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CORONADO POLICE OFFICERS ASSOCIATION et al., Petitioners,
v.
STEVEN J. CARROLL, as Public Defender, etc. Respondent.
No. D039198
In the Court of Appeal of the State of California
Fourth Appellate District
Division One
(Super. Ct. No. GIC770724)
APPEAL from a judgment of the Superior Court of San Diego
County, William R. Nevitt, Jr., Judge. Appeal deemed a petition
for extraordinary relief; the petition is denied.
COUNSEL
Everett L. Bobbitt for Petitioners.
John J. Sansone, County Counsel, William L. Pettingill,
Chief Deputy County Counsel, for Respondents.
Filed March 6, 2003
Coronado Police Officers Association and seven other
police officers associations (collectively the Association) appeal
from a judgment denying them access to a database created by
defendants Steven J. Carroll, as the San Diego County Public
Defender, and San Diego County Department of the Public Defender
(collectively the Public Defender) under the California Public
Records Act, Government Code section 6250 et seq. (the Act).
(All statutory references are to the Government Code unless otherwise
indicated.) The Association contends the trial court erred when
it ruled that the database was not a public record within the
meaning of section 6252. We treat the appeal as a petition for
an extraordinary writ, which we deny on the grounds that the
database is not a public record; and even if it is, it would
be exempt from disclosure under the Act's "catch-all"
exemption (§ 6255) because the public interest in nondisclosure
clearly outweighs the public interest in disclosure.
FACTUAL AND PROCEDURAL BACKGROUND
The Public Defender is an agency organized under the
County of San Diego Charter whose principal business is the representation
of indigent criminal defendants. It functions like a typical
law firm to further the interests of its clients through the
combined resources, research and work product of the entire organization.
Since 1988 the Public Defender has preserved client files in
the original hard copy format, but technical innovations have
since allowed it to scan the preserved files into an electronic
medium. With the exception of restricted information, all Public
Defender attorneys are able to access the electronically stored
files to assist them in representing clients. After scanning
the client files it created indices of the files that allow its
individual attorneys to access the electronically-stored information
for whatever purpose may legitimately assist them in defending
their clients, including the ongoing representation of existing
clients, utilization of existing witness statements in new cases,
discovering patterns of alleged Fourth Amendment violations by
the police officers involved in a particular case, researching
the database for previous internal investigations relating to
police misconduct, or making a copy of files for a client or
appellate counsel.
To give its attorneys fast and efficient access to information
regarding peace officer performance and other recurring issues,
the Public Defender also devised and implemented a computer program
to supplement and integrate such information into its existing
files. Thus, the "database" at issue is comprised of
information contained in the Public Defender's existing client
files that is supplemented with information gathered from other
public information sources, such as court files, civil service
proceedings, peace officer reports and newspaper articles. Information
in the database includes impeachment evidence. One of the Public
Defender's goals is to share impeachment information so that
each attorney does not have to undertake a new and independent
investigation every time a case file is opened.
The Association discovered the existence of the database
from a newspaper article. It sought to inspect the database under
the Act after becoming concerned that the database might (1)
include peace officer personnel records ( Pitchess material;
Pitchess v. Superior Court (1974) 11 Cal.3d 531); (2) violate
Article I, section 1 of the California Constitution, which prohibits
the unnecessary collection of personal information; and (3) contain
inaccurate information. After the Public Defender denied its
request, the Association filed this action seeking declaratory
relief and a writ of mandamus to compel the disclosure. The trial
court found the database at issue was not a "public record"
and the Association appeals. During the pendency of this appeal,
we asked the parties to submit supplemental letter briefing on
the applicability of section 6255 to this action.
DISCUSSION
Appealability of Judgment
The Public Defender contends the judgment denying the
Association access to the database is not appealable and the
Association's sole means of obtaining appellate review of that
order was to file a petition for extraordinary writ with this
court. We disagree.
Subdivision (c) of section 6259 provides that an order
granting or denying a request for disclosure of public records
is generally reviewable by writ rather than appeal. In limited
situations, however, an appellate court may determine the merits
of an attempted appeal from a nonappealable judgment or order
by treating the matter as a writ proceeding. ( Olson v. Cory
(1983) 35 Cal.3d 390, 400-401.) This power is generally invoked
where (1) the briefs and record contain in substance all the
elements prescribed by rule 56 of the California Rules of Court
for an original mandate proceeding and (2) there are extraordinary
circumstances justifying the exercise of that discretionary power.
( Morehart v. County of Santa Barbara (1994) 7 Cal.4th
725, 745-747; Olson v. Cory, supra , 35 Cal.3d at p. 401.)
The instant record satisfies the first requirement.
We find the second requirement is also satisfied because the
Association filed the notice of appeal within the statutory time
period for seeking writ review and a dismissal for lack of appellate
jurisdiction would lead to further trial court proceedings and
would not further judicial economy. Under these unusual circumstances,
we reach the merits of the appeal by treating it as a petition
for an extraordinary writ.
The Database Is Not A Public Record
The Act requires that local and state agencies make
their public records available for inspection. (§ 6253.)
A "public record" is defined as "any writing containing
information relating to the conduct of the public's business
prepared, owned, used, or retained by any state or local agency[.]"
(§ 6252, subd. (e).) The definition is broad and "'
intended to cover every conceivable kind of record that is involved
in the governmental process[.]' " ( San Gabriel Tribune
v. Supe rior Court (1983) 143 Cal.App.3d 762, 774, quoting
§ 6252, subd. (e).) But, the mere possession by a public
agency of a document does not make the document a public record.
( City Council v. Superior Court (1962) 204 Cal.App.2d
68, 73.)
The Public Defender contends the database is not a public
record because its core function, the representation of indigent
criminal defendants, is a private function. We agree. Although
the requested database was prepared, used and retained by the
Public Defender as required under section 6252, subdivision (e),
the critical question is whether the information contained therein
relates to the conduct of the "public's business."
On this issue, the Public Defender relies on Polk County v.
Dodson (1981) 454 U.S. 312 (Polk).
In Polk , a criminal defendant sued his public
defender attorney under 42 U.S.C. section 1983, alleging denial
of due process. The Supreme Court examined the public defender's
function, and not simply its relationship with the state, in
determining whether the public defender attorney had acted under
color of state law for purposes of liability under 42 U.S.C.
section 1983. The Court concluded that a public defender does
not act under color of state law when performing a lawyer's traditional
functions as counsel to a defendant in a criminal proceeding
because the public defender is serving an essentially private
function, adversarial to and independent of the state. ( Polk
, 454 U.S. at pp. 318, 325.) In this capacity, the public
defender maintains the same level of professional independence
as a private attorney, and the state is constitutionally obligated
to respect this independence. ( Id . at pp. 321-322.)
Although the facts and procedural context in Polk
are distinguishable, the principle stated therein is apposite,
as recognized by the Florida Supreme Court, which applied the
Polk rationale in a case involving a public records dispute.
In Kight v. Dugger (1990) 574 So.2d 1066 (Kight ), the
Florida Supreme Court considered whether the records of a criminal
defendant's trial counsel were subject to disclosure under Florida's
Public Records Act during postconviction litigation by virtue
of the fact that the records had been provided to the Office
of Capital Collateral Representative (CCR), a governmental agency
appointed to represent a defendant at postconviction proceedings.
( Id . at p. 1068.) The court concluded that files in
the possession of the CCR "in furtherance of its representation
of an indigent client [were] not subject to public disclosure"
under the Florida's Public Records Act and "[t]o hold otherwise
would subject the records of a defendant who is unable to retain
private collateral representation to public disclosure while
those of a defendant represented by private counsel would be
immune from such disclosure." ( Id . at p. 1069.)
