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CITY OF ERIE, et al., PETITIONERS
v.
PAP'S A. M. tdba" KANDYLAND"
No. 98-1161
In the Supreme Court of the United States
On writ of certiorari to the Supreme Court of Pennsylvania,
Western District
O'Connor, J., announced the judgment of the Court and delivered
the opinion of the Court with respect to Parts I and II, in which
Rehnquist, C. J., and Kennedy, Souter, and Breyer, JJ., joined,
and an opinion with respect to Parts III and IV, in which Rehnquist,
C. J., and Kennedy, and Breyer, JJ., joined. Scalia, J., filed
an opinion concurring in the judgment, in which Thomas, J., joined.
Souter, J., filed an opinion concurring in part and dissenting
in part. Stevens, J., filed a dissenting opinion, in which Ginsburg,
J., joined.
Argued November 10, 1999
Decided March 29, 2000
The city of Erie, Pennsylvania, enacted an ordinance
banning public nudity. Respondent Pap' s A. M. (hereinafter Pap'
s), which operated a nude dancing establishment in Erie, challenged
the constitutionality of the ordinance and sought a permanent
injunction against its enforcement. The Pennsylvania Supreme
Court, although noting that this Court in Barnes v. Glen Theatre,
Inc., 501 U.S. 560 (1991), had upheld an Indiana ordinance
that was "strikingly similar" to Erie' s, found that
the public nudity sections of the ordinance violated respondent'
s right to freedom of expression under the United States Constitution.
553 Pa. 348, 356, 719 A. 2d 273, 277 (1998). This case raises
the question whether the Pennsylvania Supreme Court properly
evaluated the ordinance' s constitutionality under the First
Amendment. We hold that Erie' s ordinance is a content-neutral
regulation that satisfies the four-part test of United States
v. O' Brien, 391 U.S. 367 (1968). Accordingly, we reverse
the decision of the Pennsylvania Supreme Court and remand for
the consideration of any remaining issues.
I
On September 28, 1994, the city council for the city
of Erie, Pennsylvania, enacted Ordinance 75-1994, a public indecency
ordinance that makes it a summary offense to knowingly or intentionally
appear in public in a "state of nudity." [FOOTNOTE
*] Respondent Pap' s, a Pennsylvania corporation, operated
an establishment in Erie known as "Kandyland" that
featured totally nude erotic dancing performed by women. To comply
with the ordinance, these dancers must wear, at a minimum, "pasties"
and a "G&nbhyphstring." On October 14, 1994, two
days after the ordinance went into effect, Pap' s filed a complaint
against the city of Erie, the mayor of the city, and members
of the city council, seeking declaratory relief and a permanent
injunction against the enforcement of the ordinance.
The Court of Common Pleas of Erie County granted the
permanent injunction and struck down the ordinance as unconstitutional.
Civ. No. 60059-1994 (Jan. 18, 1995), Pet. for Cert. 40a. On cross
appeals, the Commonwealth Court reversed the trial court' s order.
674 A. 2d 338 (1996).
The Pennsylvania Supreme Court granted review and reversed,
concluding that the public nudity provisions of the ordinance
violated respondent' s rights to freedom of expression as protected
by the First and Fourteenth Amendments. 553 Pa. 348, 719
A. 2d 273 (1998). The Pennsylvania court first inquired whether
nude dancing constitutes expressive conduct that is within the
protection of the First Amendment. The court noted that
the act of being nude, in and of itself, is not entitled to First
Amendment protection because it conveys no message. Id.,
at 354, 719 A. 2d, at 276. Nude dancing, however, is expressive
conduct that is entitled to some quantum of protection under
the First Amendment, a view that the Pennsylvania Supreme
Court noted was endorsed by eight Members of this Court in Barnes.
553 Pa., at 354, 719 A. 2d, at 276.
The Pennsylvania court next inquired whether the government
interest in enacting the ordinance was content neutral, explaining
that regulations that are unrelated to the suppression of expression
are not subject to strict scrutiny but to the less stringent
standard of United States v. O' Brien, supra, at
377. To answer the question whether the ordinance is content
based, the court turned to our decision in Barnes. 553
Pa., at 355-356, 719 A. 2d, at 277. Although the Pennsylvania
court noted that the Indiana statute at issue in Barnes "
is strikingly similar to the Ordinance we are examining,"
it concluded that "[u]nfortunately for our purposes, the
Barnes Court splintered and produced four separate, non-harmonious
opinions." 553 Pa., at 356, 719 A. 2d, at 277. After canvassing
these separate opinions, the Pennsylvania court concluded that,
although it is permissible to find precedential effect in a fragmented
decision, to do so a majority of the Court must have been in
agreement on the concept that is deemed to be the holding. See
Marks v. United States, 430 U.S. 188 (1977). The Pennsylvania
court noted that "aside from the agreement by a majority
of the Barnes Court that nude dancing is entitled to some
First Amendment protection, we can find no point on which
a majority of the Barnes Court agreed." 553 Pa.,
at 358, 719 A. 2d, at 278. Accordingly, the court concluded that
"no clear precedent arises out of Barnes on the issue
of whether the [Erie] ordinance...passes muster under the First
Amendment." Ibid.
Having determined that there was no United States Supreme
Court precedent on point, the Pennsylvania court conducted an
independent examination of the ordinance to ascertain whether
it was related to the suppression of expression. The court concluded
that although one of the purposes of the ordinance was to combat
negative secondary effects, "[i]nextricably bound up with
this stated purpose is an unmentioned purpose ...to impact negatively
on the erotic message of the dance." Id., at 359,
719 A. 2d, at 279. As such, the court determined the ordinance
was content based and subject to strict scrutiny. The ordinance
failed the narrow tailoring requirement of strict scrutiny because
the court found that imposing criminal and civil sanctions on
those who commit sex crimes would be a far narrower means of
combating secondary effects than the requirement that dancers
wear pasties and G-strings. Id., at 361-362, 719 A. 2d,
at 280.
Concluding that the ordinance unconstitutionally burdened
respondent' s expressive conduct, the Pennsylvania court then
determined that, under Pennsylvania law, the public nudity provisions
of the ordinance could be severed rather than striking the ordinance
in its entirety. Accordingly, the court severed § §
1(c) and 2 from the ordinance and reversed the order of the Commonwealth
Court. Id., at 363-364, 719 A. 2d, at 281. Because the
court determined that the public nudity provisions of the ordinance
violated Pap' s right to freedom of expression under the United
States Constitution, it did not address the constitutionality
of the ordinance under the Pennsylvania Constitution or the claim
that the ordinance is unconstitutionally overbroad. Ibid.
In a separate concurrence, two justices of the Pennsylvania
court noted that, because this Court upheld a virtually identical
statute in Barnes, the ordinance should have been upheld
under the United States Constitution. 553 Pa., at 364, 719 A.
2d, at 281. They reached the same result as the majority, however,
because they would have held that the public nudity sections
of the ordinance violate the Pennsylvania Constitution. Id.,
at 370, 719 A. 2d, at 284.
The city of Erie petitioned for a writ of certiorari,
which we granted. 526 U.S. 1111 (1999). Shortly thereafter,
Pap' s filed a motion to dismiss the case as moot, noting that
Kandyland was no longer operating as a nude dancing club, and
Pap' s was not operating a nude dancing club at any other location.
Respondent' s Motion to Dismiss as Moot 1. We denied the motion.
527 U.S. 1034 (1999).
II
As a preliminary matter, we must address the justiciability
question. "' [A] case is moot when the issues presented
are no longer ' live' or the parties lack a legally cognizable
interest in the outcome.' "County of Los Angeles v. Davis,
440 U.S. 625, 631 (1979) (quoting Powell v. McCormack, 395 U.S.
486, 496 (1969)). The underlying concern is that, when the
challenged conduct ceases such that "' there is no reasonable
expectation that the wrong will be repeated,' "United
States v. W. T. Grant Co., 345 U.S. 629, 633 (1953),
then it becomes impossible for the court to grant "' any
effectual relief whatever' to [the] prevailing party," Church
of Scientology of Cal. v. United States, 506 U.S. 9, 12 (1992)
(quoting Mills v. Green, 159 U.S. 651, 653 (1895)). In that
case, any opinion as to the legality of the challenged action
would be advisory.
Here, Pap' s submitted an affidavit stating that it
had "ceased to operate a nude dancing establishment in Erie."
Status Report Re Potential Issue of Mootness 1 (Sept. 8, 1999).
Pap' s asserts that the case is therefore moot because "[t]he
outcome of this case will have no effect upon Respondent."
Respondent' s Motion to Dismiss as Moot 1. Simply closing Kandyland
is not sufficient to render this case moot, however. Pap' s is
still incorporated under Pennsylvania law, and it could again
decide to operate a nude dancing establishment in Erie. See Petitioner'
s Brief in Opposition to Motion to Dismiss 3. Justice Scalia
differs with our assessment as to the likelihood that Pap' s
may resume its nude dancing operation. Several Members of this
Court can attest, however, that the "advanced age"
of Pap' s owner (72) does not make it "absolutely clear"
that a life of quiet retirement is his only reasonable expectation.
Cf. Friends of Earth, Inc. v. Laidlaw Environmental Services
(TOC), Inc., 528 U.S. ___ (2000). Moreover, our appraisal
of Pap' s affidavit is influenced by Pap' s failure, despite
its obligation to the Court, to mention a word about the potential
mootness issue in its brief in opposition to the petition for
writ of certiorari, which was filed in April 1999, even though,
as Justice Scalia points out, Kandyland was closed and that property
sold in 1998. See Board of License Comm' rs of Tiverton v.
Pastore, 469 U.S. 238, 240 (1985) (per curiam). Pap' s only
raised the issue after this Court granted certiorari.
In any event, this is not a run of the mill voluntary
cessation case. Here it is the plaintiff who, having prevailed
below, now seeks to have the case declared moot. And it is the
city of Erie that seeks to invoke the federal judicial power
to obtain this Court' s review of the Pennsylvania Supreme Court
decision. Cf. ASARCO Inc. v. Kadish, 490 U.S. 605, 617-618
(1989). The city has an ongoing injury because it is barred from
enforcing the public nudity provisions of its ordinance. If the
challenged ordinance is found constitutional, then Erie can enforce
it, and the availability of such relief is sufficient to prevent
the case from being moot. See Church of Scientology of Cal.
v. United States, supra, at 13. And Pap' s still has a concrete
stake in the outcome of this case because, to the extent Pap'
s has an interest in resuming operations, it has an interest
in preserving the judgment of the Pennsylvania Supreme Court.
Our interest in preventing litigants from attempting to manipulate
the Court' s jurisdiction to insulate a favorable decision from
review further counsels against a finding of mootness here. See
United States v. W. T. Grant Co., supra, at 632; cf.
Arizonans for Official English v. Arizona, 520 U.S. 43, 74
(1997). Although the issue is close, we conclude that the case
is not moot, and we turn to the merits.
III
Being "in a state of nudity" is not an inherently
expressive condition. As we explained in Barnes, however,
nude dancing of the type at issue here is expressive conduct,
although we think that it falls only within the outer ambit of
the First Amendment' s protection. See Barnes v. Glen Theatre,
Inc., 501 U.S., at 565-566 (plurality opinion); Schad
v. Mount Ephraim, 452 U.S. 61, 66 (1981).
To determine what level of scrutiny applies to the ordinance
at issue here, we must decide "whether the State' s regulation
is related to the suppression of expression." Texas v.
Johnson, 491 U.S. 397, 403 (1989); see also United States v.
