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ARIZONA RIGHT TO LIFE POLITICAL ACTION COMMITTEE, Plaintiff-Appellant,
v.
BETSY BAYLESS; JANET NAPOLITANO, in her official capacity
as the Arizona Attorney General, Defendants-Appellees.
No. 01-17065
United States Court of Appeals for the Ninth Circuit
D.C. No. CV-00-00129-RGS
Appeal from the United States District Court for the District
of Arizona Roger G. Strand, District Judge, Presiding Argued
and Submitted November 4, 2002--San Francisco, California Before:
M. Margaret McKeown and Richard A. Paez, Circuit Judges, and
Louis H. Pollak, [FOOTNOTE *] District Judge.
COUNSEL
James Bopp, Jr. and Eric C. Bohnet, Bopp, Coleson & Bostrom,
Terre Haute, Indiana, and Douglas V. Drury, Mueller & Drury,
P.C., Scottsdale, Arizona, for the appellant.
Janet Napolitano, Attorney General, Patrick Irvine, Solicitor
General, and Joseph A. Kanefield, Assistant Attorney General,
Phoenix, Arizona, for the appellee.
Filed February 25, 2003
McKEOWN, Circuit Judge:
Negative political advertising is nothing new. Whether the
mudslinging came in the form of name calling by Abraham Lincoln's
detractors, [FOOTNOTE 1] taunts about Grover Cleveland's draft-dodging
and his illegitimate child--" Ma, Ma, where's my pa?"
[FOOTNOTE 2] --or the more recent and memorable Willie Horton
incident--linking Governor Michael Dukakis with a furloughed
convict [FOOTNOTE 3] --the rough and tumble of political campaigning
has embraced a wide range of political speech. Arizona's effort
to curb such negative political advertising is the genesis of
this lawsuit.
We consider here the extent to which a state may regulate
political speech in the final days before an election. To limit
negative advertising and to afford candidates an opportunity
to respond to "negative hit pieces," the Arizona legislature
passed a statute requiring advance notice before distribution
of certain political literature and advertising. Specifically,
within ten days before an election, a political action committee
advocating the election or defeat of any candidate must mail
a copy of the communication to the candidate at least twenty-four
hours in advance. We conclude that this regulatory scheme, which
imposes a severe burden on political speech, violates the First
Amendment because it is not "narrowly tailored to serve
a compelling state interest." Buckley v. Am. Constitutional
Law Found., Inc., 525 U.S. 182, 192 n.12 (1999) (internal quotation
marks and citations omitted). Consequently, we reverse the district
court's denial of Arizona Right to Life Political Action Committee's
claims for injunctive and declaratory relief.
Background
In 1993, the Arizona legislature passed an election reform
scheme that contained, among other provisions, limitations on
the timing of political advertising. Ariz. Rev. Stat. ("A.R.S."
) § 16-917(A). A.R.S. § 16-917(A) provides:
A political committee that makes independent
expenditures for literature or an advertisement relating to any
one candidate or office within ten days before the day of any
election to which the expenditures relate, shall send by certified
mail a copy of the campaign literature or advertisement to each
candidate named or otherwise referred to in the literature or
advertisement twenty-four hours before depositing it at the post
office for mailing, twenty-four hours before submitting it to
a telecommunications system for broadcast or twenty-four hours
before submitting it to a newspaper for printing.
Section 16-917(A) applies only to "independent expenditures,"
which are defined as:
[A]n expenditure by a person or political com
mittee, other than a candidate's campaign committee, that expressly
advocates the election or defeat of a clearly identified candidate,
that is made without cooperation or consultation with any candidate
or committee or agent of the candidate and that is not made in
concert with or at the request or suggestion of a candidate,
or any committee or agent of the candidate.
A.R.S. § 16-901(14). A political action committee ("PAC"
) that violates § 16-917(A) must pay "a civil penalty
of three times the cost of the literature or advertisement that
was distributed in violation of this section." Id. at
§ 16-917(D).
Appellant Arizona Right to Life Political Action Committee
("ARLPAC" ) is a PAC. According to its bylaws, ARLPAC's
primary purpose is to "present detailed and factual information
upon which individuals and the general public may make an informed
decision about the various topics of fetal development, abortion,
alternatives to abortion, euthanasia, and infanticide."
ARLPAC seeks to advance this goal by "[i]dentifying and
educating the public regarding candidates for public office .
. . ." To further this objective, ARLPAC often makes independent
expenditures to express its support for or opposition to candidates.
