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DAN FOST, Petitioner,
v.
THE SUPERIOR COURT OF MARIN COUNTY, Respondent;
DARRELL HUNTER et al., Real Parties in Interest.
No. A089753
In the Court of Appeal of the State of California
First Appellate District
Division Two
(Marin County Super. Ct. No. SC097312A)
Honorable John A. Sutro)
COUNSEL
Perkins Coie LLP, James F. Brelsford, Rachel A. Silvers,
Chun T. Wright, Susan M. Infantino, for Petitioner
Crosby, Heafey, Roach & May, John E. Carne, Kathy
M. Banke, Helen P. Thorndal, Tait Graves, for Amici Curaie on
behalf of Petitioner
Paula Freschi Kamena, District Attorney, Kevin Jones,
Deputy District Attorney County of Marin, for Respondent
Marin Superior Court
Arthur K. Wachtel, John T. Philipsborn, for Real Party
In Interest Darrell Hunter
Bill Lockyer, Attorney General; David P. Druliner, Chief
Assistant Attorney General; Ronald A. Bass, Senior Assistant
Attorney General; Michael E. Banister, Deputy Attorney General;
Christina V. Kuo, Deputy Attorney General, for Real Party In
Interest People of the State of California
Fild May 8, 2000
This writ proceeding presents a question of first impression
relating to the newspersons' shield law. (Cal. Const., art. I,
§ 2, subd. (b); Evid. Code, § 1070.)
Petitioner Dan Fost, a journalist, asks us to vacate
an order of respondent superior court holding him in contempt
for refusing to disclose "unpublished information,"
claiming that the contempt order is prohibited by the shield
law. We conclude that the contempt order must be set aside, although
on grounds other than those asserted by petitioner.
I. FACTS AND PROCEDURAL HISTORY
Petitioner was subpoenaed by real party in interest
Darrell Hunter (defendant), to testify for the defense at a criminal
trial at which Hunter was charged with, among other things, murder
with special circumstances. Petitioner wrote news articles published
in the Marin Independent Journal quoting Shayla Davis, considered
by defense counsel "the principal eyewitness in the case."
Statements petitioner attributed to Davis describing the homicide
were inconsistent with those she made at trial as a witness for
the prosecution. For example, petitioner reported that Davis
told him she saw three or four men break into the apartment in
which the homicide took place and that she then saw the victim
"reaching for a gun." At trial, she testified that
she saw only one man break in and never saw the victim reach
for a gun. Confronted with these discrepancies, Davis denied
making the statements attributed to her by petitioner.[FOOTNOTE
1]
Petitioner agreed to defendant' s request that he testify
on the condition his testimony would be limited to authentication
of the news articles in question and his general journalistic
practices; he was unwilling to provide any testimony pertaining
to "unpublished information" protected under the shield
law. Defendant agreed to this condition;[FOOTNOTE 2] the People,
however, did not.
The district attorney moved to quash defendant' s subpoena
of petitioner, arguing that if petitioner' s testimony
was limited to authentication of the articles and his general
journalistic practices, the People would be prevented from exploring
circumstances of the interview or interviews petitioner conducted
with Davis that may have led to inaccuracies in his account of
what she said to him. Defense counsel disagreed. Insisting that
"cross-examination is not the issue because clearly there
can be cross-examination within the permissible bounds of the
law," he argued that the shield law simply meant "that
neither party can get into unpublished information," implying
the People were therefore not prejudiced.
After a hearing out of the presence of the jury, at
which petitioner was subjected to direct and cross-examination,
the trial court concluded that the shield law deprived the People
of the ability to conduct proper cross-examination. Concluding
that petitioner' s testimony would not materially assist the
defense, and that defendant' s federal constitutional right to
a fair trial was therefore not strong enough to overcome the
shield law (a determination purportedly made pursuant to Delaney
v. Superior Court (1990) 50 Cal.3d 785, which we discuss
presently), the court granted the People' s motion to quash defendant'
s subpoena.
