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NEW YORK TIMES COMPANY, Petitioner
v.
THE SUPERIOR COURT OF SANTA BARBARA COUNTY, Respondent; GOLETA
WATER DISTRICT, Real Party in Interest
218 Cal.App.3d1579
No. B045565. Court of Appeals of California, Second Appellate
District, Division Six. Mar 23, 1990.
Opinion by Stone (S. J.), P. J., with Gilbert and Abbe, JJ.,
concurring.
COUNSEL
Price, Postel & Parma, C. Michael Cooney and David K.
Hughes for Petitioner.
No appearance for Respondent.
Wayne K. Lemieux, Dorothy Lou Crisp, Robert E. Goodwin and
Russell Ruiz for Real Party in Interest.
Stone (S. J.), J.
Does a newspaper have the right to the names and addresses
of a water district's customers who exceeded their water allocation
after implementation of a water rationing ordinance? We conclude
that the mere assertion by the water district of possible harassment
or physical endangerment does not "clearly outweigh"
the public interest in disclosure of these records. We further
conclude that the superior court, in denying {Page 218 Cal.App.3d
1582} the newspaper access to the water district's list of excessive
water users, exceeded its jurisdiction in failing to place the
burden to justify nondisclosure of these records on the water
district, and shall annul its order.
Procedural Background
As a result of a severe and protracted water shortage, the
Goleta Water District (District) adopted ordinance 89-1, effective
May 1, 1989, prohibiting certain uses of water and imposing limitations
upon the amount of water which customers may receive from the
District. Methods of enforcement include imposition of a surcharge
of four times the highest billing rate for excessive use in the
first and second billing periods, ten times the highest billing
rate for the third and fourth periods of excessive use, imposition
of a flow restrictor after the third consecutive billing period
of excessive use, and ultimately, the draconian measure of termination
(of water service, not the customer). The ordinance also permits
a customer's account to be credited for any amount of surcharge
payments if total water usage during the 12-month period from
May 1, 1989, to May 1, 1990, is equal to or less than the total
allowed usage for that 12-month period.
Petitioner, a newspaper, sought, under the California Public
Records Act (Gov. Code, § 6250 et seq.),fn. 1 a court order
that the District disclose the names and addresses of those customers
who exceeded their water allocation during the first period after
implementation of the ordinance. Petitioner contended that public
disclosure - and resultant embarrassment - would provide undeniable
incentive to comply with the ordinance and the public would be
better able to monitor the District's enforcement policies. The
District claimed that such information would intrude upon its
customers' constitutional right of privacy and that any legitimate
purpose for disclosure would be outweighed by the harm that would
be visited upon the customers. The District agreed, however,
to provide the names of commercial, agricultural, and multifamily
users that had exceeded water allocations, as well as account
numbers, amount of excess use, and penalties imposed upon individual
residential customers. The District refused to disclose the names
and addresses of the individual residential customers.
Petitioner moved to compel disclosure of the names and addresses
of all customers as constituting public records as defined in
section 6252, subdivision (d).fn. 2 The District argued that
petitioner's request was premature since the ordinance was only
recently implemented. Additionally, it pointed out that since
water usage is seasonal, a customer might well use more water
in {Page 218 Cal.App.3d 1583} the hot months and be above allocation,
but conserve in the cooler months and not use more than the yearly
allocation at the end of the 12-month period. The court placed
the burden on petitioner to justify the public's right, or need,
to know the particular names of individual persons and their
addresses, as opposed to statistical information concerning excess
use, until such time that the customer becomes a chronic water
abuser and subject to imposition of a flow restrictor.fn. 3
The court stated it could take judicial notice of the amount
of litigation concerning water use in Goleta and of the drought
condition. It was also aware of the passionate feelings in the
community concerning water use, and feared that disclosure of
customers' identities would not only subject them to embarrassment,
but verbal and possibly physical assault. The court denied the
motion to compel disclosure of the names and addresses of individuals
and ordered disclosure only of the information already provided
to petitioner, including the amount of water used by customers
that had exceeded their allotments.
Petitioner now seeks a writ of review. (§ 6259, subd.
(c).) It asserts that the information sought is not sensitive,
and that there is a public interest in opening to inspection
the names of the District's wayward customers. (See Braun v.