Believing that § 16-917(A) impermissibly burdens its
right to speak and educate the public about certain candidates,
ARLPAC filed an action challenging the constitutionality of this
statute. ARLPAC's motion for preliminary injunction was consolidated
with a trial on the merits. The district court denied ARLPAC's
request for a permanent injunction and a declaratory judgment
with respect to § 16-917(A). [FOOTNOTE 4]
Discussion
I. ARLPAC Has Standing to Challenge A.R.S.
§ 16-917(A)
As a threshold matter, we must consider whether ARLPAC has
standing to challenge A.R.S. § 16-917(A). The "case
and controversy" mandate of Article III of the Constitution
requires us to address standing even though Arizona did not argue
the point in its briefs and first raised the issue at oral argument.
Under Article III, a federal court only has jurisdiction to
hear claims that present an actual "case or controversy."
Allen v. Wright , 468 U.S. 737, 750 (1984). To satisfy
this prerequisite, a plaintiff must demonstrate that it has suffered
an "injury-in-fact," i.e., "a realistic danger
of sustaining a direct injury as a result of the statute's operation
or enforcement." [FOOTNOTE 5] Babbitt v. United Farm Workers
Nat' l Union, 442 U.S. 289, 298 (1979). This direct injury requirement
is tempered, however, in that "[o]ne does not have to await
the consummation of threatened injury to obtain preventive relief."
Reg' l Rail Reorg. Act Cases, 419 U.S. 102, 143 (1974)
(internal quotation marks and citations omitted). Rather, it
is "sufficient for standing purposes that the plaintiff
intends to engage in ' a course of conduct arguably affected
with a constitutional interest' and that there is a credible
threat that the challenged provision will be invoked against
the plaintiff." LSO, Ltd. v. Stroh , 205 F.3d 1146,
1154-55 (9th Cir. 2000) (quoting Babbitt , 442 U.S. at
298)).
Constitutional challenges based on the First Amendment present
unique standing considerations. In an effort to avoid the chilling
effect of sweeping restrictions, the Supreme Court has endorsed
what might be called a "hold your tongue and challenge now"
approach rather than requiring litigants to speak first and take
their chances with the consequences. See Dombrowski v. Pfis
ter, 380 U.S. 479, 486 (1965) (recognizing the "sensitive
nature of constitutionally protected expression," in permitting
a pre-enforcement action involving the First Amendment); see
also Bland v. Fessler , 88 F.3d 729, 736-37 (9th Cir. 1996)
("That one should not have to risk prosecution to challenge
a statute is especially true in First Amendment cases . . . ."
). Were it otherwise, "free expression -- of transcendent
value to all society, and not merely to those exercising their
rights -- might be the loser." Dombrowski , 380 U.S.
at 486. Thus, "when the threatened enforcement effort implicates
First Amendment rights, the inquiry tilts dramatically toward
a finding of standing." LSO , 205 F.3d at 1155.
The record before us demonstrates that ARLPAC has suffered
injury from the operation of § 16-917(A). Although ARLPAC
has neither violated the statute nor been subject to penalties
for doing so, ARLPAC was forced to modify its speech and behavior
to comply with the statute. For example, ARLPAC wanted to disseminate
advertising without providing twenty-four hour advance notice
to candidates; nonetheless, to avoid penalties associated with
failure to satisfy the notification requirement, ARLPAC provided
the notice and delayed its speech both before the September 2000
primary election and subsequent elections. Thus, as in Virginia
v. Am. Booksellers Ass' n , ARLPAC faced actual harm from
the operation of the statute because "the alleged danger
of [§ 16-917(A)] is, in large measure, one of self-censorship;
a harm that can be realized even without an actual prosecution."
484 U.S. 383, 393 (1988).
It was not unreasonable for ARLPAC to modify its behavior
out of fear of being the object of an enforcement action. Arizona
has not suggested that the legislation will not be enforced if
ARLPAC or any other PAC were to violate its provisions nor has
§ 16-917(A) fallen into desuetude. Bland , 88 F.3d
at 737. Under such circumstances, ARLPAC faced a reasonable risk
that it would be subject to civil penalties for violation of
the statute. See Am. Booksellers Ass' n , 484 U.S. at
393 (concluding that plaintiffs have standing where the "State
has not suggested that the newly enacted law will not be enforced,
and we see no reason to assume otherwise" ); Babbitt
, 442 U.S. at 302 (noting the government's failure to state
that it would not prosecute parties like plaintiffs and concluding
that plaintiffs "are thus not without some reason in fearing
prosecution" ). Because ARLPAC reasonably feared prosecution
under § 16-917 for engaging in protected speech, ARLPAC
has standing to challenge the statute. See Majors v. Abell
, ___ F.3d ___, 2003 WL 152431 (7th Cir., Jan. 23, 2003)
(holding in political advertising case that if a statute "may
deter constitutionally protected expression because most people
are frightened of violating criminal statutes . . . , there is
standing." ).