On January 4, 2000, defendant Hunter filed a petition
for writ of mandate with this court (Darrell Hunter v. Superior
Court, A089527), contending that reporter Fost' s testimony
was critical to a full and fair determination of the case and
that the trial court erred in quashing the subpoena. On January
12, 2000, we issued a peremptory writ in the first instance,
and vacated the trial court' s order quashing the subpoena.
On January 18, 2000, petitioner testified about published
information and general journalistic practices. His testimony
on direct was simply to the effect that he wrote a newspaper
article published in the Marin Independent Journal containing
statements made to him by Shayla Davis and others, several of
which statements he placed in quotation marks. He also testified
that the statements in quotation marks reflected the substance
of the statements made to him by Shayla Davis; "[t]hey'
re words that Shayla Davis said to me." Petitioner interposed
no shield law objection to any question put to him by defense
counsel.
On cross-examination, the district attorney sought to
elicit from petitioner the circumstances of his interview or
interviews with Davis, endeavoring to cast doubt on the accuracy
of the statements attributed to her. Petitioner declined to answer
13 questions pursuant to the shield law. For example, he was
asked where Shayla Davis was when he interviewed her, whether
others were present during the interview, whether he told Davis
that what he wanted to hear from her was just what she personally
saw or heard, and whether Davis told him that she saw three or
four people enter the apartment. Despite orders by the court
to answer these questions, petitioner refused to do so, asserting
that the questions related to "unpublished information"
protected under the shield law. The trial court thereupon found
petitioner in contempt and imposed a fine of $1000 per day for
each day he refused to answer. Respondent court stayed the order
of contempt and payment of fine until January 24, 2000.
On January 20, 2000, petitioner commenced the instant
proceeding in our court, seeking a peremptory writ commanding
respondent court to vacate its order holding him in contempt
and imposing a fine. We stayed enforcement of the contempt order,
issued an order to show cause, requested further briefing, and
heard oral argument.[FOOTNOTE 3] Subsequently, the jury returned
several guilty verdicts against defendant Hunter.
II. DISCUSSION
The shield law, set forth not just in the Evidence Code
(§ 1070) but in our Constitution (art. I, § 2, sec.
(b)), provides that "[a] . . . reporter shall not be adjudged
in contempt . . . for refusing to disclose any unpublished information
obtained or prepared in gathering, receiving or processing of
information for communication to the public. "' Stated more
simply, article I, section 2(b) protects a newsperson from being
adjudged in contempt for refusing to disclose either: (1) unpublished
information, or (2) the source of information, whether published
or unpublished.' " (Miller v. Superior Court (1999)
21 Cal.4th 883, 890, quoting Delaney v. Superior Court, supra,
50 Cal.3d at pp. 796-797, fn. omitted.) As our Supreme Court
emphasized in Miller, "[t]he shield law is, by its
own terms, absolute rather than qualified in immunizing
a newsperson from contempt for revealing unpublished information
obtained in the newsgathering process. As we have explained:
"' " Since contempt is generally the only effective
remedy against a nonparty witness, the California enactments
[article I, section 2(b) and Evidence Code section 1070] grant
such witnesses virtually absolute protection against compelled
disclosure." [Citation.]' " (Miller v. Superior Court,
supra, 21 Cal.4th at pp. 890-891, original italics.)
Miller emphasizes that though in a criminal case
the People have the right to due process of law under article
I, § 29 of the California Constitution, this right "specifically
does not mean a right of access to evidence in contravention
of previously existing evidentiary privileges and immunities,
which include those given to the press. Therefore, there is no
conflict between the shield law and the subsequently enacted
people' s right to due process of law . . . ." (Id.
at p. 895.) The court explained that "there is nothing illogical
in interpreting ' the people[' s] . . . right to due process'
not to include the right to compel the press through the
sanctions of contempt-incarceration and substantial fines-to
supply unpublished information obtained in the newsgathering
process. The fact that the assertion of this immunity might lead
to the inability of the prosecution to gain access to all the
evidence it desires does not mean that a prosecutor' s right
to due process is violated, any more than the assertion of established
evidentiary privileges against the prosecution would be a violation.