Although the California Supreme Court has not addressed this
issue, it has recognized the principle that a public defender
is not a state agent, but rather acts as a private attorney when
representing clients. ( In re Hough (1944) 24 Cal.2d 522,
528-529.)
While the court's statements in Kight appear
in the context of the representation of a single client and address
disclosure of that individual's file, the fact some of the information
in the database may not be attached to a particular client file
is not dispositive because it does not change the nature of the
information into that relating to the "public's business."
As explained below, we believe the creation of the database represents
a logical application of the traditional functions of defense
counsel.
Here, the Public Defender has "scanned" or
copied the information contained in its paper client files into
a computer database. Information contained in client files includes
discovery provided by prosecuting agencies, information provided
by clients, information gathered by the Public Defender through
its own investigative efforts, court minute orders, probation
reports and other case related documents. The database allows
individual Public Defender attorneys to quickly and efficiently
access case files without having to send an employee to a distant
storage facility to search for and retrieve a closed file. However,
all restrictive court orders are obeyed and information is "source
coded" to prevent the dissemination of restricted information,
including the names of witnesses released as the result of a
Pitchess motion.
The Public Defender has created indices of its closed
files so that its attorneys representing individual clients may
access the electronically-stored information in performing their
duties. The Public Defender has articulated a number of legitimate
reasons for accessing information in a closed case file, including
(1) representing the same client on a probation revocation or
on a new criminal charge; (2) discovering witness statements
to assist in a new case; (3) discovering alleged patterns of
Fourth Amendment violations by law enforcement officers; (4)
researching for previous internal investigations relating to
police misconduct; and (5) copying the file for appellate counsel
or the client.
The Public Defender has also devised a computer program
so that information in its client files can be integrated and
then supplemented with information from other public sources.
Thus, information needed on a recurring basis, such as performance
information for sworn law enforcement officers, is readily accessible.
Rather than requiring an individual public defender attorney
to physically retrieve multiple client and general information
files and then manually sort through the information, the computer
does the work, quickly and efficiently, to the benefit of the
entire office and all current and future clients. To that extent,
the database is merely a different storage medium for information
already contained in existing Public Defender files and available
from other public sources.
We believe the database represents a logical application
of the traditional functions of defense counsel because the information
contained therein is partially assembled from individual client
files - files created by the Public Defender as counsel to defendants
in criminal proceedings. The collected information is then retained
and used to assist in the defense of existing and future clients.
These are private functions to which the Public Defender is entitled
to maintain a level of independence equivalent to a private attorney.
( Polk , 454 U.S. at pp. 321-322.) The fact the database
also includes information not originally contained in client
files does not change this conclusion because the purpose of
assembling and retaining the information is to assist in the
defense of existing and future clients, a private function not
relating to the conduct of the public's business. (§ 6252,
subd. (e).)
At oral argument, counsel for the Association stated
the goal of the petition was to enable individual officers to
access information in the database that is not attached to any
particular case in order to correct inaccuracies or to assert
privacy rights. After reviewing the database it apparently intends
to pursue a separate action to remove from the database material
it deems the Public Defender is not entitled to retain, such
as Pitchess material or material allegedly obtained in
violation of the privacy rights of its members. But, the Public
Defender is charged with protecting the interests of the clients
it serves. To perform its work, the Public Defender must be allowed
to assemble information so that it can sift through available
facts in order to prepare legal theories and plan strategy. (See
Hickman v. Taylor (1947) 329 U.S. 495, 510-511.) To carry
out this work, it must be free from unnecessary intrusion. (
Ibid .) Allowing the Association or other entities or
individuals to dictate what information the Public Defender may
retain and evaluate would unnecessarily intrude upon its work
when private defense counsel is not subject to similar intrusion.
This decision does not imply that all documents possessed
by the Public Defender regarding the database are private rather
than public records. Records containing information concerning
the administrative decision to compile the database, the cost
of maintaining the database or rules applying to its access and
use are policy decisions made by the Public Defender in its capacity
as the administrator of a public office. A court could properly
conclude that such documents are public records because they
relate to the public's business and not the representation of
clients.
While the dissent concludes the database is a public
record, it never directly responds to our conclusion that the
database is not a public record because it does not "relat[e]
to the conduct of the public's business." (§ 6252,
subd. (e).) Instead, the dissent tenders two primary arguments
to support its conclusion that the database must be a public
record. The first argument is that the generic information gathered
is not related to the representation of any particular client,
thus the activity is carried out in a dominantly administrative
capacity. The second argument is that the creation and maintenance
of the database is conducted with public funds as an administrative
function, rather than involving specific clients.
The dissent would apparently concede that information
contained in individual client files is not a public record because
it relates to the representation of individual clients. In fact,
the Association argued before the trial court that the public
should not have a right to view information contained in individual
client files. Yet, the dissent's first argument ignores the record
in this case showing that the database is primarily comprised
of information from client files, collected for the representation
of individual clients. This information is then augmented by
additional data from other public information sources.
Significantly, there is no indication in the record
that the Public Defender is doing anything differently than it
did prior to the creation of the database. The Public Defender
has always kept hardcopies of its client files; that it now scans
those files, indexes the files and implements a computer program
to allow it to integrate its client files with information obtained
from public sources does not render the files public records.
There is no evidence that the Public Defender suddenly discovered
that newspaper articles and other public information sources
may contain data helpful to the defense of its clients and that
collecting and retaining this information would be beneficial
to the defense of present and future clients. While the dissent
characterizes this latter activity as "snooping," it
is nothing more than what a private law firm and its individual
attorneys do to further the interests of its clients. Simply
ignoring pubic sources of information about recurring witnesses
could lead to legal malpractice liability and claims of ineffective
assistance of counsel.
We fail to see how placing this information into a computer
database is any different than individual public defender attorneys
sharing the information orally or in writing. The dissent declares
that "[i]t is the institutional nature of the public defender's
office and the administrative decisions of its management that
makes the creation of the database possible." While this
may be a true statement, it is also meaningless. The dissent
would have the Public Defender take individual client files and
impeachment evidence gathered for a particular client and seal
it from all but the lead attorney actually representing the individual
client. There is no support in law or logic for such a position.
Moreover, it ignores the fact that the Public Defender's office
works in a team environment and functions like any law firm so
that the combined resources of the firm can be used to further
the interests of all its clients. We do not accept the dissent's
position that the database is a public record merely because
the storage medium makes information in client files easily accessible
or because some of the information in the database (though obtained
from public sources) did not originate from a particular client
file or is shared by more than one client.
The dissent also fails to recognize that the database
does not exist to further any governmental process. Rather, the
Public Defender created the database primarily out if its client
files to serve the interests of individual indigent clients.
Simply put, we have a difficult time understanding what the dissent
is objecting to. Is it the fact that the Public Defender keeps
client files and allows these files to be reviewed by individual
public defender attorneys not connected to the case? Is it the
fact that the Public Defender chooses to collect and retain information
about the performance of peace officers from other public sources?
Or is it the fact that the Public Defender can access all this
information quickly because it no longer needs to physically
review numerous individual pieces of paper?
