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MARK SANDERS, Plaintiff and Appellant,
v.
AMERICAN BROADCASTING COMPANIES, INC., et. al,
Defendants and Appellants.
NARAS F. KERSIS Plaintiff,
v.
CAPITAL CITIES/ABC, INC., et. al, Defendants.
No. S059692
Ct. App. 2/1 B094245
Los Angeles County Super. Ct. No. BC077553
Superior Court Los Angeles County, Judge Bruce R. Geernaert
COUNSEL
Johnson & Rishwain, Neville L. Johnson, Brian A.
Rishwain; and David A. Elder for Plaintiff and Appellant.
Christensen, White, Miller, Fink, Jacobs, Glaser &
Shapiro, Shari Cohen Rosenman, Joie Marie Gallo; White O' Connor
Curry Gatti & Avanzado, Andrew M. White, Michael J. O' Connor,
Jonathan H. Anschell and David E. Fink for Defendants and Appellants.
James E. Grossberg for the American Society of Newspaper
Editors, Cable News Network, Inc., California Newspaper Publishers
Association, CBS Broadcasting Inc., the Copley Press, Inc., Freedom
Communications, Inc., the Hearst Corporation, King World Productions,
Inc., Magazine Publishers of America, Inc., the McClatchy Company,
National Association of Broadcasters, National Broadcasting Company,
Inc., Newspaper Association of America, Paramount Pictures Corp.,
the Reporters Committee for Freedom of the Press, San Jose Mercury
News, Inc., and Univision Communications Inc. as Amici Curiae
on behalf of Defendants and Appellants.
Filed June 24, 1999
Defendant Stacy Lescht, a reporter employed by defendant American
Broadcasting Companies, Inc. (ABC), obtained employment as a
"telepsychic" with the Psychic Marketing Group (PMG),
which also employed plaintiff Mark Sanders in that same capacity.
While she worked in PMG' s Los Angeles office, Lescht, who wore
a small video camera hidden in her hat, covertly videotaped her
conversations with several coworkers, including Sanders.
Sanders sued Lescht and ABC for, among other causes of action,
the tort of invasion of privacy by intrusion. Although a jury
found for Sanders on the intrusion cause of action, the Court
of Appeal reversed the resulting judgment in his favor on the
ground that the jury finding for the defense on another cause
of action, violation of Penal Code section 632, established Sanders
could have had no reasonable expectation of privacy in his workplace
conversations because such conversations could be overheard by
others in the shared office space. We granted review to determine
whether the fact a workplace interaction might be witnessed by
others on the premises necessarily defeats, for purposes of tort
law, any reasonable expectation of privacy the participants have
against covert videotaping by a journalist. We conclude it does
not: In an office or other workplace to which the general public
does not have unfettered access, employees may enjoy a limited,
but legitimate, expectation that their conversations and other
interactions will not be secretly videotaped by undercover television
reporters, even though those conversations may not have been
completely private from the participants' coworkers. For this
reason, contrary to the Court of Appeal' s holding, the jury'
s finding as to Penal Code section 632 did not require the trial
court to enter nonsuit on, or otherwise dispose of, Sanders'
s cause of action for tortious intrusion. Nor, we also conclude,
were the jury instructions on the intrusion cause of action prejudicially
erroneous.
Although we reverse, for these reasons, the Court of Appeal'
s judgment for defendants, we do not hold or imply that investigative
journalists necessarily commit a tort by secretly recording events
and conversations in offices, stores or other workplaces. Whether
a reasonable expectation of privacy is violated by such recording
depends on the exact nature of the conduct and all the surrounding
circumstances. In addition, liability under the intrusion tort
requires that the invasion be highly offensive to a reasonable
person, considering, among other factors, the motive of the alleged
intruder. (Shulman v. Group W Productions, Inc. (1998)
18 Cal.4th 200, 231, 236; Miller v. National Broadcasting
Co. (1986) 187 Cal.App.3d 1463, 1483-1484.) The scope of
our review in this case does not include any question regarding
the offensiveness element of the tort, and we therefore express
no view on the offensiveness or inoffensiveness of defendants'
conduct. We hold only that, where the other elements of the intrusion
tort are proven, the cause of action is not defeated as a matter
of law simply because the events or conversations upon which
the defendant allegedly intruded were not completely private
from all other eyes and ears.
Factual and Procedural Background
In 1992, plaintiff Mark Sanders was working as a telepsychic
in PMG' s Los Angeles office, giving "readings" to
customers who telephoned PMG' s 900 number (for which they were
charged a per-minute fee). The psychics' work area consisted
of a large room with rows of cubicles, about 100 total, in which
the psychics took their calls. Each cubicle was enclosed on three
sides by five-foot-high partitions. The facility also included
a separate lunch room and enclosed offices for managers and supervisors.
During the period of the claimed intrusion, the door to the PMG
facility was unlocked during business hours, but PMG, by internal
policy, prohibited access to the office by nonemployees without
specific permission. An employee testified the front door was
visible from the administration desk and a supervisor greeted
any nonemployees who entered.
Defendant Stacy Lescht, employed by defendant ABC in an investigation
of the telepsychic industry, obtained employment as a psychic
in PMG' s Los Angeles office. When she first entered the PMG
office to apply for a position, she was not stopped at the front
door or greeted by anyone until she found and approached the
administration desk. Once hired, she sat at a cubicle desk, where
she gave telephonic readings to customers. Lescht testified that
while sitting at her desk she could easily overhear conversations
conducted in surrounding cubicles or in the aisles near her cubicle.
