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LESHER COMMUNICATIONS, INC., Petitioner,
v.
THE SUPERIOR COURT OF CONTRA COSTA COUNTY, Respondent; THE
PEOPLE et al., Real Parties in Interest.
224 Cal.App.3d 774
No. A051026.
Court of Appeal, First District, Division 4, California.
Oct. 16, 1990.
MAJORITY OPINION. ANDERSON, P. J.
Lesher Communications, Inc., publisher of the Contra Costa
Times, challenges an order of respondent superior court denying
it access to completed juror questionnaires. We agree that Lesher
is entitled to inspect the juror questionnaires, which are a
part of the voir dire process, but only after appropriate precautions
have been taken to protect legitimate privacy concerns of potential
jurors. The case in which the questionnaires are sought is the
triple murder trial of John Sapp (defendant) in which the prosecution
is seeking the death penalty. Prior to oral examination of prospective
jurors, Lesher requested that the questionnaires used in jury
selection be made available for public inspection. The defendant
opposed the request on the ground that release of completed questionnaires
would violate the jurors' legitimate expectations of privacy.
He called attention to the just released case of Copley Press,
Inc. v. Superior Court (1990) 223 Cal.App.3d 994 [272 Cal.Rptr.
22], which set forth a protocol for public access to such questionnaires,
but refused to apply it in that case because questionnaires had
been filled in under a promise of confidentiality and the trial
had been completed. The defendant here successfully argued that
the questionnaires likewise were completed pursuant to a promise
of confidentiality, since the jurors were informed that the questionnaires
would only be viewed by the lawyers and the court. We stayed
the trial and issued an alternative writ directing the court
to grant Lesher conditional access or to show cause why it should
not.
(1) Our order is compelled by the U.S. Supreme Court in Press-Enterprise
Co. v. Superior Court (1984) 464 U.S. 501 [78 L.Ed.2d 629, 104
S.Ct. 819], in which the court held the First Amendment to the
United States Constitution affords a right of access to jury
voir dire examination in a criminal trial. Although this right
is not absolute, "[t]he presumption of openness may be overcome
only by an overriding interest based on findings that closure
is essential to preserve higher values and is narrowly tailored
to serve that interest." (At p. 510 [78 L.Ed.2d at p. 638].)
The Supreme Court recognized that "[t]he jury selection
process may, in some circumstances, give rise to a compelling
interest of a prospective juror when interrogation touches on
deeply personal matters that person has legitimate reasons for
keeping out of the public domain." (Press-Enterprise Co.
v. Superior Court, supra, 464 U.S. at p. 511 [78 L.Ed.2d at p.
639].) To protect this interest in privacy, the court should
initially inform the jurors "that those individuals believing
public questioning will prove damaging because of embarrassment,
may properly request an opportunity to present the problem to
the judge in camera but with counsel present and on the record."
(Id. at p. 512 [78 L.Ed.2d at p. 640].)
"By requiring the prospective juror to make an affirmative
request, the trial judge can ensure that there is in fact a valid
basis for a belief that disclosure infringes a significant interest
in privacy. This process will minimize the risk of unnecessary
closure. The exercise of sound discretion by the court may lead
to excusing such a person from jury service. When limited closure
is ordered, the constitutional values sought to be protected
by holding open proceedings may be satisfied later by making
a transcript of the closed proceedings available within a reasonable
time, if the judge determines that disclosure can be accomplished
while safeguarding the juror's valid privacy interests. Even
then a valid privacy right may rise to a level that part of the
transcript should be sealed, or the name of a juror withheld,
to protect the person from embarrassment." (Press-Enterprise
Co. v. Superior Court, supra, 464 U.S. at p. 512 [78 L.Ed.2d
at p. 640].)
(2) It follows that the public access mandate of Press-Enterprise
applies to voir dire questionnaires as well as to oral questioning.
Defendant argues that, if this court holds that disclosure is
required, disclosure should be limited to those questions and
answers related to questions asked the juror in open court. We
reject such a limitation. The questionnaire is a part of the
voir dire itself. The fact that a lawyer does not orally question
a juror about a certain answer does not mean that the answer
was not considered in accepting or rejecting the juror.