Finally, we observe that it would turn respect for the law
on its head for us to conclude that ARLPAC lacks standing to
challenge the provision merely because ARLPAC chose to comply
with the statute and challenge its constitutionality, rather
than to violate the law and await an enforcement action. Rather,
ARLPAC's decision to comply "demonstrates a commendable
respect for the rule of law," see Bland , 88 F.3d
at 737, and should not preclude ARLPAC from challenging the statute.
See Mobil Oil Corp. v. Attorney Gen. of Va., 940 F.2d
73, 75 (4th Cir. 1991) ("Public policy should encourage
a person aggrieved by laws he considers unconstitutional to seek
a declaratory judgment against the arm of the state entrusted
with the state's enforcement power, all the while complying with
the challenged law, rather than to deliberately break the law
and take his chances in the ensuing suit or prosecution."
).
Accordingly, we conclude that ARLPAC has standing to challenge
A.R.S. § 16-917(A). [FOOTNOTE 6] Because we are satisfied
that we have jurisdiction, we now turn to the merits of this
appeal.
II. First Amendment
The central question raised in this appeal is whether the
notice requirement contained in A.R.S. § 16-917(A) imposes
an impermissible burden on political speech in violation of the
First Amendment. We consider this issue de novo , "requir[ing]
us to apply principles of First Amendment jurisprudence to the
specific facts of this case." Gerritsen v. City of Los
Angeles , 994 F.2d 570, 575 (9th Cir. 1993) (quoting ACORN
v. Phoenix , 798 F.2d 1260, 1263 (9th Cir. 1986) (internal
quotations marks omitted)).
The Supreme Court teaches that "[w]hen deciding whether
a state election law violates [First Amendment rights], we weigh
the character and magnitude of the burden the State's rule imposes
on those rights against the interests the State contends justify
that burden, and consider the extent to which the State's concerns
make the burden necessary." Timmons v. Twin Cities Area
New Party, 520 U.S. 351, 358 (1997) (internal quotation marks
and citations omitted). "Regulations imposing severe burdens
on plaintiffs' rights must be narrowly tailored and advance a
compelling state interest. Lesser burdens, however, trigger less
exacting review, and a State's important regulatory interests
will usually be enough to justify reasonable, nondiscriminatory
restrictions." Id . (internal quotation marks and
citations omitted). Accord Buckley , 525 U.S. at 192 n.12
(describing the "now-settled approach" that state regulations
"impos[ing] ' severe burdens' on speech . . . [must] be
narrowly tailored to serve a compelling state interest."
(internal quotation marks and citations omitted) (modifications
in original)). We agree with the district court that § 16-917(A)
is subject to strict scrutiny because it imposes a severe burden
on speech. The statute imposes a prior restraint on PACs through
a twenty-four hour notification requirement. Several important
features of this statute require us to invoke strict scrutiny.
Significantly, the statute is aimed at political speech, which
is at the heart of our democratic process and "operates
at the core of the First Amendment." Boos v. Bar ry,
485 U.S. 312, 318 (1988); see also Mills v. Alabama ,
384 U.S. 214, 218 (1966) ("Whatever differences may exist
about interpretations of the First Amendment, there is practically
universal agreement that a major purpose of that Amendment was
to protect the free discussion of governmental affairs."
). The First Amendment reflects a "' profound national commitment'
to the principle that ' debate on public issues should be uninhibited,
robust, and wide-open.' " Boos , 485 U.S. at 318
(quoting New York Times Co. v. Sullivan , 376 U.S. 254,
270 (1964)). Rather than allowing free-flowing, uninhibited speech
in the last days before the election, however, § 16-917(A)
imposes a twenty-four hour waiting period before distribution
of communications to the public. This "built-in delay mechanism"
prevents the timely exercise of First Amendment rights and prohibits
spontaneous political expression. Grossman v. City of Portland,
33 F.3d 1200, 1206 (9th Cir. 1994) (quoting Cmty. for Creative
Non-Violence v. Turner , 714 F.Supp. 29, 33 (D.D.C. 1989).