When not on the phone, she talked with some of the other psychics
in the phone room. Lescht secretly videotaped these conversations
with a "hat cam," i.e., a small camera hidden in her
hat; a microphone attached to her brassiere captured sound as
well. Among the conversations Lescht videotaped were two with
Sanders, the first at Lescht' s cubicle, the second at Sanders's.
During the first conversation, Sanders and, after a period,
a third employee, were standing in the aisle just outside Lescht'
s cubicle. They talked in moderate tones of voice, and a fourth
employee, passing by, joined in the conversation at one point.
Sanders conceded there was a "possibility" the psychic
in the next cubicle beyond Lescht could have overheard the first
conversation if he tried, although in Sanders' s view that was
very unlikely because he had no reason to eavesdrop. The second
conversation, which took place with both Lescht and Sanders seated
in Sanders' s cubicle, was conducted in relatively soft voices
and was interrupted once by Sanders' s receiving a customer call
and once by a passing coworker' s offer of a snack. During this
second, longer conversation, Sanders discussed his personal aspirations
and beliefs and gave Lescht a psychic reading.
Sanders pled two causes of action against Lescht and ABC based
on the videotaping itself: violation of Penal Code section 632
(hereafter section 632) and the common law tort of invasion of
privacy by intrusion.[FOOTNOTE 1] The court ordered trial on
these counts bifurcated, with the section 632 count tried first.
In a special verdict form, the jury was asked whether the conversation
upon which defendants allegedly intruded was conducted "in
circumstances in which the parties to the communication may reasonably
have expected that the communications may have been overheard."
Based on the jury' s affirmative answer to this question, the
trial court ordered judgment entered for defendants on the section
632 cause of action.[FOOTNOTE 2]
Defendants then moved to dismiss the remaining cause of action
for intrusion, for an order of nonsuit, and to reopen their earlier
motion for summary judgment on this cause of action. After receiving
written submissions and hearing argument, the court denied these
motions, allowing trial to go forward on the issue of liability
for photographic intrusion. In reliance on Dietemann v. Time,
Inc. (9th Cir. 1971) 449 F.2d 245, which the trial court
viewed as articulating a "subtort with regard to invasion
of privacy by photographing," the trial court ruled plaintiff
could proceed on the theory he had a limited right of privacy
against being covertly videotaped by a journalist in his workplace,
even though his interaction with that journalist may have been
witnessed, and his conversations overheard, by coworkers. At
the conclusion of the second phase of trial, the jury found defendants
liable on the cause of action for invasion of privacy by intrusion.
In subsequent trial phases, the jury fixed compensatory damages
at $335,000; found defendants had acted with malice, fraud or
oppression; and awarded exemplary damages of about $300,000.
The Court of Appeal reversed the judgment entered on these
verdicts and ordered judgment entered for defendants instead.
The majority reasoned that "the invasion of privacy tort
requires an invasion into a secluded area where one has an objectively
reasonable expectation of privacy, that is, an objectively reasonable
expectation of confidentiality." Rejecting what it took
to be plaintiff' s "real argument," i.e., that there
exists a right not to be videotaped without one' s consent even
in circumstances where one lacks "an objectively reasonable
confidentiality expectation," the majority held the jury
finding on the section 632 action barred any recovery for intrusion.
In dissent, Presiding Justice Spencer reasoned that, because
the PMG offices were not open to the general public, the fact
plaintiff' s employer or coworkers could have observed and overheard
his interactions with others in the office did not defeat his
expectation of privacy as to the public or the news media. "The
limitations on plaintiff' s expectation of privacy vis-é5
-vis his employer did not waive his privacy rights as to others.
[Citations.] [¶ ] Plaintiff' s exclusive right of occupancy
as to members of the general public, such as defendants, suggests
he had a reasonable expectation that the private matters occurring
in his place of employment would be free from public observation."
We granted plaintiff' s petition for review and, by later
order, limited the issues to be briefed and argued to the following:
(1) whether a person who lacks a reasonable expectation of complete
privacy in a conversation because it could be seen and overheard
by coworkers (but not the general public) may nevertheless have
a claim for invasion of privacy by intrusion based on a television
reporter' s covert videotaping of that conversation; (2) whether
the jury' s findings in the first phase of trial, on liability
under section 632, legally precluded maintenance of a common
law intrusion claim; and (3) whether the jury instructions in
the second phase of trial, on liability for intrusion, were prejudicially
erroneous.
Discussion
Question 1: May a person who lacks a reasonable expectation
of complete privacy in a conversation because it could be seen
and overheard by coworkers (but not the general public) nevertheless
have a claim for invasion of privacy by intrusion based on a
television reporter' s covert videotaping of that conversation?
Answer: Yes.
Neither the trial court nor the Court of Appeal had the benefit
of our recent decision in Shulman v. Group W Productions,
Inc., supra, 18 Cal.4th 200 (Shulman). We therefore begin
by recounting what we said in Shulman regarding the
privacy element of an intrusion cause of action.