O' Brien, 391 U.S., at 377. If the governmental purpose in
enacting the regulation is unrelated to the suppression of expression,
then the regulation need only satisfy the "less stringent"
standard from O' Brien for evaluating restrictions on symbolic
speech. Texas v. Johnson, supra, at 403; United States v. O'
Brien, supra, at 377. If the government interest is related
to the content of the expression, however, then the regulation
falls outside the scope of the O' Brien test and must
be justified under a more demanding standard. Texas v. Johnson,
supra, at 403.
In Barnes, we analyzed an almost identical statute,
holding that Indiana' s public nudity ban did not violate the
First Amendment, although no five Members of the Court
agreed on a single rationale for that conclusion. We now clarify
that government restrictions on public nudity such as the ordinance
at issue here should be evaluated under the framework set forth
in O' Brien for content-neutral restrictions on symbolic
speech.
The city of Erie argues that the ordinance is a content-neutral
restriction that is reviewable under O' Brien because
the ordinance bans conduct, not speech; specifically, public
nudity. Respondent counters that the ordinance targets nude dancing
and, as such, is aimed specifically at suppressing expression,
making the ordinance a content-based restriction that must be
subjected to strict scrutiny.
The ordinance here, like the statute in Barnes,
is on its face a general prohibition on public nudity. 553 Pa.,
at 354, 719 A. 2d, at 277. By its terms, the ordinance regulates
conduct alone. It does not target nudity that contains an erotic
message; rather, it bans all public nudity, regardless of whether
that nudity is accompanied by expressive activity. And like the
statute in Barnes, the Erie ordinance replaces and updates
provisions of an "Indecency and Immorality" ordinance
that has been on the books since 1866, predating the prevalence
of nude dancing establishments such as Kandyland. Pet. for Cert.
7a; see Barnes v. Glen Theatre, Inc., supra, at 568.
Respondent and Justice Stevens contend nonetheless that
the ordinance is related to the suppression of expression because
language in the ordinance' s preamble suggests that its actual
purpose is to prohibit erotic dancing of the type performed at
Kandyland. Post, at 1 (dissenting opinion). That is not
how the Pennsylvania Supreme Court interpreted that language,
however. In the preamble to the ordinance, the city council stated
that it was adopting the regulation
" ' for the purpose of limiting a recent increase in
nude live entertainment within the City, which activity adversely
impacts and threatens to impact on the public health, safety
and welfare by providing an atmosphere conducive to violence,
sexual harassment, public intoxication, prostitution, the spread
of sexually transmitted diseases and other deleterious effects.'
"553 Pa., at 359, 719 A. 2d, at 279.
The Pennsylvania Supreme Court construed this language to
mean that one purpose of the ordinance was "to combat negative
secondary effects." Ibid.
As Justice Souter noted in Barnes, "on its
face, the governmental interest in combating prostitution and
other criminal activity is not at all inherently related to expression."
501 U.S., at 585 (opinion concurring in judgment). In that sense,
this case is similar to O' Brien. O' Brien burned his
draft registration card as a public statement of his antiwar
views, and he was convicted under a statute making it a crime
to knowingly mutilate or destroy such a card. This Court rejected
his claim that the statute violated his First Amendment
rights, reasoning that the law punished him for the "noncommunicative
impact of his conduct, and for nothing else." 391 U.S.,
at 382. In other words, the Government regulation prohibiting
the destruction of draft cards was aimed at maintaining the integrity
of the Selective Service System and not at suppressing the message
of draft resistance that O' Brien sought to convey by burning
his draft card. So too here, the ordinance prohibiting public
nudity is aimed at combating crime and other negative secondary
effects caused by the presence of adult entertainment establishments
like Kandyland and not at suppressing the erotic message conveyed
by this type of nude dancing. Put another way, the ordinance
does not attempt to regulate the primary effects of the expression,
i.e., the effect on the audience of watching nude erotic
dancing, but rather the secondary effects, such as the impacts
on public health, safety, and welfare, which we have previously
recognized are "caused by the presence of even one such"
establishment. Renton v. Playtime Theatres, Inc., 475 U.S.
41, 47-48, 50 (1986); see also Boos v. Barry, 485 U.S.
312, 321 (1988).
Although the Pennsylvania Supreme Court acknowledged
that one goal of the ordinance was to combat the negative secondary
effects associated with nude dancing establishments, the court
concluded that the ordinance was nevertheless content based,
relying on Justice White' s position in dissent in Barnes
for the proposition that a ban of this type necessarily has
the purpose of suppressing the erotic message of the dance. Because
the Pennsylvania court agreed with Justice White' s approach,
it concluded that the ordinance must have another, "unmentioned"
purpose related to the suppression of expression. 553 Pa., at
359, 719 A. 2d, at 279. That is, the Pennsylvania court adopted
the dissent' s view in Barnes that "' [s]ince the
State permits the dancers to perform if they wear pasties and
G&nbhyphstrings but forbids nude dancing, it is precisely
because of the distinctive, expressive content of the nude dancing
performances at issue in this case that the State seeks to apply
the statutory prohibition." 553 Pa., at 359, 719 A. 2d,
at 279 (quoting Barnes, supra, at 592 (White, J., dissenting)).
A majority of the Court rejected that view in Barnes,
and we do so again here.
Respondent' s argument that the ordinance is "aimed"
at suppressing expression through a ban on nude dancing-an argument
that respondent supports by pointing to statements by the city
attorney that the public nudity ban was not intended to apply
to "legitimate" theater productions-is really an argument
that the city council also had an illicit motive in enacting
the ordinance. As we have said before, however, this Court will
not strike down an otherwise constitutional statute on the basis
of an alleged illicit motive. O' Brien, 391 U.S., at 382-383;
Renton v. Playtime Theatres, Inc., supra, at 47-48 (that
the "predominate" purpose of the statute was to control
secondary effects was "more than adequate to establish"
that the city' s interest was unrelated to the suppression of
expression). In light of the Pennsylvania court' s determination
that one purpose of the ordinance is to combat harmful secondary
effects, the ban on public nudity here is no different from the
ban on burning draft registration cards in O' Brien, where
the Government sought to prevent the means of the expression
and not the expression of antiwar sentiment itself.
Justice Stevens argues that the ordinance enacts a complete
ban on expression. We respectfully disagree with that characterization.
The public nudity ban certainly has the effect of limiting one
particular means of expressing the kind of erotic message being
disseminated at Kandyland. But simply to define what is being
banned as the "message" is to assume the conclusion.
We did not analyze the regulation in O' Brien as
having enacted a total ban on expression. Instead, the Court
recognized that the regulation against destroying one' s draft
card was justified by the Government' s interest in preventing
the harmful "secondary effects" of that conduct (disruption
to the Selective Service System), even though that regulation
may have some incidental effect on the expressive element of
the conduct. Because this justification was unrelated to the
suppression of O' Brien' s antiwar message, the regulation was
content neutral. Although there may be cases in which banning
the means of expression so interferes with the message that it
essentially bans the message, that is not the case here.
Even if we had not already rejected the view that a
ban on public nudity is necessarily related to the suppression
of the erotic message of nude dancing, we would do so now because
the premise of such a view is flawed. The State' s interest in
preventing harmful secondary effects is not related to the suppression
of expression. In trying to control the secondary effects of
nude dancing, the ordinance seeks to deter crime and the other
deleterious effects caused by the presence of such an establishment
in the neighborhood. See Renton, supra, at 50-51. In Clark
v. Community for Creative Non-Violence, 468 U.S. 288 (1984),
we held that a National Park Service regulation prohibiting camping
in certain parks did not violate the First Amendment when
applied to prohibit demonstrators from sleeping in Lafayette
Park and the Mall in Washington, D. C., in connection with a
demonstration intended to call attention to the plight of the
homeless. Assuming, arguendo, that sleeping can be expressive
conduct, the Court concluded that the Government interest in
conserving park property was unrelated to the demonstrators'
message about homelessness. Id., at 299. So, while the
demonstrators were allowed to erect "symbolic tent cities,"
they were not allowed to sleep overnight in those tents. Even
though the regulation may have directly limited the expressive
element involved in actually sleeping in the park, the regulation
was nonetheless content neutral.
Similarly, even if Erie' s public nudity ban has some
minimal effect on the erotic message by muting that portion of
the expression that occurs when the last stitch is dropped, the
dancers at Kandyland and other such establishments are free to
perform wearing pasties and G-strings. Any effect on the overall
expression is de minimis. And as Justice Stevens eloquently
stated for the plurality in Young v. American Mini Theatres,
Inc., 427 U.S. 50, 70 (1976), "even though we recognize
that the First Amendment will not tolerate the total suppression
of erotic materials that have some arguably artistic value, it
is manifest that society' s interest in protecting this type
of expression is of a wholly different, and lesser, magnitude
than the interest in untrammeled political debate," and
"few of us would march our sons or daughters off to war
to preserve the citizen' s right to see" specified anatomical
areas exhibited at establishments like Kandyland. If States are
to be able to regulate secondary effects, then de minimis
intrusions on expression such as those at issue here cannot be
sufficient to render the ordinance content based. See Clark
v. Community for Creative Non&nbhyphViolence, supra, at 299;
Ward v. Rock Against Racism, 491 U.S. 781, 791 (1989) (even
if regulation has an incidental effect on some speakers or messages
but not others, the regulation is content neutral if it can be
justified without reference to the content of the expression).
This case is, in fact, similar to O' Brien, Community
for Creative Non&nbhyphViolence, and Ward. The justification
for the government regulation in each case prevents harmful "secondary"
effects that are unrelated to the suppression of expression.
See, e.g., Ward v. Rock Against Racism, supra, at 791-792
(noting that "[t]he principal justification for the sound-amplification
guideline is the city' s desire to control noise levels at bandshell
events, in order to retain the character of [the adjacent] Sheep
Meadow and its more sedate activities," and citing Renton
for the proposition that "[a] regulation that serves
purposes unrelated to the content of expression is deemed neutral,
even if it has an incidental effect on some speakers or messages
but not others" ). While the doctrinal theories behind "incidental
burdens" and "secondary effects" are, of course,
not identical, there is nothing objectionable about a city passing
a general ordinance to ban public nudity (even though such a
ban may place incidental burdens on some protected speech) and
at the same time recognizing that one specific occurrence of
public nudity-nude erotic dancing-is particularly problematic
because it produces harmful secondary effects.
Justice Stevens claims that today we "[f]or the
first time" extend Renton' s secondary effects doctrine
to justify restrictions other than the location of a commercial
enterprise. Post, at 1. Our reliance on Renton to justify
other restrictions is not new, however. In Ward, the Court
relied on Renton to evaluate restrictions on sound amplification
at an outdoor bandshell, rejecting the dissent' s contention
that Renton was inapplicable. See Ward v. Rock Against Racism,
supra, at 804, n. 1 (Marshall, J., dissenting) ("Today,
for the first time, a majority of the Court applies Renton
analysis to a category of speech far afield from that decision'
s original limited focus" ). Moreover, Erie' s ordinance
does not effect a "total ban" on protected expression.
Post, at 3.
In Renton, the regulation explicitly treated
"adult" movie theaters differently from other theaters,
and defined "adult" theaters solely by reference to
the content of their movies. 475 U.S., at 44. We nonetheless
treated the zoning regulation as content neutral because the
ordinance was aimed at the secondary effects of adult theaters,
a justification unrelated to the content of the adult movies
themselves. Id., at 48. Here, Erie' s ordinance is on
its face a content-neutral restriction on conduct. Even if the
city thought that nude dancing at clubs like Kandyland constituted
a particularly problematic instance of public nudity, the regulation
is still properly evaluated as a content-neutral restriction
because the interest in combating the secondary effects associated
with those clubs is unrelated to the suppression of the erotic
message conveyed by nude dancing.
