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JONATHAN D. MAURO, Plaintiff-Appellant,
v.
JOSEPH M. ARPAIO, Sheriff; MARICOPA COUNTY, a political
subdivision of the State of Arizona, Defendants-Appellees.
No. 97-16021
United States Court of Appeals for the Ninth Circuit
D.C. No. CV-95-02729-RCB
Appeal from the United States District Court for the District
of Arizona Robert C. Broomfield, District Judge, Presiding
Argued and Submitted March 25, 1999 -- Pasadena, California
Before: Procter Hug, Jr., Chief Judge, Mary M. Schroeder, Betty
B. Fletcher, Melvin Brunetti, Ferdinand F. Fernandez, Pamela
Ann Rymer, Thomas G. Nelson, Andrew J. Kleinfeld, A. Wallace
Tashima, Sidney R. Thomas and Kim McLane Wardlaw, Circuit Judges.
COUNSEL
Nicholas S. Hentoff, Phoenix, Arizona, for the plaintiff-appellant.
Daniel P. Struck and David C. Lewis, Jones, Skelton
& Hochuli, Phoenix, Arizona, for the defendants-appellees.
Filed August 17, 1999
T.G. NELSON, Circuit Judge:
This case concerns the constitutionality of a policy
issued by Joseph M. Arpaio, in his capacity as Maricopa County
Sheriff, prohibiting inmates from possessing "sexually explicit
material." Jonathan Mauro, an inmate in the Maricopa County
jail system, filed an action under 42 U.S.C. § 1983 claiming
that the policy infringed on his First Amendment rights. Because
we conclude that the policy is reasonably related to legitimate
penological interests, we hold that the policy is a valid restraint
on Mauro' s First Amendment rights.
I.
The Maricopa County jail system is one of the country'
s largest, housing 6500 inmates at any given time. The average
inmate stay is slightly less than fourteen days. Until 1993,
the jail had no policy restricting possession of sexually explicit
materials.
Prior to adoption of the policy challenged by Mauro,
female detention officers were faced with situations in which
male inmates compared the officers' anatomy to that of nude women
depicted in various publications, often Playboy magazine
centerfolds. The officers would be invited to look at the breasts
on these nude models, or asked their opinion about shaved genitalia.
The officers would also encounter inmates who were openly masturbating
while looking at sexually explicit pictures. One inmate told
an officer that he was mentally having anal intercourse with
Miss July, and when he was done, he was going to do the same
to the officer. The officers were confronted with this type of
behavior often, ranging from several times daily to several times
a week.
In response to this problem, on August 6, 1993, the
jail administration instituted a policy which prohibited inmates
from possessing "sexually explicit materials." The
notice to the inmates only included the prohibition on sexually
explicit materials, while the accompanying notice to jail employees
defined "sexually explicit materials" as "materials
that show frontal nudity" including "personal photographs,
drawings, and magazines and pictorials that show frontal nudity."
Pursuant to the policy, sexually explicit materials found in
the possession of inmates are confiscated and destroyed.
Implementation of the policy resulted in a sharp decrease
in the number of problems encountered by the female officers.
The officers reported that the situations declined to only happening
to them occasionally, if at all. Also, from August 1993, when
the policy was implemented, until August 1995, no inmate had
requested authorization to receive and possess sexually explicit
materials that are prohibited under the policy.
Jonathan D. Mauro was incarcerated in the Maricopa County
jail system as a pretrial detainee in August 1995. He requested
that he be allowed to receive a Playboy magazine, which
was denied pursuant to the policy. He filed suit under 42 U.S.C.
§ 1983 against Maricopa County and its sheriff, Joseph Arpaio,
claiming that the policy infringed his rights under the First
Amendment.
The district court granted the defendants' motion for
summary judgment and Mauro appealed. A panel of this court reversed.
See Mauro v. Arpaio,147 F.3d 1137 (9th Cir. 1998). The
panel opinion was withdrawn when this court voted to rehear the
case en banc. See Mauro v. Arpaio, 162 F.3d 547 (9th Cir.
1998).
II.
We begin our discussion with a review of two basic
and potentially competing principles that necessarily frame our
analysis of Mauro' s constitutional claim. The first of these
principles is that prisoners are not stripped of the protections
of the Constitution upon incarceration. See Turner v. Safley,
482 U.S. 78, 84 (1987). Thus, "when a prison regulation
or practice offends a fundamental constitutional guarantee, federal
courts will discharge their duty to protect [prisoners' ] constitutional
rights." Id.
The second basic principle that frames our analysis
is that "courts are ill equipped to deal with the increasingly
urgent problems of prison administration and reform." Id.
[T]he problems of prisons in America are complex and intractable,
and, more to the point, they are not readily susceptible of resolution
by decree. Running a prison is an inordinately difficult undertaking
that requires expertise, planning, and the commitment of resources,
all of which are peculiarly within the province of the legislative
and executive branches of government. Prison administration is,
moreover, a task that has been committed to the responsibility
of those branches, and separation of powers concerns counsel
a policy of judicial restraint. Where a state penal system is
involved, federal courts have . . . additional reason to accord
deference to the appropriate prison authorities.
Id. at 84-85 (citations omitted).
To maintain the necessary balance between these two
basic principles, we must apply a deferential standard of review
to challenges regarding prison regulations and uphold the regulation
"if it is reasonably related to legitimate penological interests."
Id. at 89.
[S]uch a standard is necessary if prison administrators, and
not the courts, are to make the difficult judgments concerning
institutional operations. Subjecting the day-to-day judgments
of prison officials to an inflexible strict scrutiny analysis
would seriously hamper their ability to anticipate security problems
and to adopt innovative solutions to the intractable problems
of prison administration. The rule would also distort the decisionmaking
process, for every administrative judgment would be subject to
the possibility that some court somewhere would conclude that
it had a less restrictive way of solving the problem at hand.
Courts inevitably would become the primary arbiters of what constitutes
the best solution to every administrative problem, thereby unnecessarily
perpetuating the involvement of the federal courts in affairs
of prison administration.
Id. (citations, quotations and ellipses omitted).
III.
To determine whether the jail' s policy of excluding
all material containing frontal nudity "is reasonably related
to legitimate penological interests," and therefore valid,
we must consider four factors: (1) whether there is a valid,
rational connection between the policy and the legitimate governmental
interest put forward to justify it; (2) whether there are alternative
means of exercising the right; (3) whether the impact of accommodating
the asserted constitutional right will have a significant negative
impact on prison guards, other inmates and the allocation of
prison resources generally; and (4) whether the policy is an
"exaggerated response" to the jail' s concerns. See
id. at 89-90; Casey v. Lewis, 4 F.3d 1516, 1520 (9th Cir.