The dissent then contends that the database is a public
record because it was created with public funds. The dissent
cites no authority supporting this assertion. We agree with the
general contention that the public has a strong interest in documents
pertaining to the use of public funds. (E.g., Con nell
v. Superior Court (1997) 56 Cal.App.4th 601, 616-617 [public
has interest in records pertaining to government's conduct in
managing public revenues]; Ohio ex rel. Beacon Journal Publishing
Company v. Bodiker (1999) 731 N.E.2d 245, 252-255 [financial
records, budgetary records or other materials detailing staff
time and public money spent on a particular case is a public
record].) But, the Association has not requested information
about the public funds expended in creating and implementing
the computer program that indexes and organizes the information
in the database. Taking the dissent's position to its logical
conclusion, every document written on a government owned computer
or with government purchased pen and paper would become a public
record. We submit that this is not the proper test.
Finally, we are compelled to note that the dissent has
mischaracterized what is in the database. The Public Defender
obtains information about police practices from public information
sources; thus, there in nothing in the record to support the
dissent's suggestion that the Public Defender is involved in
collecting, storing or disseminating private or personal information
about police officers or other public officials.
Privacy interests generally fall into one of two categories:
"(1) interests in precluding the dissemination or misuse
of sensitive and confidential information (' informational privacy'
); and (2) interests in making intimate personal decisions or
conducting personal activities without observation, intrusion,
or interference (' autonomy privacy' )." ( Hill v.
National Collegiate Athletic Assn. (1994) 7 Cal.4th 1, 35.) Here,
the Public Defender is retaining information about the official
duties performed by peace officers obtained from client files
and available from public information sources for the necessary
purpose of representing indigent criminal defendants.
We fail to see what privacy right Association members
have in information pertaining to their general job performance.
To the extent the database contains the personnel records of
Association members ( Pitchess material), this information
is not shared and it is separately coded and maintained. ( People
v. Alford (Feb. 28, 2003, No. S098233) __ Cal.4th __ , __
[2003 D.A.R. 2135, 2137] [ Pitchess material limited to
case in which it was sought and cannot be shared].) Should an
individual Public Defender improperly offer Pitchess material
into evidence, appropriate action can be taken including contempt,
sanctions or a report to the State Bar for disciplinary action.
Moreover, simply reviewing the entire database will
not allow the Association to determine whether Pitchess material
is improperly made available in violation of restrictive court
orders. Rather, this must be ascertained by reviewing protocols
established by the Public Defender for use of the database, information
regarding the inputting and source coding of data and possibly
the raw computer program itself. Although the Association has
not requested these records, and thus the question is not before
us, these documents would probably be deemed public records because
they are administrative in nature.
Even if some "private" information found its
way into the database, it could only be disseminated in a courtroom
after a trial judge has determined its relevance and admissibility.
Should the Public Defender improperly disseminate inaccurate
information outside the litigation context that is harmful to
an Association member, that member has an adequate remedy in
existing tort law. (Civ. Code, § § 45 [libel], 46 [slander].)
The Database Is Exempt Under Section 6255
Even if we assume the database is a public record, we
find it would be exempt from disclosure under the "catch-all"
exemption. (§ 6255.) Under section 6255, a public agency
may withhold a public record for policy reasons if it can demonstrate
that "on the facts of the particular case the public interest
served by not disclosing the record clearly outweighs the public
interest served by disclosure of the record." (§ 6255.)
The existence and weight of the public interest in disclosure
are conclusions derived from the nature of the information requested.
( Connell v. Superior Court (1997) 56 Cal.App.4th
601, 616.) Significantly, it is the public interest, not the
private interest of the requesting party, that is considered
and the public agency bears the burden of clearly demonstrating
a need for nondisclosure. ( Id. at pp. 616-617; City of
San Jose v. Superior Court (1999) 74 Cal.App.4th 1008, 1018.)
We reject the Association's argument that the Public
Defender waived the right to rely on section 6255 by not arguing
this exemption. The Public Defender raised section 6255 in its
answer by contending the public interest in nondisclosure substantially
outweighed the public interest in disclosure. Our review of the
trial court's ruling involves the application of the law to undisputed
facts. ( CBS Broadcast ing Inc. v. Superior Court (2001)
91 Cal.App.4th 892, 906.) Under these circumstances a new theory
can be raised for the first time on appeal; thus, we requested
supplemental briefing addressing this exemption. ( Yeap v.
Leake (1997) 60 Cal.App.4th 591, 599, fn. 6 [reviewing court
may decide case on any legal theory, whether or not urged by
counsel in appellate brief].)
The Association suggests an in camera review is required
to determine whether the section 6255 exemption applies and that
such a review would reveal the database does not constitute attorney
work product as claimed by the Public Defender. But, it never
asked the trial court to conduct such a review. While the dissent
would prefer an in camera review of the database rather than
relying on the sworn representations of the Public Defender about
its contents, an in camera review is not required as a matter
of law, but is left to the sound discretion of the trial court.
( California First Amendment Coalition v. Superior Court
(1998) 67 Cal.App.4th 159, 174; Register Div. of Freedom Newspa
pers, Inc. v. County of Orange (1984) 158 Cal.App.3d 893,
901; Yarish v. Nelson (1972) 27 Cal.App.3d 893, 903-904.)
The Association articulated three reasons why the public
has an interest in the database because the database may: (1)
violate its members' rights to privacy; (2) contain peace officer
personnel records ( Pitchess material); or (3) contain
inaccurate information. We find these arguments unpersuasive.
Article I, section 1 of the California Constitution
includes the right to privacy among the various inalienable rights
of all people. The Association correctly argues that the public
has a strong interest in prohibiting the unnecessary collection
and retention of personal information. ( White v. Davis
(1975) 13 Cal.3d 757, 775.) The question presented is whether
the information collected and retained by the Public Defender
is "necessary" to its function as counsel to indigent
criminal defendants. We conclude it is.
Sworn law enforcement officers are frequent witnesses
in criminal proceedings. Thus, evidence bearing on their credibility
is always relevant. (See People v. Rodriguez (1999)
20 Cal.4th 1, 9.) In determining the credibility of a witness,
the trier of fact may consider any matter tending to prove or
disprove the truthfulness of the witness's testimony. (Evid.
Code, § 780.) For example, evidence of past misconduct may
tend to show the witness has some motive, bias, or interest that
might induce false testimony. (Evid. Code, § 780, subd.
(f); People v. Mickle (1991) 54 Cal.3d 140, 168.)
The database at issue assembles information collected
from individual client files and various public sources on recurring
issues such as police performance. This allows the Public Defender
attorneys to quickly and efficiently share information without
having to undertake a new investigation. Since Public Defender
attorneys carry a heavy workload (more than 12,000 felony and
14,000 misdemeanor cases a year), individual clients undoubtedly
benefit from this effort to conserve time and resources. The
database is compiled by the Public Defender for the legitimate
purpose of providing representation to criminal defendants. Thus,
the collection and retention of this information is important
to the efficient functioning of the Public Defender's office.
The Association presented no evidence supporting its
contention that the database contains peace officer personnel
records ( Pitchess material) or that the Public Defender
improperly used any such information. In contrast, the Public
Defender submitted evidence that Pitchess material and
information derived therefrom is separately maintained and that
all restrictive court orders are obeyed. The Public Defender
admits that its database may contain inaccurate information;
however, this information is identified and must be retained
to show appellate defense counsel what was done to prepare for
trial and to explain why witnesses were not called or why possible
impeachment evidence was not used.
The public interest is not served by disclosing potentially
inaccurate information. In contrast, Public Defender attorneys
accessing the database have a professional obligation to use
their independent judgment in determining whether any information
contained therein is relevant to their particular client. They
can disregard information identified as "inaccurate"
and they have the resources to undertake additional investigation
to determine if other information is accurate before offering
it into evidence at trial in defense of a client. Making the
database accessible to the public upon demand under the Act eliminates
safeguards preventing the dissemination and use of inaccurate
information, such as objections and motions that can be made
by the prosecution when information in the database is offered
by the Public Defender as evidence during trial. Moreover, the
trial court retains the discretion to review any impeachment
evidence in camera before it is admitted into evidence.