We conclude that Erie' s asserted interest in combating
the negative secondary effects associated with adult entertainment
establishments like Kandyland is unrelated to the suppression
of the erotic message conveyed by nude dancing. The ordinance
prohibiting public nudity is therefore valid if it satisfies
the four-factor test from O' Brien for evaluating restrictions
on symbolic speech.
IV
Applying that standard here, we conclude that Erie'
s ordinance is justified under O' Brien. The first factor
of the O' Brien test is whether the government regulation
is within the constitutional power of the government to enact.
Here, Erie' s efforts to protect public health and safety are
clearly within the city' s police powers. The second factor is
whether the regulation furthers an important or substantial government
interest. The asserted interests of regulating conduct through
a public nudity ban and of combating the harmful secondary effects
associated with nude dancing are undeniably important. And in
terms of demonstrating that such secondary effects pose a threat,
the city need not "conduct new studies or produce evidence
independent of that already generated by other cities" to
demonstrate the problem of secondary effects, "so long as
whatever evidence the city relies upon is reasonably believed
to be relevant to the problem that the city addresses."
Renton v. Playtime Theatres, Inc., supra, at 51-52. Because
the nude dancing at Kandyland is of the same character as the
adult entertainment at issue in Renton, Young v. American
Mini Theatres, Inc., 427 U.S. 50 (1976), and California v. LaRue,
409 U.S. 109 (1972), it was reasonable for Erie to conclude
that such nude dancing was likely to produce the same secondary
effects. And Erie could reasonably rely on the evidentiary foundation
set forth in Renton and American Mini Theatres to the
effect that secondary effects are caused by the presence of even
one adult entertainment establishment in a given neighborhood.
See Renton v. Playtime Theatres, Inc., supra, at 51-52
(indicating that reliance on a judicial opinion that describes
the evidentiary basis is sufficient). In fact, Erie expressly
relied on Barnes and its discussion of secondary effects,
including its reference to Renton and American Mini Theatres.
Even in cases addressing regulations that strike closer to the
core of First Amendment values, we have accepted a state
or local government' s reasonable belief that the experience
of other jurisdictions is relevant to the problem it is addressing.
See Nixon v. Shrink Missouri Government PAC, 528 U.S.
___ (2000) (slip op., at 13, n. 6). Regardless of whether Justice
Souter now wishes to disavow his opinion in Barnes on this
point, see post, at 8 (opinion concurring in part and dissenting
in part), the evidentiary standard described in Renton controls
here, and Erie meets that standard.
In any event, Erie also relied on its own findings.
The preamble to the ordinance states that "the Council of
the City of Erie has, at various times over more than a century,
expressed its findings that certain lewd, immoral activities
carried on in public places for profit are highly detrimental
to the public health, safety and welfare, and lead to the debasement
of both women and men, promote violence, public intoxication,
prostitution and other serious criminal activity." Pet.
for Cert. 6a (emphasis added). The city council members, familiar
with commercial downtown Erie, are the individuals who would
likely have had first-hand knowledge of what took place at and
around nude dancing establishments in Erie, and can make particularized,
expert judgments about the resulting harmful secondary effects.
Analogizing to the administrative agency context, it is well
established that, as long as a party has an opportunity to respond,
an administrative agency may take official notice of such "legislative
facts" within its special knowledge, and is not confined
to the evidence in the record in reaching its expert judgment.
See FCC v. National Citizens Comm. for Broadcasting, 436 U.S.
775 (1978); Republic Aviation Corp. v. NLRB, 324 U.S. 793
(1945); 2 K. Davis & R. Pierce, Administrative Law Treatise
§ 10.6 (3d ed. 1994). Here, Kandyland has had ample opportunity
to contest the council' s findings about secondary effects-before
the council itself, throughout the state proceedings, and before
this Court. Yet to this day, Kandyland has never challenged the
city council' s findings or cast any specific doubt on the validity
of those findings. Instead, it has simply asserted that the council'
s evidentiary proof was lacking. In the absence of any reason
to doubt it, the city' s expert judgment should be credited.
And the study relied on by amicus curiae does not cast
any legitimate doubt on the Erie city council' s judgment about
Erie. See Brief for First Amendment Lawyers Association as
Amicus Curiae 16-23.
Finally, it is worth repeating that Erie' s ordinance
is on its face a content neutral restriction that regulates conduct,
not First Amendment expression. And the government should
have sufficient leeway to justify such a law based on secondary
effects. On this point, O' Brien is especially instructive.
The Court there did not require evidence that the integrity of
the Selective Service System would be jeopardized by the knowing
destruction or mutilation of draft cards. It simply reviewed
the Government' s various administrative interests in issuing
the cards, and then concluded that "Congress has a legitimate
and substantial interest in preventing their wanton and unrestrained
destruction and assuring their continuing availability by punishing
people who knowingly and willfully destroy or mutilate them."
391 U.S., at 378-380. There was no study documenting instances
of draft card mutilation or the actual effect of such mutilation
on the Government' s asserted efficiency interests. But the Court
permitted Congress to take official notice, as it were, that
draft card destruction would jeopardize the system. The fact
that this sort of leeway is appropriate in a case involving conduct
says nothing whatsoever about its appropriateness in a case involving
actual regulation of First Amendment expression. As we
have said, so long as the regulation is unrelated to the suppression
of expression, "[t]he government generally has a freer hand
in restricting expressive conduct than it has in restricting
the written or spoken word." Texas v. Johnson, 491
U.S., at 406. See, e.g., United States v. O' Brien, supra,
at 377; United States v. Albertini, 472 U.S. 675, 689
(1985) (finding sufficient the Government' s assertion that those
who had previously been barred from entering the military installation
pose a threat to the security of that installation); Clark
v. Community for Creative Non&nbhyphViolence, 468 U.S.,
at 299 (finding sufficient the Government' s assertion that camping
overnight in the park poses a threat to park property).
Justice Souter, however, would require Erie to develop
a specific evidentiary record supporting its ordinance. Post,
at 7-8. Justice Souter agrees that Erie' s interest in combating
the negative secondary effects associated with nude dancing establishments
is a legitimate government interest unrelated to the suppression
of expression, and he agrees that the ordinance should therefore
be evaluated under O' Brien. O' Brien, of course, required
no evidentiary showing at all that the threatened harm was real.
But that case is different, Justice Souter contends, because
in O' Brien "there could be no doubt" that a
regulation prohibiting the destruction of draft cards would alleviate
the harmful secondary effects flowing from the destruction of
those cards. Post, at 2, n. 1.
But whether the harm is evident to our "intuition,"
ibid, is not the proper inquiry. If it were, we would
simply say there is no doubt that a regulation prohibiting public
nudity would alleviate the harmful secondary effects associated
with nude dancing. In any event, Justice Souter conflates two
distinct concepts under O' Brien: whether there is a substantial
government interest and whether the regulation furthers that
interest. As to the government interest, i.e., whether
the threatened harm is real, the city council relied on this
Court' s opinions detailing the harmful secondary effects caused
by establishments like Kandyland, as well as on its own experiences
in Erie. Justice Souter attempts to denigrate the city council'
s conclusion that the threatened harm was real, arguing that
we cannot accept Erie' s findings because the subject of nude
dancing is "fraught with some emotionalism," post,
at 5. Yet surely the subject of drafting our citizens into
the military is "fraught" with more emotionalism than
the subject of regulating nude dancing. Justice Souter next hypothesizes
that the reason we cannot accept Erie' s conclusion is that,
since the question whether these secondary effects occur is "amenable
to empirical treatment," we should ignore Erie' s actual
experience and instead require such an empirical analysis. Post,
at 6, n. 4 (referring to a "scientifically sound"
study offered by an amicus curiae to show that nude dancing
establishments do not cause secondary effects). In Nixon,
however, we flatly rejected that idea. 528 U.S., at ___ (slip
op., at 14-15) (noting that the "invocation of academic
studies said to indicate" that the threatened harms are
not real is insufficient to cast doubt on the experience of the
local government).
As to the second point-whether the regulation furthers
the government interest-it is evident that, since crime and other
public health and safety problems are caused by the presence
of nude dancing establishments like Kandyland, a ban on such
nude dancing would further Erie' s interest in preventing such
secondary effects. To be sure, requiring dancers to wear pasties
and G&nbhyphstrings may not greatly reduce these secondary
effects, but O' Brien requires only that the regulation
further the interest in combating such effects. Even though the
dissent questions the wisdom of Erie' s chosen remedy, post,
at 7 (opinion of Stevens, J.), the "' city must be allowed
a reasonable opportunity to experiment with solutions to admittedly
serious problems,' "Renton v. Playtime Theatres, Inc.,
475 U.S., at 52 (quoting American Mini Theatres, 427 U.S.,
at 71 (plurality opinion)). It also may be true that a pasties
and G-string requirement would not be as effective as, for example,
a requirement that the dancers be fully clothed, but the city
must balance its efforts to address the problem with the requirement
that the restriction be no greater than necessary to further the
city' s interest.
The ordinance also satisfies O' Brien' s third
factor, that the government interest is unrelated to the suppression
of free expression, as discussed supra, at 7-15. The fourth
and final O' Brien factor-that the restriction is no greater
than is essential to the furtherance of the government interest-is
satisfied as well. The ordinance regulates conduct, and any incidental
impact on the expressive element of nude dancing is de minimis.
The requirement that dancers wear pasties and G&nbhyphstrings
is a minimal restriction in furtherance of the asserted government
interests, and the restriction leaves ample capacity to convey
the dancer' s erotic message. See Barnes v. Glen Theatre,
Inc., 501 U.S., at 572 (plurality opinion of Rehnquist, C.
J., joined by O' Connor and Kennedy, JJ.); id., at 587
(Souter, J., concurring in judgment). Justice Souter points out
that zoning is an alternative means of addressing this problem.
It is far from clear, however, that zoning imposes less of a
burden on expression than the minimal requirement implemented
here. In any event, since this is a content-neutral restriction,
least restrictive means analysis is not required. See Ward,
491 U.S., at 798-799, n. 6.
We hold, therefore, that Erie' s ordinance is a content-neutral
regulation that is valid under O' Brien. Accordingly,
the judgment of the Pennsylvania Supreme Court is reversed, and
the case is remanded for further proceedings not inconsistent
with this opinion.
It is so ordered.
Notes
1. * Ordinance 75-1994, codified as Article 711 of the Codified
Ordinances of the city of Erie, provides in relevant part: "1.
A person who knowingly or intentionally, in a public place: "a.
engages in sexual intercourse "b. engages in deviate sexual
intercourse as defined by the Pennsylvania Crimes Code "c.
appears in a state of nudity, or "d. fondles the genitals
of himself, herself or another person commits Public Indecency,
a Summary Offense. "2. "Nudity" means the showing
of the human male or female genital [sic], pubic hair
or buttocks with less than a fully opaque covering; the showing
of the female breast with less than a fully opaque covering of
any part of the nipple; the exposure of any device, costume,
or covering which gives the appearance of or simulates the genitals,
pubic hair, natal cleft, perineum anal region or pubic hair region;
or the exposure of any device worn as a cover over the nipples
and/or areola of the female breast, which device simulates and
gives the realistic appearance of nipples and/or areola. "3.
"Public Place" includes all outdoor places owned by
or open to the general public, and all buildings and enclosed
places owned by or open to the general public, including such
places of entertainment, taverns, restaurants, clubs, theaters,
dance halls, banquet halls, party rooms or halls limited to specific
members, restricted to adults or to patrons invited to attend,
whether or not an admission charge is levied. "4. The prohibition
set forth in subsection 1(c) shall not apply to: "a. Any
child under ten (10) years of age; or "b. Any individual
exposing a breast in the process of breastfeeding an infant under
two (2) years of age."