City of Taft (1984) 154 Cal.App.3d 332, 345 [201 Cal.Rptr. 654];
San Gabriel Tribune v. Superior Court (1983) 143 Cal.App.3d 762,
774 [192 Cal.Rptr. 415].) Further, petitioner argues that the
District's assertion of possible harassment is speculative, and
does not "'clearly outweigh'" the public interest in
having access to this information. (CBS, Inc. v. Block (1986)
42 Cal.3d 646, 652 [230 Cal.Rptr. 362, 725 P.2d 470].) We agree.
Discussion
1. Standard of Review
[1] Petitioner asserts that the court, in making its order,
exceeded its jurisdiction. An order directing or refusing disclosure
is reviewable only by extraordinary writ of review as defined
in Code of Civil Procedure section 1067. (§ 6259.) Grant
of writ of review or certiorari (Code Civ. Proc., § 1067)
is limited only to those cases in which a trial court has exceeded
its jurisdiction. (Code Civ. Proc., §§ 1068, 1074;
Freedom Newspapers, Inc. v. Superior Court (1986) 186 Cal.App.3d
1102, 1108-1109 [231 Cal.Rptr. 189].) Where a court conscientiously
follows the law but reaches an arguably incorrect conclusion
within the exercise of its jurisdiction, there is no {Page 218
Cal.App.3d 1584} basis for annulling its decision by writ of
review. ( Freedom Newspapers, supra, at p. 1109.)
However, if the court acts contrary to the statutorily authorized
procedure, such as that set forth in section 6255, it acts in
excess of its jurisdiction and a writ or review, or certiorari,
will lie. (See Rodman v. Superior Court (1939) 13 Cal.2d 262,
269 [89 P.2d 109]; Yoakum v. Small Claims Court (1975) 53 Cal.App.3d
398, 402-403 [125 Cal.Rptr. 882].) Section 6255 requires the
trial court to weigh the public interest served by nondisclosure
against the public interest served by disclosure and determine
which interest outweighs the other. (See CBS v. Block, supra,
42 Cal.3d at p. 652.) The agency seeking to withhold the information
has the burden of demonstrating a need for nondisclosure. (§
6255; Braun v. City of Taft, supra, 154 Cal.App.3d at p. 345.)
Instead, the trial court here placed the onus on the petitioner
to give reasons why the court should not limit the amount of
access. Additionally, the "evidence" from which the
lower court inferred public harassment and danger was mere speculation.
Since the trial court did not follow the governing statute, it
exceeded its jurisdiction.
2. Burden of Proof and Balancing Interests
[2] Article I, section 1, of the California Constitution guarantees
all persons the inalienable right to privacy. (Scull v. Superior
Court (1988) 206 Cal.App.3d 784, 790 [254 Cal.Rptr. 24]; Committee
to Defend Reproductive Rights v. Myers (1981) 29 Cal.3d 252,
262 [172 Cal.Rptr. 866, 625 P.2d 779, 20 A.L.R.4th 1118]; City
of Santa Barbara v. Adamson (1980) 27 Cal.3d 123, 130 [164 Cal.Rptr.
539, 610 P.2d 436, 12 A.L.R.4th 219].) Disclosure of the information
petitioner seeks, however noble the intention, intrudes upon
the privacy interest of the District's customers. Nonetheless,
the public and the press have a right to review the government's
conduct of its business. ( CBS, Inc. v. Block, supra, 42 Cal.3d
at p. 654.) The Legislature, mindful of the right of individuals
to privacy, has deemed the public's right of access to information
concerning the conduct of public business a fundamental and necessary
interest of citizenship. ( Id., at p. 651, fns. 5 & 6; §
6250.) "The interest of society in ensuring accountability
is particularly strong where the discretion invested in a government
official is unfettered, and only a select few are granted the
special privilege." ( CBS, Inc., supra, at p. 655.)
Consequently, in enacting the Public Records Act, the Legislature
balanced the individual's privacy interest with the right to
know about the conduct of public business. (City of Santa Rosa
v. Press Democrat (1986) {Page 218 Cal.App.3d 1585} 187 Cal.App.3d
1315, 1319 [232 Cal.Rptr. 445].) Specific exemptions from this
general requirement of disclosure are listed in section 6254
and are construed narrowly to ensure maximum disclosure of the
conduct of governmental operations. ( Id., at pp. 1320-1321;
San Gabriel Tribune v. Superior Court, supra, 143 Cal.App.3d
at pp. 772-773.)
In addition to these express exceptions, section 6255 permits
the governmental agency to withhold records if it can demonstrate
that "'on the facts of a particular case the public interest
served by not making the record public clearly outweighs the
public interest served by disclosure of the record.'" (
CBS, Inc. v. Block, supra, 42 Cal.3d at p. 652, fn. omitted,
italics in original; San Gabriel Tribune v. Superior Court, supra,
143 Cal.App.3d at p. 780.) [3] Thus the burden is on the agency
to justify the need for nondisclosure. ( San Gabriel Tribune,
supra, at p. 780.)