In Shulman, we adopted the definition of the intrusion
tort articulated in Miller v. National Broadcasting Co., supra,
187 Cal.App.3d at page 1482, and in the Restatement Second of
Torts, section 652B. The cause of action, we held, has two elements:
(1) intrusion into a private place, conversation or matter, (2)
in a manner highly offensive to a reasonable person. (Shulman,
supra, 18 Cal.4th at p. 231.) The first element, we stated,
is not met when the plaintiff has merely been observed, or even
photographed or recorded, in a public place. (Ibid.) Rather,
"the plaintiff must show the defendant penetrated some zone
of physical or sensory privacy surrounding, or obtained unwanted
access to data about, the plaintiff. The tort is proven only
if the plaintiff had an objectively reasonable expectation of
seclusion or solitude in the place, conversation or data source."
(Id. at p. 232.)
While Shulman reiterated the requirement that an intrusion
plaintiff have a reasonable expectation of privacy, neither in
Shulman nor in any other case have we stated that an expectation
of privacy, in order to be reasonable for purposes of the intrusion
tort, must be of absolute or complete privacy. Indeed,
our analysis of the issues in Shulman suggested, to the
contrary, that mass media videotaping may constitute an intrusion
even when the events and communications recorded were visible
and audible to some limited set of observers at the time they
occurred. In Shulman, a television producer had fitted
a rescue nurse with a small microphone, by which the nurse' s
conversation with a severely injured accident victim was recorded.
Although a number of other persons were participating in the
rescue, the record on summary judgment, we noted, left unclear
whether any nonparticipant members of the general public were
present or could overhear any of the patient' s communications
to the nurse and other rescuers. (Shulman, supra, 18 Cal.4th
at pp. 233-234, fn. 13.) Partly on that basis, we found triable
issues of fact as to the patient' s reasonable expectation of
privacy in her conversation with the nurse and other rescuers.
(Id. at pp. 233, 235.) We thereby implied the plaintiff
patient could have a reasonable expectation of privacy in her
communications even if some of them may have been overheard by
those involved in the rescue, but not by the general public.
Shulman' s discussion of possible bases for a reasonable
expectation of privacy on the patient' s part also suggests that
a person may reasonably expect privacy against the electronic
recording of a communication, even though he or she had no reasonable
expectation as to confidentiality of the communication' s contents.
Quoting from a prior case involving statutory privacy rights
(Ribas v. Clark (1985) 38 Cal.3d 355, 360-361), we
stated:
"' While one who imparts private information risks the
betrayal of his confidence by the other party, a substantial
distinction has been recognized between the secondhand repetition
of the contents of a conversation and its simultaneous dissemination
to an unannounced second auditor, whether that auditor be a person
or a mechanical device. [Citation.] [¶ ] . . . [S]uch secret
monitoring denies the speaker an important aspect of privacy
of communication-the right to control the nature and extent of
the firsthand dissemination of his statements.' "(Shulman,
supra, 18 Cal.4th at pp. 234-235.)
This case squarely raises the question of an expectation of
limited privacy. On further consideration, we adhere to the view
suggested in Shulman: privacy, for purposes of the intrusion
tort, is not a binary, all-or-nothing characteristic. There are
degrees and nuances to societal recognition of our expectations
of privacy: the fact the privacy one expects in a given setting
is not complete or absolute does not render the expectation unreasonable
as a matter of law. Although the intrusion tort is often defined
in terms of "seclusion" (see, e.g., Rest.2d Torts,
§ 652B [Intrusion upon Seclusion]; Shulman, supra,
18 Cal.4th at p. 232 ["intrusion on seclusion" ]),
the seclusion referred to need not be absolute. "Like '
privacy,' the concept of ' seclusion' is relative. The mere fact
that a person can be seen by someone does not automatically mean
that he or she can legally be forced to be subject to being seen
by everyone." (1 McCarthy, The Rights of Publicity and Privacy
(1998) § 5.10[A][2], p. 5-120.1.)
Dietemann v. Time, Inc., supra, 449 F.2d 245, upon
which the trial court relied, does, indeed, exemplify the idea
of a legitimate expectation of limited privacy. Reporters for
a news magazine deceitfully gained access to a quack doctor'
s home office, where they secretly photographed and recorded
his examination of one of them. (Id. at p. 246.)
The court held the plaintiff could, under California law, reasonably
expect privacy from press photography and recording, even though
he had invited the reporters-unaware of their true identity-into
his home office: "Plaintiff' s den was a sphere from which
he could reasonably expect to exclude eavesdropping newsmen.
He invited two of defendant' s employees to the den. One who
invites another to his home or office takes a risk that the visitor
may not be what he seems, and that the visitor may repeat all
he hears and observes when he leaves. But he does not and should
not be required to take the risk that what is heard and seen
will be transmitted by photograph or recording, or in our modern
world, in full living color and hi-fi to the public at large
. . . ." (Id. at p. 249; see also Boddie v. American Broadcasting
Companies, Inc. (6th Cir. 1984) 731 F.2d 333, 338-339 [Journalists'
covert recording of interview may violate federal anti-wiretapping
statute even though plaintiff knew her interlocutors were journalists:
"it remains an issue of fact for the jury whether [plaintiff]
had an expectation that the interview was not being recorded
and whether that expectation was justified under the circumstances."
(Fn. omitted.)].)
Equally illustrative of the general principle is Huskey
v. National Broadcasting Co., Inc. (N.D.Ill. 1986) 632 F.Supp.
1282. The defendant' s camera crew, visiting a federal prison,
filmed plaintiff Huskey, an inmate, in the prison' s "exercise
cage," wearing only gym shorts and exposing his distinctive
tattoos. The federal court rejected the defendant' s contention
no intrusion could have occurred because Huskey was "not
secluded." (Id. at p. 1287.) "Of course Huskey
could be seen by guards, prison personnel and inmates,
and obviously he was in fact seen by NBC' s camera operator.