Justice Scalia, with whom Justice Thomas joins, concurring
in the judgment.
I
In my view, the case before us here is moot. The Court
concludes that it is not because respondent could resume its
nude dancing operations in the future, and because petitioners
have suffered an ongoing, redressable harm consisting of the
state court' s invalidation of their public nudity ordinance.
As to the first point: Petitioners do not dispute that
Kandyland no longer exists; the building in which it was located
has been sold to a real estate developer, and the premises are
currently being used as a comedy club. We have a sworn affidavit
from respondent' s sole shareholder, Nick Panos, to the effect
that Pap' s "operates no active business," and is "a
' shell' corporation." More to the point, Panos swears that
neither Pap' s nor Panos "employ[s] any individuals involved
in the nude dancing business," "maintain[s] any contacts
in the adult entertainment business," "has any current
interest in any establishment providing nude dancing," or
"has any intention to own or operate a nude dancing establishment
in the future." [FOOTNOTE 1] App. to Reply to Brief
in Opposition to Motion to Dismiss 7-8.
Petitioners do not contest these representations, but
offer in response only that Pap' s could very easily get
back into the nude dancing business. The Court adopts petitioners'
line, concluding that because respondent is still incorporated
in Pennsylvania, it "could again decide to operate a nude
dancing establishment in Erie." Ante, at 6. That
plainly does not suffice under our cases. The test for mootness
we have applied in voluntary-termination cases is not whether
the action originally giving rise to the controversy could not
conceivably reoccur, but whether it is "absolutely
clear that the...ehavior could not reasonably be expected
to recur." United States v. Concentrated Phosphate Export
Assn., Inc., 393 U.S. 199, 203 (1968) (emphasis added). Here
I think that test is met. According to Panos' uncontested sworn
affidavit, Pap' s ceased doing business at Kandyland, and the
premises were sold to an independent developer, in 1998-the year
before the petition for certiorari in this case was filed. It
strains credulity to suppose that the 72-year-old Mr. Panos shut
down his going business after securing his victory in
the Pennsylvania Supreme Court, and before the city' s petition
for certiorari was even filed, in order to increase his chances
of preserving his judgment in the statistically unlikely event
that a (not yet filed) petition might be granted. Given the timing
of these events, given the fact that respondent has no existing
interest in nude dancing (or in any other business), given Panos'
sworn representation that he does not intend to invest-through
Pap' s or otherwise-in any nude dancing business, and given Panos'
advanced age,[FOOTNOTE 2] it seems to me that there is "no
reasonable expectation," even if there remains a
theoretical possibility, that Pap' s will resume nude dancing
operations in the future.[FOOTNOTE 3]
The situation here is indistinguishable from that which
obtained in Arizonans for Official English v. Arizona, 520
U.S. 43 (1997), where the plaintiff-respondent, a state employee
who had sued to enjoin enforcement of an amendment to the Arizona
Constitution making English that State' s official language,
had resigned her public-sector employment. We held the case moot
and, since the mootness was attributable to the "' unilateral
action of the party who prevailed in the lower court,' "we
followed our usual practice of vacating the favorable judgment
respondent had obtained in the Court of Appeals. Id., at 72
(quoting U.S. Bancorp Mortgage Co. v. Bonner Mall Partnership,
513 U.S. 18, 23 (1994)).
The rub here is that this case comes to us on writ of
certiorari to a state court, so that our lack of jurisdiction
over the case also entails, according to our recent jurisprudence,
a lack of jurisdiction to direct a vacatur. See ASARCO Inc.
v. Kadish, 490 U.S. 605, 621, n. 1 (1989). The consequences
of that limitation on our power are in this case significant:
A dismissal for mootness caused by respondent' s unilateral action
would leave petitioners subject to an ongoing legal disability,
and a large one at that. Because the Pennsylvania Supreme Court
severed the public nudity provision from the ordinance, thus
rendering it inoperative, the city would be prevented from enforcing
its public nudity prohibition not only against respondent, should
it decide to resume operations in the future, and not only against
other nude dancing establishments, but against anyone who appears
nude in public, regardless of the "expressiveness"
of his conduct or his purpose in engaging in it.
That is an unfortunate consequence (which could be avoided,
of course, if the Pennsylvania Supreme Court chose to vacate
its judgments in cases that become moot during appeal). But it
is not a consequence that authorizes us to entertain a suit the
Constitution places beyond our power. And leaving in effect erroneous
state determinations regarding the Federal Constitution is, after
all, not unusual. It would have occurred here, even without the
intervening mootness, if we had denied certiorari. And until
the 1914 revision of the Judicial Code, it occurred whenever
a state court erroneously sustained a federal constitutional
challenge, since we did not even have statutory jurisdiction
to entertain an appeal. Compare Judiciary Act of 1789, ch. 20,
§ 25, 1 Stat. 85-87 with Act of Dec. 23, 1914, ch. 2, 38
Stat. 790. In any event, the short of the matter is that we have
no power to suspend the fundamental precepts that federal courts
"are limited by the case-or-controversy requirement of Art.
III to adjudication of actual disputes between adverse parties,"
Richardson v. Ramirez, 418 U.S. 24, 36 (1974), and that
this limitation applies "at all stages of review,"
Preiser v. Newkirk, 422 U.S. 395, 401 (1975) (quoting Steffel
v. Thompson, 415 U.S. 452, 459, n. 10 (1974) (internal quotation
marks omitted)).
Which brings me to the Court' s second reason for holding
that this case is still alive: The Court concludes that because
petitioners have an "ongoing injury" caused by the
state court' s invalidation of its duly enacted public nudity
provision, our ability to hear the case and reverse the judgment
below is itself "sufficient to prevent the case from being
moot." Ante, at 7. Although the Court does not cite
any authority for the proposition that the burden of an adverse
decision below suffices to keep a case alive, it is evidently
relying upon our decision in ASARCO, which held that Article
III' s standing requirements were satisfied on writ of certiorari
to a state court even though there would have been no Article
III standing for the action producing the state judgment on which
certiorari was sought. We assumed jurisdiction in the case because
we concluded that the party seeking to invoke the federal judicial
power had standing to challenge the adverse judgment entered
against them by the state court. Because that judgment, if left
undisturbed, would "caus[e] direct, specific, and concrete
injury to the parties who petition for our review," ASARCO,
490 U.S., at 623-624, and because a decision by this Court to
reverse the State Supreme Court would clearly redress that injury,
we concluded that the original plaintiffs' lack of standing was
not fatal to our jurisdiction. Id., at 624.
I dissented on this point in ASARCO, see id.,
at 634 (Rehnquist, C. J., concurring in part and dissenting in
part, joined by Scalia, J.), and remain of the view that it was
incorrectly decided. But ASARCO at least did not purport
to hold that the constitutional standing requirements of injury,
causation, and redressability may be satisfied solely
by reference to the lower court' s adverse judgment. It was careful
to note-however illogical that might have been, see id.,
at 635-that the parties "remain[ed] adverse," and that
jurisdiction was proper only so long as the "requisites
of a case or controversy are also met," id., at 619,
624. Today the Court would appear to drop even this fig leaf.[FOOTNOTE
4] In concluding that the injury to Erie is "sufficient"
to keep this case alive, the Court performs the neat trick of
identifying a "case or controversy" that has only one
interested party.
II
For the reasons set forth above, I would dismiss this
case for want of jurisdiction. Because the Court resolves the
threshold mootness question differently and proceeds to address
the merits, I will do so briefly as well. I agree that the decision
of the Pennsylvania Supreme Court must be reversed, but disagree
with the mode of analysis the Court has applied.
The city of Erie self-consciously modeled its ordinance
on the public nudity statute we upheld against constitutional
challenge in Barnes v. Glen Theatre, Inc., 501 U. S 560
(1991), calculating (one would have supposed reasonably) that
the courts of Pennsylvania would consider themselves bound by
our judgment on a question of federal constitutional law. In
Barnes, I voted to uphold the challenged Indiana statute
"not because it survives some lower level of First Amendment
scrutiny, but because, as a general law regulating conduct and
not specifically directed at expression, it is not subject to
First Amendment scrutiny at all." Id., at 572 (opinion
concurring in judgment). Erie' s ordinance, too, by its terms
prohibits not merely nude dancing, but the act-irrespective of
whether it is engaged in for expressive purposes-of going nude
in public. The facts that a preamble to the ordinance explains
that its purpose, in part, is to "limi[t] a recent increase
in nude live entertainment," App. to Pet. for Cert. 42a,
that city councilmembers in supporting the ordinance commented
to that effect, see post, at 13-14, and n. 16 (Stevens,
J., dissenting), and that the ordinance includes in the definition
of nudity the exposure of devices simulating that condition,
see post, at 15, neither make the law any less general
in its reach nor demonstrate that what the municipal authorities
really find objectionable is expression rather than public
nakedness. As far as appears (and as seems overwhelmingly likely),
the preamble, the councilmembers' comments, and the chosen definition
of the prohibited conduct simply reflect the fact that Erie had
recently been having a public nudity problem not with streakers,
sunbathers or hot-dog vendors, see Barnes, supra, at 574
(Scalia, J., concurring in judgment), but with lap dancers.
There is no basis for the contention that the ordinance
does not apply to nudity in theatrical productions such as Equus
or Hair. Its text contains no such limitation. It was stipulated
in the trial court that no effort was made to enforce the ordinance
against a production of Equus involving nudity that was being
staged in Erie at the time the ordinance became effective. App.
84. Notwithstanding Justice Stevens' assertion to the contrary,
however, see, post, at 12, neither in the stipulation,
nor elsewhere in the record, does it appear that the city was
aware of the nudity-and before this Court counsel for the city
attributed nonenforcement not to a general exception for theatrical
productions, but to the fact that no one had complained. Tr.
of Oral Arg. 16. One instance of nonenforcement-against a play
already in production that prosecutorial discretion might reasonably
have "grandfathered" -does not render this ordinance
discriminatory on its face. To be sure, in the trial court counsel
for the city said that "[t]o the extent that the expressive
activity that is contained in [such] productions rises to a higher
level of protected expression, they would not be [covered],"
App. 53-but he rested this assertion upon the provision in the
preamble that expressed respect for "fundamental Constitutional
guarantees of free speech and free expression," and the
provision of Paragraph 6 of the ordinance that provided for severability
of unconstitutional provisions, id., at 53-54.[FOOTNOTE
5] What he was saying there (in order to fend off the overbreadth
challenge of respondent, who was in no doubt that the ordinance
did cover theatrical productions, see id., at 55) was
essentially what he said at oral argument before this Court:
that the ordinance would not be enforceable against theatrical
productions if the Constitution forbade it. Tr. of Oral Arg.
13. Surely that limitation does not cause the ordinance to be
not generally applicable, in the relevant sense of being targeted
against expressive conduct.[FOOTNOTE 6]
Moreover, even were I to conclude that the city of Erie
had specifically singled out the activity of nude dancing, I
still would not find that this regulation violated the First
Amendment unless I could be persuaded (as on this record
I cannot) that it was the communicative character of nude dancing
that prompted the ban. When conduct other than speech itself
is regulated, it is my view that the First Amendment is
violated only "[w]here the government prohibits conduct
precisely because of its communicative attributes." Barnes,
supra, at 577 (emphasis deleted). Here, even if one hypothesizes
that the city' s object was to suppress only nude dancing, that
would not establish an intent to suppress what (if anything)
nude dancing communicates. I do not feel the need, as the Court
does, to identify some "secondary effects" associated
with nude dancing that the city could properly seek to eliminate.