1993).
A. Rational Connection
The first factor we must consider is whether there
is a rational connection between the challenged policy and a
legitimate governmental interest. See Turner, 482 U.S.
at 89. This requires us to determine whether the governmental
objective underlying the policy is (1) legitimate, (2) neutral,
and (3) whether the policy is "rationally related to that
objective." Thornburgh v. Abbott, 490 U.S. 401, 414
(1989).
The jail' s policy of excluding sexually explicit materials
is expressly aimed at maintaining jail security, rehabilitating
inmates and reducing sexual harassment of female detention officers.
It is beyond question that both jail security and rehabilitation
are legitimate penological interests.[FOOTNOTE 1] See
id. at 415 (prison security); Turner, 482 U.S. at 91 (prison
security); Pell v. Procunier, 417 U.S. 817, 823 (1974)
(rehabilitation); Procunier v. Martinez, 416 U.S. 396,
413-14 (1974) (prison security, order and rehabilitation). Moreover,
although no court has addressed whether reducing sexual harassment
of prison employees is a legitimate penological interest, there
is no doubt that protecting the safety of guards in general is
a legitimate interest, and that reducing sexual harassment in
particular likewise is legitimate.[FOOTNOTE 2] See Folkerson
v. Circus Circus Enters., Inc., 107 F.3d 754, 756 (9th Cir.
1997) (holding that employer may be liable for failing to prevent
sexual harassment of employee by co-workers and by private individuals,
such as business patrons).
The requirement that the policy be "neutral"
is also unquestionably met in this case. As the Court explained
in Thornburgh, to meet Turner' s "neutrality"
test,
the regulation or practice in question must further an important
or substantial governmental interest unrelated to the suppression
of expression. Where, as here, prison administrators draw distinctions
between publications solely on the basis of their potential implications
for prison security, the regulations are "neutral"
in the technical sense in which we meant and used that term in
Turner.
490 U.S. at 415-16 (quotations and citation omitted).
Here, as in Thornburgh, the jail administrators
drew a distinction between materials solely on the basis of the
materials' potential effect on the prison' s legitimate objectives.
The regulations are therefore "neutral" in the technical
sense required under Turner and Thornburgh. See 490 U.S.
at 415-16; Amatel v. Reno, 156 F.3d 192, 197-98 (D.C.
Cir. 1998); Dawson v. Scurr, 986 F.2d 257, 261 (8th Cir.
1993).
Finally, the requirement that the policy be rationally
related to the jail' s legitimate objectives is met in this case.
To show a rational relationship between a regulation and a legitimate
penological interest, prison officials need not prove that the
banned material actually caused problems in the past, or that
the materials are "likely" to cause problems in the
future. See Thornburgh, 490 U.S. at 417; Casey, 4 F.3d
at 1521. Moreover, it "does not matter whether we agree
with" the defendants or whether the policy "in fact
advances" the jail' s legitimate interests. See Amatel,
156 F.3d at 199. The only question that we must answer is whether
the defendants' judgment was "rational," that is, whether
the defendants might reasonably have thought that the policy
would advance its interests. See id.
The relationship between the possession of sexually
explicit materials and the problems sought to be addressed by
the policy -- sexual harassment of female officers, jail security
and rehabilitation of inmates -- is clear. In the past,[FOOTNOTE
3] inmates have used nude photographs to draw anatomical comparisons
with the wives, girlfriends and mothers of other inmates, which
in turn led to fights and disturbances by the inmates and created
a security risk for both inmates and jail employees; to draw
anatomical comparisons between the female detention officers
and the persons depicted in the photographs; and to openly masturbate
in front of and otherwise sexually harass the female officers.
The relationship between the jail' s policy of prohibiting
the possession of sexually explicit materials and the goals of
preventing sexual harassment of the female officers, inmate rehabilitation
and maintenance of jail security is not so "remote as to
render the policy arbitrary or irrational." [FOOTNOTE 4]
See Turner, 482 U.S. at 89-90; Amatel, 156
F.3d at 200-01; Dawson, 986 F.2d at 261 (holding regulation
restricting access to sexually explicit materials is rationally
related to goals of prison security and inmate rehabilitation).
Although, as the defendants candidly admit, the "fit"
between the policy and the jail' s objectives is not "exact,"
an exact fit is not required. Rather, all that is required is
that there be a "rational" connection between the policy
and the jail' s legitimate objectives. This standard is met.[FOOTNOTE
5]
B. Alternative Avenues
The second factor we must consider in determining the
reasonableness of the policy' s restriction on constitutional
rights is "whether there are alternative means of exercising
the right that remain open to prison inmates." Turner,
482 U.S. at 90. "Where ' other avenues' remain available
for the exercise of the asserted right, courts should be particularly
conscious of the ' measure of judicial deference owed to corrections
officials . . . in gauging the validity of the regulation.' "Id.
(citations omitted).
In applying this factor, "the right in question
must be viewed sensibly and expansively." Thornburgh,
490 U.S. at 417 (quotations omitted). For example, in Turner,
the Court upheld a regulation that restricted correspondence
between inmates at different state prisons. In doing so, the
Court rejected the argument that inmates should be afforded other
means of communicating with inmates at other institutions, finding
it sufficient if other means of expression remained available
to the inmates. See Turner, 482 U.S. at 92.
Similarly, in O' Lone v. Estate of Shabazz, 482
U.S. 342 (1987), the Court upheld a regulation that restricted
inmates' ability to attend the Jumu' ah, a Muslim religious ceremony,
finding it sufficient if the inmates were permitted to participate
in other Muslim religious ceremonies. See id. at 351-52. Finally,
in Thornburgh, the Court upheld a regulation restricting
the incoming publications that inmates could receive and possess,
finding sufficient alternative means available to the inmates
because the regulations permitted "a broad range of publications
to be sent, received, and read." See Thornburgh,
490 U.S. at 417-18; see also Amatel, 156 F.3d at 201.
We agree with the district court that a sensible and
expansive view of the constitutional right infringed by the jail'
s policy is the "right to receive sexually explicit communications."
