital trial were
made after defendant's independent intervening act of summoning
the homicide detectives.
4. Other contentions
Defendant further contends that his statements should have
been suppressed on the independent ground that they were obtained
in violation of sections 821 and 825. At the time of defendant's
1986 arrest, the former provided that when a defendant is arrested
on a warrant "in another county," the arresting officer
must advise the defendant "of his right to be taken before
a magistrate in that county." (§ 821.) The latter provided
for the defendant to be taken "before the magistrate without
unnecessary delay, and, in any event, within two days after his
arrest, excluding Sundays and holidays." (§ 825, as
amended by Stats. 1961, ch. 2209, § 1, p. 4554.) Defendant
observes that he was arrested in Nevada County on an outstanding
felony warrant issued by Butte County for the charge of felon
in possession of a concealable firearm, and that his arrest was
on April 25, 1986, a Friday. On the evening of Saturday, April
26, defendant first confessed to killing Weber, Duarte, and Abono,
and he was arraigned in Contra Costa County on murder charges
involving those killings on Wednesday April 30.
In the trial court, defendant complained of the four-day
delay between his April 26 murder confessions and his arraignment
on those murders. At the hearing on defendant's suppression motion,
Detective Tye attributed that delay to efforts to coordinate
the cases with the involved counties, which included Contra Costa
(where defendant killed Duarte and Abono) and Colusa (where defendant
killed Weber), as well as Butte County (where defendant's mother's
body was found), and the decision whether to charge defendant
with a fourth count of murder involving his mother.
In this court, defendant complains of the five-day
delay between his April 25 arrest and his April 30 arraignment
but concedes that he did not object to that delay in the trial
court. Accordingly, the point is not preserved for appeal. In
any event, it lacks merit. Even before the enactment of California
Constitution article I, section 28, which, as pertinent here,
limited the suppression of relevant evidence in criminal cases
(see In re Lance W., supra, 37 Cal.3d 873), delay
in arraignment would justify suppressing a confession only upon
a defendant's showing that the confession was the product
of an illegal detention. (People v. Thompson (1980) 27
Cal.3d 303, 329-330.) Defendant made no such showing here, nor
could he because the murder confessions were not the product
of any illegal delay in arraigning him on the Butte County felon-in-possession
charge. Arraignment on that charge on Monday, April 28, would
have satisfied section 825's "two-day" timeliness requirement.
By that time, however, defendant had already given detailed confessions
to the three murders, and he had led authorities to the locations
of the Duarte and Abono killings. On these facts, defendant's
confessions were not the product of the prosecution's failure
to timely arraign him on the firearm-possession warrant on Monday,
April 28.
With respect to defendant's related claim that his detention
violated the search and seizure clauses of the federal and state
Constitutions (U.S. Const., 4th Amend.; Cal. Const., art. I,
§ 13; County of Riverside v. McLaughlin (1991) 500
U.S. 44), that issue was not raised in the trial court and thus
is not properly before us (People v. Earp (1999) 20 Cal.4th
826, 882). In any event, it is meritless. As we have already
explained, defendant's detention after his arrest on an outstanding
warrant was not unlawful.
E. Withholding Access to a Reporter's Unpublished Notes
of an Interview with Defendant
1. Trial court proceedings
Some two weeks after defendant's arrest in this case,
news reporter Erin Hallissy interviewed him for about two hours
in the Contra Costa County jail. On May 10, 1986, Hallissy's
article entitled I Killed Many for Pay, Says Sapp appeared
on the front page of the Contra Costa Times newspaper. In January
1987, defendant served Hallissy with a subpoena demanding her
presence at the preliminary hearing then scheduled for February
9, 1987, and requiring her to bring her "notes, memoranda,
tapes of interviews, and statements taken at the interview."
On Hallissy's motion asserting the newsperson's shield law (Evid.
Code, § 1070), the magistrate quashed the subpoena, ruling
that Hallissy could provide no relevant, admissible evidence
for purposes of the preliminary hearing, and that defendant was
not entitled to use that hearing "for the purpose of discovery."
At the preliminary hearing, the magistrate held defendant to
answer on the charges in this case. Thereafter, defendant moved
in the superior court to dismiss the information. (§ 995.)
Among the grounds asserted was the magistrate's quashing of the
Hallissy subpoena. According to defendant, the magistrate's order
violated defendant's "substantial right[s]" by preventing
him from calling a witness at the preliminary hearing who could
assist in the preparation of his defense. Specifically, defendant
asserted that because most of the evidence against him "comes
from [his] own mouth," and he "says different things
at different times," all of his statements to Hallissy regarding
the charged crimes would be relevant to preparing his defense.
The superior court, noting that the source of the information
sought to be protected was "the very person seeking disclosure,"
ruled that the newsperson's shield law did not apply to
Hallissy's notes of her interview with defendant. On that basis,
without setting aside the information, it remanded the matter
to the magistrate to reconvene the preliminary hearing. At that
hearing, Hallissy appeared as a witness. Defense counsel sought
to question her about unpublished information obtained in her
interview with defendant, but she refused to answer the questions.
Accordingly, the magistrate held Hallissy in contempt of court
and ordered her into custody. On Hallissy's petition to this
court, we stayed execution of the contempt order and transferred
the matter to the Court of Appeal, directing it to issue an alternative
writ.