[Citations.]" (Id. at p. 898, original italics.)
However, while the "virtually absolute protection"
provided under the shield law need never yield to any superior
constitutional right of the People, "the protection of the
shield law must give way to a conflicting federal constitutional
right of a criminal defendant." (Id. at p. 891, italics
added.) As stated in Delaney v. Superior Court, supra,
50 Cal.3d 785, which was reaffirmed in Miller, supra,
"[T]he shield law' s protection is overcome in a criminal
proceeding on a showing that nondisclosure would deprive the
defendant of his federal constitutional right to a fair trial.
. . . The incorporation of the shield law into the California
Constitution cannot restrict a criminal defendant' s federal
constitutional right to a fair trial. [Citations.] Such result
would violate the supremacy clauses of the federal and state
Constitutions." (Delaney, supra, 50 Cal.3d at pp.
805-806, fns. omitted, original italics.)
"In Delaney, the court formulated a two-stage
inquiry to determine whether a court' s contempt power could
be invoked to enforce a criminal defendant' s subpoena against
a newsperson, the shield law notwithstanding. At the threshold,
the defendant must show ' a reasonable possibility [that] the
information will materially assist his defense.' [Citation.]
If he makes this showing, then the court is to proceed to the
second stage of the inquiry and balance the criminal defendant'
s and the newsperson' s rights, considering whether the unpublished
information in question is confidential or sensitive, the degree
to which the information is important to the criminal defendant,
whether there is an alternative source of unpublished information,
and whether there are other circumstances which may render moot
the need to avoid disclosure. [Citation.]" (Miller v.
Superior Court, supra, 21 Cal.4th at pp. 891-892, original
italics.)
While Miller and Delaney are certainly relevant
to our analysis, each is significantly different from this case
in an important factual particular. Unlike Miller, the
person from whom "unpublished information" is sought
in this case was subpoenaed by the defense, not by the People,
and the People sought disclosure in the course of cross-examination
designed to test the credibility of the witness' s testimony
in favor of the defendant. Delaney is also factually distinguishable
because in that case the "unpublished information"
was sought by the defendant; here the defendant never sought
such information and the witness disclosed all the information
he did seek. The situation presented in this case was therefore
not contemplated by Miller, Delaney or, indeed, by any
other shield law case of which we are aware.
The district attorney, apparently alert to the prosecutorial
disability imposed by Miller, never asserted that petitioner'
s responses to his questions were compelled by any constitutional
right of the People; his very different contention was that petitioner'
s use of the shield law to resist meaningful cross-examination
denied "defendant' s Sixth Amendment rights of confrontation
. . . ." (Italics added.) In effect, the district attorney
maintained that the People' s right to conduct meaningful cross-examination
derived from the defendant' s Sixth Amendment right to call witnesses
in his favor. Implicit in this argument is the assumption that
a criminal defendant' s Sixth Amendment right to call favorable
witnesses applies only to witnesses willing to submit to proper
cross-examination, and that a witness cannot refuse to submit
to such examination on the basis of a privilege without showing
that his right not to disclose transcends the right of the defendant
to a fair trial. However, a defense witness who resists cross-examination
on the basis of a privilege cannot be required to show that his
right transcends the constitutional right of the defendant where
the defendant is not asserting any such right. The question then
is whether the People can compel the defendant either to assert
the right and show that it transcends that of the witness under
the shield law or forego the benefit of the witness' testimony
in his favor. Our answer is in the affirmative.