Requiring the Public Defender to disclose the contents
of its database on demand would be detrimental to the public
interest in providing legal representation to indigent criminal
defendants. Significantly, impeachment material is not discoverable
and disclosure of the database to the public would severely disadvantage
the Public Defender as compared to private defense counsel. (
Izazaga v. Superior Court (1991) 54 Cal.3d 356,
377, fn. 14; see also Hubbard v. Supe rior Court (1997)
66 Cal.App.4th 1163, 1169.) While the Association emphasized
that it sought the information as citizens, not as representatives
of the prosecution or as individuals interested in any criminal
proceeding, the purpose for which it desires access to the database
is irrelevant. (§ 6257.5.) A conclusion that the database
is a nonexempt public record applies equally to any individual
or entity seeking its disclosure. ( CBS, Inc. v. Block (1986)
42 Cal.3d 646, 664, fn. 2.)
The intent of the Act is "to safeguard the accountability
of government to the public . . . ." ( Wilson v. Superior
Court (1996) 51 Cal.App.4th 1136, 1141.) To verify
accountability, individuals must have access to government files
to check for the arbitrary exercise of official power and secrecy
in the political process. ( CBS, Inc. v. Block, supra ,
42 Cal.3d at p. 651.) When representing clients the Public Defender
performs a private function and it is held to the same professional
standards as private defense counsel. ( Polk, supra ,
454 U.S. at pp. 318, 325; Barner v. Leeds (2000) 24 Cal.4th
676, 683.) The Public Defender is held accountable for the decisions
it makes regarding the representation of its clients by potential
malpractice liability and it is not entitled to civil malpractice
immunity under section 820.2. ( Barner v. Leeds, supra,
24 Cal.4th at p. 691.)
For these reasons, the interest of the general public
in what information the Public Defender retains for the representation
of its clients is slight. Again, it is the public interest that
is considered not the private interest of the requesting party.
( Connell v. Superior Court, supra , 56 Cal.App.4th at
pp. 661-617.) Individual Association members have an adequate
remedy for violation of their privacy rights should the Public
Defender improperly utilize or disseminate private information
outside the litigation context. (Civ. Code, § 47, subd.
(b).) Nothing in this opinion is intended to impede this fundamental
right.
The Public Defender compiles the database to further
its primary function of representing clients. Allowing the public
to have access to the database on demand would undermine the
Public Defender's ability to perform this function and would
not further the public's interest. For these reasons we conclude
the public interest served by not disclosing the database clearly
outweighs the public interest in disclosure.
DISPOSITION
The appeal is deemed a petition for extraordinary relief;
the petition is denied. The Public Defender is entitled to costs.
McINTYRE, J.
I CONCUR: NARES, J.
HUFFMAN, J., concurring and dissenting.
The majority opinion, if allowed to stand, will permit
an agency of local county government to collect, store and disseminate
dossiers on individual citizens who work as police officers,
or other public officials, free from the privacy protections
of the California Public Records Act. (Gov. Code, [FOOTNOTE 1]
§ 6250 et seq., the Public Records Act or the Act.)
How can it be that records owned and compiled by a government
agency, stored and maintained with public funds, that include
both public and private information about individual citizens,
regardless of their profession, are other than public records?
The answer the majority provides is simple: The "core function"
of the San Diego County public defender's office is "private,"
therefore this particular, publicly owned "database"
is not about the "public's business." (§ 6252,
subd. (e).) I find that answer both amazing and disturbing. That
a governmental agency can maintain dossiers on citizens with
impunity from any form of public scrutiny is not made more comforting
by the fact it is the agency of the public defender that is involved,
instead of the sheriff or district attorney, particularly when
the record before us makes clear these files are not maintained
for the defense of specific individual clients. The files in
question are collected on people: individual police officers
or public officials, just in case the public defender might need
the information one day. After all, the majority says, that is
more efficient. I submit that the Public Records Act is designed
to protect privacy and is willing to sacrifice some governmental
"efficiency" to achieve that important purpose. [FOOTNOTE
2]
Privacy from governmental snooping into the private
or even public affairs of citizens is provided by a comprehensive
scheme of public inspection of the government's records under
the Act, except where there is a legitimate need to permit governmental
secrecy. (§ 6253.) The public defender's office is a governmental
agency, and no matter how lofty its stated purposes, it is still
not entitled to collect intelligence files on citizens without
some form of protection for the privacy rights of those citizens.
I submit the majority, adamantly opposed to any disclosure
of the "database," has put the disclosure cart in front
of the definition horse and has utterly refused to follow the
Public Records Act. The majority declares as much in its opinion
stating ". . . the database is not a public record; and
even if it is, it would be exempt from disclosure under the Act'
s ' catch-all' exemption (§ 6255) because the
public interest in nondisclosure clearly outweighs the public
interest in disclosure." (Maj. opn., p. 2; italics added;
also see Maj. opn., p. 14.) My response to that statement is
that if the database is not a public record, then there is no
need to even discuss section 6255 because it would be irrelevant.
In these proceedings, there has never been a full hearing on
the issue of whether the public interest favors disclosure of
any or all of these files. The trial court found the files were
not public records, hence it never inspected them. If, as I believe,
the trial court erred, and the database is a public record "relating
to the conduct of the public's business" (§ 6252, subd.
(e)), then there is no basis in this record for this court to
determine for the first time on appeal what the appropriate public
interest to support disclosure may be.
Unfortunately, the majority has declined to follow the
rational processes of the Act, which would require a finding
that these records are public records, and would then mandate
a full hearing on the issue of their availability for inspection.
Instead, the majority has created a strange beast: a publicly
owned set of files, not maintained in connection with the representation
of any individual client, which are, at the same time, a little
bit public and a little bit private. I suggest it has described
a critter unknown to the California Legislature; assuming this
creature ever existed, it was probably rendered extinct by the
passage of the Act.
Accordingly, returning to the two issues identified
in the majority holding quoted above, I will first discuss the
definition of public records in light of this record, and then
turn to the exemptions issue, assuming it is properly before
us. First, however, I wish to note that I concur in the majority
analysis on appealability and agree the case is properly before
us on appeal. (§ 6259.)
I also wish to note the extent to which there is agreement
between the parties on the important issues presented: It is
not disputed that the public defender represents a public agency,
funded by taxpayer dollars, within the meaning of section 6252,
subdivisions (b) and (d). (§ 27700 et seq.; see Barner
v. Leeds (2000) 24 Cal.4th 676, 683 ( Barner ): a
deputy public defender is a public employee within the meaning
of the California Tort Claims Act, and acts within the scope
of employment when representing assigned clients charged with
criminal offenses; such deputy public defenders and privately
retained counsel each owe the same duty of care to their clients
[citing, inter alia, Polk County v. Dodson (1981) 454
U.S. 312, 318, 321 ( Polk )].) It is also essentially
conceded here that, to the extent the challenged database has
been collected pursuant to policy decisions made by the public
defender in the capacity of administrator of a public office,
such documentation would clearly constitute public records subject
to disclosure within the meaning of section 6252, subdivision
(e). Those specific records clearly subject to disclosure as
public records would include those containing information regarding
the administrative decision to compile the database, the cost
of maintaining the database or rules applying to its access and
use.