But the mere fact a person can be seen by others does not mean
that person cannot legally be ' secluded.' . . . Further, Huskey'
s visibility to some people does not strip him of the right to
remain secluded from others. Persons are exposed to family members
and invited guests in their own homes, but that does not mean
they have opened the door to television cameras." (Id.
at pp. 1287-1288, italics in original.) Whether the exercise
cage could be considered an area of limited seclusion within
the prison was a factual question for trial. (Id. at p.
1288.)
Similarly, in a famous early case, the presence of an unnecessary
male observer at the home delivery of the plaintiff' s child
was held to be an intrusion, even though the delivery was also
observed by the plaintiff' s husband, the attending doctor and
a woman assistant. (De May v. Roberts (Mich. 1881) 9 N.W.
146, 148-149.) The existence of such limited privacy is not dependent
on the plaintiff being in his or her home, as demonstrated by
Huskey v. National Broadcasting Co., Inc., supra, 632
F.Supp. 1282, and many other cases. (See, e.g., Noble v. Sears,
Roebuck & Co. (1973) 33 Cal.App.3d 654, 660 [plaintiff
could reasonably expect privacy in her hospital room against
intrusion by attorneys and investigators for opposing party in
a personal injury lawsuit]; Estate of Berthiaume v. Pratt,
M. D. (Maine 1976) 365 A.2d 792, 795 [surgeon who had
treated cancer patient committed actionable intrusion by photographing
him in hospital bed against his will as he lay dying]; McDaniel
v. Atlanta Coca-Cola Bottling Co. (Ga. Ct. App. 1939) 2 S.E.2d
810, 816 [electronic eavesdropping on hospital room conversations
is intrusion]; Stessman v. Am. Black Hawk Broadcasting (Iowa
1987) 416 N.W.2d 685, 687 [filming in private dining room of
restaurant might be intrusion on patron' s privacy, despite lack
of complete seclusion]; Rafferty v. Hartford Courant Co. (Conn.
Super. Ct. 1980) 416 A.2d 1215, 1216, 1220 [newspaper' s photographing
and reporting events at private party, contrary to prior agreement,
could form basis for an intrusion action, even though party was
held outdoors rather than in private home]; Nader v. General
Motors Corporation (1970) 25 N.Y.2d 560, 570 [307 N.Y.S.2d
647, 655] [closely shadowing a person in bank in order to observe
his transactions may constitute intrusion, even though "mere
observation of the plaintiff in a public place" is not generally
an invasion of privacy]; see also Pearson v. Dodd (D.C.
Cir. 1969) 410 F.2d 701, 704 [intrusion tort protects against
intrusion "whether by physical trespass or not, into spheres
from which an ordinary man in a plaintiff' s position could reasonably
expect that the particular defendant should be excluded"
].)
Defendants' claim, that a "complete expectation of privacy"
is necessary to recover for intrusion, thus fails as inconsistent
with case law as well as with the common understanding of privacy.
Privacy for purposes of the intrusion tort must be evaluated
with respect to the identity of the alleged intruder and the
nature of the intrusion. As seen below, moreover, decisions on
the common law and statutory protection of workplace privacy
show that the same analysis applies in the workplace as in other
settings; consequently, an employee may, under some circumstances,
have a reasonable expectation of visual or aural privacy against
electronic intrusion by a stranger to the workplace, despite
the possibility the conversations and interactions at issue could
be witnessed by coworkers or the employer.
In Walker v. Darby (11th Cir. 1990) 911 F.2d 1573,
three postal supervisors, pursuing a personal vendetta against
a postal worker, electronically intercepted the worker' s conversations
at his workstation, transmitting them to one of their offices.
The plaintiff worker alleged a violation of the federal anti-wiretapping
law, which prohibits, inter alia, the electronic interception
of an oral communication made under circumstances justifying
an expectation the communication would not be intercepted. (Id.
at p. 1577; see 18 U.S.C. § § 2510(2), 2511.) Although
the plaintiff' s workstation was in a shared space rather than
a private office, the appellate court found a triable issue of
fact as to whether the plaintiff had a reasonable expectation
of privacy from electronic interception. "We agree that
there is a difference between a public employee having a reasonable
expectation of privacy in personal conversations taking place
in the workplace and having a reasonable expectation that those
conversations will not be intercepted by a device which allows
them to be overheard inside an office in another area of the
building. [¶ ] . . . [¶ ] . . . The [workstation] was
located in an area shared with other workers. But while Walker
might have expected conversations uttered in a normal tone of
voice to be overheard by those standing nearby, it is highly
unlikely that he would have expected his conversations to be
electronically intercepted and monitored in an office in another
part of the building." (Walker v. Darby, supra, at
p. 1579, fn. omitted.)
Similarly, in United States v. McIntyre (9th Cir. 1978)
582 F.2d 1221, a city' s chief of police and a lieutenant in
the department directed two police officers to "bug"
the assistant chief' s office. The officers placed a briefcase
containing a microphone in the assistant chief' s office, by
which means they monitored a conversation in the office. (Id.
at p. 1223.) Convicted of criminally violating the anti-wiretapping
law (18 U.S.C. § § 2510(2), 2511), the chief and lieutenant
contended on appeal that any expectation of privacy on the assistant
chief' s part was unreasonable, because at the time the conversation
was intercepted the assistant chief' s office door was open and
a records clerk worked 15 feet away in an adjacent room. (United
States v. McIntyre, supra, at p. 1224.) The court rejected
that argument: "A business office need not be sealed to
offer its occupant a reasonable degree of privacy." (Ibid.)