Viewed in this sensible and expansive manner, there are many
alternative means available to the inmates. As the district court
recognized, although the policy bans all sexually explicit materials
depicting frontal nudity, it does not ban sexually explicit letters
between inmates and others, nor does it ban sexually explicit
articles or photographs of clothed females. See Amatel,
156 F.3d at 202 ("[T]he regulation by its terms only restricts
pictures; a prisoner may read anything he pleases." )
C. Impact on Others
The third factor that we must address is the impact
that accommodation of the asserted constitutional right would
have on prison personnel, other inmates, and the allocation of
prison resources. See Turner, 482 U.S. at 90. This factor
requires us to determine the impact of allowing inmates unrestricted
access to sexually explicit materials. See id. at 92.
The impact of such unrestricted access would be significant.
As discussed previously, such access could lead to the bartering
of sexually explicit materials and anatomical comparisons which
could in turn lead to fights between inmates. These fights jeopardize
not only the safety of jail employees, but also other inmates.
Moreover, as also previously discussed, allowing inmates
unlimited access to sexually explicit materials would expose
the female detention officers, whose complaints originally led
to the adoption of the policy, to sexual harassment and a hostile
work environment. "Where, as here, the right in question
' can be exercised only at the cost of significantly less liberty
and safety for everyone else, guards and other prisoners alike,
' [we] should defer to the ' informed discretion of corrections
officials.' "Thornburgh, 490 U.S. at 418 (quoting
Turner, 482 U.S. at 90-92).
D. Exaggerated Response
The fourth and final factor that we must address is
whether the policy is an exaggerated response to the jail' s
concerns.
[T]he absence of ready alternatives is evidence of the reasonableness
of a prison regulation. By the same token, the existence of obvious,
easy alternatives may be evidence that the regulation is not
reasonable, but is an "exaggerated response" to prison
concerns. This is not a "least restrictive alternative"
test: prison officials do not have to set up and then shoot down
every conceivable alternative method of accommodating the claimant'
s constitutional complaint. But if an inmate claimant
can point to an alternative that fully accommodates the prisoner'
s rights at de minimis cost to valid penological interests, a
court may consider that as evidence that the regulation does
not satisfy the reasonable relationship standard.
Turner, 482 U.S. at 90-91 (emphasis added) (citations
omitted).
The burden is on the prisoner challenging the regulation,
not on the prison officials, to show that there are obvious,
easy alternatives to the regulation. See O' Lone, 482
U.S. at 350 ("By placing the burden on prison officials
to disprove the availability of alternatives, the approach articulated
by the Court of Appeals fails to reflect the respect and deference
that the United States Constitution allows for the judgment of
prison administrators." ); Turner, 482 U.S. at 91; Casey,
4 F.3d at 1523 ("It is incumbent upon the prisoners
to point to an alternative that accommodates their rights at
de minimis cost to security interests." (emphasis
added)).
Mauro pointed to two alternatives in the district court:
(1) a reading room for inmates to view sexually explicit materials;
and (2) psychological testing of inmates who would be "fit"
to receive sexually explicit materials.[FOOTNOTE 6] We agree
with the district court that both of these alternatives would
impose more than a de minimis cost on valid penological
interests and are therefore inadequate alternatives to the policy.
First, confining sexually explicit materials to a reading
room would not prevent the sexual harassment of female detention
officers. In fact, the female officers transporting inmates to
and from the reading room, as well as those monitoring the reading
room, would be especially vulnerable to sexual harassment by
the inmates. As Deputy Chief Larry Wendt stated in his deposition,
the creation of a reading room "does not guarantee that
female detention officers would not be subjected to the same
kind of harassment and verbal abuse that they endured before
adoption of the Policy in 1993."
Moreover, the creation of such a reading room would
impose a significant administrative burden on the jail: inmates
from different custody levels would need to be escorted to and
from the reading room; strip searches of the inmates leaving
the reading room would have to be conducted; and the reading
room would have to be monitored. As Deputy Chief Wendt stated
in his affidavit:
6. Specifically, the proposal [of a reading room] is incompatible
with the current design structure of the MCSO jails. Simply transporting
inmates (from all custody levels) to a central reading room would
be a logistical nightmare. Additionally, the current rooms used
for attorney and family visitation are already over capacity.
To accept Plaintiff' s proposal would require the County to spend
funds to build an entirely new room or unit with budgetary funds
it does not have in its possession and on vacant space that it
does not own.
7. The proposal would also impose an administrative burden
on detention officers who would be required to transport inmates
to and from the room, as well as the inconvenience of the strip-searching
of every inmate before they may enter the room. We (MCSO command
staff) simply do not have the manpower to provide this extra
service for inmates. Even assuming only one percent (1%) of the
approximately 6,500 MCSO inmates would want to use the room on
a weekly basis, MCSO would have to escort sixty-five (65) inmates
every week to this central reading room. We do not have the time
or the available staff to accommodate this service.
The second alternative Mauro proposes, the psychological
testing of inmates, is also an inadequate alternative. Although
psychological testing may prevent sexual offenders from receiving
sexually explicit materials and therefore adversely affecting
their rehabilitation, such testing would not address the other
reasons for having the policy -- prison security and sexual harassment
of the female detention officers. See Friend v. Kolodzieczak,
923 F.2d 126, 128 (9th Cir. 1991) (holding that inmates' proposed
alternative was inadequate where it satisfied some, but not all,
of prison officials' concerns).
Because Mauro failed "to point to an alternative
that accommodates [his] rights at de minimis cost to security
interests," we hold that the policy "is not an exaggerated
response" to the problems sought to be addressed by the
defendants. See Casey, 4 F.3d at 1523.
IV.
We recognize that there may be a different, less restrictive
means of achieving defendants' legitimate objectives. Under Thornburgh,
however, the defendants are not required to adopt the least restrictive
means of achieving these objectives. Rather, the defendants must
simply ensure that the policy is reasonably related to legitimate
penological interests. Because, under the facts of this case,
the prohibition on sexually explicit materials fulfills this
reasonableness test, we hold that the policy does not violate
the First Amendment.
AFFIRMED.
SCHROEDER, Circuit Judge, with whom Judges B. FLETCHER and
THOMAS, Circuit Judges, join, dissenting:
I respectfully dissent.
The majority upholds a regulation that is not the regulation
being enforced by Maricopa County in its jails. The County' s
regulation defines "sexually explicit" materials as
those materials that "show frontal nudity." It bans
publications ranging from the National Geographic to art
books displaying Michelangelo' s David. At the same time,
it permits inmates to receive the Sports Illustrated swimsuit
issues and seductive lingerie catalogs. The Maricopa County regulation
is not rationally related to any goal of rehabilitation, security,
or preventing sexual harassment. It thus fails the primary test
articulated by the Supreme Court in Turner v. Safley,
482 U.S. 78, 89-90 (1987).
The majority treats the regulation as if it were far
narrower and limited to sexually explicit depictions like those
contained in hard or soft core pornographic publications. As
our panel originally and unanimously held, the regulation is
overbroad and flunks the second Turner test as well. It
leaves no alternative means for inmates to exercise their First
Amendment rights to illustrated educational, religious, or other
materials that may contain nude figures but are unrelated to
any of the penological concerns underlying the regulation.
