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DAVID LEVY et al., Plaintiffs and Respondents,
v.
CITY OF SANTA MONICA et al., Defendants and Appellants;
TUNDE GARAI, Real Party in Interest.
No. B157587
In the Court of Appeal of the State of California
Second Appellate District
Division Six
(Super. Ct. No. SC063147)
(Los Angeles County, Cesar C. Sarmiento, Judge)
COUNSEL
Marsha Jones Moutrie, City Attorney, Joseph Lawrence,
Assistant City Attorney, Cara E. Silver, Deputy City Attorney
for Defendants and Appellants.
Bannan, Green, Frank & Terzian and Richard R. Terzian
for the Cities of Burbank, Cathedral City, Fresno, Hermosa Beach,
Newport Beach, Riverside, Sonoma, Torrance and West Hollywood
as Amici Curiae on behalf of Defendants and Appellants.
Harding, Larmore, Kutcher & Kozal, Christopher M.
Harding, Kenneth L. Kutcher; Isaacs, Clouse & Crose, James
B. Isaacs, Jr., and John A. Crose, Jr., for Plaintiffs and Respondents.
No appearance for Real Party in Interest.
Filed January 20, 2004
Santa Monica City Charter section 6.10 states, "Except
for the purpose of inquiry, the City Council and its members
shall deal with the administrative service under the City Manager
solely through the City Manager and neither the City Council
nor any member shall give orders to any subordinates of the City
Manager, either publicly or privately."
Here we conclude, among other things, that a city council
member did not violate section 6.10 by speaking with city planning
department employees on behalf of a constituent to inquire about
a structure built on a neighbor's property. An injunction to
prevent such communication violates the First Amendment. The
First Amendment protects everyone, even politicians. (See Beilenson
v. Superior Court(1996) 44 Cal.App.4th 944.)
The city of Santa Monica and council member member Ken
Genser (collectively "City" ) appeal an order denying
their "SLAPP" (Strategic Lawsuit Against Public Participation)
motion to strike the lawsuit filed against them by David and
Beth Levy (the Levys). (Code Civ. Proc., § 425.16.) We reverse
because City's activity is protected under SLAPP and the Levys
did not demonstrate a probability of prevailing on any of their
causes of action.
FACTS
The Levys spent $11,000 to build a large elevated backyard
playhouse for their four-year-old son. City building inspector
Mike Gruett advised the Levys that their neighbor Tunde Garai
had complained about the playhouse. Gruett told them they had
to remodel it to meet city building standards and "relocate[]
[it] so that it was at least five feet from the rear lot line."
The Levys spent $2,000 to modify the structure to comply with
the City's specifications. The completed structure was 13 feet
high. It was located near a tree and supported by wooden posts
which extended approximately seven feet from the ground. Robert
Flowers, a City inspector, checked it and told the Levys that
it "was in full compliance with . . . City regulations."
Garai complained to the City's building and safety department
about the playhouse. She also complained to Genser who was both
her City council representative and the mayor.
On March 15, 2000, Genser sent an e-mail on behalf of
Garai to Suzanne Frick, the City's director of planning and community
development, that said, "[C]ould you look into this? Is
this structure being built without permits? And could it be built
with a permit? Please feel free to contact [Garai] directly."
On April 2, 2000, Genser sent another e-mail to Frick
to find out "the status of the complaint [he] forwarded"
to her. He said, "I just did a ' quick' review of the code.
I can' t say that I am necessarily accurate . . . but: Mike's
letter said a 5-ft. rear setback was required. I think the code
requires the same rear setback as the rear yard - - generally
15 feet (?) [¶ ] . . . [¶ ] I wonder if the space under
the first floor should be considered a story. (I haven' t found
a citation to support this - yet.)"
Frick "did not consider these e-mails to be orders."
She treated them as "citizen complaints" and referred
them to the zoning administrator. Genser simultaneously e-mailed
copies to Susan McCarthy, the City Manager, who did not consider
the e-mails to be orders to City staff.
On August 4, 2000, Gruett sent the Levys a "Notice
of Violation" which "directed [them] to remove"
or modify the playhouse because it was an "unapproved structure[.]"
The notice said the playhouse was a two-story structure that
had to be "15 feet from the property line[.]" This
notice did not mention appeal rights.
Prior to filing their lawsuit, the Levys' attorney,
Christopher Harding, had a discussion with Marsha Moutrie, the
City Attorney, who told him "that City staff did not intend
to take any enforcement action of any kind against the Levys
prior to discussing their claim with the City Council . . . ."
She said, "I would recommend to the City Council that the
City forego enforcement based on the equities of the case, and
that I anticipated the City Council would follow my recommendation."
She said, "it would not be necessary to file a lawsuit,
that the City would carefully review the matter, and that the
dispute could be informally resolved."