Restricting spontaneous political expression places a severe
burden on political speech because, as the Supreme Court has
observed, "timing is of the essence in politics . . . and
when an event occurs, it is often necessary to have one's voice
heard promptly, if it is to be considered at all." Shuttlesworth
v. City of Birmingham, 394 U.S. 147, 163 (1969) (Harlan,
J., concurring); Rosen v. Port of Portland , 641 F.2d
1243, 1247-50 (9th Cir. 1981) (holding one-day advance notice
requirement for demonstrating or distributing leaflets in airport
imposes a severe burden on speech and constitutes a prior restraint).
To suggest that the waiting period is minimal ignores the reality
of breakneck political campaigning and the importance of getting
the message out in a timely, or, in some cases, even instantaneous
fashion.
Section 16-917(A) does more than delay communication. It also
effectively prohibits speech in situations where the communication
was not, or could not have been, prepared far enough in advance
of the election for the PAC to comply with the notice provision.
To illustrate this point, consider the effect of § 16-917(A)
on the following situation: Assume that a candidate erroneously
implied in a news conference on the Sunday before election day
(Tuesday) that he had a PAC's endorsement. Although the PAC may
wish to place a newspaper advertisement or run a television spot
to inform the public of this error, the PAC would be prohibited
from doing so under § 16-917(A) because it would be impossible
for the PAC to comply with the twenty-four hour notice requirement
and still distribute its communication to the public before the
Tuesday election.
Consider a variation on the theme. In this digital age, political
communications are increasingly being mass distributed via the
Internet. [FOOTNOTE 7] Imagine that in an eleventh hour letter
distributed via the Internet, a candidate disparaged his opponent's
PAC endorsement and receipt of considerable PAC funds. The PAC
would be hogtied in its ability to respond. Although an Internet
response easily could be generated from a technical standpoint,
the advance notice rule would preclude a response before election
day. Thus, the delay mandated by the notice requirement places
a severe burden on speech because it "may even preclude
expression necessary to provide an immediate response to late-breaking
events." Grossman , 33 F.3d at 1206 (quoting Cmty.
for Creative Non-Vio lence, 714 F.Supp. at 33 (internal quotation
marks omitted)).
Section 16-917(A) also is subject to strict scrutiny as a
content-based regulation--it applies only to independent expenditures
which "expressly advocate[ ] the election or defeat of a
clearly identified candidate." For example, § 16-917(A)
allows a PAC to place without restriction a newspaper advertisement
that highlights a candidate's voting record on key issues, states
that a candidate believes in gun control or describes a candidate
as "environment friendly," but requires a twenty-four
hour delay if the advertisement implores the public to vote for
that candidate. Thus, whether an advertisement is subject to
the requirements of § 16-917(A) depends entirely on the
content of the communication. See Burson v. Freeman, 504
U.S. 191, 197 (1992) (holding statute prohibiting political speech
within 100 feet of polling place on election day is content-based
because it only regulates speech relating to political campaigns
and cannot be applied without reference to content of the communication).
Although the statute does not discriminate on the basis of the
viewpoints expressed in the advertisements, we still apply strict
scrutiny because the "First Amendment's hostility to content-based
regulation" applies even where the regulation "does
not favor either side of a political controversy." Consol.
Edison Co. v. Pub. Serv. Comm' n, 447 U.S. 530, 537 (1980).
The statute poses yet another difficulty in its imposition
of restrictions on PACs that are not levied on candidates and
other participants in the political process. Under § 16-917(A),
an individual or a candidate could immediately run an advertisement
stating "Defeat Burns--He Sold Weapons to Terrorists"
whereas a PAC would have to wait twenty-four hours before running
the same advertisement. Such "discrimination is permissible
in the context of the First Amendment only if the discrimination
itself is necessary to serve a substantial governmental interest."
Serv. Employees Int' l Union v. Fair Political Practices Comm'
n, 955 F.2d 1312, 1320 (9th Cir. 1992) (citing Austin v. Mich.
Chambers of Com merce, 494 U.S. 652 (1990)). Therefore, "when
a statute regulating political campaigns discriminates against
a class of participants in the political process, the discrimination
must be independently justified, even where the statute is viewpoint
and content neutral." Id.