In upholding the regulation, the majority puts us in
conflict with the Supreme Court' s teaching in Thornburgh
v. Abbott, 490 U.S. 401, 417 n.15 (1989), that prisons should
eschew prohibition of broad categories of publications. The Court,
in Thornburgh, approved a regulation that permitted a
federal prison warden to exclude any specific publication after
the warden determined that it was "detrimental to the security,
good order, or discipline of the institution." Id.
at 416. Although the standard for exclusion may have seemed broad,
the Court explained that it was circumscribed by the requirement
that "no publication may be excluded unless the warden himself
makes the determination." Id. The Court favorably
referred to other provisions of the regulation that prohibited
the warden from delegating his exclusion power or establishing
a list of excluded publications. Id. at 416-17.
In contrast, Maricopa County' s policy places the power
of exclusion far from the jail' s administrators, leaving it
up to several rotating, relatively low level mail officers to
decide whether a publication is impermissible. Moreover, the
policy seeks to facilitate the mail officers' detection of prohibited
material by imposing an easy to administer, bright line, standard
of "frontal nudity." Consequently, the County' s policy
falls squarely within the Thornburgh Court' s admonition
that "[a]ny attempt to achieve greater consistency by broader
exclusions might itself run afoul of the second Turner factor."
Id. at 417 n.15.
No other court has upheld such a broad intrusion into
an inmate' s First Amendment rights. See, e.g., Thornburgh,
490 U.S. at 405 n.6 (banning sexually explicit materials involving
homosexuality, sado-masochism, bestiality, and children); Giano
v. Senkowski, 54 F.3d 1050, 1052 (2d Cir. 1995) (banning
nude or semi-nude photographs of inmates' wives or girlfriends);
Dawson v. Scurr, 986 F.2d 257, 259 n.2 (8th Cir. 1992)
(regulation prohibiting "material portraying bestiality,
sadomasochism, child nudity, or child sexual activity,"
and several other sexual acts).
Yet the majority appears to believe it has a regulation
similar to that recently upheld by a panel majority of the D.C.
Circuit in Amatel v. Reno, 156 F.3d 192 (D.C. Cir. 1998),
petition for cert. filed, 67 U.S.L.W. 3588 (U.S. Mar.
11, 1999) (No. 98-1452). The Maricopa County regulation is very
different. In Amatel, the court upheld a federal regulation
prohibiting material that is "sexually explicit" or
"features nudity." The Bureau of Prisons adopted a
definition of "features nudity" that is much narrower
than Maricopa County' s standard: "' features' means that
' the publication contains depictions of nudity or sexually explicit
conduct on a routine or regular basis or promotes itself based
upon such depictions in the case of individual onetime issues.'
"Amatel, 156 F.3d at 194. More significant, however,
is that the regulation in Amatel expressly provides for
an exception to the ban on material that features nudity "if
it contains ' nudity illustrative of medical, educational, or
anthropological content.' "Id. Accordingly, the Amatel
court acknowledged that the regulation prohibited only "pornography."
Id. at 199 ("The legislative judgment is that pornography
adversely affects rehabilitation." ); id. ("We
think that the government could rationally have seen a connection
between pornography and rehabilitative values." ).[FOOTNOTE
1]
Maricopa County' s regulation proscribes much more.
This record demonstrates that prison officials would ban a photograph
of a nude Christ painted by Michelangelo. See Mauro v. Arpaio,
147 F.3d 1137, 1147 (9th Cir. 1998). The D.C. Circuit in Amatel
observed that "[w]e find it all but impossible to believe
that the Swimsuit Edition and Victoria' s Secret pass
muster while Michelangelo' s David or concentration camp
pictures fail; nor has there been any suggestion that any prison
official has attempted to implement such a bizarre interpretation."
Id. at 202. The record in this case establishes the very
facts that the Amatel court found "all but impossible
to believe."
Moreover, the sole justification offered by the federal
prisons in Amatel for their regulation was inmate rehabilitation.
Here, however, the plaintiff is a pretrial detainee who has not
yet been convicted of any crime. Just as the County has no legitimate
interest in his punishment, see Bell v. Wolfish, 441 U.S.
520, 535-36 (1979), neither can it have a legitimate interest
in his rehabilitation. See McGinnis v. Royster, 410 U.S.
263, 273 (1973) ("[I]t would hardly be appropriate for the
State to undertake in the pretrial detention period programs
to rehabilitate a man still clothed with a presumption of innocence."
); United States v. Hearst, 563 F.2d 1331, 1345 n.11 (9th
Cir. 1977) (observing that a pretrial detainee can "assert
his status as a shield" against jail policies aimed at rehabilitation).
The majority appropriately recognizes that the County' s goal
of rehabilitation is not legitimate as applied to pretrial detainees,
but dismisses any concern simply by noting that the County' s
jails house "a mix of pretrial detainees and convicted inmates."
The County did not rationalize its reliance on rehabilitation
by arguing that some of its jail' s residents are convicted inmates.
Quite the contrary, the County has consistently argued to this
court that the brief stay of its inmates, an average of 13.6
days, is a consideration that favors the regulation' s validity.
The thrust of the County' s argument is that this regulation
can rehabilitate inmates who on average spend just two weeks
in its jails.
The County even stresses that its goal of rehabilitation
is aimed at pretrial detainees. It explains that the regulation
is intended "to prevent the introduction of sexually explicit
materials into an environment where 10-20% of all inmates are
facing charges involving sexual offenses." (emphasis
added). It apparently matters not to the County that inmates
"facing charges" are presumed innocent and cannot be
the subject of rehabilitative efforts. The fact that the County
argues to this court that its regulation advances an illegitimate
interest in rehabilitation merely underscores the lack of rationality
behind the regulation. Furthermore, because the County in this
case cannot invoke rehabilitation as a justification for the
policy, Amatel provides none of the support the majority
would draw from it.