2. Court of Appeal proceedings
The Court of Appeal, in a published decision, Hallissy
v. Superior Court (1988) 200 Cal.App.3d 1038 (Hallissy),
issued a peremptory writ of mandate, vacating the superior court's
remand order and the magistrate's contempt order. (Id.
at p. 1046.) The court concluded that the remand to the
magistrate was unauthorized by section 995, subdivision (b)(1),
which allows a remand without setting aside an information only
for the correction of " 'minor errors of omission, ambiguity,
or technical defect[s].' " (Hallissy, supra,
at pp. 1042-1043, italics in Hallissy omitted.) The Court
of Appeal nonetheless, as "guidance [for] the trial court,"
addressed issues pertaining to the newsperson's shield law and
the magistrate's order. (Id. at p. 1044.)
Hallissy described the newsperson's shield law as generally
conferring immunity from contempt "when a nonparty witness
refuses to disclose . . . covered information." (Hallissy,
supra, 200 Cal.App.3d at p. 1045.) Notwithstanding that
immunity, the court added, a criminal defendant may be entitled
to discover information otherwise subject to the shield law.
(Ibid.) Quoting Hammarley v. Superior Court (1979)
89 Cal.App.3d 388, the Hallissy court noted that "
'the burden is on the party seeking to avoid the [newsperson's]
privilege competently to demonstrate not only that the evidence
sought is relevant and necessary to his case, but that it is
not available from a source less intrusive upon the privilege.'
" (Hallissy, supra, at pp. 1045-1046.) That
burden requires a defendant to show " 'a reasonable possibility
that the evidence sought might result in his exoneration.' "
(Id. at p. 1046)
The Court of Appeal in Hallissy concluded that defendant
had not satisfied that burden. It stated: "Sapp comes close
to meeting only one of the several concomitants of the presentation
described in Hammarley. Arguably he approaches an adequate
showing of relevancy: he wishes to attack his own credibility
by using inconsistent statements that he made to the reporter
during the interview. But he has made no attempt to demonstrate
that this particular item of evidence, if it exists, is necessary
to his case, the second prong of Hammarley. In fact he
concedes there are other individuals to whom he confessed and
through whom he could prove the falsity of his confessions. This
concession destroys any possibility that he can meet the third
and fourth Hammarley hurdles: that the information he
seeks is not available from a source less intrusive upon the
privilege and that there is a reasonable possibility such evidence
might result in his exoneration. Not only has he not met that
burden he has proved the opposite: there are numerous nonprivileged
sources of apparently fungible inconsistent statements by Sapp."
(Hallissy, supra, 200 Cal.App.3d at p. 1046.)
3. Our decision disapproving Hallissy
In May 1990, before trial began in this case, this court
decided Delaney v. Superior Court (1990) 50 Cal.3d 785
(Delaney), and addressed several issues pertaining to
the newsperson's shield law. Notably, Delaney adopted
a different and less onerous test for a criminal defendant's
discovery of information covered by the shield law than the one
set out in Hammarley, supra, 89 Cal.App.3d 388,
and reiterated by the Court of Appeal in Hallissy, supra,
200 Cal.App.3d at page 1046 when discussing the motion in defendant's
case. Delaney states: "First, the burden is on the
criminal defendant to make the required showing. [Citation.]
Second, the defendant's showing need not be detailed or specific,
but it must rest on more than mere speculation. Third, the defendant
need not show a reasonable possibility the information will lead
to his exoneration. He need show only a reasonable possibility
the information will materially assist his defense." (Delaney,
supra, 50 Cal.3d at p. 809, 2d italics omitted.)
In addition, Delaney rejected "a universal and inflexible
alternative-source requirement" in criminal cases, and specifically
disapproved contrary suggestions in Hammarley, supra,
89 Cal.App.3d at page 399, and Hallissy, supra,
200 Cal.App.3d at page 1046, on that point. (Delaney,
supra, 50 Cal.3d at p. 812; id. at p. 813 &
fn. 29.)
Finally, in discussing the interests to be protected by the shield
law, Delaney observed that some circumstances "may,
as a practical matter, render moot the need to avoid disclosure,"
and gave as an example a situation in which "the criminal
defendant seeking disclosure is himself the source of the information,
[when] it cannot be seriously argued the source (the defendant)
will feel that his confidence has been breached." (Delaney,
supra, 50 Cal.3d at p. 810, italics added.) In a footnote,
Delaney made a specific reference to this case, stating:
"Such was the situation in Hallissy v. Superior Court,
supra, 200 Cal.App.3d 1038. A reporter published a story
based on an interview with a criminal defendant that led to additional
charges being filed against him. He sought to question the reporter
to show the published statements were inconsistent with other
statements the defendant had made to the reporter. The trial
court correctly noted that 'The source of the information is
the very person who is seeking full disclosure.' (Id.
at p. 1042.) The Court of Appeal, however, paid no heed to this
circumstance in reversing the order of contempt against the reporter.
As explained above, such circumstance is significant. We disapprove
Hallissy to the extent it did not consider the fact that
the party seeking disclosure was the source of the unpublished
information." (Delaney, supra, at pp. 810-811,
fn. 27.)