(I am highly skeptical, to tell the truth, that the addition
of pasties and g-strings will at all reduce the tendency of establishments
such as Kandyland to attract crime and prostitution, and hence
to foster sexually transmitted disease.) The traditional power
of government to foster good morals (bonos mores), and
the acceptability of the traditional judgment (if Erie wishes
to endorse it) that nude public dancing itself is immoral,
have not been repealed by the First Amendment.
Notes
1. Curiously, the Court makes no mention of Panos' averment
of no intention to operate a nude dancing establishment in the
future, but discusses the issue as though the only factor suggesting
mootness is the closing of Kandyland. Ante, at 6. I see
no basis for ignoring this averment. The only fact mentioned
by the Court to justify regarding it as perjurious is that respondent
failed to raise mootness in its brief in opposition to the petition
for certiorari. That may be good basis for censure, but it is
scant basis for suspicion of perjury-particularly since respondent,
far from seeking to "insulate a favorable decision from
review," ante, at 7, asks us in light of the mootness
to vacate the judgment below. Reply to Brief in Opposition to
Motion to Dismiss 5.
2. The Court asserts that "[s]everal Members of this
Court can attest ...that the ' advanced age' "of 72 "does
not make it ' absolutely clear' that a life of quiet retirement
is [one' s] only reasonable expectation." Ante, at 6.
That is tré2 s gallant, but it misses the point. Now
as heretofore, Justices in their seventies continue to do their
work competently-indeed, perhaps better than their youthful colleagues
because of the wisdom that age imparts. But to respond to my
point what the Court requires is citation of an instance in which
a Member of this Court (or of any other court, for that matter)
resigned at the age of 72 to begin a new career-or more remarkable
still (for this is what the Court suspects the young Mr. Panos
is up to) resigned at the age of 72 to go judge on a different
court, of no greater stature, and located in Erie, Pennsylvania
rather than Palm Springs. I base my assessment of reasonable
expectations not upon Mr. Panos' age alone, but upon that combined
with his sale of the business and his assertion, under oath,
that he does not intend to enter another.
3. It is significant that none of the assertions of Panos'
affidavit is contested. Those pertaining to the sale of Kandyland
and the current noninvolvement of Pap' s in any other nude dancing
establishment would seem readily verifiable by petitioners. The
statements regarding Pap' s and Panos' intentions for the future
are by their nature not verifiable, and it would be reasonable
not to credit them if either petitioners asserted some
reason to believe they were not true or they were not
rendered highly plausible by Panos' age and his past actions.
Neither condition exists here.
4. I say "appear" because although the Court states
categorically that "the availability of . . . relief [from
the judgment below] is sufficient to prevent the case from being
moot," it follows this statement, in the next sentence,
with the assertion that Pap' s, the state court plaintiff, retains
a "concrete stake in the outcome of this case." Ante,
at 7. Of course, if the latter were true a classic case or controversy
existed, and resort to the exotic theory of "standing by
virtue of adverse judgment below" was entirely unnecessary.
5. This follow-up explanation rendered what Justice Stevens
calls counsel' s "categorical" assertion that such
productions would be exempt, see post, at 12, n. 12, notably
uncategorical. Rather than accept counsel' s explanation-in
the trial court and here-that is compatible with the text of
the ordinance, Justice Stevens rushes to assign the ordinance
a meaning that its words cannot bear, on the basis of counsel'
s initial foot-fault. That is not what constitutional adjudication
ought to be.
6. To correct Justice Stevens' characterization of my present
point: I do not argue that Erie "carved out an exception"
for Equus and Hair. Post, at 13, n. 14. Rather, it is
my contention that the city attorney assured the trial court
that the ordinance was susceptible of an interpretation that
would carve out such exceptions to the extent the Constitution
required them. Contrary to Justice Stevens' view, post,
at 13, n. 14, I do not believe that a law directed against all
public nudity ceases to be a "general law" (rather
than one directed at expression) if it makes exceptions for nudity
protected by decisions of this Court. To put it another way,
I do not think a law contains the vice of being directed against
expression if it bans all public nudity, except that public nudity
which the Supreme Court has held cannot be banned because of
its expressive content.
Justice Stevens, with whom Justice Ginsburg joins, dissenting.
Far more important than the question whether nude dancing
is entitled to the protection of the First Amendment are
the dramatic changes in legal doctrine that the Court endorses
today. Until now, the "secondary effects" of commercial
enterprises featuring indecent entertainment have justified only
the regulation of their location. For the first time, the Court
has now held that such effects may justify the total suppression
of protected speech. Indeed, the plurality opinion concludes
that admittedly trivial advancements of a State' s interests
may provide the basis for censorship. The Court' s commendable
attempt to replace the fractured decision in Barnes v. Glen
Theatre, Inc., 501 U.S. 560 (1991), with a single coherent
rationale is strikingly unsuccessful; it is supported neither
by precedent nor by persuasive reasoning.
I
As the preamble to Ordinance No. 75-1994 candidly acknowledges,
the council of the city of Erie enacted the restriction at issue
"for the purpose of limiting a recent increase in nude live
entertainment within the City." Ante, at 9. Prior
to the enactment of the ordinance, the dancers at Kandyland performed
in the nude. As the Court recognizes, after its enactment they
can perform precisely the same dances if they wear "pasties
and G-strings." Ante, at 13; see also, ante, at 4,
n.2 (Souter, J., concurring in part and dissenting in part).
In both instances, the erotic messages conveyed by the dancers
to a willing audience are a form of expression protected by the
First Amendment. Ante, at 7.[FOOTNOTE 1] Despite the similarity
between the messages conveyed by the two forms of dance, they
are not identical.
If we accept Chief Judge Posner' s evaluation of this
art form, see Miller v. South Bend, 904 F.2d 1081, 1089-1104
(CA7 1990) (en banc), the difference between the two messages
is significant. The plurality assumes, however, that the difference
in the content of the message resulting from the mandated costume
change is "de minimis." Ante, at 13. Although
I suspect that the patrons of Kandyland are more likely to share
Chief Judge Posner' s view than the plurality' s, for present
purposes I shall accept the assumption that the difference in
the message is small. The crucial point to remember, however,
is that whether one views the difference as large or small, nude
dancing still receives First Amendment protection, even
if that protection lies only in the "outer ambit" of
that Amendment. Ante, at 7. Erie' s ordinance, therefore,
burdens a message protected by the First Amendment. If
one assumes that the same erotic message is conveyed by nude
dancers as by those wearing miniscule costumes, one means of
expressing that message is banned;[FOOTNOTE 2] if one assumes
that the messages are different, one of those messages is banned.
In either event, the ordinance is a total ban.
The Court relies on the so-called "secondary effects"
test to defend the ordinance. Ante, at 9-15. The present
use of that rationale, however, finds no support whatsoever in
our precedents. Never before have we approved the use of that
doctrine to justify a total ban on protected First Amendment
expression. On the contrary, we have been quite clear that the
doctrine would not support that end.
In Young v. American Mini Theatres, Inc., 427 U.S. 50 (1976),
we upheld a Detroit zoning ordinance that placed special restrictions
on the location of motion picture theaters that exhibited "adult"
movies. The "secondary effects" of the adult theaters
on the neighborhoods where they were located-lower property values
and increases in crime (especially prostitution) to name a few-justified
the burden imposed by the ordinance. Id., at 54, 71, and
n. 34 (plurality opinion). Essential to our holding, however,
was the fact that the ordinance was "nothing more than a
limitation on the place where adult films may be exhibited"
and did not limit the size of the market in such speech. Id.,
at 71; see also id., at 61, 63, n. 18, 70, 71, n. 35. As
Justice Powell emphasized in his concurrence:
" At most the impact of the ordinance on [the First
Amendment] interests is incidental and minimal. Detroit has
silenced no message, has invoked no censorship, and has imposed
no limitation upon those who wish to view them. The ordinance
is addressed only to the places at which this type of expression
may be presented, a restriction that does not interfere with
content. Nor is there any significant overall curtailment of
adult movie presentations, or the opportunity for a message to
reach an audience." Id., at 78-79.
See also id., at 81, n. 4 ("[A] zoning ordinance that
merely specifies where a theater may locate, and that does not
reduce significantly the number or accessibility of theaters
presenting particular films, stifles no expression" ).
In Renton v. Playtime Theatres, Inc., 475 U.S. 41
(1986), we upheld a similar ordinance, again finding that the
"secondary effects of such theaters on the surrounding community"
justified a restrictive zoning law. Id., at 47. We noted,
however, that "[t]he Renton ordinance, like the one in American
Mini Theatres, does not ban adult theaters altogether,"
but merely "circumscribe[s] their choice as to location."
Id., at 46, 48; see also id., at 54 ("In our view,
the First Amendment requires ...that Renton refrain from
effectively denying respondents a reasonable opportunity to open
and operate an adult theater within the city , " ). Indeed,
in both Renton and American Mini Theatres, the zoning
ordinances were analyzed as mere "time, place, and manner"
regulations.[FOOTNOTE 3] See Renton, 475 U.S., at 46; American
Mini Theatres, 427 U.S., at 63, and n. 18; id., at
82, n. 6. Because time, place, and manner regulations must "leave
open ample alternative channels for communication of information,"
Ward v. Rock Against Racism, 491 U.S. 781, 791 (1989),
a total ban would necessarily fail that test.[FOOTNOTE 4]
And we so held in Schad v. Mount Ephraim, 452 U.S.
61 (1981). There, we addressed a zoning ordinance that
did not merely require the dispersal of adult theaters, but prohibited
them altogether. In striking down that law, we focused precisely
on that distinction, holding that the secondary effects analysis
endorsed in the past did not apply to an ordinance that totally
banned nude dancing: "The restriction [in Young v. American
Mini Theatres] did not affect the number of adult movie theaters
that could operate in the city; it merely dispersed them. The
Court did not imply that a municipality could ban all adult theaters-much
less all live entertainment or all nude dancing-from its commercial
districts citywide." Id., at 71 (plurality opinion);
see also id., at 76; id., at 77 (Blackmun, J., concurring)
(joining plurality); id., at 79 (Powell, J., concurring)
(same).
The reason we have limited our secondary effects cases
to zoning and declined to extend their reasoning to total bans
is clear and straightforward: A dispersal that simply limits
the places where speech may occur is a minimal imposition whereas
a total ban is the most exacting of restrictions. The State'
s interest in fighting presumed secondary effects is sufficiently
strong to justify the former, but far too weak to support the
latter, more severe burden.[FOOTNOTE 5] Yet it is perfectly clear
that in the present case-to use Justice Powell' s metaphor in
American Mini Theatres-the city of Erie has totally silenced
a message the dancers at Kandyland want to convey. The fact that
this censorship may have a laudable ulterior purpose cannot mean
that censorship is not censorship. For these reasons, the Court'
s holding rejects the explicit reasoning in American Mini
Theatres and Renton and the express holding in Schad.
The Court' s use of the secondary effects rationale
to permit a total ban has grave implications for basic free speech
principles. Ordinarily, laws regulating the primary effects of
speech, i.e., the intended persuasive effects caused by
the speech, are presumptively invalid. Under today' s opinion,
a State may totally ban speech based on its secondary effects-which
are defined as those effects that "happen to be associated"
with speech, Boos v. Barry, 485 U.S. 312, 320-321 (1988);
see ante, at 10-yet the regulation is not presumptively invalid.