These reasons lead us to conclude that the advance notice
requirement of § 16-917(A) severely burdens speech by restricting
spontaneous expression, by regulating speech on the basis of
content, and by discriminating against PACs. Laws that severely
burden speech are "presumptively unconstitutional and the
state bears the burden of justification." Rosen ,
641 F.2d at 1246. We apply strict scrutiny analysis and may uphold
the constitutionality of the challenged statute only if the state
demonstrates that the statute is narrowly tailored to serve a
compelling state interest. Timmons , 520 U.S. at 358.
Arizona argues that the advance notice requirement is substantially
related to the state's compelling interest in promoting an informed
electorate and in avoiding corruption or the appearance of corruption
in the political process. [FOOTNOTE 8] It is difficult to relate
these stated purposes to the legislation at issue. Not surprisingly,
legislative history is scant. The sparse legislative history
that exists is best characterized as a pre-legislative study
effort. The Election Reform Study Committee, established by the
legislature in 1991, issued a final report that contained a recommendation
concerning independent campaign expenditures. Election Reform
Study Committee Final Report (1991) ("Study Report"
). The Study Report recommended that a copy of the advertising
or literature be submitted to the Secretary of State within "24
hours of the time it airs or is distributed if the advertisement
or literature airs or is distributed in the 20 days preceding
the election." The other recommendations related to reporting
of expenditures. Id. at 15. Nothing in the report suggested
a pre-distribution notification requirement or advance disclosure
to the candidate.
According to Arizona, the notice requirement is necessary
to an informed electorate because it affords candidates an opportunity
to respond to last-minute negative "hit pieces" that
may confuse or misinform voters. In evaluating this assertion,
we are guided by the Supreme Court's discussion in Mills v.
State of Alabama. In Mills, the state passed a law making
it a crime to "do any electioneering or to solicit any votes
. . . on the day on which the election affecting such candidates
or propositions is being held." Mills , 384 U.S.
at 216 (internal quotation marks omitted). The state asserted
that this ban was justified by the same interest asserted here,
namely, the state's interest in protecting the public from "last
minute charges and countercharges and the distribution of propaganda
in an effort to influence voters . . . when as a practical matter,
because of lack of time, such matters cannot be answered or their
truth determined until after the election is over." Id.
at 219-220 (internal quotation marks and citations omitted).
The Supreme Court explained the defect in this rationale:
This argument, even if it were relevant to the
constitutionality of the law, has a fatal flaw. The state statute
leaves people free to hurl their campaign charges up to the last
minute of the day before election. The law . . . then goes on
to make it a crime to answer those "last minute" charges
on election day, the only time they can be effectively answered.
Because the law prevents any adequate reply to these charges,
it is wholly ineffective in protecting the electorate "from
confusive last-minute charges and countercharges."
Id. at 220.
As in Mills , the notice requirement does not bear
a substantial relationship to the state's interest in protecting
voters from confusion and misinformation. The law leaves candidates
and individuals "free to hurl their campaign charges"
without the burden of a twenty-four hour waiting period but prevents
PACs from responding to these charges in a timely manner. In
the absence of any evidence to suggest that PACs are more likely
to distort facts or confuse voters than are the candidates themselves
or that PAC speech warrants special treatment, [FOOTNOTE 9] the
state has not met its burden of demonstrating that § 16-917(A)
will "maximize voter education" or prevent confusion.
Indeed, the notice requirement may have the opposite effect by
preventing PACs from responding to last minute campaigning, including
misinformation circulated by candidates. Although this scheme
may succeed in ensuring that candidates have the last word, no
evidence suggests that § 16-917(A) serves the state's interest
in maximizing voter education.
Even assuming that § 16-917(A) bears a substantial relationship
to the state's interest in maximizing voter education, the statute
still fails to satisfy strict scrutiny because it is not narrowly
tailored to serve this interest. Restrictions that severely burden
First Amendment rights "must be the least drastic means
of protecting the governmental interest involved; its restrictions
may be ' no greater than necessary or essential to the protection
of the governmental interest.' " Rosen , 641 F.2d
at 1246 (quoting Baldwin v. Redwood City , 540 F.2d 1360,
1367 (9th Cir. 1976). "In determining whether a [statute]
is narrowly tailored to serve a significant government interest,
we look to the ' fit' between the state's regulation and the
stated purposes . . . ." Gerritsen , 994 F.2d at
577.
Here, the fit between § 16-917(A) and the statute's purpose
is poor at best. First, the statute fails to meet its objective
of providing candidates notice. By not requiring actual notice
but instead requiring only that the communication be sent to
the candidate via certified mail, a PAC intent on keeping a candidate
in the dark could simply mail the communication to the candidate
on Saturday morning, submit the communication to the media on
Sunday (twenty-four hours later), and begin radio or television
spots containing the communication on either Sunday or Monday.