The Levys did not wait for the City council meeting
and filed a complaint for injunctive, declaratory relief and
damages against the City and Genser. They included Garai as a
"Real Party in Interest." Later they filed an amended
complaint alleging that the City "confirmed in writing that
the Levys may keep their son's playhouse but asserted that it
constitutes a legal non-conforming structure[.]" (Italics
added.) Their first cause of action sought a declaratory
judgment that the playhouse was a "conforming structure."
The second cause of action sought a permanent injunction
and a declaratory judgment that the City council members "are
precluded by Section 6.10 [of the City Charter] from engaging
in acts designed to influence City administrative staff through
direct communication with City staff (other than the City Manager),
with respect to zoning enforcement matters such as the Levy playhouse
matter." (Italics added.)
The third cause of action sought damages under the federal
civil rights statute (42 U.S.C. § 1983) for the violation
of the Levys' "due process right to a hearing . . . before
being required to modify or remove their son's playhouse."
The City moved to strike the complaint under the SLAPP
statute and contended the first and third causes of action were
moot because the City rescinded the notice of violation.
The Levys opposed the motion with several declarations.
A declaration by attorney Christopher Harding stated the City
"continues to maintain . . . that the Levy playhouse is
a non-conforming structure[.]" Another declaration by Gruett
said the notice of violation should have advised the Levys about
their appeal rights. But his supervisor Timothy McCormick, the
City's chief building officer, told him the notices did not contain
such advisements because "the City did not want to encourage
appeals by giving people notice of their rights." Gruett
said that the playhouse "conformed to the Zoning Ordinance[.]"
He and McCormick determined it was "a lawful one-story ancillary
structure." But they were told by the chief City planners
to "treat [it] as a two-story structure[.]"
Robert Sullivan, a real estate broker, said the City's
classification of the playhouse as a "non-conforming"
structure has an "adverse effect on the marketability of
[the Levys' ] home." Former City council member Paul Rosenstein
declared, "I am concerned . . . that the Levy playhouse
matter is not an isolated incident, but rather an example of
what has become ' business as usual' for one or more members
of the Santa Monica City Council."
The Court denied the motion. It ruled SLAPP was not
applicable, but even if it were, the Levys met their burden to
demonstrate a probability of success on all their causes of action.
DISCUSSION
I. The Applicability of SLAPP
The City contends that the Levys' action arose from
Genser's and Garai's "constitutionally-protected speech
or petitioning activity." It argues the trial court erred
by ruling that SLAPP did not apply. We agree.
A SLAPP suit is a lawsuit that chills "a party's
constitutional right of petition or free speech." (State
Farm General Insurance Company v. Majorino (2002) 99 Cal.App.4th
974, 975.) The SLAPP statute permits the defendant to file a
motion to strike a cause of action that interferes with those
rights. (Code Civ. Proc., § 425.16.) To prevail, the defendant
must show "that the plaintiff's claims arise from an act
of the defendant in furtherance of the defendant's right of petition
or free speech." (State Farm General Insurance Company,
at p. 977.) Such acts include any written or oral statement made
before a legislative, executive or judicial body, or "any
other official proceeding authorized by law." (Navellier
v. Sletten (2002) 29 Cal.4th 82, 88; Code Civ. Proc., §
425.16, subd. (e).) Courts must construe these provisions broadly.
(Navellier, at p. 92.)
If an action falls within SLAPP, the court "must
then determine whether the plaintiff has demonstrated a probability
of prevailing on the claim." (Navellier v. Sletten, supra,
29 Cal.4th at p. 88.) To do this, he or she must show "'
that the complaint is both legally sufficient and supported by
. . . facts to sustain a favorable judgment if the evidence submitted
by the plaintiff is credited.' ' ' (Id. at pp. 88-89.)
The trial court may not weigh the evidence in deciding whether
the plaintiff meets the burden, and we review the record de novo.
(Matson v. Dvorak (1995) 40 Cal.App.4th 539, 548; Lafayette
Morehouse Inc. v. Chronical Publishing Co. (1995) 37 Cal.App.4th
855, 867.)
Here the City met its burden to show that the Levys'
action arose from Genser's and Garai's constitutionally protected
speech. The complaint alleges that Garai complained to Genser
about the playhouse that had been approved by City building officials.
Genser contacted the City's planning staff on her behalf because
of Garai's disagreement with the City's action. The Levys incorporated
these allegations into each cause of action and sued Garai and
Genser.
Garai's act of contacting her representative and Genser's
act of contacting planning staff are petitions for grievances
against the government protected by the First Amendment. (Bradbury
v. Superior Court(1997) 49 Cal.App.4th 1108, 1116; American
Civil Liberties Union of Southern California v. Board of Education
(1961) 55 Cal.2d 167, 178; Nelson v. City of Selma (9th
Cir. 1989) 881 F.2d 836, 839.) The court erred by ruling that
SLAPP did not apply. The Levys did not meet their burden of demonstrating
probable success on their causes of action. (Navellier v.