Because the category of effects that "happen to be associated"
with speech includes the narrower subset of effects caused by
speech, today' s holding has the effect of swallowing whole a
most fundamental principle of First Amendment jurisprudence.
II
The Court' s mishandling of our secondary effects cases
is not limited to its approval of a total ban. It compounds that
error by dramatically reducing the degree to which the State'
s interest must be furthered by the restriction imposed on speech,
and by ignoring the critical difference between secondary effects
caused by speech and the incidental effects on speech that may
be caused by a regulation of conduct.
In what can most delicately be characterized as an enormous
understatement, the plurality concedes that "requiring dancers
to wear pasties and G-strings may not greatly reduce these secondary
effects." Ante, at 20. To believe that the mandatory
addition of pasties and a G-string will have any kind
of noticeable impact on secondary effects requires nothing short
of a titanic surrender to the implausible. It would be more accurate
to acknowledge, as Justice Scalia does, that there is no reason
to believe that such a requirement "will at all reduce the
tendency of establishments such as Kandyland to attract crime
and prostitution, and hence to foster sexually transmitted disease."
Ante, at 10 (opinion concurring in judgment); see also
ante, at 4, n. 2 (Souter, J., concurring in part and dissenting
in part). Nevertheless, the plurality concludes that the "less
stringent" test announced in United States v. O' Brien,
391 U.S. 367 (1968), "requires only that the regulation
further the interest in combating such effects," ante,
at 20; see also ante, at 8. It is one thing to say, however,
that O' Brien is more lenient than the "more demanding
standard" we have imposed in cases such as Texas v. Johnson,
491 U.S. 397 (1989). See ante, at 8. It is quite another
to say that the test can be satisfied by nothing more than the
mere possibility of de minimis effects on the neighborhood.
The Court is also mistaken in equating our secondary
effects cases with the "incidental burdens" doctrine
applied in cases such as O' Brien; and it aggravates the
error by invoking the latter line of cases to support its assertion
that Erie' s ordinance is unrelated to speech. The incidental
burdens doctrine applies when "' speech' and ' nonspeech'
elements are combined in the same course of conduct," and
the government' s interest in regulating the latter justifies
incidental burdens on the former. O' Brien, 391 U.S.,
at 376. Secondary effects, on the other hand, are indirect consequences
of protected speech and may justify regulation of the places
where that speech may occur. See American Mini Theatres,
427 U.S., at 71, n. 34 ("[A] concentration of ' adult' movie
theaters causes the area to deteriorate and become a focus of
crime" ).[FOOTNOTE 6] When a State enacts a regulation,
it might focus on the secondary effects of speech as its aim,
or it might concentrate on nonspeech related concerns, having
no thoughts at all with respect to how its regulation will affect
speech-and only later, when the regulation is found to burden
speech, justify the imposition as an unintended incidental consequence.[FOOTNOTE
7] But those interests are not the same, and the Court cannot
ignore their differences and insist that both aims are equally
unrelated to speech simply because Erie might have "recogniz[ed]"
that it could possibly have had either aim in mind. See ante,
at 14.[FOOTNOTE 8] One can think of an apple and an orange at
the same time; that does not turn them into the same fruit.
Of course, the line between governmental interests aimed
at conduct and unrelated to speech, on the one hand, and interests
arising out of the effects of the speech, on the other, may be
somewhat imprecise in some cases. In this case, however, we need
not wrestle with any such difficulty because Erie has expressly
justified its ordinance with reference to secondary effects.
Indeed, if Erie' s concern with the effects of the message were
unrelated to the message itself, it is strange that the only
means used to combat those effects is the suppression of the
message.[FOOTNOTE 9] For these reasons, the Court' s argument
that "this case is similar to O' Brien," ante,
at 9; see also ante, at 13, is quite wrong, as are its
citations to Clark v. Community for Creative Non-Violence,
468 U.S. 288 (1984), and Ward v. Rock Against Racism, 491 U.S.
781 (1989), ante, at 12-14, neither of which involved secondary
effects. The Court cannot have its cake and eat it too-either
Erie' s ordinance was not aimed at speech and the Court may attempt
to justify the regulation under the incidental burdens test,
or Erie has aimed its law at the secondary effects of speech,
and the Court can try to justify the law under that doctrine.
But it cannot conflate the two with the expectation that Erie'
s interests aimed at secondary effects will be rendered unrelated
to speech by virtue of this doctrinal polyglot.
Correct analysis of the issue in this case should begin
with the proposition that nude dancing is a species of expressive
conduct that is protected by the First Amendment. As Chief
Judge Posner has observed, nude dancing fits well within a broad,
cultural tradition recognized as expressive in nature and entitled
to First Amendment protection. See 904 F.2d, at 1089-1104;
see also Note, 97 Colum. L. Rev. 1844 (1997). The nudity of the
dancer is both a component of the protected expression and the
specific target of the ordinance. It is pure sophistry to reason
from the premise that the regulation of the nudity component
of nude dancing is unrelated to the message conveyed by nude
dancers. Indeed, both the text of the ordinance and the reasoning
in the Court' s opinion make it pellucidly clear that the city
of Erie has prohibited nude dancing " precisely because
of its communicative attributes." Barnes, 501
U.S., at 577 (Scalia, J., concurring in judgment) (emphasis in
original); see id., at 596 (White, J., dissenting).
III
The censorial purpose of Erie' s ordinance precludes
reliance on the judgment in Barnes as sufficient support
for the Court' s holding today. Several differences between the
Erie ordinance and the statute at issue in Barnes belie
the Court' s assertion that the two laws are "almost identical."
Ante, at 8. To begin with, the preamble to Erie' s ordinance
candidly articulates its agenda, declaring:
"Council specifically wishes to adopt the concept of
Public Indecency prohibited by the laws of the State of Indiana,
which was approved by the U.S. Supreme Court in Barnes vs. Glen
Theatre Inc., ...for the purpose of limiting a recent
increase in nude live entertainment within the City." App.
to Pet. for Cert. 42a (emphasis added); see also ante, at
9.[FOOTNOTE 10]
As its preamble forthrightly admits, the ordinance' s "purpose"
is to "limi[t]" a protected form of speech; its invocation
of Barnes cannot obliterate that professed aim.[FOOTNOTE
11]
Erie' s ordinance differs from the statute in Barnes
in another respect. In Barnes, the Court expressly observed
that the Indiana statute had not been given a limiting construction
by the Indiana Supreme Court. As presented to this Court, there
was nothing about the law itself that would confine its application
to nude dancing in adult entertainment establishments. See Barnes,
501 U.S., at 564, n. 1 (discussing Indiana Supreme Court' s lack
of a limiting construction); see also id., at 585, n.
2 (Souter, J., concurring). Erie' s ordinance, however, comes
to us in a much different posture. In an earlier proceeding in
this case, the Court of Common Pleas asked Erie' s counsel "what
effect would this ordinance have on theater . . . productions
such as Equus, Hair, O[h!] Calcutta[!]? Under your ordinance
would these things be prevented ...?" Counsel responded:
"No, they wouldn' t, Your Honor." App. 53.[FOOTNOTE
12] Indeed, as stipulated in the record, the city permitted
a production of Equus to proceed without prosecution, even after
the ordinance was in effect, and despite its awareness of the
nudity involved in the production. Id., at 84.[FOOTNOTE
13] Even if, in light of its broad applicability, the statute
in Barnes was not aimed at a particular form of speech,
Erie' s ordinance is quite different. As presented to us, the
ordinance is deliberately targeted at Kandyland' s type of nude
dancing (to the exclusion of plays like Equus), in terms of both
its applicable scope and the city' s enforcement.[FOOTNOTE 14]
This narrow aim is confirmed by the expressed views
of the Erie City Councilmembers who voted for the ordinance.
The four city councilmembers who approved the measure (of the
six total councilmembers) each stated his or her view that the
ordinance was aimed specifically at nude adult entertainment,
and not at more mainstream forms of entertainment that include
total nudity, nor even at nudity in general. One lawmaker observed:
"We' re not talking about nudity. We' re not talking about
the theater or art .... We' re talking about what is indecent
and immoral.... We' re not prohibiting nudity, we' re prohibiting
nudity when it' s used in a lewd and immoral fashion." App.
39. Though not quite as succinct, the other councilmembers expressed
similar convictions. For example, one member illustrated his
understanding of the aim of the law by contrasting it with his
recollection about high school students swimming in the nude
in the school' s pool. The ordinance was not intended to cover
those incidents of nudity: "But what I' m getting at is
[the swimming] wasn' t indecent, it wasn' t an immoral thing,
and yet there was nudity." Id., at 42. The same lawmaker
then disfavorably compared the nude swimming incident to the
activities that occur in "some of these clubs" that
exist in Erie-clubs that would be covered by the law. Ibid.[FOOTNOTE
15] Though such comments could be consistent with an interest
in a general prohibition of nudity, the complete absence of commentary
on that broader interest, and the councilmembers' exclusive focus
on adult entertainment, is evidence of the ordinance' s aim.
In my view, we need not strain to find consistency with more
general purposes when the most natural reading of the record
reflects a near obsessive preoccupation with a single target
of the law.[FOOTNOTE 16]
The text of Erie' s ordinance is also significantly
different from the law upheld in Barnes. In Barnes, the
statute defined "nudity" as "the showing of the
human male or female genitals" (and certain other regions
of the body) "with less than fully opaque covering."
501 U.S., at 569, n. 2. The Erie ordinance duplicates that definition
in all material respects, but adds the following to its definition
of "nudity" :
" [T]he exposure of any device, costume, or covering
which gives the appearance of or simulates the genitals,
pubic hair, natal cleft, perineum anal region or pubic hair region;
or the exposure of any device worn as a cover over the nipples
and/or areola of the female breast, which device simulates and
gives the realistic appearance of nipples and/or areola."
Ante, at 2, n. (emphasis added).
Can it be doubted that this out-of-the-ordinary definition
of "nudity" is aimed directly at the dancers in establishments
such as Kandyland? Who else is likely to don such garments?[FOOTNOTE
17] We should not stretch to embrace fanciful explanations when
the most natural reading of the ordinance unmistakably identifies
its intended target.
It is clear beyond a shadow of a doubt that the Erie
ordinance was a response to a more specific concern than nudity
in general, namely, nude dancing of the sort found in Kandyland.[FOOTNOTE
18] Given that the Court has not even tried to defend the ordinance'
s total ban on the ground that its censorship of protected speech
might be justified by an overriding state interest, it should
conclude that the ordinance is patently invalid. For these reasons,
as well as the reasons set forth in Justice White' s dissent
in Barnes, I respectfully dissent.
Notes
1. Respondent does not contend that there is a constitutional
right to engage in conduct such as lap dancing. The message of
eroticism conveyed by the nudity aspect of the dance is quite
different from the issue of the proximity between dancer and
audience. Respondent' s contention is not that Erie has focused
on lap dancers, see ante, at 7 (Scalia, J., concurring),
but that it has focused on the message conveyed by nude dancing.
2. Although nude dancing might be described as one protected
"means" of conveying an erotic message, it does not
follow that a protected message has not been totally banned simply
because there are other, similar ways to convey erotic messages.
See ante, at 11-12. A State' s prohibition of a particular
book, for example, does not fail to be a total ban simply because
other books conveying a similar message are available.
3. The Court contends, ante, at 14, that Ward v. Rock Against
Racism, 491 U.S. 781 (1989), shows that we have used the
secondary effects rationale to justify more burdensome restrictions
than those approved in Renton and American Mini Theatres.