As in Walker v. Darby, supra, 911 F.2d at page 1579, the
court thus treated aural privacy as a relative, rather than absolute,
characteristic of the workplace.
Doe by Doe v. B.P.S. Guard Services, Inc. (8th Cir.
1991) 945 F.2d 1422 illustrates the existence of limited, but
reasonable, visual privacy in the workplace. A fashion
show was being held at a convention center. The organizers had
set up a curtained dressing area for the models, unaware that
the area was visible on one of the convention center' s security
cameras. Guards in the security control room used the surveillance
camera to watch and videotape the models changing clothes. (Id.
at p. 1424.) Nothing in the opinion suggests the curtained changing
area, used by all the models and presumably accessible to the
show' s director and assistants, was a place of complete seclusion
for any of the models. Nonetheless, the appellate court, in an
action for common law invasion of privacy, had no difficulty
discerning a reasonable expectation of privacy on the models'
part, violated in this circumstance by a visual "invasion
by strangers." (Id. at p. 1427; see also Ali v. Douglas
Cable Communications (D.Kan. 1996) 929 F.Supp. 1362, 1382
[customer service representatives for cable companies cannot
claim intrusion in employer' s monitoring and recording business
telephone calls, but could claim a reasonable expectation of
privacy as to unannounced recording of personal telephone calls].)[FOOTNOTE
3]
Defendants' cited cases on workplace privacy do not establish
a contrary rule. None of them holds or demonstrates that employee
privacy in the workplace is nonexistent if not complete. More
particularly, none holds or demonstrates that a worker necessarily
loses all reasonable expectation of privacy against covert media
videotaping merely because the worker' s interactions and conversations
may have been witnessed by some coworkers.
In Marrs v. Marriott Corp. (D.Md. 1992) 830 F.Supp.
274, the defendant employer installed a video camera monitoring
one worker' s desk to investigate apparent tampering with material
in a locked drawer. The plaintiff, a coworker caught on the videotape
picking the lock on the desk drawer and terminated as a result,
alleged, among many other causes of action, an invasion of his
privacy in the videotaping. The district court found the cause
of action could not survive summary judgment because there was
"no support for the conclusion that Marrs had a reasonable
expectation of privacy in an open office." (Id. at
p. 283.) The court' s holding that one employee did not have
a reasonable expectation of privacy against the employer'
s filming of events at another employee' s desk says
nothing about whether an employee' s personal interactions in
the workplace may reasonably be considered private as against
covert filming by an agent for an entity other than the employer,
as, in this case, a television network.
Like Marrs v. Marriott Corp., supra, Vega-Rodriguez v.
Puerto Rico Telephone Co. (1st Cir. 1997) 110 F.3d 174 and
Thompson v. Johnson County Community College (D.Kan.
1996) 930 F.Supp. 501 also are distinguishable in that they involved
video surveillance by the employer over shared workspaces.
In both these cases, moreover, the employers were public entities,
and the plaintiffs' challenges were based on the Fourth Amendment,
making these decisions directly inapplicable to the question
of private intrusion. (See fn. 3, ante.)
PETA v. Bobby Berosini, Ltd. (Nev. 1995) 895 P.2d 1269
concerned the claim of an animal trainer that his privacy was
invaded by nonconsensual videotaping of his preparations backstage
before a show. The court found that the videotaping did not intrude
on the privacy the trainer claimed to expect from preshow distraction
and interference and, therefore, found it unnecessary to discuss
whether his expectation of privacy was reasonable. (Id.
at pp. 1280-1281 & fn. 20.) The decision is, therefore, not
authority on the reasonableness question.
Kemp v. Block (D.Nev. 1985) 607 F.Supp. 1262 (Kemp),
upon which defendants also rely, involved one worker' s unconsented-to
taping of a loud workplace argument between a coworker and his
foreman. The district court granted summary judgment on an invasion
of privacy claim brought by the coworker: "It seems quite
clear that both [plaintiff and his foreman] argued in loud voices.
The defendant and the other coworkers who overheard the argument
were in a place they had a right to be, namely the instrument
shop. . . . The relatively small size of the instrument shop
and its lack of interior walls further indicate that an expectation
of privacy within it would not be objectively reasonable."
(Id. at p. 1264.) We have no quarrel with the Kemp
court' s conclusion that one who argues loudly in a small, undivided
workplace cannot reasonably expect aural privacy in the conversation
vis-é5 -vis the coworkers who share the space.
The workplace status of the recording defendant in Kemp
is not comparable to that of defendant Lescht in this case.
The defendant coworker in Kemp shared a relatively small
instrument shop with the plaintiff and several other workers.
For several months the plaintiff and the shop foreman had been
having recurring oral disputes, but the plaintiff "had persistently
denied" they "amounted to arguments." (Kemp,
supra, 607 F.Supp. at p. 1263.) The defendant recorded the
dispute between the plaintiff and their foreman "to prove
to the plaintiff that he actually did argue." (Ibid.)
After taping the argument, the defendant, in accord with his
intent, showed the plaintiff and the foreman the tape. (Ibid.)