Thus, this court's decision in Delaney, supra,
50 Cal.3d 785, rejected the Court of Appeal's analysis in Hallissy,
supra, 200 Cal.App.3d 1038, for three key reasons: First,
Hallissy concluded that defendant had to but failed to show
the reporter's unpublished notes would lead to his exoneration
(id. at p. 1046), whereas Delaney held a defendant
need only show "a reasonable possibility the information
will materially assist his defense" (Delaney, at
p. 809, italics omitted). Second, Hallissy determined
that defendant failed to show "that the information he seeks
is not available from a source less intrusive upon the privilege"
(Hallissy at p. 1046), but Delaney held there was
no universal and inflexible alternative source requirement (Delaney
at p. 812). Third, Hallissy ignored the fact that defendant
was the source of the information he sought, whereas Delaney
held that this circumstance "may, as a practical matter,
render moot the need to avoid disclosure" (Delaney
at p. 810).
4. Defendant's contentions
Defendant asserts here that because of the Court of Appeal's
decision in Hallissy, supra, 200 Cal.App.3d 1038,
which Delaney, supra, 50 Cal.3d 785, disapproved
on three points, he was denied access to the unpublished statements
he had made to Contra Costa Times reporter Erin Hallissy. He
further asserts that those statements likely would have contradicted
statements he made to the investigating officers, and thus the
unpublished statements, if introduced at his capital trial, would
have aided his defense that he was a chronic false confessor.
Defendant acknowledges that the law of the case doctrine
generally requires that an interlocutory appellate decision "must
be adhered to throughout" the future progress of the case
it decided (People v. Stanley (1995) 10 Cal.4th 764, 786),
and that this rule, if applied here, would mean that the Hallissy
court's interpretation of the newsperson's shield law would be
binding on defendant's automatic appeal. He points out, however,
that under an exception to the law of the case doctrine, an interlocutory
decision in a case is not binding during later proceedings in
that case if before those proceedings a decision in another case
has "altered or clarified" controlling rules of law.
(People v. Stanley, supra, at p. 787.) This, he
asserts, is the situation here. Before defendant's capital trial,
Delaney, supra, 50 Cal.3d 785, "altered or
clarified" controlling rules of law with respect to the
newsperson's shield law.
Even assuming that defendant is correct in his assertion that
the situation here falls within an exception to the law of the
case doctrine, his claim must fail, as we explain below.
We filed our decision in Delaney, supra, 50 Cal.3d
785, in May 1990. Defendant's capital trial did not begin until
January 1991. Yet in the intervening seven months after Delaney
altered or clarified the rules governing a criminal defendant's
access to unpublished reporter's notes, defendant never sought
to subpoena or otherwise obtain the unpublished notes of his
1986 interview with Erin Hallissy. As defendant concedes,
after July 6, 1988, when the Court of Appeal's writ of mandate
issued vacating the magistrate's contempt order, "[n]o further
reference to the Hallissy matter appears in the record."
Accordingly, defendant cannot now complain that the trial court
refused to apply the Delaney standard in his case.
Moreover, even if we assume that defendant was erroneously denied
access to his own statements made to reporter Hallissy, and that
those statements substantially contradicted his confessions to
law enforcement officers regarding the murders of victims Weber,
Duarte, and Abono, defendant would not be entitled to relief.
Because of the other strong evidence linking defendant to
the killings of Weber, Duarte, and Abono, we are persuaded that
the jury's consideration of defendant's self-serving denials
to a newspaper reporter would not have altered the outcome of
any of the murder charges or of the multiple-murder special-circumstance
allegation. (See People v. Cooper (1991) 53 Cal.3d
771, 820.) With respect to the financial gain special circumstances,
which substantially relied on defendant's admissions to the investigating
officers, defendant arguably could establish prejudice if the
reporter's unpublished notes of defendant's statements to the
reporter showed that he had denied killing Weber and Duarte
for money. In that situation the jury, faced with such contradictory
statements by defendant about the role financial gain played
in motivating his killings of Weber and Duarte, might have rejected
one or both of the financial-gain special-circumstance allegations.
But the record here is devoid of any suggestion that the reporter's
unpublished notes included any denial by defendant that he committed
these two murders for financial gain. On these facts, defendant
has not shown that depriving him of access to Hallissy's unpublished
interview notes prejudiced his defense to the two financial-gain
special-circumstance allegations. (Ibid.)
IV. GUILT PHASE ISSUES
A. Introduction of Certain Statements by Defendant
At trial, the prosecution introduced evidence of defendant's
confessions to law enforcement that he had murdered Weber, Duarte,
and Abono. The prosecution also played for the jury recordings
of the interrogation sessions during which defendant confessed,
and it provided the jury with transcripts of the recordings.
Both the tapes and the transcripts were "redacted"
versions of the interrogation sessions, as the trial court excluded
evidence of some parts of those sessions. Defendant complains
here of 11 statements that were not ordered omitted and
consequently were included in the materials given to the jury.
He seeks reversal on the ground that the introduction of those
11 statements violated the Fifth, Eighth, and Fourteenth Amendments
to the federal Constitution, asserting the statements indicated
to the jury that defendant had committed other uncharged murders.
We reject the contentions.
Of the 11 statements challenged here, defendant concedes that
he objected only to four, and that his objections referred not
to the federal Constitution but only to Evidence Code section
352, a state law authorizing a trial court to exclude evidence
when "its probative value is substantially outweighed by
the probability that its admission will (a) necessitate undue
consumption of time or (b) create substantial danger of undue
prejudice, of confusing the issues, or of misleading the jury."
Thus, with respect to all 11 statements defendant may not now
claim denial of federal constitutional rights, and with regard
to the seven not objected to on any ground he has not preserved
any claim at all. (People v. Earp, supra, 20 Cal.4th at
p. 882.) In any event, we are not persuaded that the trial court's
admission of the 11 statements unduly prejudiced defendant.