We hold that where in a criminal trial a defense witness
protected under the shield law resists proper cross-examination
on the ground of that law, the testimony of that witness on direct
examination, though it did not consist of "unpublished information"
protected by the shield law, may on an appropriate motion by
the People be barred or stricken unless the defendant can show
that the refusal of the court to receive such evidence would
deprive him of a federal constitutional right to a fair trial
and that, in the circumstances, his right transcends that of
the witness under the shield law. If the defendant makes such
showings, the testimony of the witness on direct may be received
by the trier of fact and the newsperson may be held in contempt
of court for refusing to respond to proper cross-examination
seeking information that would otherwise be protected under the
shield law.
Our holding rests on the centrality of cross-examination
to our justice system. Though the right to cross-examine adverse
witnesses has been mandated by the Legislature,[FOOTNOTE 4] it
is not merely a statutory right.
Cross-examination-described by Wigmore as "' the
greatest legal engine ever invented for the discovery of truth'
" (People v. Reynolds (1984) 152 Cal.App.3d 42, at
p. 46, quoting 5 Wigmore, Evidence (3d ed. 1940) § 1367,
p. 29; see also Dutton v. Evans (1970) 400 U.S. 74, 89;
Bruton v. United States (1968) 391 U.S. 123, 135-137)-has
two purposes. Its chief purpose is "to test the credibility,
knowledge and recollection of the witness. (Sharp v. Hoffman
(1889) 79 Cal. 404, 408; Razzo v. Varni (1889) 81 Cal. 289,
292 . . . [' to sift, explain, or modify what has been said on
the examination in chief, and to discredit the witness' ]; Neal
v. Neal (1881) 58 Cal. 287, 288 . . .) [¶ ] The other
purpose is to elicit additional evidence." (3 Witkin, California
Evidence (3d ed.) § 1873, p. 1827; see also, Priestly
v. Superior Court (1958) 50 Cal.2d 812, 822 (conc. op.
of Carter, J.) Because it relates to the fundamental fairness
of the proceedings, cross-examination is said to represent an
"absolute right," not merely a privilege (People
v. Abner (1962) 209 Cal.App.2d 484, 489; People v. Flores (1936)
15 Cal.App.2d 385, 401), and denial or undue restriction thereof
may be reversible error. (People v. Redwine (1958) 166
Cal.App.2d 371.)
This is the view not just of California courts but of
the highest court of our land, which has declared: "Cross-examination
of a witness is a matter of right. [Citation.] Its permissible
purposes, among others, are . . . that facts may be brought out
tending to discredit the witness by showing that his testimony
in chief was untrue or biased. [Citations.] [¶ ] Counsel
often cannot know in advance what pertinent facts may be elicited
on cross-examination. For that reason, it is necessarily exploratory,
and the rule that the examiner must indicate the purpose of his
inquiry does not in general apply. [Citations.] It is the essence
of a fair trial that reasonable latitude be given the cross-examiner,
even though he is unable to state to the court what fact a reasonable
cross-examination might develop. Prejudice ensues from a denial
of the opportunity to place the witness in his proper setting
and put the weight of his testimony and his credibility to a
test, without which the jury cannot fairly appraise them. [Citations.]
To say that prejudice can only be established only by showing
that the cross-examination, if pursued, would necessarily have
brought out facts tending to discredit the testimony in chief
is to deny a substantial right and withdraw one of the safeguards
essential to a fair trial. [Citations.]" (Alford v. United
States (1930) 282 U.S. 687, 691-692; accord, Chambers
v. Mississippi (1973) 410 U.S. 284, 295; Smith v. Illinois
(1968) 390 U.S. 129, 131; Douglas v. Alabama (1965) 380 U.S.
415, 419-420.) In short, cross-examination is "an essential
and fundamental requirement for the kind of fair trial which
is this country' s constitutional goal." (Pointer v.
Texas (1965) 380 U.S. 400, 405.)