Because mail is not delivered on Sundays, the communication would
not reach the candidate before the communication became public
and the notice requirement would fail to ensure that the candidate
actually was provided with advance notice. As a practical matter,
any notice mailed locally in Arizona on Saturday morning would,
at best, not reach the candidate until Monday, and perhaps later.
Even more Machiavellian would be to mail the notice from the
East Coast, ensuring that the PAC's local political mailing would
reach voters long before it reached the candidate. Indeed, the
PAC itself may even be based on the East Coast and thus might
legitimately issue notice from its local post office several
thousand miles away from the Arizona election arena.
As ARLPAC points out, Arizona could eliminate this problem,
while also reducing the statute's restraint on spontaneous speech,
by "allowing the communication to be submitted or mailed
at the same time that a copy is provided to the candidate by
immediate delivery methods such as facsimile, e-mail, telephone,
or hand delivery." By restricting PACs from providing notice
via the most expeditious means available, § 16-917(A) places
a greater burden on speech than is necessary to simply provide
notice to candidates.
In addition, for a significant segment of the population,
Arizona's early voting procedures are making "last-minute"
campaigning an outdated notion. Since Arizona began allowing
its citizens to vote early either by mail or in person at various
satellite polling places, see A.R.S. § 16-542(D),
an increasing number of voters have begun voting in advance of
election day. For instance, in the 2000 presidential election,
approximately thirty-five percent of Arizona voters cast their
ballots in advance. [FOOTNOTE 10] During the summer primaries
in 2002, the percentage of early-voters rose to over fifty percent
in some Arizona counties. [FOOTNOTE 11] As Arizona voters can
cast their ballots a full month before election day, the notice
requirement, which only applies during the ten days prior to
the election, may have a diminished impact on a significant percentage
of the voters. [FOOTNOTE 12]
Significantly, although Arizona claims that the purpose behind
§ 16-917(A) is to provide candidates with an opportunity
to respond to negative political advertisements placed by PACs,
the statute is over-inclusive because it is not limited to negative
campaigning but rather reaches all of a PAC's independent expenditures
that advocate for or against the election of any candidate. Because
the notice requirement applies even if the expenditure merely
paid for vanilla advertisements advocating "Vote for Smith,"
or "Freedom Lovers for Jones--Re-elect Our Senator,"
§ 16-917(A) burdens innocuous speech that does not even
implicate the statute's stated purpose. See Grossman ,
33 F.3d at 1207-08 ("Because [the statute] ' restricted
a substantial quantity of speech that [did] not impede the City's
permissible goals,' it is unconstitutional." (citations
omitted) (second alteration in original)).
On the flip side, the statute is also under-inclusive in that
it fails to reach many kinds of negative campaigning that would
relate to the purported legislative purpose. Because § 16-917(A)
only applies to communications that "expressly advocate[
] the election or defeat of a clearly identified candidate,"
a clearly innocuous communication -- such as "Vote for Smith"
-- would be subject to the notice requirement whereas a communication
that falsely accused Smith of disgraceful behavior--such as "Smith
is a Convicted Liar" --or attacked his views, such as "Smith
-- Soft on Crime" --could be sent immediately as long as
it did not expressly advocate for the candidate's defeat. In
contrast to PACs, candidates and individuals are free to place
as many negative, misleading or confusing advertisements as they
like, none of which are subject to the advance notice requirement.
By differentiating between PACs and individuals or candidates,
the notice requirement fails to "fit" its purpose of
limiting negative campaigning and unnecessarily restrains the
right of association protected by the First Amendment. See
Citizens Against Rent Control/Coalition for Fair Hous. v.
City of Berkeley, 454 U.S. 290, 296 (1981).
Nor is § 16-917(A) substantially related to Arizona's
interest in preventing corruption or the appearance of corruption
in the political process. Although we do not doubt that the state
has an interest in preventing corruption and the appearance of
corruption in its elections, Arizona has failed to explain how
the statute relates to these interests. [FOOTNOTE 13] We are
not persuaded by Arizona's attempt to equate the notice statute
with the financial disclosure requirements upheld in Buckley
and FEC v. Furgatch, 807 F.2d 857 (9th Cir. 1987). Unlike
statutes that require the disclosure of financial information,
§ 16-917(A) does not seek to "deter actual corruption
and avoid the appearance of corruption by exposing large contributions
and expenditures to the light of publicity." See Buckley
, 424 U.S. at 67. Nor does it seek to "minimize the
influence that unaccountable interest groups and individuals
can have on elected federal officials." Furgatch ,
807 F.2d at 862. In fact, § 16-917(A) does not regulate
any financial aspects of a PAC's participation in the political
process. Rather, it imposes a more pernicious burden on speech
in that it delays, and sometimes even prevents, political speech
on the basis of content. Because Arizona has failed to offer
any evidence of a connection between PACs' unrestricted ability
to place political advertisements in the waning days of a campaign
and corruption or the appearance of corruption in the electoral
process, § 16-917(A) cannot pass muster on this basis.