In one of the four statements to which defendant objected on
the ground of being more prejudicial than probative (Evid. Code,
§ 352), defendant gave this response to a question why he
had not killed Abono at defendant's house: "Because I don't
like transporting bodies. I'd rather have them right . . . on
the spot." This comment was probative of defendant's mental
state when he killed Abono, because it supported the prosecution's
theory that he had planned the killing and thus acted with the
requisite premeditation and deliberation for first degree murder.
It did not implicate defendant in killings other than those involved
here, all three of which took place in the remote areas where
defendant left or buried the bodies.
In the second instance, defendant gave this response to a question
why he shot Abono with a .22-caliber pistol: "I'll kill
people with a variety of weapons. I don't have any specific choice."
This statement too was probative of defendant's guilt of killing
the three victims here, each of whom was shot with a different
caliber pistol (Abono: .22-caliber; Duarte: .38-caliber; Weber:
9-mm.). It negated any implication from the use of different
caliber firearms that defendant was not the killer in
each case. And because the charged crimes themselves involved
"a variety of weapons," the statement did not suggest
to the jury that defendant had committed murders in addition
to those charged.
In the third instance, defendant gave this answer to a question
about remorse for killing Abono: "Every time I've ever done
any of these crimes, I wished I hadn't." Defendant's generic
reference to "any of these crimes" did not suggest
that he had committed murders other than those charged here.
In the fourth instance, when defendant was questioned about having
nightmares after killing Abono, defendant answered: "I dream
about everybody I've ever killed, and I see them walking on the
streets sometimes . . . when I'm awake . . . . I've seen John
[Abono] a few times. I've seen other people that I've murdered
look me square in the face in a crowd of people . . . . I've
seen people look at me, like Elizabeth Duarte and Robert Weber
in the last week look me square in the eye it gets
kinda scary, and I usually just keep on going, but I have seen
I've seen people I've murdered. I've seen people that look
like them. . . . [T]hey're smiling at me. . . . All of them.
Always." This statement too, although referring to "other
people I've murdered," mentions by name just the three victims
here: Abono, Duarte, and Weber. In context, the jury would not
have understood the statement as an admission of defendant's
guilt to uncharged murders.
With respect to the seven statements not objected to, we are
satisfied that the outcome in this case would not have been different
had those statements not been introduced at trial as part of
defendant's confessions to the charged crimes. We likewise reject
defendant's assertion of ineffective assistance of trial counsel
in failing to object to the statements. Their admission could
not have affected the reliability of the trial process. (Strickland
v. Washington, supra, 466 U.S. at pp. 686, 690; People
v. Earp, supra, 20 Cal.4th at pp. 870, 874.) Some
of the statements showed defendant to be remorseful or supported
his claim to be a chronic false confessor. At least as to these,
because the evidence would assist the defense, counsel's choice
to forgo any objection may have been tactical.
B. Providing the Jury with Redacted Transcripts of the Interrogations
Defendant also claims error in the admission of the redacted
transcripts that were provided to the jury when the prosecutor
played the recordings of the interrogation sessions during which
defendant confessed to the three killings. Defendant asserts
that "gaping blanks in the text" would have alerted
jurors to his commission of uncharged crimes. Defendant contends
the prosecutor exacerbated the problem when, in response to the
trial court's question how he wanted to proceed, stated: "It's
not up to me, Judge, we have already been through this and we
[were] prepared to proceed. What goes on now is up to the Court
and counsel." Defendant contends the jurors would have understood
this comment to mean that "there was something on the tape
the defense did not wish the jury to hear." Defendant cites
the United States Supreme Court's decision in Gray v. Maryland
(1998) 523 U.S. 185 (Gray) to draw an analogy between
the redacted transcripts of the recordings of defendant's interrogation
sessions and Gray's treatment of redactions in applying
the Bruton rule (Bruton v. United States (1968)
391 U.S. 123). The Bruton rule allows admission in a joint
trial of one defendant's confession naming and incriminating
another only if all direct and indirect identifications of the
nondeclarant defendant are effectively deleted. (Ibid.;
see also People v. Aranda (1965) 63 Cal.2d 518; People
v. Johnson (1989) 47 Cal.3d 1194, 1230.)
We note at the outset that defendant objected to providing the
jury with a transcript of the recordings. But after the trial
court overruled that objection, defendant did not object to the
blank spaces in the transcript text. Thus, he has not preserved
this issue for review. (People v. Earp, supra,
20 Cal.4th at p. 882.) Moreover, the analogy to Gray,
supra, 523 U.S. 185, is not well taken.
In Gray, the high court rejected, as an insufficient deletion
of a jointly tried codefendant's identity, the use of a blank
space or the word "deleted" in the confessing defendant's
statement that "Me, [blank], and a few other guys [attacked
the victim]." (Gray, supra, 523 U.S. at p.
192.) The deletion, in context, was plainly a name of a person
involved with the confessing defendant in the charged crime;
jurors in all likelihood would have filled in the blank space
with the name of the nonconfessing codefendant present in court.
(Ibid.) Here, the blank portions of the transcript were
far more lengthy, extending for several sentences or half a page.
The content of the deleted material was not readily discernable.