Stacy Lescht, by contrast, worked in PMG' s Los Angeles office
only a few days-only as long as it took to meet, talk to and
covertly videotape conversations with many of the other psychics,
and only for that purpose. While she may have functioned as an
employee of PMG when she took phone calls as a telepsychic, she
acted solely as an agent of ABC when she talked with and secretly
recorded the other psychics. That Mr. Kemp' s reasonable expectations
of privacy in the workplace did not extend to protection against
a longtime coworker recording his noisy argument with a foreman,
in order to resolve a workplace dispute, does not imply that
Sanders' s reasonable expectations do not extend to protection
against videotaping by an agent of ABC planted to collect videotape
for use in a national television broadcast.
Finally, defendants rely on Com. v. Alexander (Pa.
1998) 708 A.2d 1251 (Alexander) and Desnick v. American Broadcasting
Companies, Inc. (7th Cir. 1995) 44 F.3d 1345 (Desnick).
Both involved investigations into suspected misconduct by doctors;
the investigation was by ABC in Desnick and by the Philadelphia
police in Alexander. In both cases, patients or those
posing as such, acting for the investigators, covertly recorded
or videotaped the doctors' conversations with the patients in
the doctors' offices. (Alexander, supra, at pp. 1252-1253;
Desnick, supra, at p. 1348.) Both courts rejected claims
the taping illegally invaded the doctors' privacy.
In Desnick, the question was whether the covert videotaping
by "testers" posing as patients was a tortious invasion
of privacy. The appellate court held it was not, partly because
"the only conversations that were recorded were conversations
with the testers themselves." (Desnick, supra, 44
F.3d at p. 1353.) "The test patients entered offices that
were open to anyone expressing a desire for ophthalmic services
and videotaped physicians engaged in professional, not personal,
communications with strangers (the testers themselves)."
(Id. at p. 1352.)[FOOTNOTE 4]
The Desnick court characterized the doctor-patient
relationship as one between a service provider and a customer
and therefore viewed these parties' conversations in the medical
office as essentially public conversations between strangers.
We need not agree or disagree with this characterization in order
to see that it renders the decision' s reasoning inapplicable
to the question before us. We are concerned here with interactions
between coworkers rather than between a proprietor and customer.
As the briefed question is framed, the interactions at issue
here could not have been witnessed by the general public, although
they could have been overheard or observed by other employees
in the shared workplace.
Alexander, supra, 708 A.2d 1251 involved the Pennsylvania
state constitutional protection against unreasonable government
searches, rather than the privacy element of the intrusion tort,
and is directly inapplicable for that reason. (See fn. 3, ante.)
In addition, Alexander, decided by a court of only six justices,
had no majority on the expectation of privacy question. (See
Alexander, supra, at p. 1258 (conc. opn. of Zappala, J.)
[physician defendant had a "highly protected expectation
of privacy" in communications occurring in his medical office,
but the constitutional prerequisites for a valid interception
of such communications were met].) Even if it contained an applicable
holding, moreover, the plurality opinion would not support defendants'
position in the present case. Like Desnick, Alexander
is premised on a characterization of the plaintiff doctor as
a "proprietor" whose practice is "' open to the
public.' "(Alexander, supra, at p. 1257 (plur. opn.
of Castille, J.).) As the Alexander plurality itself recognized,
greater expectations of workplace privacy may be legally recognized
when "the communication sought to be intercepted is strictly
internal (such as communications which may arise between an employee
and employer) . . . ." (Ibid.)
To summarize, we conclude that in the workplace, as elsewhere,
the reasonableness of a person' s expectation of visual and aural
privacy depends not only on who might have been able to observe
the subject interaction, but on the identity of the claimed intruder
and the means of intrusion. (Shulman, supra, 18 Cal.4th
at pp. 233-235; Dietemann v. Time, Inc., supra, 449 F.2d
at p. 249; Huskey v. National Broadcasting Co., Inc., supra,
632 F.Supp. at pp. 1287-1288; Nader v. General Motors Corporation,
supra, 307 N.Y.S.2d at p. 655; Pearson v. Dodd, supra,
410 F.2d at p. 704; Walker v. Darby, supra, 911 F.2d at
p. 1579.) For this reason, we answer the briefed question affirmatively:
a person who lacks a reasonable expectation of complete privacy
in a conversation, because it could be seen and overheard by
coworkers (but not the general public), may nevertheless have
a claim for invasion of privacy by intrusion based on a television
reporter' s covert videotaping of that conversation.
Defendants warn that "the adoption of a doctrine of per
se workplace privacy would place a dangerous chill on the
press' investigation of abusive activities in open work areas,
implicating substantial First Amendment concerns." (Italics
in original.) We adopt no such per se doctrine of privacy. We
hold only that the possibility of being overheard by coworkers
does not, as a matter of law, render unreasonable an employee'
s expectation that his or her interactions within a nonpublic
workplace will not be videotaped in secret by a journalist. In
other circumstances, where, for example, the workplace is regularly
open to entry or observation by the public or press, or the interaction
that was the subject of the alleged intrusion was between proprietor
(or employee) and customer, any expectation of privacy against
press recording is less likely to be deemed reasonable. Nothing
we say here prevents a media defendant from attempting to show,
in order to negate the offensiveness element of the intrusion
tort, that the claimed intrusion, even if it infringed on a reasonable
expectation of privacy, was "justified by the legitimate
motive of gathering the news." (Shulman, supra, 18
Cal.4th at pp. 236-237.) As for possible First Amendment defenses,
any discussion must await a later case, as no constitutional
issue was decided by the lower courts or presented for our review
here.