However, the matter does not end here. The Association
further contends that the creation and maintenance of the database
for eventual use of impeachment of police officer witnesses fall
within the public records definitions in the Act, and there are
no applicable exemptions because the use of the database has
not currently been shown to be within the scope of any legal
representation of individual defendants by the public defender's
office. Moreover, as was discussed at oral argument below, the
Association raises the possibility that this database is equivalent
to a dossier being kept on peace officers, concerning their private
lives as well as their performance of their official duties,
through the use of public funds, without safeguards regarding
accuracy or privacy. From all that the record reveals, the information
collected is accessible to employees of the public defender's
office by using references to individual citizens' names, when
those individual citizens have come to the attention of the office
by serving as police officers or other public officials. I part
company with the majority on the proper characterization of this
information under the Public Records Act.
I
Public Records Characteristics of the Database
The terms of the Public Records Act were summarized
by this court in Poway Unified School Dist. v. Superior Court
(1998) 62 Cal.App.4th 1496, 1501, as specifying "that any
public record in the possession of a state or local agency must
be disclosed to any citizen unless an exemption applies. (§
6253.)" The Act sets forth both specific exemptions and
a catchall withholding clause that allows nondisclosure of a
record if the government can demonstrate that public policy necessitates
nondisclosure. ( Poway, supra, at p. 1501, citing §
§ 6254, subd. (b), 6255.) "Public records" is
defined in broad terms, to include: "[A]ny writing containing
information relating to the conduct of the public's business
prepared, owned, used, or retained by any state or local agency
regardless of physical form or characteristics." ( Poway,
su pra, at p. 1501 citing § 6252, subd. (d).) "This
broad definition is designed to protect the public's need to
be informed regarding the actions of government . . . . Indeed,
secrecy is ' antithetical to a democratic system of "government
of the people, by the people [and] for the people." ' [Citation.]"
( Poway, supra, at p. 1501)
The definition of "public records" under the
Act is "' " intended to cover every conceivable kind
of record that is involved in the governmental process . . .
." ' " ( San Gabriel Tribune v. Superior Court
(1983) 143 Cal.App.3d 762, 774.) The purpose for which access
to public records is sought is irrelevant. (§ 6257.5.) A
conclusion that the database is a nonexempt public record applies
equally to any individual or entity seeking its disclosure. (§
6253, subd. (a); Connell v. Superior Court (1997) 56 Cal.App.4th
601, 610-612 ( Con nell).)
The overall intent of the Act is "to safeguard
the accountability of government to the public . . . ."
( Wilson v. Superior Court (1996) 51 Cal.App.4th 1136,
1141.) To verify accountability, individuals must have access
to government files to check for the arbitrary exercise of official
power and secrecy in the political process. ( CBS, Inc. v.
Block (1986) 42 Cal.3d 646, 651.) The policies of the Act
operate in conjunction with and subject to article I, section
1 of the California Constitution, which includes the right to
privacy among the various inalienable rights of all people. It
is well recognized that the public and its citizens have a strong
interest in prohibiting the unnecessary collection and retention
of personal information. ( White v. Davis (1975) 13 Cal.3d
757, 775.) The strength of this interest may be discerned from
reviewing the "legislative history" of the article
I, section 1 constitutional amendment adding the privacy provision,
i.e., the ballot statement referred to in White : "[T]he
statement identifies the principal ' mischiefs' at which the
amendment is directed: (1) ' government snooping' and the secret
gathering of personal information; (2) the overbroad collection
and retention of unnecessary personal information by government
and business interests; (3) the improper use of information properly
obtained for a specific purpose, for example, the use of it for
another purpose or the disclosure of it to some third party;
and (4) the lack of a reasonable check on the accuracy of existing
records." ( Id . at p. 775.)
It is also well recognized that the public has a strong
interest in disclosure of records and documents pertaining to
the use of public funds. (See California State University
v. Superior Court (2001) 90 Cal.App.4th 810, 825, citing
Con nell, supra, 56 Cal.App.4th at pp. 616-617, as follows:
"public has interest in records pertaining to government's
conduct in managing public revenues." )The majority departs
from this approach to conclude the public defender's database
is not a public record because the core function of its office,
the representation of indigent criminal defendants, is a private
function. As support for this broad proposition, it relies on
Polk, supra, 454 U.S. 312, a case arising in the context
of a civil rights action by a former client of a public defender
against the appointed attorney who had defended him, allegedly
inadequately. (42 U.S.C. § 1983.) In Polk , the Supreme
Court examined the public defender's professional function and
employment status in determining whether the public defender
attorney had acted under color of state law for purposes of liability
under 42 United States Code section 1983. The Court concluded
that a public defender does not act under color of state law
when performing a lawyer's traditional functions as counsel to
a defendant in a criminal proceeding, because the public defender
is serving an essentially private function, adversarial to and
independent of the state. ( Polk, supra, 454 U.S. at pp.
318, 325.) In this capacity, the public defender maintains the
same level of professional independence as a private attorney,
and the state is constitutionally obligated to respect this independence.
( Id . at pp. 321-322.) Accordingly, the complaint by
the client alleging that his public defender's actions, including
a motion to withdraw from representation of him, had deprived
him of his civil rights (e.g., right to counsel, right against
cruel and unusual punishment, and/or right to due process of
law), failed to state a claim under 42 United States Code section
1983. It was insufficient for the client to allege that the public
defender had acted "under color of state law," a jurisdictional
requisite for a action, by relying on her employment by the county,
a public agency. ( Polk, supra, 454 U.S. at p. 315.) In
my view, the principles set forth in Polk do not support,
let alone compel, the conclusion reached by the majority that
the subject database is a private record on this issue of first
impression.
It is first necessary to recognize the context of the
ruling in Polk, supra, 454 U.S. 312, a civil rights action
arising under 42 United States Code section 1983. This procedural
context cannot be disregarded in assessing the applicability
here of its statements about the capacity in which a public defender
acts. The purposes of this federal statute have been summarized
as follows: It provides a civil action "to protect persons
against misuse of power possessed by virtue of state law and
made possible because the defendant was clothed with the authority
of the state. . . . [¶ ] 42 U.S.C.A. § 1983 basically
seeks to deter state actors from using the badge of their authority
to deprive individuals of their federally guaranteed rights and
to provide related relief. [¶ ] The goal of 42 U.S.C.A.
§ 1983 is to deter public officials from violating citizens'
federal rights and to compensate the victims of such official
wrongdoing. The statute was intended not only to provide compensation
to the victims of past abuses, but to serve as a deterrent against
future constitutional deprivations as well." (15 Am.Jur.2d
(2000) Civil Rights, § 63, pp. 275-276; fns. omitted.)
In Polk, supra , 454 U.S. 312, the Supreme Court
further clarified its holding: "In concluding that [the
public defender] did not act under color of state law in exercising
her independent professional judgment in a criminal proceeding,
we do not suggest that a public defender never acts in that role.
In Branti v. Finkel (1980) 445 U.S. 507, for example,
we found that a public defender so acted when making hiring and
firing decisions on behalf of the State. It may be--although
the question is not present in this case--that a public defender
also would act under color of state law while performing certain
administrative and possibly investigative functions. [Citations.]
. . . [We] decide only that a public defender does not act under
color of state law when performing a lawyer's traditional functions
as counsel to a defendant in a criminal proceeding." ( Polk,
supra , 454 U.S. at pp. 324-325; emphasis added.) Accordingly,
in Polk , the main concern of the United States Supreme
Court was whether the public defender had acted as an arm of
the state in declining to represent the indigent client as the
client saw fit, despite the lack of legal merit for his desired
position.