Assuming that the prosecutor's brief comment would have suggested
to the jury that defendant was responsible for the deletions,
defendant suffered no prejudice. It is not reasonably probable
that the jury would have returned verdicts more favorable to
defendant had the prosecutor not made the comment.
C. Cross-examination of Deputy District Attorney Lawrence
Barnes
To show that defendant had a history of confessing to murders
he had not committed, the defense called Contra Costa County
Deputy District Attorney Lawrence Barnes. He testified that in
1986 and 1987, he had prosecuted one Larry Leroy Brownson for
the October 1984 murder of Roger Gardner. Defendant (who in 1986
and 1987 was in custody awaiting trial in this case) came forward
at the time of Brownson's bail hearing and confessed to killing
Gardner. At Brownson's trial, defendant testified for the defense
consistent with that confession. Barnes had not believed defendant's
confession and, testifying in this case as an expert witness,
gave his reasons: Defendant's description of the Gardner killing
differed in key respects from the physical evidence, and defendant
had much to gain from "taking the rap" for Brownson
who, as a Hell's Angel and high-level member of the Aryan Brotherhood
prison gang, could make life easier for defendant in the California
prison system.
When the prosecutor cross-examined Barnes, he asked, among other
things, about Barnes's cross-examination of defendant in the
Brownson case. With no objection by defense counsel, this exchange
took place:
Prosecutor: "And then you asked [defendant] if since October
of 1984 [the time of the Gardner killing] had he committed any
other crimes?"
Barnes: "Did I ask that question?"
Prosecutor: "And he said numerous[?]"
Barnes: "Correct."
Prosecutor: "And you asked him if he had committed any other
homicides[?]"
Barnes: "I did."
Prosecutor: "His response?"
Barnes: "He responded that he had."
Defendant now contends that "[t]here was no justification
. . . for allowing the jury to hear that [defendant] claimed
to have committed numerous crimes after October 1984, including
one or more homicides." He asserts that in eliciting that
information, which defendant characterizes as "propensity
evidence," the prosecutor committed misconduct rendering
defendant's capital trial fundamentally unfair and the death
verdict unreliable. He further accuses his trial counsel of incompetence
for not objecting to the prosecutor's questions. We reject these
contentions.
A claim of prosecutorial misconduct is generally reviewable on
appeal only if the defense makes a timely objection at trial
and asks the trial court to admonish the jury to disregard the
prosecutor's question. (People v. Earp, supra,
20 Cal.4th at p. 858; People v. Price (1991) 1 Cal.4th
324, 447.) " '[O]therwise, the point is reviewable only
if an admonition would not have cured the harm.' " (People
v. Earp, supra, at p. 858.) Here, any harm could
have been cured by an admonition; thus the claim in question
is not preserved for appeal.
In any event, defendant suffered no possible prejudice from this
testimony. The jury already knew from the prosecution's case
that defendant had confessed to one homicide committed after
October 1984, namely the August 1985 killing of Weber, and that
he had committed "other crimes" after 1984, namely
the Weber killing and possession by a felon of a concealable
firearm. Moreover, the defense in this case was that defendant
habitually confessed to crimes he had not committed. The evidence
the prosecutor elicited was not inconsistent with that defense.
For this reason, we also reject defendant's contention that his
trial counsel was ineffective for not objecting to the prosecutor's
line of questioning.
D. Duarte's Declaration in Support of Restraining Order
In connection with testimony that murder victim Duarte had
obtained a restraining order against defendant, the prosecutor
moved into evidence the restraining order and supporting court
documents. Included was Duarte's declaration of July 17, 1980
(some six months before her murder) detailing facts to justify
the restraining order. These included assertions that defendant
had "pounded [Duarte's] head against the wall and threw
[her] to the ground," "destroyed [Duarte's] phones
to prevent [her] from calling the police," and repeatedly
threatened to kill Duarte "if [she] did not let him continue
to reside in [her] home." Duarte's declaration further stated
that she had changed the locks on her doors but defendant "managed
to break in through windows," that defendant carried "a
gun on his person at all times," that she believed he had
"a history of mental illness," and that she feared
for her own life and that of her then four-year-old son.
Citing People v. Noguera (1992) 4 Cal.4th 599, 621, defendant
asserts that Duarte's statements were inadmissible hearsay, and
not relevant to any issue in the case (see People v. Hernandez
(2003) 30 Cal.4th 835, 872-873), and that consequently trial
counsel rendered ineffective assistance in not objecting to Duarte's
declaration. The Attorney General observes that "the decision
whether to object is inherently tactical," and thus "will
seldom establish incompetence." (People. v. Freeman (1994)
8 Cal.4th 450, 490-491.) He asserts that counsel had a tactical
reason for failing to object to the declaration: It supported
the defense efforts to portray defendant "not [as] a cold-blooded
killer, [but as] a mentally ill person who murdered [Duarte]
out of a fit of rage, after being rejected by her."
Whether or not counsel had a sound tactical reason for objecting
to admission of Duarte's declaration, defendant's claim of ineffective
assistance of counsel must fail. Given the overwhelming evidence
that defendant killed his former girlfriend Duarte, he suffered
no possible prejudice from the admission into evidence of Duarte's
declaration asserting that he was violent and had threatened
to kill her. (See Strickland v. Washington, supra,
466 U.S. at p. 697.)
E. Threat to Laura Norris
After Duarte broke up with defendant, she started dating
James Luddon. In January 1981, defendant paid Luddon $800 to
lure Duarte to Luddon's house so defendant could kill her. At
that time, Laura Norris and her husband, Tony Goularte, were
living with Luddon. Norris testified for the prosecution that
defendant saw Luddon in January 1981, both before and after Duarte's
disappearance; that defendant made incriminating comments; and
that on January 25, 1981 (the day after defendant's violent assault
on Duarte at Luddon's house), Norris cleaned up blood splatters
from the bathroom and hallway.