Question 2: Did the jury's findings in the first phase of
trial, on liability under section 632, legally preclude maintenance
of a common law intrusion claim?
Answer: No.
The class of "confidential communications" protected
from interception under section 632 is defined as follows: "The
term ' confidential communication' includes any communication
carried on in circumstances as may reasonably indicate that any
party to the communication desires it to be confined to the parties
thereto, but excludes a communication made in a public gathering
or in any legislative, judicial, executive or administrative
proceeding open to the public, or in any other circumstance in
which the parties to the communication may reasonably expect
that the communication may be overheard or recorded." (§
632, subd. (c).)
The trial court used this definition to formulate two questions
for the jury' s special verdict after the first phase of trial,
which was limited to the question of liability under section
632. The questions, together with the jury' s answers, are quoted
here as they appear in the minutes:
"Question No. 1: Did the communications of plaintiff
Mark Sanders, which were electronically recorded by Hat Cam,
include any communications carried on in circumstances which
reasonably indicate that plaintiff Mark Sanders desired such
communications be confined to the parties thereto?
"Answer: YES.
"Question No. 2: Were the communications which gave rise
to the ' yes' answer to Question No. 1 made in circumstances
in which the parties to the communication may reasonably have
expected that the communications may have been overheard?
"Answer: YES."
Defendants contend, and the Court of Appeal agreed, that the
jury' s answer to the second question precluded any liability
for common law intrusion because, by its answer, the jury determined
plaintiff had no reasonable expectation of privacy in the interactions
Lescht secretly videotaped. We disagree. The evidence and argument
indicating that the Sanders-Lescht conversations could be overheard
related only to possible overhearing by coworkers. There was
no evidence the public was invited into the PMG Los Angeles office,
or that the office was visited by the press or other public observers
on a routine basis or was ordinarily subject to videotaped surveillance
by the mass media. Nor did defense counsel so argue to the jury;
his argument, instead, was simply that the evidence showed the
physical circumstances of the Sanders-Lescht conversations made
it possible, and indeed likely, the conversations would be overheard
by coworkers in other cubicles or passing in the aisles between
cubicles. In light of this evidence and argument, the jury' s
finding cannot reasonably be construed to negate all reasonable
expectations of privacy by plaintiff in his interactions with
Lescht.
As we explained in our discussion of the first briefed question,
the fact coworkers may have observed a workplace interaction
does not as a matter of law eliminate all expectations of privacy
the participants may reasonably have had vis-é5 -vis covert
videotaping by a stranger to the workplace. For this reason,
the jury' s finding as to an expectation of being overheard by
coworkers did not as a matter of law preclude imposition of liability
for common law intrusion. The trial court correctly denied defendants'
midtrial motions for dismissal, nonsuit, and summary judgment.
Question 3: Were the jury instructions in the second phase
of trial, on liability for intrusion, prejudicially erroneous?
Answer: No.
In the second phase of trial, the court gave, among others,
the following jury instructions (numbered for reference in the
discussion that follows):
"[1] The essential elements of [an intrusion] claim are,
one, the defendant intentionally intruded physically or otherwise
upon the private affairs or concerns of the plaintiffs by photographing
plaintiffs with hat cams, and, two, the intrusion was substantial
and of a kind that would be highly offensive to an ordinarily
reasonable person."
"[2] The tort of invasion of privacy includes intrusions
by clandestine photography of a person in his workplace if photographs
are secretly taken of plaintiff without his or her consent in
circumstances where a reasonable person would reasonably expect
that the particular defendant would be excluded."
"[3] Employees take the risk that others present may
not be what they seem to be, and that what is heard and seen
at a work place may be repeated outside the workplace. But employees
in a work place not open to the public do not necessarily take
the risk that what is heard and seen will be transmitted by photography
to the public at large."
Defendants complain, first, that paragraph 1 omits the phrase
"solitude or seclusion," found in the standard instruction
upon which the paragraph was based. BAJI No. 7.20 (8th ed. 1994
bound vol.) describes the first element of the intrusion tort
as intentional intrusion "upon the solitude or seclusion,
private affairs or concerns of the plaintiff." While defendants
did not object below specifically to the omission of the words
"solitude or seclusion," they did request a version
of BAJI No. 7.20 that included the phrase; they now contend the
court should have given the requested instruction rather than
draft its own.
Although this court, drawing on the Restatement' s description
of the tort, has used the same phrase (Shulman, supra,
18 Cal.4th at p. 231), "solitude or seclusion" is not
a unique or essential label for a reasonable expectation of privacy.
In any event, to the extent the phrase denotes anything different
than the "private affairs or concerns" required under
the court' s instruction, defendants' requested standard instruction,
requiring only an intrusion on the plaintiff' s "solitude
or seclusion, private affairs or concerns," delineates
liability broader than the court' s own instruction. The
court' s use of its own special instruction, therefore, could
not have prejudiced defendants.
Second, defendants complain generally of paragraphs 2 and
3, which were written by the court and given over defense objection.
Defendants contend that by these instructions the court "completely
abandoned the requirement of a reasonable expectation of privacy
by substituting for it the expectation of not being surreptitiously
photographed. By giving its special jury instructions, the trial
court effectively directed the jury to determine that ABC' s
recording of Sanders was a per se invasion of privacy."
(Italics in original.)