In fact, the regulation upheld in Amatel, while
less intrusive than the regulation we have before us, is not
itself free from constitutional doubt. That regulation prompted
an eloquent dissent from Judge Wald:
Claims of prisoners to read magazines like Playboy or Penthouse
may not be the ideal vehicles for the articulation of First Amendment
rights. But, as Dostoyevsky observed, "the degree of civilization
in a society is revealed by entering its prisons." F. DOSTOYEVKSY,
THE HOUSE OF THE DEAD 76 (C. Garnett trans., 1957). Today' s
ruling that prisoners may be stripped of rights to view publications
of their choice on the mere assertion of legislators or regulators
-- far removed from the prison scene and without supporting evidence
of any kind -- that those publications will hinder their "rehabilitation"
goes well beyond prior precedent and the case law in other circuits.
It is a most troubling precedent.
Amatel, 156 F.3d at 214 (Wald, J., dissenting).
The majority assumes that prison inmates, including
pretrial detainees like Mauro who have been convicted of no crime,
are demeaned individuals who would prefer to see trash rather
than art and whose First Amendment rights therefore will not
be affected. This assumption is without precedent and diminishes
our constitutional protections.
B. FLETCHER, Circuit Judge, dissenting:
I concur fully in Judge Schroeder' s dissenting opinion.
The regulation at issue prohibits material ranging from art books
displaying Michelangelo' s David to issues of Sports Illustrated
depicting male Olympic swimmers. As Judge Schroeder amply demonstrates,
such a prohibition is of unprecedented breadth and cannot pass
constitutional muster. The majority' s attempt to avoid this
infirmity by adopting an unduly narrow reading of the regulation
is without support either in the text of the regulation or in
the County' s expressed understanding of the regulation.[FOOTNOTE
1]
I also agree with Judge Kleinfeld that on the specifics
of this case, summary judgment should not have been granted for
the County. As Judge Kleinfeld rightly points out, the County
may not attempt to "reform" or "punish" pretrial
detainees. See Bell v. Wolfish, 441 U.S. 520, 535 (1979).
The majority responds that Mauro did not raise the issue of whether
the regulation is imposed for the purpose of punishing pretrial
detainees, and that he has therefore waived it. See Majority
Opinion at 10 n.2. In so concluding, the majority ignores the
essence of Mauro' s suit. Throughout this case, Mauro has referred
to himself as a pretrial detainee. In addition to challenging
the regulation as facially overbroad, he challenges the application
of the regulation to him. By claiming that the regulation may
not validly be applied to him, Mauro necessarily contends that
the purpose of the regulation does not justify its application
to him. That is, he claims that the purpose of the regulation
does not justify its application to a pretrial detainee.
Only by ignoring the obvious fact, reflected in the record, that
Mauro is (or was at the relevant time) a pretrial detainee can
the majority conclude that he has waived the claim most central
to his suit.
Last, I agree with Judge Kleinfeld that conventional
jail and prison disciplinary measures -- unit segregation, full
restriction, and reclassification -- are more appropriate responses
to the harassment of female guards by inmates. The county of
course has a legitimate interest in preventing the harassment
of its employees. But by choosing to ban such an astonishingly
broad range of material, the county imposes a substantial and
unjustifiable burden on the First Amendment rights of even those
who have no history of harassment, and who have not yet been
convicted of any criminal offense. Such an imposition is totally
out of proportion to the problem at hand.
The majority apparently concludes that the First Amendment
does not protect the right of, for example, a nonviolent, non-harassing
pretrial detainee to pursue his general equivalency diploma by
reading a Western Civilization textbook containing a chapter
on the art of the Renaissance. Surely the Constitution' s prohibition
on laws "abridging the freedom of speech," U.S. Const.
amend. I, means more than that. Because the majority concludes
it does not, I respectfully dissent.
KLEINFELD, Circuit Judge, with whom Judge B. FLETCHER, Circuit
Judge, partially joins, dissenting:
Mauro is a pretrial detainee. As of the time covered
by the record in this case, he had not been convicted of the
crime for which he was being held. He evidently waited two years
in the county jail for his trial.[FOOTNOTE 1] This case involves
his rights prior to conviction. He has some experience in various
jails, and has been accustomed to reading Playboy, Penthouse,
Time, Newsweek, and newspapers while in jail. There is no
evidence in the record that he has used any of these publications
in any of the inappropriate ways described in the majority opinion,
and he testified in his deposition that he has not. He says in
his deposition that he likes to read Playboy for the articles.
This case arises from his being turned down on a request that
he receive his Playboys.
My guess is that at the end of the day, the majority
will turn out to be correct, that the jail can ban publications
showing frontal nudity, in order to maintain security and discipline.
But we are not yet at the end of the day. A person' s rights
should not be taken away on the basis of a guess. There is a
genuine issue of material fact. The case was dismissed on summary
judgment, without a trial, so a genuine issue of material fact
requires reversal. The issue of fact is whether the ban was imposed
to preserve jail security and discipline, or for purposes of
punishment. There is evidence in the record that the reason why
the jail excludes publications with frontal nudity is to punish
the prisoners. If so, the ban is unconstitutional. "[U]nder
the Due Process Clause, a detainee may not be punished prior
to an adjudication of guilt in accordance with due process of
law." [FOOTNOTE 2] There was also evidence that the jail
excluded publications showing frontal nudity to maintain order,
and that it was not excessive in relation to that purpose. If
so, the ban is probably permissible. A trial is the way to find
out.
The majority overlooks the issue of fact because it
uses the wrong case as a source of the controlling rule. The
majority uses the rule from Turner v. Safely, "reasonably
related to legitimate penological interests." [FOOTNOTE
3] That rule applies to prisons, which impose punishment upon
people who have been convicted of crimes. We should use the rule
from Bell v. Wolfish, that a jail restriction is unconstitutional
if it is imposed for purposes of punishment, but is constitutional
if it is "but an incident of some other legitimate governmental
purpose," such as to assure that the individual will be
present for his trial, or "to maintain security and order
at the institution." There is a genuine issue of fact under
the rule in Bell, even though there is not under Turner.
That is because "legitimate penological interests"
include punishment. That purpose generally validates a rule for
convicted prisoners, but invalidates it for pretrial detainees.
"Prisons" and "jails" are not the
same things. Jails hold people pending trial, and for short punitive
sentences after conviction.[FOOTNOTE 4] Prisons hold people convicted
and sentenced to substantial incarceration, ordinarily for felonies.[FOOTNOTE
5] The case before us is a jail case, not a prison case. The
plaintiff was being held to await his trial, in the Madison Street
Jail, one of several in the Maricopa County jail system. I have
not found anything in the briefs and excerpts of record to show
that any of the prisoners in the Madison Street Jail have been
convicted of the crimes for which they are being held, although
the county jail system as a whole of course houses both pretrial
detainees and persons convicted of crimes. The county can punish
convicted inmates, and can restrict First Amendment rights of
pretrial detainees to maintain order in the jail, but it cannot
punish pretrial detainees or take away First Amendment right
of pretrial detainees to maintain uniformity with punishment
rules for convicted criminals in other facilities.