On cross-examination by the defense Norris said she did not tell
the police "about this matter" until they contacted
her in 1985. On redirect examination by the prosecution, Norris
explained that she had not come forward earlier "because
I was afraid for my own life." Recross-examination by defense
counsel established that defendant had never threatened Norris.
The prosecution then sought to question Norris about a threat
Luddon and Goularte made to her when she asked them what would
happen if she gave the police information linking defendant to
Duarte's disappearance. Defense counsel objected that Norris's
answer would be hearsay and more prejudicial than probative.
The trial court overruled the objection. Norris responded that
Luddon and Goularte had told her that if she went to the police
she "would end up just like Liz [Duarte]."
Defendant now contends that Norris's testimony about the threat
rendered the trial fundamentally unfair in violation of his due
process rights under the federal Constitution. This claim was
not raised in the trial court and thus is not properly before
us. (People v. Earp, supra, 20 Cal.4th at p. 882.)
Moreover, the claim lacks merit. Norris's testimony that Luddon
and Goularte had told her that if she went to the police she
would end up "just like Liz" was properly admitted
for the nonhearsay purpose of showing why Norris had not come
forward sooner. (Evid. Code, § 780; People v. Olguin
(1994) 31 Cal.App.4th 1355, 1368.) "It is not necessary
to show threats against the witness were made by the defendant
personally, or the witness's fear of retaliation is directly
linked to the defendant for the evidence to be admissible."
(People v. Olguin, supra, at p. 1368.)
In any event, under any standard, defendant suffered no possible
prejudice, for the evidence that he killed Duarte was overwhelming.
F. No Instruction on CALJIC No. 2.50
Defendant contends the trial court should have on its own
initiative instructed the jury under CALJIC No. 2.50, which provides:
"Evidence has been introduced for the purpose of showing
that the defendant committed crimes other than that for which
he is on trial. Such evidence, if believed . . . may not be considered
by you to prove that defendant is a person of bad character or
that he has a disposition to commit crimes." In the alternative,
defendant argues that defense counsel was ineffective in not
requesting the instruction. As we did in People v. Hawkins
(1995) 10 Cal.4th 920, 942, we reject both contentions. In
that case, the other crimes evidence was cross-admissible. (Ibid.)
Here, we have concluded that evidence of the two other murders
was cross-admissible, at least to rebut the defense. (Pt. III.
B, ante.) No instruction on propensity evidence was therefore
warranted.
G. Weber's Statement That He Had $17,000
Defendant also faults counsel for failing to object to certain
testimony by Weber's girlfriend, Linda Brown, as hearsay. Brown
testified that before Weber left to meet defendant for a "big
drug deal," he told her he was taking $17,000 with him.
We note that the prosecution, through the testimony of Brown
and Weber's brother Michael, presented evidence independent of
Weber's statements that when Weber left to meet defendant for
the drug deal he took with him a substantial sum of money. Defendant
contends he was nonetheless prejudiced by the hearsay testimony
because it allowed the prosecutor to argue in support of the
financial gain special circumstance involving Weber that the
$27,000 in cash that defendant had when he was arrested in April
1986, exactly equaled Weber's missing $17,000 plus the $10,000
defendant said he was paid to kill Weber. We reject the claim
because we cannot tell on this record whether the failure to
object lacked a valid tactical basis. (See People. v. Freeman,
supra, 8 Cal.4th at pp. 490-491.)
V. SPECIAL CIRCUMSTANCES
A. Evidence That Duarte Killing Was Carried Out for Financial
Gain
With respect to the Duarte killing, the jury found true the
special circumstance that the murder was "carried out for
financial gain." (§ 190.2, subd. (a)(1).) Defendant
contends that finding was not supported by substantial evidence.
We disagree.
"To determine the sufficiency of the evidence to support
a special circumstance finding, we apply the same test used to
determine the sufficiency of the evidence to support a conviction
of a criminal offense. We 'review the whole record in the light
most favorable to the judgment below to determine whether it
discloses substantial evidence that is, evidence which
is reasonable, credible, and of solid value such that a
reasonable trier of fact could find the defendant guilty beyond
a reasonable doubt.' " (People v. Mayfield, supra,
14 Cal.4th at pp. 790-791.)
In People v. Noguera, supra, 4 Cal.4th 599, we
explained that financial gain need not have been a " 'dominant,'
'substantial,' or 'significant' motive for the murder."
(Id. at p. 635.) " '[T]he relevant inquiry is whether
the defendant committed the murder in the expectation that he
would thereby obtain the desired financial gain.' " (Id.
at p. 636.) Proof that the defendant derived pecuniary benefit
from the murder is unnecessary. (Ibid.) "Defendant
either had an expectation of financial benefit at the time of
the killing or he did not. It was for the jury to make that determination,
applying a common sense, nontechnical understanding of 'financial
gain.' " (Ibid.)