Defendants' arguments are not well taken. The court did not
direct any finding as to whether plaintiff enjoyed a reasonable
expectation of privacy in his interactions with Lescht. The disputed
instructions merely focused the jury' s inquiry on the question
whether it was reasonable for plaintiff to expect, in the circumstances
of his particular workplace, that an interaction between coworkers
would not be subject to covert videotaping by a television news
producer. Because, as we have explained, the reasonableness of
a privacy expectation must be assessed in reference to the identity
of the intruder and the nature of the claimed intrusion, the
proper question for the jury to decide was, indeed, whether plaintiff
could reasonably expect he would not be secretly videotaped in
his internal workplace interactions by a representative of the
mass media.
Defendants complain particularly of the instruction, in paragraph
3, that "employees in a work place not open to the public
do not necessarily take the risk that what is heard and seen
will be transmitted by photography to the public at large."
Under the analysis contained in our answer to the first briefed
question, however, this instruction correctly stated the law.
An employee' s workplace interactions, though perhaps witnessed
by other workers, are not "necessarily" open
to videographic capture for the purpose of public display if
the workplace itself is not generally open to public view.
We therefore conclude the challenged instructions were not
prejudicially erroneous. By so holding, and by our earlier conclusion
that the superior court did not err in refusing to dismiss plaintiff'
s cause of action for common law intrusion simply because of
the jury' s findings on the section 632 claim, we express no
opinion on other procedural or evidentiary questions raised below,
on the types and amounts of damages and costs awarded, or, indeed,
on any of defendants' appellate claims other than those we have
expressly addressed. Other claims are not within the limited
scope of our review, but may, if properly presented, be addressed
by the Court of Appeal on remand.
Disposition
The judgment of the Court of Appeal is reversed, and the cause
is remanded to that court for further proceedings consistent
with our opinion.
WERDEGAR, J.
WE CONCUR: GEORGE, C.J., MOSK, J., KENNARD, J., BAXTER, J.,
CHIN, J., and BROWN, J.
::::::::::::::::::::::::::::: FOOTNOTE(S):::::::::::::::::::::::::::::
FN1. ABC' s PrimeTime Live broadcast about the
telepsychic industry included a short excerpt from the second
Lescht-Sanders conversation. Sanders pled causes of action against
ABC based on the broadcast, but all such causes of action were
disposed of without trial.
FN2. Section 632 generally prohibits the nonconsensual
recording of a "confidential communication." The statutory
definition of confidential communication excludes communications
made in circumstances "in which the parties to the communication
may reasonably expect that the conversation may be overheard
or recorded." (§ 632, subd. (c).)
FN3. Because of the special considerations involved
in defining the private citizen' s protection against intrusion
by the government and the government' s unique interest in investigating
and suppressing criminal activity, decisions discussing employees'
expectations of privacy against government searches are not directly
applicable to the common law privacy tort context. We do not
suggest that the same standards necessarily apply to private
intrusions as to government searches, or vice versa. We observe,
however, that the United States Supreme Court has recognized,
in the Fourth Amendment context, that even employees without
personal offices may have a reasonable, but limited, expectation
of privacy against intrusions by strangers to the workplace.
(See Mancusi v. DeForte (1968) 392 U.S. 364, 369 [Union
employee who shared a single large office with several other
union officials had a privacy interest in the office sufficient
to challenge its warrantless search by state officers: "[I]f
DeForte had occupied a ' private' office in the union headquarters,
and union records had been seized from a desk or a filing cabinet
in that office, he would have had standing," and "the
situation was not fundamentally changed because DeForte shared
an office with other union officers. DeForte still could reasonably
have expected that only those persons and their personal or business
guests would enter the office, and that records would not be
touched except with their permission or that of union higher-ups."
].)
FN4. Desnick, like the present case, arose out
of ABC' s use of hidden cameras in an investigation for its PrimeTime
Live program. Defendants and their amici curiae also cite
two federal trial court decisions involving PrimeTime Live
undercover camera teams: Russell v. American Broadcasting Company,
Inc. (N.D.Ill. 1995) 23 Media L. Rep. 2428, 1995 WL 330920
(Russell) and Medical Laboratory Management v. American Broad.
(D. Ariz. 1998) 30 F.Supp.2d 1182 (Medical Laboratory). The
Russell court held that the plaintiff, a fish seller whose
conversations about the freshness of her product, or lack thereof,
were covertly recorded by a reporter posing as an employee, did
not state a cause of action for intrusion under Illinois law
because (1) in the district court' s view, Illinois did not recognize
such a cause of action and (2) even if such a tort existed, secretly
recording a conversation with a coworker is not "' offensive
prying into the private domain of another,' "and the plaintiff
was not harmed by the recording as such. (1995 WL 330920 at pp.
*7-*8). To the extent the second holding rested on the view that
workplace conversations between coworkers can never be considered
private from mass media interception (rather than simply on a
finding that recording a fish market conversation about the marketing
of fish, considered separately from the allegedly harmful broadcast,
was not highly offensive to a reasonable person), it fails
to persuade, as the court offered no reasoning or authority supporting
a per se rule against workplace privacy. In Medical Laboratory,
the alleged intrusion similarly was held nonactionable, in that
case because it was not highly offensive in light of the importance
of the investigation' s subject and caused no injury apart from
the related broadcast, as well as not invading a reasonable expectation
of privacy on the investigation subject' s part. (Medical
Laboratory, supra, at pp. 1187-1192.)
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