This case is in certain respects similar to those in
which defendants took the stand and testified in their own behalf
but refused to respond to proper cross-examination on the basis
of the Fifth Amendment. Brown v. United States (1958)
356 U.S. 148 was a civil action commenced by the government for
petitioner' s denaturalization on the ground that she had fraudulently
procured citizenship. Petitioner testified at length in her own
defense but refused, on grounds of self-incrimination, to answer
questions put to her on cross-examination that were relevant
to her testimony on direct examination. The trial court ruled
she had waived her privilege by testifying in her own defense
and ordered her to answer. She refused to do so and was summarily
adjudged guilty of criminal contempt and sentenced to imprisonment.
The Supreme Court sustained the conviction. Speaking for the
majority, Justice Frankfurter drew an analogy to the situation
of a defendant in a criminal case. "If he takes the stand
and testifies in his own defense, his credibility may be impeached
and his testimony assailed like that of any other witness, and
the breadth of his waiver is determined by the scope of relevant
cross-examination. ' [H]e has no right to set forth to the jury
all the facts which tend in his favor without laying himself
open to a cross-examination upon those facts.' Fitzpatrick
v. United States [1900] 178 U.S. 304, 315; and see Reagan
v. United States, 157 U.S. 301, 304-305. The reasoning of
these cases applies to a witness in any proceeding who voluntarily
takes the stand and offers testimony in his own behalf. It is
reasoning that controls the result in the case before us."
(Brown v. United States, supra, at pp. 154-155.) Our own
Supreme Court reached the same result in People v. Cooper (1991)
53 Cal.3d 771, 822, where it declared that "[a] defendant
cannot, by testifying to a state of things contrary to and inconsistent
with the evidence of the prosecution, thus indirectly denying
the testimony against him, but without testifying expressly with
relation to the same facts, limit the cross-examination to the
precise facts concerning which he testifies." (Id. at
p. 822; see also People v. Kadison (1966) 243 Cal.App.2d
162; People v. Reynolds, supra, 152 Cal.App.3d 42;
People v. McGowan (1926) 80 Cal.App. 293.)
To be sure, the present case is different in some obvious
ways from Brown, Cooper and like cases. Unlike a defendant
who voluntarily takes the stand and testifies about matters that
become the subject of resisted cross-examination, petitioner
is not a party to the litigation and did not come forward voluntarily
but in response to a subpoena. His direct testimony regarding
"published information" cannot constitute a waiver
of the right to refuse to disclose related information that is
"unpublished" because the shield law explicitly provides
that "unpublished" information remains protected "whether
or not related information has been disseminated." [FOOTNOTE
5] (Cal. Const., art. I, § 2(b); Evid. Code, §
1070.) However, despite these differences, cases such as Brown
and Cooper remain relevant because they illustrate that the
right to cross-examination cannot be defeated by a valid claim
of privilege, even a privilege as strong as that embodied in
the Fifth Amendment.
Where a witness refuses to submit to cross-examination,
or is unavailable for that purpose, the conventional remedy is
to exclude the witness' s testimony on direct. As stated in Witkin:
"In either a civil or criminal case, where a party is deprived
of the benefits of cross-examination of a witness by refusal
of the witness to answer, the trial court may strike out the
direct examination. [Citations.]" (3 Witkin, California
Evidence, supra, § 1877, p. 1831, original italics.).
This rule applies even "where the refusal to answer is placed
on a valid claim of privilege." (Ibid.)[FOOTNOTE
6] Where a witness refuses to submit to proper cross-examination
regarding material issues, the striking out or partial striking
out of direct testimony is common, and has been allowed even
where the result was to deprive a criminal defendant of the fundamental
constitutional right to testify in his own behalf. Striking a
witness' entire testimony is, of course, a "drastic solution,"
only to be employed "after less severe means, are considered."
(People v. Reynolds, supra, 152 Cal.App.3d at pp. 47-48;
accord, People v. Hecker (1990) 219 Cal.App.3d 1238,
1248.)