Sletten, supra, 29 Cal.4th at p. 88.)
The first cause of action seeks a declaratory judgment
that the playhouse "conforms with the Zoning Ordinance[.]"
"' The fundamental basis of declaratory relief is the existence
of an actual, present controversy over a proper subject.' ' '
(City of Cotati v. Cashman (2002) 29 Cal.4th 69, 79.)
A plaintiff may seek declaratory relief to resolve a dispute
about the impact of a zoning ordinance. (Alameda Co. Land
Use Assn. v. City of Hayward (1995) 38 Cal.App.4th 1716,
1723; Toso v. City of Santa Barbara (1980) 101 Cal.App.3d
934, 948.)
The City contends the issue is moot and there is no
actual controversy. We agree. The City Attorney informed the
Levys that "the City has rescinded the Notices of Violation
for the playhouse . . . . The rescission is unequivocal. The
City has no intention of reissuing notices." Because of
this there is no "actual, present controversy" which
requires resolution by the court. (City of Cotati v. Cashman,
supra, 29 Cal.4th at p. 79.) This element was necessary to
prove a cause of action for declaratory relief. Moreover, real
estate broker Sullivan's conclusory declaration on the home's
marketability was inadequate to show damages. The Levys did not
meet their burden to show a probability of success on the merits.
II. The Federal Civil Rights Cause of Action
The City contends the trial court erred because the
Levys did not meet their burden to show a probability of prevailing
on the federal civil rights cause of action ("1983 claim"
). (42 U.S.C. § 1983.) We agree.
A plaintiff may state a 1983 claim by alleging "facts
showing a deprivation of a right" protected by federal law.
(Green v. Obledo (1984) 161 Cal.App.3d 678, 682.) Local
governments may be sued under 42 United States Code section 1983
where their official policies or practices violate procedural
due process rights. (Carey v. Piphus (1978) 435 U.S. 247,
266.)
The City argues that this cause of action is moot because
it rescinded the notice of violation. As the City notes, it "revamped
its procedure for issuing orders and provided an extensive appeal
and hearing process." The Levys did not show that the City
has threatened to remove the playhouse in the future or that
it would do so without proper notice. They did not produce sufficient
evidence to show that they suffered damages. Real estate broker
Sullivan's declaration fares no better in this cause of action.
Nor did they show that the City had an official policy that deprived
homeowners of due process notice. Even if Gruett and McCormick
did not provide them proper notice of appeal rights, that by
itself is insufficient to impose liability on the City. "Local
governments have no liability under 42 United States Code section
1983 simply because their employees may have violated a plaintiff's
constitutional rights; the doctrine of respondent superior does
not apply. [Citation.]" (Choate v. County of Orange
(2001) 86 Cal.App.4th 312, 328.) The Levys are not entitled to
"an abstract trial on the constitutionality" of the
past actions of some City employees that cause no damage. (Id.
at pp. 329-331.) The Levys did not meet their burden.
III. Injunctive and Declaratory Relief Against the City Council
The City contends that the court erred by ruling that
the Levys met their burden to show they would prevail on their
second cause of action to enforce City Charter Section 6.10 (Section
6.10) by declaratory and injunctive relief. We agree.
The Levys seek a permanent injunction and a declaratory
judgment that "the City Council and its individual members
are precluded by Section 6.10 from engaging in acts designed
to influence City administrative staff through direct communication
with City staff (other than the City Manager), with respect to
zoning enforcement matters such as the Levy playhouse matter."
(Italics added.) They also allege they "are entitled to
issuance of a permanent injunction prohibiting members of the
City Council [and their staffs] from violating Section [6.10.]"
They state the injunction is necessary "to allow city administrative
personnel to carry out their administrative duties free from
direct pressure or influence by" City council members.
(Italics added.)
The Levys contend the purpose of Section 6.10 is to
prevent City council members from interfering with administrative
staff. They claim they should make complaints on behalf of constituents
directly through the City manager. But Section 6.10 allows direct
contact "for the purpose of inquiry." That is what
Genser did. He made an inquiry on behalf of Garai.
The Levys contend Genser violated Section 6.10 by what
he said to City staff. But this section prohibits "orders
to any subordinates." The Levys did not show that Genser
gave orders. Genser's declaration states he "never instructed
or ordered" any City staff "to take any specific enforcement
action[.]" Frick said she did not consider the e-mails to
be orders.
The Levys contend Genser violated Section 6.10 by "advocating"
on behalf of Garai. "Government officials are frequently
called upon to be ombudsmen for their constituents. In this capacity,
they intercede, lobby, and generate publicity to advance their
constituents' goals . . . ." (Manistee Town Center v.