Finally, we cannot agree that the statute is justified by
the state's desire, as explained in its brief, to "deter
last minute negative campaigning by those whom the candidates
cannot control." This premise is flawed--the statute is
not directed to negative advertising nor does the state's evidence
support even an inference that the PACs are a significant source
of negative press. We acknowledge that there is not always a
unity of interests between PACs and candidates in terms of control,
[FOOTNOTE 14] but this disconnect does not justify restricting
the speech of the one while promoting the speech of the other.
Admittedly, negative campaigning may be distasteful to some politicians
and voters; it is nonetheless fundamental in First Amendment
jurisprudence that "it is not the function of government
to promote speech it deems more valuable and to suppress speech
it deems less valuable." Lind v. Grimmer , 30 F.3d
1115, 1119 (9th Cir. 1994). This proposition holds true even
where, as here, the state uses the regulations in question to
promote speech from candidates or other individuals. As the Supreme
Court explained:
[T]he concept that government may restrict
the speech of some elements of our society in order to enhance
the relative voice of others is wholly foreign to the First Amendment,
which was designed "to secure the widest possible dissemination
of information from diverse and antagonistic sources," and
"to assure unfettered interchange of ideas for the bringing
about of political and social changes desired by the people."
Buckley , 424 U.S. at 48-49 (quoting Sullivan ,
376 U.S. at 266, 269 (internal quotation marks omitted)). On
this record, the state has not established a legitimate interest
in suppressing negative political speech from PACs, even in the
interest of promoting speech from candidates. To the contrary,
the First Amendment requires that politicians "tolerate
insulting, and even outrageous, speech in order to provide '
adequate breathing space to the freedoms protected by the First
Amendment.' " Boos , 485 U.S. at 322 (quoting Hustler
Magazine, Inc. v. Falwell, 485 U.S. 46, 56 (1988)); accord
McIntyre v. Ohio Elections Comm' n, 514 U.S. 334, 356 (1995)
("[Although] political speech by its nature will sometimes
have unpalatable consequences, [ ] our society accords greater
weight to the value of free speech than to the dangers of its
misuse." ).
Conclusion
Although Arizona's efforts may be well-intentioned and adopted
in the spirit of good government, the statute puts the state
at the crossroads of political speech and in the role of a First
Amendment traffic cop--a prospect that raises red flags, if not
red lights. Because A.R.S. § 16-917(A) places a severe burden
on speech and is not narrowly tailored to advance compelling
governmental interests, the statute is an unconstitutional regulation
of speech.
REVERSED.
::::::::::::::::::::::::::::: FOOTNOTE(S):::::::::::::::::::::::::::::
FN*. The Honorable Louis H. Pollak, Senior United States
District Court Judge for the Eastern District of Pennsylvania,
sitting by designation.
FN1. Lincoln was called everything from "Ape,
Buffoon, Coward, Drunkard, Execrable," to "Knave, Lunatic,
Murderer" and "Outlaw." Bruce Felknor, Dirty Politics
27 (1996).
FN2. Id. at 29; John S. Cooper, Rum, Romanism,
and Rebellion: The Election of 1884, xi (2002). In the same campaign,
Cleveland accused his opponent of wrongdoing: "Blaine Blaine,
James G. Blaine! The Continental Liar From the State of Maine
. . . ."
FN3. A political action committee issued an advertisement
captioned, "Weekend Prison Passes," highlighting a
prison furlough program supported by Dukakis. An inmate participating
in that prison program had committed an attack while on a weekend
pass. The George H. Bush campaign "picked up the attack
in an advertisement called the ' Revolving Door,' which discussed
[the] furlough program and showed a stream of men dressed in
blue prison uniforms walking in and then out of a revolving door."
Stephen Ansolabehere & Shanto Iyengar, Going Negative: How
Political Advertisements Shrink & Polarize the Electorate
129 (1995).