The logic of this rule applies as much to the situation
in which the person who refuses to disclose is a defense witness
as to that in which it is the defendant himself, as the refusal
of a defense witness to submit to proper cross-examination may
corrupt the fact-finding process as much as the refusal to submit
of the defendant himself. A criminal defendant' s federal constitutional
right to a fair trial, and specifically the Sixth Amendment right
"to have compulsory process for obtaining witnesses in his
favor," cannot be deemed to include the right to call a
witness who cannot be subjected to proper cross-examination,
either because of protections the witness enjoys under the shield
law or for any other reason. (See People v. Hecker, supra,
219 Cal.App.3d at p. 1248.) There are, in short, exceptionally
few caveats to the proposition that the right to introduce evidence
necessarily implicates the responsibility to permit it to be
fairly tested.[FOOTNOTE 7] As the Supreme Court has said, a criminal
defendant "' has no right to set forth to the jury all the
facts which tend in his favor without laying himself open to
a cross-examination upon those facts.' " (Brown v. United
States, supra, 356 U.S. at p. 155, quoting Fitzpatrick
v. United States, supra, 178 U.S. 304, 315.) It follows that,
where the shield law is invoked to resist proper cross-examination
regarding material matters, a trial court may bar the receipt
in evidence of the direct testimony to which it relates or strike
such testimony if it has already been given, either entirely
or in part.[FOOTNOTE 8] (See People v. Reynolds, supra,
152 Cal.App.3d at pp. 47-48; People v. Hecker, supra,
219 Cal.App.3d at p. 1248.)
However, where a defendant can show that
nondisclosure of "unpublished information" sought by
the People on the cross-examination of a defense witness would
result in excluding direct testimony that would materially assist
the defense, he should be able to vindicate his federal constitutional
right to a fair trial by making showings analogous to those required
in Delaney. Such showings would oblige the court to compel
the disclosure sought from a defense witness by the People, which
would permit the defendant to present the favorable testimony
of the witness that would otherwise have to be excluded.
It is true that the only showing the defendant can be
required to make in order to vindicate his constitutional right
relates to the significance to the defense of the "published"
(and therefore unprotected) information he seeks, not the "unpublished
information" the witness refuses to provide, as is conventionally
the case in the situations to which Delaney applies. But
whether the information sought by the defendant is "published"
or "unpublished" is irrelevant to the point of the
Delaney inquiry, which is simply to determine whether
the result of the nondisclosure of protected information
will prejudice the defendant' s federal constitutional right
to a fair trial, which turns on the significance to the defense
of any information that would have to be excluded if the
protections of the shield law were not set aside. By showing
that judicial exclusion of unprotected information provided on
direct examination would deprive the defendant of a fair trial,
the defendant provides a constitutional basis upon which the
court can compel the disclosure of protected information.
Where a defense witness protected by the shield law
refuses to disclose "unpublished information" sought
by the People on proper cross-examination, the remedy is for
the People to move to exclude or strike related testimony sought
from the witness on direct examination. The motion should be
granted unless the defendant can show that excluding or striking
such evidence would deprive him of his federal constitutional
right to a fair trial and, if he makes this threshold showing,
that his right transcends the conflicting right protected by
the shield law. The requisite judicial inquiry is that set forth
in Delaney v. Superior Court, supra, 50 Cal.3d at pp.
807-813, except that the threshold question relates to the importance
to the defense of the "published information" elicited
or sought to be elicited by the defendant that would be excluded
or stricken if the "unpublished information" sought
by the People were not disclosed.
The necessary two-stage inquiry was never made in this
case. The trial court granted the People' s initial motion to
quash the subpoena because it determined that application of
the shield law would not abridge defendant' s federal constitutional
right to a fair trial. The court provided two reasons for this
determination. The first was that, because petitioner was not
a percipient witness to the crime charged, he was not an important
defense witness. The second was that requiring a journalist to
be cross-examined "on the authenticity of statements and
the circumstances of statements [he] attribute[d] to witnesses
like Ms. Davis . . . is exactly the . . . situation involved
in hauling a journalist into court that the shield law was designed
to protect against . . . ." This reasoning, which conflates
the two stages of the Delaney inquiry, does not, in our
view, withstand analysis.