City of Glendale (9th Cir. 2000) 227 F.3d 1090, 1093.) "This
kind of petitioning may be nearly as vital to the functioning
of a modern representative democracy as petitioning that originates
with private citizens." (Ibid.)
Under the First Amendment, legislators are "given
the widest latitude to express their views" and there are
no "stricter ' free speech' standards on [them] than on
the general public." (Eller Outdoor Advertising Co. v.
Board of Supervisors (1979) 89 Cal.App.3d 76, 80.) Laws that
restrict that freedom must be narrowly construed. (Ibid.)
City officials have First Amendment protection when they respond
to inquiries from the public about the city's actions on construction
projects. (Nizam-Aldine v. City of Oakland (1996)
47 Cal.App.4th 364, 376-377.)
The Levys seek to enjoin council members from advocating
their constituents' positions, applying "direct pressure"
or "engaging in acts designed to influence" City administrative
staff. But that is an overly broad restraint on speech which
would inhibit constitutionally protected activity. (Bond v.
Floyd (1966) 385 U.S. 116, 136; Baggett v. Bullitt
(1964) 377 U.S. 360, 372; American Civil Liberties Union of
Southern California v. Board of Education, supra, 55 Cal.2d
at pp. 179-180.)
It is not easy to distinguish between inquiry and "acts"
designed to influence decision. "General words create different
and often particular impressions on different minds." (Thomas
v. Collins (1945) 323 U.S. 516, 534.)
For example, in Thomas, a labor leader was held
in contempt for violating a restraining order which prevented
him from soliciting people to join a union. The Supreme Court
ruled that his conviction violated the First Amendment because
the trial court's order "chilled" free speech. Under
the order he could discuss the attributes of the union, but was
prohibited from soliciting or inviting the audience to join it.
The court noted it would be difficult for the speaker to distinguish
between prohibited and protected speech. He would have to anticipate
how the audience might interpret his remarks. There was no guarantee
that "anything he might say upon the general subject would
not be understood by some as an invitation. In short, the supposedly
clear-cut distinction between discussion, laudation, general
advocacy, and solicitation puts the speaker . . . wholly at the
mercy of the varied understanding of his hearers . . . ."
(Thomas v. Collins, supra, 323 U.S. at p. 535.) "Such
a distinction offers no security for free discussion." (Ibid.)
That is the case here. For some, a council member's
inquiry for a constituent is advocacy simply because it calls
attention to the constituent's position. To the head of a city
agency, a council member's act of faxing citizen complaints about
the agency might be considered an "act designed to influence"
or "direct pressure." For the Levys, an inquiry is
advocacy where it could change the status quo or influence the
result. Under their definition, virtually all inquiries would
be suspect. Council members who may make inquiries under Section
6.10 might refrain from doing so because of fear of being sued
or held in contempt. For example, council members could be inhibited
from calling City agencies about matters crucial to the community
such as securing help for families living in substandard housing.
"Free speech may not be so inhibited." (Baggett
v. Bullitt, supra, 377 U.S. at p. 372.)
The purpose of Section 6.10 is to define the lines of
authority within city government, not to prohibit protected speech.
Interpreting this section to prohibit "orders" to city
staff is a bright line consistent with the purpose of Section
6.10 and the First Amendment. Counsel members "are entitled
to speak as they please on matters vital to them; errors in judgment
. . . may be exposed, of course, but not through punishment for
contempt for the expression." (Wood v. Georgia (1962)
370 U.S. 375, 389.) "[E]rroneous statements must be protected
to give freedom of expression the breathing space it needs to
survive." (Bond v. Floyd, supra, 385 U.S. at p. 136.)
There are better ways to discourage improper conduct. "Under
our system of government, counterargument and education are the
weapons available to expose these matters, not abridgment of
the rights of free speech." (Wood, at p. 389.)
Moreover, the Levys did not meet their evidentiary burden
for injunctive and declaratory relief. Their complaint alleged
an ongoing "pattern of intervention" by council members
in "City staff's performance." But they made these
general allegations on information and belief and did not produce
admissible evidence to support them. Rosenstein stated, "the
Levy playhouse matter is not an isolated incident, but . . .
' business as usual' for one or more [Council] members[.]"
But this conclusory statement is insufficient. (Evans v. Unkow
(1995) 38 Cal.App.4th 1490, 1497-1498.) He did not state facts,
name the council members or show his personal knowledge. (Ibid.)
Other declarations the Levys filed regarding Genser's conduct
rely on hearsay and speculation.
The order denying the City's motion to strike the Levy's
action is reversed. Costs to appellants.
GILBERT, P.J.
We concur: YEGAN, J., COFFEE, J.
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