Although the majority concedes in footnote 1 that a
prison regulation cannot be adopted for the purpose of punishing
and rehabilitating pretrial detainees, its application of the
"legitimate penological interest" test allows exactly
that. "Penological" means relating to the "theory
and practice of prison management and criminal rehabilitation."
[FOOTNOTE 6] The word is derived from the Greek and Latin words
meaning penalty or punishment, and still means roughly the same
thing.[FOOTNOTE 7] Turner, after formulating the test,
expressly treats rehabilitation as a legitimate penological interest
in its holding regarding a prohibition against inmate marriages.[FOOTNOTE
8]
Our disagreement on which rule to apply has substantial
practical significance for this case, because there is evidence
that the reason why the jail prohibits Mauro from receiving Playboy
is to punish him. Under Bell v. Wolfish,[FOOTNOTE 9] Mauro
is entitled to defeat the restriction if he can show either of
two propositions to be true, an express intent to punish, or
a purpose of punishment that can be inferred from excessiveness
of the restriction in relation to the legitimate purpose assigned
to it:
A court must decide whether the disability is imposed for
the purpose of punishment or whether it is but an incident of
some other legitimate governmental purpose. Absent a showing
of an expressed intent to punish on the part of detention facility
officials, that determination generally will turn on whether
an alternative purpose to which [the restriction] may rationally
be connected is assignable for it, and whether it appears excessive
in relation to the alternative purpose assigned [to it].[FOOTNOTE
10]
Thus the question for us is whether the record establishes
a genuine issue of fact on either of these two questions. If
it does, Mauro is entitled to try to prove his case.[FOOTNOTE
11]
Mauro had evidence sufficient to establish an issue
of fact material to both Bell questions, though he only
needed evidence on one. First, he produced evidence of what Bell
phrases as "an expressed intent to punish on the part of
detention facility officials." [FOOTNOTE 12] Sheriff Arpaio,
who runs the jail, said, in one of the exhibits submitted in
opposition to summary judgment, that his purpose in keeping sex
magazines out of the jail was to punish the prisoners:
I don' t think you should live better in jail than on the
outside . . . . They shouldn' t be country clubs. No Club Fed
in my jails. When you go to jail you should have to give up certain
things - smoking, coffee, adult magazines, and R-rated movies.
Jail means punishment. . . . This is my jail and they stay
here until they're convicted and sent to state prison. . . .
I' ve seen some of them interviewed on national television, saying
they'll sign plea agreements just to get out of my jail and be
sent to prison.[FOOTNOTE 13]
It is hard to imagine better evidence that the purpose of
a restriction is punishment than the man who runs the jail saying
that his pretrial detainees "should have to give up . .
. adult magazines" because "jail means punishment."
And the sheriff uses careful and precise phrasing to make it
clear that he is talking about pretrial detainees, not convicted
criminals.
Arguably this quotation is not cognizable evidence under
Rule 56(c) and (e) because it may be inadmissible hearsay. I
cannot tell from the excerpts of record we have whether that
is so. Probably the statement is an admission so not hearsay
as to the defendant' s own words.[FOOTNOTE 14] But the statement
may be inadmissible hearsay by the reporter who purported to
quote Sheriff Arpaio saying these words.[FOOTNOTE 15] I do not
know whether Sheriff Arpaio has admitted the accuracy of the
quotation,[FOOTNOTE 16] or whether a declaration by the reporter
has been filed saying that the sheriff used these words. The
district judge did not reach the question. Admissibility of this
critical evidence ought to be ruled on in the district court.
Even without the sheriff' s admission, Mauro has established
a genuine issue of fact material to the second Bell criterion,
"whether an alternative purpose to which [the restriction]
may rationally be connected is assignable for it, and whether
it appears excessive in relation to the alternative purpose assigned
[to it]." [FOOTNOTE 17] The Supreme Court did not say "excessive
in relation to the burdens of being in jail generally" --
for a jail inmate, being deprived of Playboy is among
the less substantial interferences with his liberty. The excessiveness
is to be measured in relation to the legitimate purpose of maintaining
order in the jail. If the restriction is excessive in relation
to that legitimate purpose, that is evidence that it serves a
punitive purpose, which is not legitimate as to people not yet
convicted of the crime for which they are jailed.
The papers submitted on the summary judgment motion
would enable a jury to conclude that the prohibition of publications
showing frontal nudity was excessive in relation to the purpose
of maintaining order, and was adopted for other purposes, including
punishment and public relations. The memorandum written by the
deputy chief of the custody bureau to the sheriff to justify
the policy lists several purposes other than and in addition
to maintaining order. Among them are that "morally we should
not provide this material to those people" (referring to
people charged with sex crimes), and "[f]ederal law requires
that if a female employee makes a complaint regarding what she
considers obscene, that we as employers must ensure this material
is removed." The memorandum also discusses the public relations
aspect of presenting the ban to reporters, noting that "[t]he
newspaper may bring up the fact that the Arizona State Prison
system allows both smoking and sexually explicit material to
its prisoners." The moral rehabilitation of the prisoners
must, of course, await their convictions.
As the majority opinion sets out, some prisoners did
disgusting things using sexually oriented magazines as props,
to harass female guards. So far as the record indicates, the
plaintiff never did. The harassment by other prisoners does not
establish that banning the magazines is not excessive relative
to the goal of maintaining order. Every single one of the harassing
actions by inmates was plainly prohibited by the jail discipline
code. The jail has express rules against "engaging in sexual
acts," "making sexual proposals or threats," "indecent
exposure," "refusing to obey direct orders from M.C.S.O.
staff," "assault on employee," "fighting,"
and "conduct which disrupts security or operation of institution,"
among others. The penalties are substantial - typically disciplinary
segregation, full restriction, and reclassification. Indecent
exposure, engaging in sexual acts, making sexual proposals, are
all subject to restriction, unit segregation and other sanctions.
These sanctions can be imposed by means of a simple internal
discipline procedure, without the burden of proving criminal
charges.