That argument is unpersuasive for two reasons. First, as in the
two cases just mentioned, the regulation in Ward was as
a time, place, and manner restriction. See 491 U.S., at 791;
id., at 804 (Marshall, J., dissenting). Second, as discussed
below, Ward is not a secondary effects case. See infra,
at 9-10.
4. We also held in Renton that in enacting its adult
theater zoning ordinance, the city of Renton was permitted to
rely on a detailed study conducted by the city of Seattle that
examined the relationship between zoning controls and the secondary
effects of adult theaters. (It was permitted to rely as well
on "the ' detailed findings' summarized" in an opinion
of the Washington Supreme Court to the same effect.) 475 U.S., at
51-52. Renton, having identified the same problem in its own
city as that experienced in Seattle, quite logically drew on
Seattle' s experience and adopted a similar solution. But if
Erie is relying on the Seattle study as well (as the Court suggests,
ante, at 16), its use of that study is most peculiar.
After identifying a problem in its own city similar to that in
Seattle, Erie has implemented a solution (pasties and G-strings)
bearing no relationship to the efficacious remedy identified
by the Seattle study (dispersal through zoning). But the city
of Erie, of course, has not in fact pointed to any study by anyone
suggesting that the adverse secondary effects of commercial enterprises
featuring erotic dancing depends in the slightest on the precise
costume warn by the performers-it merely assumes it to be so.
See infra, at 7-8. If the city is permitted simply to
assume that a slight addition to the dancers' costumes will sufficiently
decrease secondary effects, then presumably the city can require
more and more clothing as long as any danger of adverse effects
remains.
5. As the Court recognizes by quoting my opinion in Young
v. American Mini Theatres, Inc., 427 U.S. 50, 70 (1976), see
ante, at 13, "the First Amendment will not tolerate
the total suppression of erotic materials that have some artistic
value," though it will permit zoning regulations.
6. A secondary effect on the neighborhood that "happen[s]
to be associated with" a form of speech is, of course, critically
different from "the direct impact of speech on its audience."
Boos, 485 U.S., at 320-321. The primary effect of speech
is the persuasive effect of the message itself.
7. In fact, the very notion of focusing in on incidental burdens
at the time of enactment appears to be a contradiction in terms.
And if it were not the case that there is a difference between
laws aimed at secondary effects and general bans incidentally
burdening speech, then one wonders why Justices Scalia and Souter
adopted such strikingly different approaches in Barnes.
8. I frankly do not understand the Court' s declaration that
a State' s interest in the secondary effects of speech that "happen
to be associated" with the speech are not "related"
to the speech. Ante, at 12. See, e.g., Webster' s Third
International Dictionary 132 (1966) (defining "associate"
as "closely related" ). Sometimes, though, the Court
says that the secondary effects are "caused" by the
speech, rather than merely "associated with" the speech.
See, e.g., ante at 10, 12, 16, 19. If that is the definition
of secondary effects the Court adopts, then it is even more obvious
that an interest in secondary effects is related to the speech
at issue. See Barnes, 501 U.S., at 585-586 (Souter, J.,
concurring) (secondary effects are not related to speech because
their connection to speech is only one of correlation, not causation).
9. As Justice Powell said in his concurrence in Young v.
American Mini Theatres, 427 U.S., at 82, n. 4: "[H]ad
[Detroit] been concerned with restricting the message purveyed
by adult theaters, it would have tried to close them or restrict
their number rather than circumscribe their choice as to location."
Quite plainly, Erie' s total ban evinces its concern with the
message being regulated.
10. The preamble also states: "[T]he Council of the City
of Erie has [found] ...that certain lewd, immoral activities
carried on in public places for profit . . . lead to the debasement
of both women and men ...." App. to Pet. for Cert. 41a.
11. Relying on five words quoted from the Supreme Court of
Pennsylvania, the Court suggests that I have misinterpreted that
Court' s reading of the preamble. Ante, at 9. What follows,
however, is a more complete statement of what that Court said
on this point:
"We acknowledge that one of the purposes of the Ordinance
is to combat negative secondary effects. That, however, is not
its only goal. Inextricably bound up with this stated purpose
is an unmentioned purpose that directly impacts on the freedom
of expression: that purpose is to impact negatively on the erotic
message of the dance. . . . We believe . . . that the stated
purpose for promulgating the Ordinance is inextricably linked
with the content-based motivation to suppress the expressive
nature of nude dancing." 553 Pa. 348, 359, 719 A. 2d 273,
279 (1998).
12. In my view, Erie' s categorical response forecloses Justice
Scalia' s assertion that the city' s position on Equus and Hair
was limited to "[o]ne instance," where "the city
was [not] aware of the nudity," and "no one had complained."
Ante, at 8 (concurring opinion). Nor could it be contended
that selective applicability by stipulated enforcement should
be treated differently from selective applicability by statutory
text. See Barnes, 501 U.S., at 574 (Scalia, J., concurring)
(selective enforcement may affect a law' s generality). Were
it otherwise, constitutional prohibitions could be circumvented
with impunity.
13. The stipulation read: "The play, ' Equus' featured
frontal nudity and was performed for several weeks in October/November
1994 at the Roadhouse Theater in downtown Erie with no efforts
to enforce the nudity prohibition which became effective during
the run of the play."
14. Justice Scalia argues that Erie might have carved out
an exception for Equus and Hair because it guessed that this
Court would consider them protected forms of expression, see
Southeastern Promotions, Ltd. v. Conrad, 420 U.S. 546,
550, 557-558 (1975) (holding that Hair, including the "group
nudity and simulated sex" involved in the production, is
protected speech); in his view, that makes the distinction unobjectionable
and renders the ordinance no less of a general law. Ante,
at 9 (concurring opinion). This argument appears to contradict
his earlier definition of a general law: "A law is ' general'
...if it regulates conduct without regard to whether that conduct
is expressive." Barnes v. Glen Theatre, Inc., 501 U.S.
560, 575, n. 3 (1991) (opinion concurring in judgment). If
the ordinance regulates conduct (public nudity), it does not
do so without regard to whether the nudity is expressive if it
exempts the public nudity in Hair precisely " because
of its expressive content." Ante, at 9, n. 6 (concurring
opinion). Moreover, if Erie exempts Hair because it wants to
avoid a conflict with the First Amendment (rather than
simply to exempt instances of nudity it finds inoffensive), that
rationale still does not explain why Hair is exempted but Kandyland
is not, since Barnes held that both are constitutionally
protected. Justice Scalia also states that even if the ordinance
singled out nude dancing, he would not strike down the law unless
the dancing was singled out because of its message. Ante,
at 9 (concurring opinion). He opines that here, the basis for
singling out Kandyland is morality. Ante, at 9. But since
the "morality" of the public nudity in Hair is left
untouched by the ordinance, while the "immorality"
of the public nudity in Kandyland is singled out, the distinction
cannot be that "nude public dancing itself is immoral."
Ante, at 10 (emphasis in original). Rather, the only arguable
difference between the two is that one' s message is more immoral
than the other' s.
15. Other members said their focus was on "bottle clubs,"
and the like, App. 43, and attempted to downplay the effect of
the ordinance by acknowledging that "the girls can wear
thongs or a G-string and little pasties that are smaller than
a diamond." Ibid. Echoing that focus, another member
stated that "[t]here still will be adult entertainment in
this town, only it will be in a little different form."
Id., at 47.
16. The Court dismisses this evidence, declaring that it "will
not strike down an otherwise constitutional statute on the basis
of an alleged illicit motive." Ante, at 11 (citing United
States v. O' Brien, 391 U.S. 367, 382-383 (1968); Renton v. Playtime
Theatres, Inc., 475 U.S. 41, 47-48 (1986)). First, it is
worth pointing out that this doctrinaire formulation of O'
Brien' s cautionary statement is overbroad. See generally
L. Tribe, American Constitutional Law § 12-5, pp. 819-820
(2d ed. 1988). Moreover, O' Brien itself said only that
we would not strike down a law "on the assumption
that a wrongful purpose or motive has caused the power to be
exerted," 391 U.S., at 383 (emphasis added; internal quotation
marks omitted), and that statement was due to our recognition
that it is a "hazardous matter" to determine the actual
intent of a body as large as Congress "on the basis of what
fewer than a handful of Congressmen said about [a law],"
id., at 384. Yet neither consideration is present here.
We need not base our inquiry on an "assumption," nor
must we infer the collective intent of a large body based on
the statements of a few, for we have in the record the actual
statements of all the city councilmembers who voted in favor
of the ordinance.
17. Is it seriously contended (as would be necessary to sustain
the ordinance as a general prohibition) that, when crafting this
bizarre definition of "nudity," Erie' s concern was
with the use of simulated nipple covers on "nude beaches
and [by otherwise] unclothed purveyors of hot dogs and machine
tools" ? Barnes, 501 U.S., at 574 (Scalia, J., concurring
in judgment); see also ante, at 7 (Scalia, J., concurring).
It is true that one might conceivably imagine that is
Erie' s aim. But it is far more likely that this novel definition
was written with the Kandyland dancers and the like in mind,
since they are the only ones covered by the law (recall that
plays like Equus are exempted from coverage) who are likely to
utilize such unconventional clothing.
18. The Court states that Erie' s ordinance merely "replaces
and updates provisions of an ' Indecency and Immorality' ordinance"
from the mid-19th century, just as the statute in Barnes did.
Ante, at 8-9. First of all, it is not clear that this is
correct. The record does indicate that Erie' s Ordinance No.
75-1994 updates an older ordinance of similar import. Unfortunately,
that old regulation is not in the record. Consequently, whether
the new ordinance merely "replaces" the old one is
a matter of debate. From statements of one councilmember, it
can reasonably be inferred that the old ordinance was merely
a residential zoning restriction, not a total ban. See App. 43.
If that is so, it leads to the further question why Erie felt
it necessary to shift to a total ban in 1994. But even if the
Court' s factual contention is correct, it does not undermine
the points I have made in the text. In Barnes, the point
of noting the ancient pedigree of the Indiana statute was to
demonstrate that its passage antedated the appearance of adult
entertainment venues, and therefore could not have been motivated
by the presence of those establishments. The inference supposedly
rebutted in Barnes stemmed from the timing of the enactment.
Here, however, the inferences I draw depend on the text of the
ordinance, its preamble, its scope and enforcement, and the comments
of the councilmembers. These do not depend on the timing of the
ordinance' s enactment.
Justice Souter, concurring in part and dissenting in part.
I join Parts I and II of the Court' s opinion and agree
with the analytical approach that the plurality employs in deciding
this case. Erie' s stated interest in combating the secondary
effects associated with nude dancing establishments is an interest
unrelated to the suppression of expression under United States
v. O' Brien, 391 U.S. 367 (1968), and the city' s regulation
is thus properly considered under the O' Brien standards.
I do not believe, however, that the current record allows us
to say that the city has made a sufficient evidentiary showing
to sustain its regulation, and I would therefore vacate the decision
of the Pennsylvania Supreme Court and remand the case for further
proceedings.
I
In several recent cases, we have confronted the need
for factual justifications to satisfy intermediate scrutiny under
the First Amendment. See, e.g., Nixon v. Shrink Missouri
Government PAC, 528 U.S. ___ (2000); Turner Broadcasting System,
Inc. v. FCC, 520 U.S. 180 (1997) (Turner II); Turner Broadcasting
System, Inc. v. FCC, 512 U.S. 622 (1994) (Turner I). Those
cases do not identify with any specificity a particular quantum
of evidence, nor do I seek to do so in this brief concurrence.[FOOTNOTE
1] What the cases do make plain, however, is that application
of an intermediate scrutiny test to a government' s asserted
rationale for regulation of expressive activity demands some
factual justification to connect that rationale with the regulation
in issue.