We granted a peremptory writ vacating the order quashing
petitioner' s subpoena because of our disagreement with the trial
court' s view that petitioner' s testimony would not significantly
assist the defense because he did not witness the crime charged.
It is undisputed that Shayla Davis was a "central witness"
for the prosecution. She was in the apartment at which the shooting
occurred, was one of three persons who initially identified defendant
from a photo lineup, and was the only eyewitness to the crime
able to identify him at trial. Davis' testimony for the prosecution
differed in several significant particulars from statements attributed
to her by petitioner in his news article. As earlier noted, she
testified at trial that she saw only one man break into the apartment
and never saw the victim reach for a gun. Confronted on cross-examination
with petitioner' s article, Davis denied telling him on the day
of the killing that she saw three or four persons break into
the apartment and saw the victim reach for a gun just before
he was shot. The disparity between statements Davis allegedly
made to petitioner just hours after the killing and those she
made at trial almost two years later provided a basis upon which
the defense could impeach her testimony for the prosecution.
The fact that petitioner did not himself witness the homicide
does not prevent him from effectively undermining her credibility
with a jury.[FOOTNOTE 9]
Whether requiring petitioner to testify would be, as
the trial court stated, "exactly the situation involved
in hauling a journalist into court that the shield law was designed
to protect against," has nothing to do with the threshold
question the court was ostensibly addressing, namely, whether
application of the shield law would abridge defendant' s federal
constitutional right to a fair trial, because there is "a
reasonable possibility" excluded evidence will "materially
assist" his defense. The interest the shield law was designed
to protect relates instead to the balancing process that constitutes
the second stage of the Delaney inquiry. But the balancing
of interests required by Delaney is unnecessary if, as
the trial court found, application of the shield law would not
substantially hinder the defense.
In the prior writ proceeding commenced by defendant,
we vacated the trial judge' s order quashing the subpoena simply
because, in our view, the trial court improperly resolved the
threshold question against defendant. However, perhaps
understandably given our failure to fully explain ourselves,
the trial court interpreted our order as not only resolving the
threshold question in defendant' s favor but as also resolving
the second stage of the Delaney inquiry-the "balancing
of the defendant' s and newsperson' s respective, perhaps conflicting
interests" (Delaney v. Superior Court, supra, 50
Cal.3d at p. 809)-in his favor and against petitioner. We undertook
no such balancing because the record did not permit us to do
so. At no time during the proceedings below was the attention
of the parties or petitioner ever directed to the four factors
pertinent to that balancing. (Id. at pp. 809-812). Petitioner
was never asked, for example, whether the information he refused
to disclose was confidential or sensitive, whether disclosure
would require him to breach any confidence or prejudice his ability
to gather news in the future, or whether there was any alternative
source for the information. For this reason, and because the
trial court never purported to balance defendant' s right against
that of petitioner, we mistakenly assumed it would understand
its responsibility to do so before compelling petitioner to disclose
the unpublished information sought by the People on cross-examination.
Because there was never any judicial determination that,
on balance, defendant' s federal constitutional right supersedes
petitioner' s state constitutional right, the contempt power
could not properly be used to compel petitioner to disclose the
"unpublished information" sought by the People. The
situation was complicated by the fact that, inexplicably, the
People failed to move to strike the testimony petitioner gave
on direct examination as to Shayla Davis after he refused to
respond to cross-examination relating to her.[FOOTNOTE 10] Defendant,
who received the testimony he wanted, therefore had no reason
to show that his federal constitutional right to a fair trial
transcended petitioner' s right under the shield law; nor was
petitioner provided any reason or opportunity to show the opposite.
III. DISPOSITION
Because the trial court did not determine, and on this
record we cannot confidently say, whether petitioner' s right
must give way to that of defendant, we cannot sustain the order
adjudging petitioner in contempt. Accordingly, let a peremptory
writ of prohibition issue forever restraining respondent court
from enforcing the contempt order at issue herein.