Yet the jail banned the magazines and other materials
for everyone, instead of punishing the people who used them as
props with which the harass the guards. Though the inmates could
not be punished for the crimes with which they were charged until
they were convicted in court, they could be punished for discipline
violations after relatively informal discipline proceedings in
the jail. Punishment of malefactors is the traditional means
of preventing people from misusing their liberties while leaving
the liberties intact for those who do not misuse them. One inmate
whose conduct was especially egregious was charged with a crime,
but so far as the record indicates, the jail discipline system
was never used to deal with the violative uses of sexual magazines
by prisoners.
The reason jail personnel gave for not using the discipline
system was that there were too many violations and the jail stays
were too short. That reason is necessarily speculative where
discipline proceedings charges were not even attempted. Even
though all the drivers on an expressway may be going twenty miles
an hour over the speed limit, it will probably not be necessary
to ticket more than a few to get the rest to slow down. Likewise
for more serious offenses such as the prisoners' disorderly use
of sexual magazines, punishment of a few may deter the rest.
The liberty at issue, a First Amendment liberty to read (and
of publishers to have access to readers[FOOTNOTE 18] ) is a substantial
one, especially where it involves people whom the state holds
as prisoner but who have not yet been convicted of crimes. Ironically,
the prisoners could not read the Penthouse interview of
the sheriff because it appeared in a publication that shows frontal
nudity. It may be that trial would lead to a finding of fact
that, without evidence that the discipline system had been tried
and failed, a total ban was excessive relative to its legitimate
purpose. (Or it might be that it would not -- the case could
go either way on the evidence in the record so far). There is
enough here to allow the plaintiff to get the question to trial.
A related question on which there is a genuine issue
of fact is whether the ban works. If the ban on sexual magazines
is not a reasonably effective means for preventing inmates from
fighting, harassing guards, and otherwise disrupting the good
order of the jail, then the ban is excessive relative to that
purpose. A ban on an exercise of a constitutionally protected
liberty, to serve a permissible purpose, is excessive relative
to that purpose if it does not effectively serve it. The depositions
indicate that inmate sexual harassment of female guards has continued,
despite the ban on sexual magazines, though some guards say it
has declined. The evidence that inmates use sexual magazines
as props to harass female guards, described in the majority opinion,
does not show that banning sexual magazines prevents inmates
from sexually harassing female guards. Many of the people who
get thrown in jail are likely to act inappropriately with or
without sexually oriented magazines. And considering that most
people in jail are young males, they are likely to have sexual
thoughts about their guards, if the jail uses female guards.
Because the jail uses female guards for male prisoners, and because
inmates in jail must give up their privacy in order to facilitate
security, the female guards are going to see the prisoners doing
things that are ordinarily not done in front of people of the
opposite sex, or in front of anyone at all. A trial could go
either way on whether the ban on publications, pictures from
wives and girlfriends, and other material showing frontal nudity,
serves the purpose of maintaining order in the jail or is excessive
relative to that purpose because of ineffectiveness.
We have not reached the question whether publications
showing frontal nudity may be kept from pretrial detainees in
jail because of jail administrator' s concerns that "[f]ederal
law requires that if a female employee makes a complaint regarding
what she considers obscene, that we as employers must ensure
this material is removed." Defendants argue in their brief
that preventing "hostile environment" in a workplace
is a "compelling" government interest that justifies
a ban on possession of sexually oriented speech. This rationale,
of course, is not limited to jails.[FOOTNOTE 19] The argument
would justify a government ban on possession of publications
showing frontal nudity in any workplace, whether they are displayed
to anyone or not. I am not so sure that the Supreme Court decisions
allowing limitations on the rights of pretrial detainees to preserve
order in the jail include this radical extension of sexual harassment
law. The guards' workplace is the inmates' residence, and it
is an unanswered question that would benefit from development
of a record whether unconvicted individuals in pretrial custody
must give up their liberty to read what they like in order to
accommodate the guards' interest in the absence of sexually offensive
material at their workplace. It is one thing for the jail to
ban offensive sexual displays that may drive some women from
the workplace, and another to ban receipt and possession even
without display. The ban here is on receipt of publications,
pictures of wives and girlfriends, and other materials that include
frontal nudity, not on display of those items to guards or other
improper use of them. The harassing displays and improper uses
are prohibited by the discipline rules. That possession of these
publications may offend does not justify banning them. "The
States, acting as guardians of public morality" may not
prohibit speech merely on the basis that it is offensive.[FOOTNOTE
20] The harassment, as opposed to the offense, is caused by display
of the magazines in a purposely harassing manner, but the regulation
at issue goes to their receipt and possession even by those who
do not engage in such conduct, such as the plaintiff.
As I said earlier, my speculation, as yet unsupported
by facts because there has been no trial, is that the majority
will turn out to be right in its result. Jails can be rough places,
and need some blunt tools to make the prisoners behave themselves
while they are there. The jail may well be able to show that
nearly all the items showing frontal nudity that come in are
sex magazines and photographs of wives and girlfriends, and that
the inmates fight and otherwise disrupt the good order of the
jail if these are allowed in, no matter what the jail tries to
do about discipline. On the other hand, the majority may be wrong.
The evidence might establish that the purpose of the ban on frontal
nudity pictures is to punish the prisoners and rehabilitate them,
as is proved by express declarations or excessiveness relative
to the goal of preserving order in the jail. A trial is a good
way to find out. Arizona has to convict these people before it
is entitled to punish and rehabilitate them. We must not follow
the Red Queen' s injunction, "sentence first -- verdict
afterward." [FOOTNOTE 21]
::::::::::::::::::::::::::::: FOOTNOTE(S):::::::::::::::::::::::::::::
FN1. The jail houses a mix of pretrial detainees and
convicted inmates. The jail' s goal of rehabilitation is a legitimate
goal only to the extent that it applies to the convicted inmates
housed at the jail. It is not a legitimate goal to the extent
that the jail is attempting to impose rehabilitation on the pretrial
detainees housed at the jail. See United States v. Hearst,
563 F.2d 1331, 1345 n.11 (9th Cir. 1977) ("[A] pretrial
detainee may assert his status as a shield against intrusive
practices aimed solely at rehabilitation but not against practices
aimed at security and discipline." )
FN2. In his dissent, Judge Kleinfeld maintains that
there is a genuine issue of material fact regarding whether the
jail' s policy of excluding sexually explicit materials was imposed
for the purpose of punishing pretrial detainees. This issue was
not raised by the parties in their briefs before this court.
The issue has therefore been waived. See Stivers v. Pierce,
71 F.3d 732, 740 n.5 (9th Cir. 1995) (holding that parties waived
issue by failing to raise it in their briefs).