In Turner I, for example, we stated that
" [w]hen the Government defends a regulation on speech
as a means to address past harms or prevent anticipated harms,
it must do more than simply ' posit the existence of the disease
sought to be cured.' Quincy Cable TV, Inc. v. FCC, 768
F.2d 1434, 1455 (CADC 1985). It must demonstrate that the recited
harms are real, not merely conjectural, and that the regulation
will in fact alleviate these harms in a direct and material way."
Id., at 664 (plurality opinion).
The plurality concluded there, of course, that the record,
though swollen by three years of hearings on the Cable Television
Consumer Protection and Competition Act of 1992, was insufficient
to permit the necessary determinations and remanded for a more
thorough factual development. When the case came back to us,
in Turner II, a majority of the Court reiterated those
requirements, characterizing the enquiry into the acceptability
of the Government' s regulations as one that turned on whether
they "were designed to address a real harm, and whether
those provisions will alleviate it in a material way." 520
U.S., at 195. Most recently, in Nixon, we repeated that
"[w]e have never accepted mere conjecture as adequate to
carry a First Amendment burden," 528 U.S., at ___
(slip op., at 12), and we examined the "evidence introduced
into the record by respondents or cited by the lower courts in
this action ...," id. at ___ (slip op., at 13).
The focus on evidence appearing in the record is consistent
with the approach earlier applied in Young v. American Mini
Theatres, Inc., 427 U.S. 50 (1976), and Renton v. Playtime Theatres,
Inc., 475 U.S. 41 (1986). In Young, Detroit adopted a zoning
ordinance requiring dispersal of adult theaters through the city
and prohibiting them within 500 feet of a residential area. Urban
planners and real estate experts attested to the harms created
by clusters of such theaters, see 427 U.S., at 55, and we found
that "[t]he record discloses a factual basis" supporting
the efficacy of Detroit' s chosen remedy, id., at 71. In Renton,
the city similarly enacted a zoning ordinance requiring specified
distances between adult theaters and residential zones, churches,
parks, or schools. See 475 U.S., at 44. The city "held public
hearings, reviewed the experiences of Seattle and other cities,
and received a report from the City Attorney' s Office advising
as to developments in other cities." Ibid. We found
that Renton' s failure to conduct its own studies before enacting
the ordinance was not fatal; "[t]he First Amendment
does not require a city ...to conduct new studies or produce
evidence independent of that already generated by other cities,
so long as whatever evidence the city relies upon is reasonably
believed to be relevant to the problem that the city addresses."
Id., at 51-52.
The upshot of these cases is that intermediate scrutiny
requires a regulating government to make some demonstration of
an evidentiary basis for the harm it claims to flow from the
expressive activity, and for the alleviation expected from the
restriction imposed. [FOOTNOTE 2] See, e.g., Edenfield v.
Fane, 507 U.S. 761, 770-773 (1993) (striking down regulation
of commercial speech for failure to show direct and material
efficacy). That evidentiary basis may be borrowed from the records
made by other governments if the experience elsewhere is germane
to the measure under consideration and actually relied upon.
I will assume, further, that the reliance may be shown by legislative
invocation of a judicial opinion that accepted an evidentiary
foundation as sufficient for a similar regulation. What is clear
is that the evidence of reliance must be a matter of demonstrated
fact, not speculative supposition.
By these standards, the record before us today is deficient
in its failure to reveal any evidence on which Erie may have
relied, either for the seriousness of the threatened harm or
for the efficacy of its chosen remedy. The plurality does the
best it can with the materials to hand, see ante, at 16-17,
but the pickings are slim. The plurality quotes the ordinance'
s preamble asserting that over the course of more than a century
the city council had expressed "findings" of detrimental
secondary effects flowing from lewd and immoral profitmaking
activity in public places. But however accurate the recital may
be and however honestly the councilors may have held those conclusions
to be true over the years, the recitation does not get beyond
conclusions on a subject usually fraught with some emotionalism.
The plurality recognizes this, of course, but seeks to ratchet
up the value of mere conclusions by analogizing them to the legislative
facts within an administrative agency' s special knowledge, on
which action is adequately premised in the absence of evidentiary
challenge. Ante, at 17. The analogy is not obvious; agencies
are part of the executive branch and we defer to them in part
to allow them the freedom necessary to reconcile competing policies.
See Chevron U.S. A. Inc. v. Natural Resources Defense Council,
Inc., 467 U.S. 837, 843-845 (1984). That aside, it is one
thing to accord administrative leeway as to predictive judgments
in applying "' elusive concepts' "to circumstances
where the record is inconclusive and "evidence ...is difficult
to compile," FCC v. National Citizens Comm. for Broadcasting,
436 U.S. 775, 796-797 (1978), and quite another to dispense
with evidence of current fact as a predicate for banning a subcategory
of expression.[FOOTNOTE 3] As to current fact, the city council'
s closest approach to an evidentiary record on secondary effects
and their causes was the statement of one councilor, during the
debate over the ordinance, who spoke of increases in sex crimes
in a way that might be construed as a reference to secondary
effects. See App. 44. But that reference came at the end of a
litany of concerns ("free condoms in schools, drive-by shootings,
abortions, suicide machines" and declining student achievement
test scores) that do not seem to be secondary effects of nude
dancing. Ibid. Nor does the invocation of Barnes v. Glen Theatre,
Inc., 501 U.S. 560 (1991), in one paragraph of the preamble
to Erie' s ordinance suffice. App. to Pet. for Cert. 42a. The
plurality opinion in Barnes made no mention of evidentiary
showings at all, and though my separate opinion did make a pass
at the issue, I did not demand reliance on germane evidentiary
demonstrations, whether specific to the statute in question or
developed elsewhere. To invoke Barnes, therefore, does
not indicate that the issue of evidence has been addressed.
There is one point, however, on which an evidentiary
record is not quite so hard to find, but it hurts, not helps,
the city. The final O' Brien requirement is that the incidental
speech restriction be shown to be no greater than essential to
achieve the government' s legitimate purpose. 391 U.S., at 377.
To deal with this issue, we have to ask what basis there is to
think that the city would be unsuccessful in countering any secondary
effects by the significantly lesser restriction of zoning to
control the location of nude dancing, thus allowing for efficient
law enforcement, restricting effects on property values, and
limiting exposure of the public. The record shows that for 23
years there has been a zoning ordinance on the books to regulate
the location of establishments like Kandyland, but the city has
not enforced it. One councilor remarked that "I think there'
s one of the problems. The ordinances are on the books and not
enforced. Now this takes place. You really didn' t need any other
ordinances." App. 43. Another commented, "I felt very,
very strongly, and I feel just as strongly right now, that this
is a zoning matter." Id., at 45. Even on the plurality'
s view of the evidentiary burden, this hurdle to the application
of O' Brien requires an evidentiary response.
The record suggests that Erie simply did not try to
create a record of the sort we have held necessary in other cases,
and the suggestion is confirmed by the course of this litigation.
The evidentiary question was never decided (or, apparently, argued)
below, nor was the issue fairly joined before this Court. While
respondent did claim that the evidence before the city council
was insufficient to support the ordinance, see Brief for Respondent
44-49, Erie' s reply urged us not to consider the question, apparently
assuming that Barnes authorized us to disregard it. See
Reply Brief for Petitioners 6-8. The question has not been addressed,
and in that respect this case has come unmoored from the general
standards of our First Amendment jurisprudence.[FOOTNOTE
4]
Careful readers, and not just
those on the Erie City Council, will of course realize that my
partial dissent rests on a demand for an evidentiary basis that
I failed to make when I concurred in Barnes, supra. I
should have demanded the evidence then, too, and my mistake calls
to mind Justice Jackson' s foolproof explanation of a lapse of
his own, when he quoted Samuel Johnson, "' Ignorance, sir,
ignorance.' "McGrath v. Kristensen, 340 U.S. 162,
178 (1950) (concurring opinion). I may not be less ignorant of
nude dancing than I was nine years ago, but after many subsequent
occasions to think further about the needs of the First Amendment,
I have come to believe that a government must toe the mark more
carefully than I first insisted. I hope it is enlightenment on
my part, and acceptable even if a little late. See Henslee
v. Union Planters Nat. Bank & Trust Co., 335 U.S. 595, 600
(1949) (per curiam) (Frankfurter, J., dissenting).
II
The record before us now does not permit the conclusion
that Erie' s ordinance is reasonably designed to mitigate real
harms. This does not mean that the required showing cannot be
made, only that, on this record, Erie has not made it. I would
remand to give it the opportunity to do so.[FOOTNOTE 5] Accordingly,
although I join with the plurality in adopting the O' Brien test,
I respectfully dissent from the Court' s disposition of the case.
Notes
1. As explained below, infra, at 7, the issue of evidentiary
justification was never joined, and with a multiplicity of factors
affecting the analysis, a general formulation of the quantum
required under United States v. O' Brien, 391 U.S. 367
(1968), will at best be difficult. A lesser showing may suffice
when the means-end fit is evident to the untutored intuition.
As we said in Nixon, "The quantum of empirical evidence
needed to satisfy heightened judicial scrutiny of legislative
judgments will vary up or down with the novelty and plausibility
of the justification raised." 528 U.S., at ___ (slip op.,
at 11). (In O' Brien, for example, the secondary effects
that the Government identified flowed from the destruction of
draft cards, and there could be no doubt that a regulation prohibiting
that destruction would alleviate the concomitant harm.) The nature
of the legislating institution might also affect the calculus.
We do not require Congress to create a record in the manner of
an administrative agency, see Turner II, 520 U.S. 180,
213 (1997), and we accord its findings greater respect than those
of agencies. See id., at 195. We might likewise defer
less to a city council than we would to Congress. The need for
evidence may be especially acute when a regulation is content
based on its face and is analyzed as content neutral only because
of the secondary effects doctrine. And it may be greater when
the regulation takes the form of a ban, rather than a time, place,
or manner restriction.
2. The plurality excuses Erie from this requirement with the
simple observation that "it is evident" that the regulation
will have the required efficacy. Ante, at 19. The ipse dixit
is unconvincing. While I do agree that evidentiary demands need
not ignore an obvious fit between means and ends, see n. 1, supra,
1, it is not obvious that this is such a case. It is not apparent
to me as a matter of common sense that establishments featuring
dancers with pasties and G-strings will differ markedly in their
effects on neighborhoods from those whose dancers are nude. If
the plurality does find it apparent, we may have to agree to
disagree.
3. The proposition that the presence of nude dancing establishments
increases the incidence of prostitution and violence is amenable
to empirical treatment, and the city councilors who enacted Erie'
s ordinance are in a position to look to the facts of their own
community' s experience as well as to experiences elsewhere.
Their failure to do so is made all the clearer by one of the
amicus briefs, largely devoted to the argument that scientifically
sound studies show no such correlation. See Brief for First
Amendment Lawyers Association as Amicus Curiae 16-23; id.,
at App. 1-29.
4. By contrast, federal courts in other cases have frequently
demanded evidentiary showings. See, e.g., Phillips v. Keyport,
107 F.3d 164, 175 (CA3 1997) (en banc); J&B Entertainment,
Inc. v. Jackson, 152 F.3d 362, 370-371 (CA5 1998).
5. This suggestion does not, of course, bar the Pennsylvania
Supreme Court from choosing simpler routes to disposition of
the case if they exist. Respondent mounted a federal overbreadth
challenge to the ordinance; it also asserted a violation of the
Pennsylvania Constitution. Either one of these arguments, if
successful, would obviate the need for the factual development
that is a prerequisite to O' Brien analysis.
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