FN4. The suit also included claims related to other
provisions of Arizona's election reform law that are not the
subject of this appeal.
FN5. A plaintiff also must demonstrate that the injury
is "fairly traceable to the defendant's allegedly unlawful
conduct and likely to be redressed by the requested relief."
Allen , 468 U.S. at 751. These two requirements are unquestionably
satisfied here.
FN6. To the extent Arizona also suggests that the challenge
is not ripe for review, our conclusion that ARLPAC has suffered
actual harm dispenses with any ripeness concerns. LSO ,
205 F.3d at 1156.
FN7. For example, Senator Joseph Lieberman recently
sent numerous unsolicited e-mails to potential voters announcing
his plans to seek the Democratic nomination for the presidency.
Similar efforts have been used by candidates from both parties,
including Florida Governor Jeb Bush and Bill Jones, an unsuccessful
gubernatorial candidate in California. See Declan McCullagh,
Perspective: Hail to the . . . Spammer-in-Chief? , (Jan.
20, 2003), available at http://news.com.com/2010-1071-981258.html
(Jan. 31, 2003). Websites also have been used as campaign tools.
In Arizona, Matt Salmon, a candidate in the 2002 Arizona gubernatorial
race, created a website that allowed supporters to send "virtual
campaign post cards" to their friends and to download Salmon
screen savers and wallpaper for their computers. See http://www.salmonforgovernor.com/
interactive/index.asp (last visited Jan. 31, 2003). See also
generally Richard Davis, The Web of Politics: The Internet's
Impact on the American Political System, 85-120 (1999).
FN8. In an effort to demonstrate legislative purpose,
Arizona offered, and the district court relied upon, various
newspaper articles expressing dismay over the level of negative
campaigning in recent elections. These articles, however, failed
to demonstrate that the restrictions on PACs are supported by
compelling governmental interests, particularly because many
of the articles do not discuss advertisements placed by PACs
at all, but rather focus on the candidates' own negative campaigning.
Further, even if these articles did demonstrate the public's
concern over campaign practices, these articles are inadequate
to demonstrate the legislature's purpose in enacting the statute.
Although the views of then Speaker of the House Jane Dee Hull
are expressed in an editorial, her editorial sheds little light
on the motives of the legislature as a whole.
FN9. Although the state did not offer any credible
evidence on this point, it is interesting to note that in a published
study of Federal Election Commission records of independent expenditures,
two respected academics concluded that "independent money
isn' t bad for elections, since it goes overwhelmingly to produce
positive messages" and "interest groups promote candidates
much more frequently than they attack." Going Negative,
supra note 3, at 129.
FN10. See Dotty Lynch, Vote Early, Vote Often
, CBS News, Oct. 7, 2002, available at http://www/cbsnews.com/stories/2002/10/07/
opinion/lynch/main524605.shtml (last visited Jan. 31, 2003);
Marc Ambinder , Early and In-Person Absentee Ballot: Voting
in Many States Has Begun, ABC News, available at http://abcnews.go.com/sections/politics/
DailyNews/earlyvoting.html (last visited Jan. 31, 2003); Brooke
Donald (Associated Press), Voting Early: More People Getting
the Jump on Election Day, Dodge City Daily Globe, Sept. 28, 2002.
FN11. See Voting Early, supra note 10.
FN12. See, e.g. , Pima County Elections Voter
Information, available at http://www.co.pima.az.us/elections/vote.htm
(last visited Jan. 31, 2003).
FN13. As one district court noted recently in striking
down a similar advance notice law, "[i]t is not enough simply
to invoke the general desire to avoid corruption or its appearance
without explaining how [the statute] furthers that goal."
Wisconsin Realtors Ass' n v. Ponto , 233 F. Supp. 2d 1078,
1091 (W.D. Wis. 2002). In Wisconsin Realtors , the court
held that an election reform statute violated the First Amendment
where the statute prohibited any independent group from making
a communication relating to a candidate within thirty days before
an election unless the group had filed a report with the Elections
Board, the candidates in the race, and their political parties
no later than thirty-one days before the election "detailing
' the name of each candidate who will be supported or whose
opponent will be opposed and the total disbursements to
be made.' "Id. at 1090 (emphasis in original).
FN14. As Ansolabehere and Iyengar observe: "Organized
interests seem to have a unique edge in going negative. Attack
advertisements from interest groups convey all of the negatives
about the candidate who is attacked without the risk of a political
backlash against the candidate the group supports." See
Going Negative, supra note 3, at 128.
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