FN3. Although it is not required that prison officials
be able to show that the prohibited materials have actually caused
problems in the past, see Casey, 4 F.3d at 1521, their
ability to do so certainly strengthens their case.
FN4. That the jail policy may exclude artistic or scientific
journals does not render the policy unconstitutionally overbroad.
As the Court held in Thornburgh, a prison regulation does
not need to pass the "least restrictive alternative test"
to withstand constitutional challenge. See 490 U.S.
at 414. Rather, as long as the regulation withstands the Turner reasonableness
test, it will be deemed constitutional. See id. Moreover,
as the district court found:
[I]t is not "so remote" a possibility for prisoners
to barter nude photographs or drawings in artistic and scientific
magazines, to use such photographs to draw anatomical comparisons
with the wives or girlfriends of other inmates, and to use such
photos to sexually harass female detention officers. In fact,
the court finds no marked distinction between plaintiff' s Exhibit
1, depicting a live nude female model on the cover of an art
magazine, and a photograph of a nude female model in Playboy.
Finally, it is interesting to note that one of the very publications
that Mauro points to in support of his claim that the policy
is "overbroad" -- National Geographic -- is
available in the jail library. In fact, Mauro has been unable
to document a single instance in which a prisoner' s request
for a copy of National Geographic, or any other "scientific"
publication, has been refused because of content.
FN5. We reject Mauro' s argument that the policy is
not "rationally related" because it gives jail employees
"unbridled discretion." As the Court made clear in
Thornburgh, regulations which give broad discretion to
prison authorities are appropriate where the regulations concern
materials coming into a prison. See 490 U.S. at 416. Moreover,
rather than giving jail employees unbridled discretion, as Mauro
contends, the policy actually grants little, if any, discretion
to jail employees. Under the policy, all materials containing
frontal nudity are prohibited. Thus, jail employees must simply
determine whether the material in question contains frontal nudity;
if it does, it is prohibited under the policy. We also reject
Mauro' s argument that the policy is unconstitutionally "vague."
By excluding all materials containing frontal nudity, the policy
sets out a bright-line rule. This bright-line rule not only limits
the discretion available to jail employees, but also ensures
consistency in the exclusion of materials. There is nothing vague
about this policy.
FN6. Mauro points to several more alternatives on appeal
that were not raised in the district court. Resolution of whether
these newly raised alternatives would be adequate to address
the jail' s concerns would involve facts not fully developed
in the record. We must therefore decline to address these new
arguments on appeal. See Woods v. Saturn Distrib. Corp.,
78 F.3d 424, 430 (9th Cir. 1996); Bolker v. C.I.R., 760
F.2d 1039, 1042 (9th Cir. 1985).
FN1. "Pornography" is defined as "material
(as books or a photograph) that depicts erotic behavior and is
intended to cause sexual excitement." Webster' s New Collegiate
Dictionary 888 (1979).
FN1. The Deputy Chief of the Maricopa County Custody
Bureau confirmed the breadth of the regulation in his deposition:
Q: So if somebody was just topless with their bottom covered
and that was depicted in a photograph or picture, that would
be considered frontal nudity?
A: Yes.
Q: And it doesn' t distinguish between male or female nudity,
correct?
A: Correct.
FN1. It may be that, were the record to disclose current
circumstances, we would have to take notice that Mauro lacks
standing, so there is no case or controversy. It seems doubtful
that he is still a pretrial detainee in the Madison Street Jail.
But the record has nothing in it to indicate the absence of standing.
FN2. Bell v. Wolfish, 441 U.S. 520, 535 (1979).
FN3. Turner v. Safely, 482 U.S. 78, 89 (1987).
FN4. Black' s Law Dictionary 834 (6th ed. 1990) (jail
is "[a] place of confinement that is more than a police
station lockup and less than a prison. It is usually used to
hold persons either convicted of misdemeanors (minor crimes)
or persons awaiting trial or as a lockup for intoxicated and
disorderly persons." ).
FN5. Black' s Law Dictionary 1194 (6th ed. 1990) ("[t]he
words ' prison' and ' penitentiary' are used synonymously to
designate institutions for the imprisonment of persons convicted
of the more serious crimes, as distinguished from reformatories
and county or city jails." ).
FN6. Am. Heritage Dictionary 918 (2d college
ed. 1985).%
FN7. Id.
FN8. Turner v. Safely, 482 U.S. 78, 97-99 (1987).
9. Bell v. Wolfish, 441 U.S. 520 (1979).
FN10. Bell, 441 U.S. at 538 (internal citations
and quotations omitted).
FN11. The majority opinion argues that whether the
policy at issue was imposed for the purpose of punishing pretrial
detainees "was not raised by the parties in their briefs"
so has been waived. Mauro' s brief broadly challenges the constitutionality
of the policy on all grounds. The parties dispute the legitimacy
of the purpose of the policy. Mauro' s brief discusses the Penthouse
interview with Sheriff Arpaio "in which he stated that the
purpose behind prohibiting sexually explicit magazines was to
' punish' jail inmates." The brief for the sheriff and the
county argues that the ban had three purposes, "eliminating
workplace discrimination" against female detention officers,
"rehabilitation," and "to prevent fights among
inmates." The brief argues that "rehabilitation of
inmates is clearly a legitimate penological interest." The
penological interest of rehabilitation is identical to that of
punishment, in that it is constitutionally limited to people
who have been convicted of crimes. I therefore do not agree that
the punishment aspect of the case "was not raised by the
parties in their briefs."
FN12. Bell, 441 U.S. at 538.
FN13. Exhibit E to plaintiff' s motion for preliminary
injunction, Allan Sonnenschein, Sheriff Joe Arapaio, Penthouse,
January, 1995, at 87, 134 (emphasis added).
FN14. Fed. R. Evid. 801(d)(2).
FN15. Larez v. City of Los Angeles, 946 F.2d
630 (9th Cir. 1991).
FN16. Cf. Masson v. New Yorker Magazine, Inc.,
85 F.3d 1394 (9th Cir. 1996).
FN17. Bell, 441 U.S. at 538.
FN18. Thornburgh v. Abbott, 490 U.S. 401, 408
(1989) ("publishers . . . have a legitimate First Amendment
interest in access to prisoners" ).
FN19. See generally, Eugene Volokh, Freedom
of Speech and Appellate Review in Workplace Harassment Cases,
90 Northwestern Univ. L. Rev. 1009 (1996).
FN20. Cohen v. California, 403 U.S. 15, 22-23
(1971).
FN21. Lewis Carroll, Alice' s Adventures in Wonderland
146 (Random House 1946).
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