Polk, supra, 454 U.S. 312, has been cited as
a representative of the decisions that narrow the state action
jurisdictional requirement for a federal civil rights action,
as part of a line of United States Supreme Court authority that
limits the reach of section 1983. (1 Steinglass, Section 1983
Litigation in State Courts (2002) § 1983 Remedies, §
2:5, pp. 2-8 to 2-20.) Although an action in federal court under
section 1983 will constitute the principal means for asserting
federal civil rights claims against state or local defendants,
not all alleged violations of federal law are actionable under
section 1983, for reasons of standing or other procedural doctrines.
( Ibid .)
As the majority notes, the Florida Supreme Court has
applied the Polk rationale in a case involving a public
records dispute. ( Kight v. Dugger (Fla. 1990) 574 So.2d
1066, 1069 [records of criminal defendant's trial counsel not
subject to disclosure to the prosecution under Florida's Public
Records Act merely because records had been provided to a governmental
defense agency appointed to represent defendant at post-conviction
proceedings].) However, Kight is distinguishable because
there, the basis for the court's conclusion (that no disclosure
was required of the public defender's files to the prosecutor)
was that those files which related to a specific defendant were
in the possession of the agency in furtherance of its representation
of an individual indigent client. The court said, "To hold
otherwise would subject the records of a defendant who is unable
to retain private collateral representation to public disclosure
while those of a defendant represented by private counsel would
be immune from such disclosure." ( Ibid. ) Those
considerations are not relevant to the issues before this Court,
because no disclosure has been sought by the prosecution, nor
is there any allegation that this database was compiled specifically
in furtherance of the representation of an individual indigent
client, as in Kight , nor is there any allegation that
any private counsel are currently maintaining the same type of
database as is the public defender, such that any equal protection
concerns are involved. (See also Long v. Dillinger (1997)
701 So.2d 1168, 1169, also a Florida case, distinguishing Kight'
s statement that a public defender's file is the private
record of the defendant, as being made in the context of explaining
why appellate defense counsel who inherited the file should not
have to disclose the file to the state prosecuting attorney;
further holding that the public defender did not have to surrender
its original trial file to appellate counsel for the defense,
but must make it available for copying.) It is the institutional
nature of the public defender's office and the administrative
decisions of its management that make the creation of such a
database possible.
On a side note, it seems fruitless here to attempt to
base an analysis of the Public Records Act's definitions provisions
on a distinction between the public defender's status as an employee
of a public governmental agency, and the status of privately
retained defense counsel, with respect to a privilege to collect
information about private citizens or public officials. The majority,
relying on its view that the database is a creation of the private
"core function" of the public defender, observes: "Allowing
the Association or other entities or individuals to dictate what
information the Public Defender may retain and evaluate would
unnecessarily intrude upon its work when private counsel is not
subject to similar intrusion." (Maj. opn., p. 9.) Respectfully,
such analysis fails to accurately characterize the current proceeding
or the data at issue. It is clear from the record that the decision
to create the database was that of a government administrator
and is not directly related to any individual client. It is a
decision by a government agency to expend its resources in a
particular manner and to accumulate data on individual citizens
and public officials, for institutional reasons. It is clear
from the decision in Polk, supra, 454 U.S. 312, that when
the public defender functions outside of the demands of individual
representation of clients, it does so in a governmental and administrative
role and it is therefore, I submit, legitimately subject to the
same privacy restrictions as any other governmental agency.
In light of these considerations, a proper reading of
Polk, supra, 454 U.S. 312, and its progeny demonstrates
that not only are those unusual facts distinguishable, but its
guiding principle relied upon by the majority is inapposite here,
because (1) we should not be concerned with whether a public
defender acts under color of state law when performing a lawyer's
traditional functions as counsel to a defendant in a criminal
proceeding, but rather with whether the nature of the functions
that are involved in the creation of this database actually falls
within the performance of such traditional private functions
of defense counsel, or whether they represent an unwarranted
extension thereof; (2) nor can one justifiably view the creation
of this database as being within the performance of a lawyer's
traditional functions as counsel to a defendant in a criminal
proceeding, in light of the generic nature of the information
gathered, not shown to be specifically related to the purpose
of performing such representation for any particular client at
any particular time, by reason of the exercise of independent
professional judgment in a criminal proceeding; (3) the public
defender's office's activities in creating and maintaining the
database are conducted with public funds as an administrative
or background investigative function, rather than involving any
specific client-related representational or strategy decisions;
(4) in creating the database, the public defender is not serving
an essentially private function that is adversarial to and independent
of the state and which therefore deserves a high level of confidentiality
and protection, but rather, there is a lack of individualized
representation in the carrying out of the necessary processing
of information and investigation in the database, and therefore
this activity is carried out in a dominantly administrative or
public agency capacity. (See Polk, supra, 454 U.S. at
pp. 318, 325.)
These conclusions are supported by the analysis set
forth in a comparable Ohio case, which has not been discussed
by the majority. In Ohio ex rel. Beacon Journal Publishing
Company v. Bodiker (1999) 731 N.E.2d 245 ( Beacon Jour
nal), [FOOTNOTE 3] a newspaper sought disclosure from a public
defender's office of "all financial records, budgetary records
or other material that itemizes, details or otherwise records
staff time and public money spent on [an executed defendant'
s] case" ( id. at p. 249), due to an interest in
the effort invested in defending the deceased. The request was
denied, and the newspaper filed a complaint in mandamus, requesting
a writ ordering the public defender's office to furnish it with
reasonable access and the right to inspect and copy the requested
financial and time records. The court found that although records
reflecting the public defender's exercise of professional judgment
on behalf of the indigent client in the actual criminal proceeding
would be protected from disclosure, other recordkeeping activities
"including recording attorney time sheets for efficiency
purposes, entering those time records into a computer database,
and memorializing contractual agreements with private parties,"
( id. at p. 252) related only tangentially, if at all,
to the actual case-related exercise of professional judgment
on behalf of the indigent client in the actual criminal proceeding.
In reaching its conclusions, the Ohio court declined
to rely on the holding of Polk, supra , 454 U.S. 312,
because that case "focused on the actual representation
of the accused, which the court held to be ' essentially a private
function, traditionally filled by retained counsel, for which
state office and authority are not needed.' [Citation.]"
( Beacon Journal, 731 N.E.2d at pp. 251-252.) Polk,
supra, 454 U.S. 312, was not dispositive in the case before
the Ohio court, which involved a public records request controlled
by the statutory definition of "public office," rather
than the "color of state law" concept for the purposes
of pursuing a civil action under 42 United States Code section
1983. ( Beacon Journal, supra, 731 N.E.2d at p. 251.)
Accordingly, the court in Beacon Journal, supra,
731 N.E.2d 245, found the public defender's time sheets,
database, and contracts at issue in the particular defendant's
case were public records under the Ohio statute and could be
requested as such, and statutory exemptions asserted. ( Id
. at pp. 252-255.) All the available information in the record
before us supports a similar distinction here between the background
information gathering of this database, as an operational function
of the office, as contrasted with the public defender's case-specific
strategic and investigative decisions taken in the course of
representing its individual clients.
In summary, the holding in Polk, supra, 454 U.S.
312, is a relatively narrow one, dealing with the scope of federal
civil rights relief under 42 United States Code section 1983,
and that holding is not appropriately dispositive in this public
records disclosure context. With these authorities and approaches
in mind, I next turn to the questions of law presented by the
Association's disclosure requests, as resolved by other, more
clearly applicable authority.