3. To Disclose or Not to Disclose
[4] Petitioner asserts that the information sought is located
in public records open to public inspection (§§ 6252,
6253) and that the claim of privacy of the names of users of
excessive water resources is outweighed by the public's "fundamental
and necessary right" to be informed concerning the workings
of its government. (§ 6250; CBS, Inc. v. Block, supra, 42
Cal.3d at p. 651.) In particular, petitioner is concerned about
discriminatory enforcement of the ordinance.
The District asserts that publication of those names could
expose the individuals to verbal or physical harassment due to
the strong currents of emotion on the subject of water overuse,
and not simply encourage, through public embarrassment, those
individuals to husband their water usage. Additionally, it argues,
customers apply for water as a matter of necessity, not choice.
Most residents have no alternate sources of water. (Compare CBS,
Inc. v. Block, supra, 42 Cal.3d at p. 654, where the court stated
that those voluntarily applying for the privilege of carrying
a handgun could not prevent disclosure of their identities.)
Nonetheless, "[a] mere assertion of possible endangerment
does not 'clearly outweigh' the public interest in access to
these records." ( CBS, Inc. v. Block, supra, 42 Cal.3d at
p. 652.) The District should not be allowed to exercise absolute
discretion, shielded from public accountability, in deciding
which customer is a chronic water abuser. "In order to verify
accountability, individuals must have access to government files.
Such access permits checks against the arbitrary exercise of
official power and secrecy in the political process." (
Id., at p. 651, fn. omitted.) Disclosure of all who exceed their
allocation will ensure that certain individuals do not receive
special {Page 218 Cal.App.3d 1586} privileges from the District,
or alternatively, are not subject to discriminatory treatment.
The records sought are public records and, in the absence
of a privilege or a compelling countervailing interest, "are
open to inspection at all times ...." (§ 6253, subd.
(a); CBS, Inc. v. Block, supra, 42 Cal.3d at pp. 651-652; Black
Panther Party v. Kehoe (1974) 42 Cal.App.3d 645, 650 [117 Cal.Rptr.
106].) Significantly, the class of information sought is not
contained among the subsections that list exemptions from the
general disclosure requirement. (§ 6254.) Nor has the District
established that the narrow privacy rights invaded are so fundamental
that they outweigh the public's "fundamental and necessary
right" to be informed concerning the workings of its government.
(§ 6250; CBS, Inc. v. Block, supra, 42 Cal.3d at p. 651.)
Even given the strong concerns about water conservation, the
record contains no evidence that revelation of names and addresses
of those who have exceeded their water allocation during a billing
period will subject those individuals to infamy, opprobrium,
or physical assault.fn. 4
The preservation of water resources has long been a matter
of great concern in California. (National Audubon Society v.
Superior Court (1983) 33 Cal.3d 419, 443 [189 Cal.Rptr. 346,
658 P.2d 709].) It is the policy of the state to foster the beneficial
use of water and discourage waste. (See Wright v. Goleta Water
Dist. (1985) 174 Cal.App.3d 74, 84 [219 Cal.Rptr. 740]; Cal.
Const., art. X, § 2.) The rapid population growth in certain
portions of Southern California has exceeded available water
resources in the region. Recent years have witnessed a severe
drought and water resources in Goleta have thereby been further
reduced.
The District asserts that the overdrafting of one's water
allocation for a month's period does not necessarily demonstrate
noncompliance on the part of the customers. Nonetheless, publication
of overdrafting by customers during a given period will discourage
profligate use of water during the ensuing months and encourage
customers to bring their consumption within the guidelines of
the ordinance.
Conclusion
The District's fear that outraged citizens will misunderstand
the information sought is speculative and does not outweigh the
public's right to be informed of the District's implementation
of the ordinance. We find that {Page 218 Cal.App.3d 1587} respondent
superior court exceeded its jurisdiction in failing to follow
the statutory directive to place the burden on the agency to
justify withholding the information sought, a burden that, on
the record, the District could not meet. Respondent superior
court's order of October 6, 1989, denying the motion to disclose
public records is annulled and the matter is remanded to the
superior court to issue a new order granting petitioner's motion.
Gilbert, J., and Abbe, J., concurred.
FN 1. All statutory references are to the Government Code
unless otherwise indicated.
FN 2. Section 6258 provides that anyone may institute proceedings
for injunctive or declaratory relief to enforce the right to
inspect or to receive a copy of any public record.
FN 3. Under the ordinance, a customer facing imposition of
a flow restrictor has a right to a public hearing.
FN 4. We note the recent, well-reasoned opinion of Times Mirror
Co. v. Superior Court (1990) 217 Cal.App.3d 360 [265 Cal.Rptr.
844], in which the reviewing court held that the Governor's schedules
and appointment calendars were subject to disclosure under the
California Public Records Act absent an evidentiary showing of
legitimate safety concerns.
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