The court's decision to deny access to the questionnaire was
premised upon the following promise in its introduction: "This
information will not be seen by anyone except the lawyers, their
staffs, the defendant, my staff and myself." The court found
that juror confidence in the court would be diminished if the
questionnaires were now to be made public. Immediate disclosure
of the completed questionnaires, however, is not the only alternative
at this stage of the trial which would satisfy Press-Enterprise.
The prospective jurors should be informed of this court's decision
and afforded the opportunity to fill out a new questionnaire
with appropriate alternatives for protecting privacy in legitimate
cases; or the entire process could be recommenced with a new
jury panel, as respondent court prays, "correctly instructed
as to the law requiring public disclosure of their answers to
the jury questionnaires." [FN1]
FN1 Respondent court in its return asks this court to permit
discharge of the existing jury venire without disclosure of their
questionnaires if this court holds that questionnaires of prospective
jurors must be disclosed. This is a reasonable alternative. If
respondent court dismisses the entire venire, the questionnaires,
completed in reliance on the understanding of confidentiality,
need not be disclosed.
(3) In Copley the court held that the following approach satisfies
Press-Enterprise. First, the superior court should "advise
the veniremen that they have the right to request in camera hearings
on sensitive questions rather than writing their answers in the
questionnaire. Counsel should be
present and the session should be reported, with the trial
court determining afterward on the record whether a legitimate
privacy interest warrants protection. If it does, the trial court
should then seal the transcript of the hearing. Henceforth, the
superior court shall inform the veniremen of their right to request
in camera hearings to answer specific sensitive questions rather
than filling out those answers on the questionnaire form. No
explicit or implicit promise of confidentiality should be attached
to the information contained in the questionnaires; rather the
veniremen shall be expressly informed the questionnaires are
public records. Secondly, the superior court shall provide access
to the questionnaires. The access to the individual juror's questionnaires
shall be provided when the individual juror is called to the
jury box for oral voir dire. when the jury selection process
is completed, public access to questionnaires submitted by veniremen
never called to the jury box shall be provided as well."
(Copley Press, Inc. v. Superior Court, supra, 223 Cal.App.3d
at pp. 1002-1003.)
We agree with this procedure with but one exception: Press-Enterprise
does not require that disclosure be made of questionnaires submitted
by venirepersons never called to the jury box for voir dire;
we assume that these questionnaires play no role whatsoever until
a prospective juror is actually called to the jury box. The Press-Enterprise
court rested its decision that voir dire must be open to the
public on the interest of the public in open criminal trials.
A review of the history and tradition of open criminal proceedings
in English and American courts led to the conclusion that an
open trial included an open voir dire. However, venirepersons
who are never called to the jury box do not play any part in
the voir dire or the trial. They fill out the questionnaire only
as a prelude to their participation in voir dire. The questionnaire
serves no function in the selection of the jury unless the person
filling it out is actually called to be orally questioned. We
see no legitimate public interest in disclosure of these questionnaires.
Finally, we reject respondent court's contention that certain
information contained in the questionnaire is designed to determine
juror qualification and should remain confidential pursuant to
Pantos v. City and County of San Francisco (1984) 151 Cal.App.3d
258 [198 Cal.Rptr. 489]. Presumably, the jurors have already
submitted such information, been deemed qualified, added to the
master jury rolls, and now been called to service. Examination
of the 120 questions included in the subject questionnaire leads
to but one conclusion concerning their purpose: to select a fair
and impartial jury in this case, People v. Sapp.
Let a peremptory writ of mandate issue directing respondent
court to vacate its order denying Lesher's motion for access
to juror questionnaires and to issue a new order consistent with
the views expressed in this opinion. [FN2]
FN2 This court is aware that the procedure set forth herein
as dictated by Press-Enterprise will result in some disruption
and delay in the jury selection process. Nonetheless, such concerns
do not "reach constitutional dimensions" (Copley Press,
Inc. v. Superior Court, supra, 223 Cal.App.3d at p. 1000) and,
if the jury selection provisions of Proposition 115 are upheld,
the number of in camera hearings necessary to protect privacy
interests of prospective jurors in future cases will undoubtedly
be greatly reduced.
Poche, J., and Reardon, J., concurred.
The petition of real parties in interest for review by the
Supreme Court was denied December 13, 1990. Mosk, J., and Broussard,
J., were of the opinion that the petition should be granted.
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