Here, the evidence that defendant killed Duarte for financial
gain was included in his confession to police in April 1986,
after his arrest on a warrant for being a felon in possession
of a concealable firearm. Defendant told the police about an
incident several months before the killing in which someone was
shooting at him. He concluded Duarte had arranged the incident,
so he "made [his] mind up then that [he] was going to kill
her." Although his reasons for killing her were strictly
"personal," someone, whom defendant refused to name,
had offered him $20,000 to kill Duarte, and that, he said, "was
like an added bonus." Defendant never received the money.
This evidence, viewed in the light most favorable to the judgment,
if accepted by the jury, was sufficient to support its finding
that the Duarte murder was carried out for financial gain.
According to defendant, our decision in People v. Noguera,
supra, 4 Cal.4th 599, misconstrued the financial gain
special circumstance as intended "to apply even where financial
gain was not a motivating cause of the killing." Defendant
criticizes this language in Noguera: "In People
v. Howard [(1988) 44 Cal.3d 375], we rejected the claim that
the unadorned language of the financial-gain special-circumstance
instruction was flawed because it failed to convey to the jury
any requirement that financial gain be the 'direct' or 'motivating
cause' of the murder. Instead, we concluded that the drafters
intended no such limitation." Defendant asserts this was
a misreading of Howard, which, he states merely "focus[ed]
on three instructions proffered by the defense and [found] them
flawed." We agree with defendant that the financial gain
special circumstance requires proof, as we said in Howard,
that the "purpose" of the murder was to obtain financial
gain, "whether or not achievable." (People v.
Howard, supra, at p. 410, fn. 10.) This, however,
is of no assistance to defendant because the evidence from his
own confession was that financial gain was one purpose (albeit
not the exclusive purpose) for his killing Duarte. Accordingly,
we reject his related contention that the jury's "true"
finding on the financial gain special circumstance was constitutionally
deficient because no juror could have found a motivating
factor to be defendant's financial gain.
B. Unanimity Instruction
The jury returned a true finding on the special circumstance
allegation that the Weber murder was carried out for financial
gain. Defendant asserts that this finding must be set aside because
the trial court failed to instruct on its own initiative that
the jury must unanimously agree on a single act as supporting
the financial gain special circumstance. (Cal. Const., art. I,
§§ 7, subd. (a) & 16; People v. Beardslee
(1991) 53 Cal.3d 68, 93 [" 'A unanimity instruction is required
. . . if the jurors could . . . disagree which act a defendant
committed and yet convict him of the crime charged' " (italics
added)]; People v. Mickle (1991) 54 Cal.3d 140, 178 &
fn. 21 [applying unanimity requirement to special circumstance
finding].) Defendant further contends that the failure to so
instruct violated the federal Constitution's Fifth and Fourteenth
Amendments by lightening the prosecution's burden of proving
guilt of the special circumstance beyond a reasonable doubt.
(See Schad v. Arizona (1991) 501 U.S. 624, 632 (plur.
opn. of Souter, J.); id. at p. 652 (dis. opn. of White,
J.).)
According to defendant, jurors could have relied on two different
theories in finding that he killed Weber for financial gain:
his receipt of $10,000 for killing Weber, or his theft from Weber
of $17,000. We disagree.
Relevant here is People v. Mickle, supra, 54 Cal.3d
140, in which the jury, although instructed that it must unanimously
agree on a particular lewd act as supporting the special circumstance
finding (§ 190.2, subd. (a)(17)(v)) had ambiguously described
the act on the verdict form. We concluded that the jury's description
of the lewd act as involving " 'the victim[']s nudity and
[the] obvious use of force' " (People v. Mickle,
supra, at p. 177, italics omitted) meant it had "obviously
agreed that a lewd and lascivious act had occurred under one
of two viable, closely connected theories, i.e., that defendant
either forcibly undressed [the victim] or forcibly compelled
her to undress herself." (Id. at p. 178.)
Here, the prosecutor in argument to the jury mentioned the $10,000
payment to defendant and defendant's theft of Weber's $17,000
to make the point that defendant, when arrested some eight months
after killing Weber, had on him $27,439 in cash: "Think
about it. He got $10,000 for killing Weber. Mr. Weber had $17,000.
Ask yourself. He didn't spend any money during the interim[?]
Probably not true. He did. He probably had some more money. [Referring
to defendant]. But the coincidence of the $27,000 is just too
much." "This time [defendant] gets enriched $17,000
in addition to the ten grand that he was paid up-front to kill
Weber." The prosecutor also mentioned defendant's theft
of Weber's $17,000 to make the points that defendant was lying
when he confessed to police and said that Weber had no money,
and that Weber's $17,000 would technically belong to the person
or persons who had hired defendant to kill Weber, giving defendant
an added incentive to falsely confess to the Brownson killing.
Furthermore, the prosecutor's sole reference to the financial-gain
special circumstance connected it to defendant being paid for
the killing: "[T]he fact that he was paid makes him a professional
killer. [¶] Murder for financial gain."
The prosecutor never suggested the jury could find the financial
gain special circumstance to be true based on either the
$10,000 payment for killing Weber or defendant's theft
of Weber's $17,000. Rather, the prosecutor's argument wove the
two incidents together. Accordingly, we are satisfied that no
juror would have believed that defendant took Weber's $17,000
but would have disbelieved that he was paid $10,000 for the Weber
killing.