II
Reconciliation of Competing Policies
To resolve the issues presented under section 6252,
subdivision (e), i.e., whether the information contained in the
database relates to "the conduct of the public's business,"
one should examine the specific claims made by the Association
in support of disclosure. The Association's request for disclosure
sought "access to and inspection of any and all records
compiled by your office for inclusion into any information database
maintained on the law enforcement officers." At the trial
court level, the Association outlined three reasons why the public,
including its members, have an interest in the database, for
the purposes of determining whether the database: (1) violates
their right to privacy; (2) contains peace officer personnel
records ( Pitchess material) that are subject to special
protections under Penal Code section 832.5 et seq., and Evidence
Code sections 1043 and 1045, or (3) contains inaccurate information,
such as outdated newspaper reports or unsubstantiated allegations
in court or civil service filings. The Association took the position
that its members were not seeking disclosure of this information
as agents for the prosecution or as witnesses in any particular
criminal or civil case, but rather they sought access to the
database in their capacities as members of the public who were
individual citizens who have a legitimate interest in the accuracy
and extent of the personal and private information, as well as
personnel matters, contained in the database.
To support the public defender's position that the information
collected and retained in the database is necessary to its function
as counsel to indigent criminal defendants, it argues that law
enforcement officers are frequent witnesses in criminal proceedings.
Thus, evidence bearing on their credibility is always relevant.
(See People v. Rodriguez (1999) 20 Cal.4th 1, 9.) In determining
the credibility of a witness, the trier of fact may consider
any matter tending to prove or disprove the truthfulness of the
witness's testimony. (Evid. Code, § 780.) For example, evidence
of past misconduct may tend to show the witness has some motive,
bias, or interest that might induce false testimony. (Evid. Code,
§ 780, subd. (f); People v. Mickle (1991) 54 Cal.3d
140, 168.) The database at issue assembles information collected
from various sources on recurring issues such as police performance.
This allows public defender attorneys to share, quickly and efficiently,
such information without having to undertake a new investigation.
Since public defender attorneys carry a heavy workload, individual
clients presumably benefit from this effort to conserve time
and resources.
Further, the public defender maintains it is not a state
agent, but rather is acting as a private attorney when representing
clients, and it seeks to prepare to represent its clients in
this fashion. (See In re Hough (1944) 24 Cal.2d 522, 528-529.)
When representing clients by appointment, the public defender
is held to the same professional standards as private defense
counsel. ( Polk, supra , 454 U.S. at pp. 318, 325; Barner,
supra , 24 Cal.4th 676, 683.) The public defender is held
accountable for the decisions it makes regarding the representation
of its clients through the potential for malpractice liability,
and it is not entitled to civil malpractice immunity under section
820.2. ( Barner, supra , 24 Cal.4th at p. 691) Accepting
the public defender's arguments, the majority concludes that
due to the asserted purposes for which the database was assembled,
the database is either private material that is protected from
all disclosure, or it is exempt from the requested disclosure
under the Act's specific provisions. (Maj. opn., pp. 2, 14.)
However, I can find no basis in the record to support
the public defender's position that the preparation and maintenance
of this database is sufficiently closely related to its individualized
representation of particular indigent defendants, at the present
time or in the future, so as to immunize these records from all
public disclosure. Under section 6253, there is a presumption
that public records will be disclosed absent a lawful exemption
or privilege. These records were prepared in a publicly funded
office, by employees of the public agency, concerning employees
of other public agencies. The public defender's assertion that
the purpose of the database, to assemble information to further
the representation of future as well as current criminal defendants,
is purely private in nature, so as to invoke privacy rights on
the part of the public defender's office that would take this
matter out of "the conduct of the public's business"
definition of section 6252, subdivision (e), is simply not supported
by the manner of the creation or the use of the database. Even
though the public defender has particularized duties towards
its individual clients, that fact does not render the entire
office private in nature for purposes of the Act, considering
its public funding and the governmental aspects of its administration.
Rather, the public as a whole has a very strong interest in being
informed about the extent and nature of the recordkeeping by
the public defender concerning other public servants, quite apart
from the interests of the individuals involved. (See Connell,
supra, 56 Cal.App.4th at pp. 616-617.) [FOOTNOTE 4]
First: I'm so lonely/lonesome/horny. Too much
wine. Aching to be held.
Just held. Just want a tinysy little physical affection
for a change. It
could lead to other things but for now, just a sincere hug would
be wonderful. Second: I've got to tell you about the movie/documentary
I saw today.
"Stone Reader." It had a good review in the local
avant guarde rag which is
one of several that I relish reading because it is so different
from anything
I've encountered for years and years and years. The documentary
(I won't go
into detail) is really about/written for bibliophiles/writers.
<<Still thinking, because there's so little support and
commitment from the board. Unlike many nonprofits, this
group has no ethic of "Give, get or get off" the board.
Actually the scariest prospect is continuing with such
conditions. Everyone here knows about it, and the executive
director and
president are sympathetic, but they can't change much either.
Both of them
have said, on different occasions, that they'll walk if I do.
I know at
least one is very serious. The time frame is almost certainly
in the next 90
days. Yes, it will be tough, since I'll be doing much the
same things but
asking people to pay in something other than a tax-deductible
contribution.
But I know there's a market for it, and the trick will be to
find it.>>
I empathize with the anxiety of it all. Been there;
done that. Hospice and
I played that game for over four months until finally the Board
Pres. (and it
was truly all about him) walked into my office and said, almost
this
explicitly, you've got five minutes to get out. You'd called
me later that
morning. I'll never forget it. The Board Pres. told
a close friend of mine
(a friend of his but he didn't know how close this friend was
of mine) a few
weeks prior, that he'd concede he was wrong, but his ego wouldn't
permit it.
Too true. That, of course, is history but I truly empathize
with your
situation. I certainly am full advice but wouldn't impose
that upon you.
Besides, you're so much brighter than I these matters and have
plenty who
will load you down with advice. <<If I wanted extrovert
companionship, I'd get a dog Which makes me wonder, do introverts
like cats more than dogs?>>
Good question but I'm very fond of both. Oh heck, I
just liked four-legged
critters...the kind of fur; scales? Nope. "Since water is
the overriding topic of concern here, what do you think of this
statement: It's a sad reflection on our society that something
as basic as drinking water is now a consumer product." <<I
don't agree. Water has always been sold in arid areas,
at least in towns
and cities. Only in the desert do the Bedouin consider
wells a common
resource (an Islamic cultural attitude, I believe). Or
have I got it
bassackwards? I'll have to watch "Lawrence of Arabia"
again>>. The guy in the above movie (Omar Shariff) demonstrated
quite clearly, by
shooting a thirsty guy at his well, that it is very territorial.
But maybe
it was required for the script. The modern day, U.S. equavalent
is now
experiencing rather ugly water wars (we do it with lawsuits,
not guns)
building between Southern California , Colorado, Arizona, NM
over the Rio
Grande water. Utah must figure in to into all but I haven't
read of that. I believe it IS a sad reflection on OUR society.
We insist upon golf courses
and swimming pools in arid regions; green lawns where they wouldn't
have
survived. We dump tons and tons of gray water away because
we don't want to
spend the money to recapture it. We've got to have dish
washers/washing
machines/car washes that use water as though there were...oceans
of the
stuff. Potable water is rapidly becoming scare, here and
certainly in the
rest of the world. "How about: An eye for an eye and
a tooth for a tooth.