Kline, P.J.
We concur: Haerle, J., and Ruvolo, J.
::::::::::::::::::::::::::::: FOOTNOTE(S):::::::::::::::::::::::::::::
FN1. We take judicial notice of the briefs and record
before this court in Darrell Hunter v. Superior Court,
A089527. (Evid. Code, § 452, subd. (d).)
FN2. As stated by defense counsel at trial: "we
are . . . seeking to have Mr. Fost present brief testimony about
an article that he wrote[,] authenticating the article, describing
his general practices, his general journalistic practices in
writing an article, in quoting persons, and in reporting statements
of persons. And we feel, based on our understanding of the case
law, that we can do that without offending the shield law, without
getting into problems of who else he talked to, what else he
was talking to people about."
FN3. We also received a brief and a supplemental brief
of amici curiae in support of petitioner from various newspapers
and the California Newspaper Publishers Association.
FN4. Cross-examination-defined as "the examination
of a witness by a party other than the direct examiner upon a
matter that is within the scope of the direct examination of
the witness" (Evid. Code, § 761)-is required under
Evidence Code section 711, which provides that "[a]t the
trial of an action, a witness can be heard only in the presence
and subject to the examination of all the parties to the action,
if they choose to attend and examine." (Evid. Code, §
711) "A witness examined by one party may be cross-examined
upon any matter within the scope of the direct examination by
each other party to the action in such order as the court directs."
(Evid. Code, § 773.)
FN5. For this reason, we reject the Attorney General'
s argument that petitioner' s testimony on direct regarding published
information constituted a waiver of the protection of the shield
law with respect to related information that was unpublished.
FN6. As Witkin acknowledges, striking the testimony
may not suffice if incurable prejudice would result, in which
case the proper remedy may be the granting of mistrial. (Witkin,
supra, at p. 1832, citing People v. Woodberry (1970) 10
Cal.App.3d 695, 708; Gallaher v. Superior Court (1980)
103 Cal.App.3d 666, 673.)
FN7. "Of course, the right to confront and to
cross-examine is not absolute and may, in appropriate cases,
bow to accommodate other legitimate interests in the criminal
trial process. E.g., Mancusi v. Stubbs, 408 U.S. 204 (1972).
But its denial or significant diminution calls into question
the ultimate ' ' ' integrity of the fact-finding process"
' and requires that the competing interest be closely examined.
Berger v. California, 393 U.S. 314, 315 (1969)."
(Chambers v. Mississippi, supra, 410 U.S. at p. 295.)
FN8. If the issue can then be anticipated, the defendant
can be required to make this showing by an in limine motion in
advance of trial (See, 3 Witkin, California Evidence (3d ed.)
§ 2011, subd. (c), at p. 1970.), or prior to the time the
defendant is placed on the stand. "Under appropriate circumstances,
a motion in limine can serve the function of a motion to exclude
or to strike under Evid. C[ode] § 353 by allowing the trial
court to rule on a specific objection to particular evidence."
(1 Jefferson' s California Evidence Benchbook (3d ed.) §
20.2 at p. 277.)
FN9. The trial court may have attached significance
to the fact that petitioner was not a percipient witness to the
crime charged because the reporters in Delaney, who were
required to disclose "unpublished information," were
eyewitnesses to the crime charged against the defendant in that
case. However, nothing in the opinion in Delaney suggests
that a newsperson who was not an eyewitness to the crime charged
cannot, for that reason, be an important defense witness.
FN10. The prosecution did make a motion to strike some
of petitioner' s direct testimony concerning a prosecution witness
other than Shayla Davis. The trial court granted this motion
on the grounds that the prosecution had no meaningful right to
cross-examination. However, the trial court vacated this ruling
after we issued a stay of the contempt order, and the People
never renewed their motion to strike.
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