C. Applicability of Corpus Delicti Rule to the Financial
Gain Special Circumstance
"In every criminal trial, the prosecution must prove
the corpus delicti, or the body of the crime itself i.e.,
the fact of injury, loss, or harm, and the existence of a criminal
agency as its cause. In California, it has traditionally been
held, the prosecution cannot satisfy this burden by relying exclusively
upon the extrajudicial statements, confessions, or admissions
of the defendant." (People v. Alvarez (2002) 27 Cal.4th
1161, 1168-1169, italics omitted.) In People v. Cantrell (1973)
8 Cal.3d 672, 680-681, we held that the corpus delicti rule requiring
proof independent of the defendant's statements did not apply
to proof of a felony underlying a charge of felony murder. But
in People v. Mattson (1984) 37 Cal.3d 85, 94, we held
that statutory language stating that a felony-murder special
circumstance must be "proved pursuant to the general law"
(former § 190.4, subd. (a)) made the corpus delicti rule
requiring proof independent of the defendant's statements applicable
to the felony offense underlying a felony-murder special-circumstance
allegation.
With regard to special circumstance allegations not based on
felony murder, such as the special circumstances of lying in
wait (§ 190.2, subd. (a)(15)) and financial gain (§
190.2, subd. (a)(1)), our 1988 decision in People v. Howard,
supra, 44 Cal.3d 375, held that the Mattson rule
does not apply because proof of the special circumstance "does
not require proof of the commission of any crime in addition
to the murder itself." (People v. Howard, supra,
at p. 414.)
In this case the trial court, over defense objection, instructed
the jury in accord with our 1988 decision in People v. Howard,
supra, 44 Cal.3d 375, that "[t]he special circumstances
of murder for financial gain may be established by the defendant's
statement alone." Defendant contends this was federal constitutional
error. Specifically, he asserts that applying the Howard
rule to his case for the 1981 murder of Duarte and the 1985 murder
of Weber violates the federal Constitution's ex post facto clause
(U.S. Const., art. I, § 9, cl. 3) by lessening "the
amount or measure of proof" necessary to prove the crime
when it was committed. (Hopt v. Utah (1884) 110 U.S. 574,
589-590.) He also claims our decision in Howard made an
unforeseeable change in the law with respect to proof of special
circumstances other than those based on felony murder, and to
apply that rule in the trial of special circumstance murders
committed before Howard violates due process. (U.S. Const.,
5th & 14th Amends.) But defendant fails to cite any case
authority before Howard that applied the corpus delicti
rule to a special circumstance allegation not based on felony
murder. Thus, contrary to defendant, Howard did not unforeseeably
change the law or lessen the prosecution's burden of proof on
the financial gain special circumstances and he is not entitled
to relief on those grounds.
D. Constitutionality of the Multiple Murder and Financial
Gain
Special Circumstances
Defendant contends the multiple murder and financial gain
special circumstances in California's 1978 death penalty law
violate the federal Constitution's Eighth Amendment in that they
fail to "genuinely narrow the class of persons eligible
for the death penalty" (Lowenfield v. Phelps (1988)
484 U.S. 231, 244). We have previously rejected similar claims
with respect to the special circumstances collectively, concluding
that "California's scheme for death eligibility satisfies
the constitutional requirement that it 'not apply to every defendant
convicted of a murder[, but only] to a subclass of defendants
convicted of murder.' " (People v. Arias (1996)
13 Cal.4th 92, 187; People v. Ray, supra, 13 Cal.4th
at p. 356.)
According to defendant, the multiple murder and financial gain
special circumstances do not "foreclose[] . . . the prospect
of . . . 'wanton or freakish' imposition of the death penalty."
(United States v. Cheely (9th Cir. 1994) 36 F.3d 1439,
1445 (Cheely), quoting Furman v. Georgia (1972)
408 U.S. 238, 310 (conc. opn. of Stewart, J.).) We disagree.
Cheely struck down on Eighth Amendment grounds federal
mail-bomb statutes that authorized the death penalty "for
persons guilty of no more than involuntary manslaughter."
(Cheely, supra, 36 F.3d at p. 1443.) Cheely
does not assist defendant because under the multiple murder and
financial gain special circumstances, no person guilty only of
involuntary manslaughter is subject to the death penalty. To
satisfy the requirements of each of California's special circumstances,
a defendant must be "found guilty of murder in the first
degree" and one or more special circumstances must be found
"to be true." (§ 190.2, subd. (a).) For the multiple
murder special circumstance, a defendant must, in the same proceeding,
be convicted not only of first degree murder, but also of "more
than one offense of murder in the first or second degree."
(§ 190.2, subd. (a)(3).) The financial gain special circumstance
requires proof that the killing underlying the first degree murder
conviction was "intentional and carried out for financial
gain." (§ 190.2, subd. (a)(1).) Neither special circumstance
exposes a defendant to the death penalty for involuntary manslaughter,
and thus neither shares the defect found present in the mail
bomb statutes by the majority in Cheely. Indeed, the Cheely
majority would have found the mail bomb statutes constitutional
had they provided "that the sentence of death could be imposed
only where serious bodily harm or death were intended."
(Cheely, supra, 36 F.3d at p. 1445, fn. 15.) "In
such a case, the class of death-eligible defendants would be
narrowed to those who had the mens rea of murderers, and whose
chosen method of killing was both felonious and highly dangerous
to third parties." (Ibid.)
The special circumstances challenged here similarly narrow the
class of death-eligible first degree murderers to those who have
killed and killed again, and those who have killed to obtain
personal monetary benefit. Exposing such defendants to the death
|