What say you?" <<After the first assault,
it tends over the long term to leave everyone
blind and dentured. And actually it doesn't go
far enough. If I want to
retaliate for someone who's gouged out my eye, you can bet I
won't stop
at just one of his for the sake of moderation.>>
Very Bush-ish. Sorry, that's insulting and I apologize
for that but would
love to debate any and all of the above and much more in a tub
of suds with a
couple glasses of wine, a little music and a few candles. <<...I
admit that I can get carried away imagining your reactions, putting
thoughts in your mind and words in your mouth. But at least my
own portrayed
emotions and reactions are authentic.
My reactions would be eager and welcoming to be taught/experiment/savor
everything you've alluded to or written of. You've increasingly
aroused my
interest and desire to give you/us every and all things we can
experience. I
trust you. You are one of the most gentle, attentative
of lovers. However,
I have to confess that, after the haiku, I think you are far
more experienced
in certain matters than I. I'm willing to learn. <<It
excites me to hear your excitement. But don't fake it.>>
No, I wouldn't/won't demean either one of us with phonyness.
We'd learn what
pleases and excites one another. I'd give a great deal
to have the time to
do that. But never at the expense of harming anyone. Its
just that there
are times I want you so much. Want to experience your gentleness,
your
hunger, your urgency, want to give to myself to you in all the
ways I can.
All that want, that need comes from believing in you and believing
that we
would be so good together. In many ways, not just sexually.
I want to laugh
with you, vigorously debate with you, share silence with you,
chat about
mundane things. And, as you said in one of the incredibly
wonderful haikus,
to be separate during the day but to come together at night.
Hold me in bed
to let me know you are still there, that your need to silence
and separation
was not caused by me, had nothing to do with me but you needing
to be you.
When you spoon me to your warm body then I'm whole and can sleep.
I think the wine has definitely taken over...but let my message
be that you
are cherished and desired.
<<"The "J" stands for judging rather
than perceiving."
Are they mutually exclusive? >>
Yes. Judging is based on knowledge; perception on intuition.
Its hard to stop writing, to break the connection.
But I must now. AY, A, A, A
The majority is impressed by the argument that such
a database would be a convenience to the entire public defender's
office. Although the public defender attorney staff seeks to
use the database to access background information regarding prosecution
witnesses such as law enforcement officers, rather than newly
investigating each allegation as it arises, the privacy concerns
of the individual officers involved cannot be ignored merely
for the sake of efficiency. It would undoubtedly be very efficient
for governmental agencies to have complete files on all citizens.
Nevertheless, our societal interest in privacy has consistently
demonstrated a willingness to forego such an "efficient"
form of government.
In light of the type of information that is reportedly
being collected, including data not derived from client files
but rather material from other court files, civil service proceedings,
peace officer reports and newspaper articles, I think it is clear
that the legitimate privacy concerns of individual citizens who
are the subject of this information are implicated, along with
the general public's interest in the conduct of the government's
business. One cannot say as a matter of law that in every instance,
the database is being prepared, used and retained by the public
defender solely in furtherance of its duties as counsel to individual
defendants in particular criminal proceedings. Rather, this activity
appears to be an unprecedented extension of the public defender's
representative capacity, which should properly invoke application
of the Public Records Act, based upon its definitional provisions.
In short, the mischiefs identified in White v. Davis, su pra,
13 Cal.3d 757, at which the privacy provisions of the California
Constitution are directed, are all implicated here: "government
snooping," secret gathering of personal information, overbroad
collection and retention of unnecessary personal information
by government interests, the improper use of information that
was properly obtained for a specific purpose, for other purposes,
and the lack of any reasonable safeguards on the accuracy of
existing records. ( Id. at p. 775.)
III
Further Proceedings: Potential Exemptions Under
Sections 6254 or 6255?
The majority's backup position is that although these
files should not be considered public records, if they are, they
must be exempt from disclosure under section 6255. The problem
with this position is that as far as the record is concerned,
we only have the public defender's characterization of the contents
of the files, and the public defender did not pursue its affirmative
defense of exemption under section 6255 in the trial court, relying
instead on section 6254, subdivision (k). The majority characterizes
the goal of the Association as stopping the public defender from
retaining information about its members, particularly inaccurate
information that is not attached to any particular case or information
of a private nature. (Maj. opn., p. 9.) The majority then disclaims
any implication that ". . . all documents possessed by the
public defender regarding the database are private rather than
public records." (Maj. opn., p. 9.) It would allow disclosure
only of rules and costs relating to the records. (Maj. opn.,
pp. 9-10.)
Thus far, no court has taken any evidence about the
substantive nature of the records, in camera or otherwise, nor
required the public defender to demonstrate the actual content
of the files or how the public interest would be served only
by complete secrecy. Without any inspection of the files by any
judge or justice, the majority seeks to make that decision, by
engaging in a purported balancing of societal interests. It says
that the interest of the general public in what information the
public defender retains for the representation of its clients
is slight. (Maj. opn., p. 19.) However, in my view, simply accepting
the public defender's assurance that all is well is too much
like the discredited assurance, "Trust me . . . I am from
the government and I am here to help." Respectfully, I would
prefer a proper application of section 6255 by a trial court
and a complete record before making such an important decision,
assuming that the issue of status as a public record is first
correctly resolved. It may be that after a real hearing, with
appropriate in camera inspection of the records by a trial court,
most or even all of the files may be found to be exempt from
disclosure. It would not be logistically difficult to create
such a procedure, once the appropriate structure is established
pursuant to the Act.
In conclusion, I remain convinced that the public defender's
database, or as I have called it, a collection of dossiers on
individual public employees, is a public record. I believe a
fair analysis of the appellate record shows the database is not
directly related to the legal representation of individual clients,
but rather is generally accessible by public employees using
name references to individual citizens who work as public officials.
I have no quarrel with the public defender's sincere desires
to make his system more efficient, to better represent future
clients, and perhaps, to redress what he perceives to be incidents
of official misconduct. Presumably, the representatives of all
other governmental agencies share the same sincere desires to
do their jobs efficiently. Our society, however, has never been
willing to trust government power free from scrutiny. The Public
Records Act and the California right of privacy contained in
the state constitution recognize the right of citizens and public
officials alike to demand a limit to the ability of government
to collect, store, and disseminate data on individuals.Because
the majority opinion does not recognize the true nature of the
governmental actions involved in the collection of this database,
it has failed to properly implement the policies of the Act and
the state constitution. This court should recognize the strong
privacy interests at stake in this case and should reverse the
trial court ruling, with directions to enter an order that the
records at issue are public in nature, and to conduct further
proceedings to resolve the scope of any legitimate claims of
exemption from public disclosure. I therefore respectfully dissent.
HUFFMAN, Acting P.J.
::::::::::::::::::::::::::::: FOOTNOTE(S):::::::::::::::::::::::::::::
FN1. All statutory references are to this code unless
otherwise indicated.
FN2. It should be obvious to the reader that the dissent
was written in response to a different draft of the majority
opinion. The majority has redrafted and attempted to shore up
its analysis. Much of the new draft is devoted to a criticism
of the dissent. While it is tempting to return the volley, frankly
nothing in the new draft requires a new round of responsive critiques.
I remain unconvinced by the new majority draft and stand by the
views I have expressed in this dissent.
FN3. The majority opinion now cites, but does not discuss
or analyze this case. (Maj. opn., pp. 12-13.)
FN4. The majority opinion declares I have not directly
responded to its "conclusion that the database . . . does
not ' relat[e] to the conduct of the public's business.' "
(Maj. opn., p. 10.) This portion of the dissent directly responds
to and refutes the majority's conclusion.
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