|
KATHLEEN CONNELL, as Controller, etc., Petitioner,
v.
THE SUPERIOR COURT OF SACRAMENTO COUNTY, Respondent; INTERSOURCE,
INC., Real Party in Interest.
56 Cal.App.4th 601
No. C022506.
Court of Appeal, Third District, California.
July 22, 1997.
[Opinion certified for partial publication. [FN1] ]
FN1 Pursuant to California Rules of Court, rules 976(b) and
976.1, this opinion is certified for publication with the exception
of part I of the Facts.
COUNSEL
Daniel E. Lungren, Attorney General, Floyd D. Shimomura, Assistant
Attorney General, Linda A. Cabatic and Susan R. Oie, Deputy Attorneys
General, for Petitioner. No appearance for Respondent. Livingston
& Mattesich, Gene Livingston and Rebecca M. Ceniceros for
Real Party in Interest.
MAJORITY OPINION: DAVIS, J.
Plaintiff InterSource, Inc. (InterSource), requested information
from defendant State Controller (Controller) [FN2] about warrants
the Controller had issued to state vendors which were unpaid.
The Controller refused to provide the information. InterSource
then filed a petition for writ of mandate in the superior court
to compel the disclosure of these public records. (Gov. Code,
§ 6258 [undesignated section references will be to this
code].) The court issued a judgment directing disclosure under
the same terms as its judgment in a case involving a similar
request entitled Argent Research and Recovery, Ltd. v. Davis
(Super. Ct. Sacramento County, No. CV380212) (Argent). [FN3]
FN2 This action commenced in the waning days of the term of
the present Controller's predecessor in office. We have substituted
the incumbent officeholder in the caption.
FN3 The Controller sought an extraordinary writ to set aside
this other judgment, which we denied after plenary review. (Connell
v. Superior Court (Sept. 24, 1996) C021229 [nonpub. opn.].)
The Controller has petitioned us for an extraordinary writ
directing the superior court to set aside the present judgment,
and requested a stay. (§ 6259, subd. (c).) We issued an
alternative writ and a stay pending our plenary review of the
matter. We now grant the writ only to direct a modification of
a portion of the judgment and dissolve the stay.
For reasons set forth in the unpublished portion of the opinion,
we draw our facts not only from the present record but from the
record in Argent as well. To avoid confusion, we will change
references as necessary to reflect the identity of the present
parties and to account for the procedural posture of the present
case. *606
Facts
InterSource is an Oklahoma corporation which searches public
records for unpaid warrants payable to vendors of goods and services.
It then offers its services to the payee vendors for recovery
of the funds. Pursuant to the California Public Records Act (the
Act), section 6250 et seq., InterSource sent a letter to the
Controller in August 1994 requesting information. (§§
6251, 6256). InterSource divided its request into two steps.
First, it wanted the month and year of issue, amount (to the
nearest $100), and number for all outstanding warrants over $3,000
predating August 1, 1993. After perusing this list, it would
then request the payee, requesting-agency code, and control number
(the latter only if kept in the same file) for specified warrants.
It also wanted the same information for all canceled warrants.
[FN7] It offered to reimburse the costs of responding to the
request. The Controller denied the request on the ground the
information was not subject to disclosure under the Act.
FN7 After four years, the Controller cancels outstanding warrants.
InterSource consequently commenced this litigation in November
1994. The Controller demurred, asserting InterSource could not
maintain the action because it was not a "person" within
the meaning of the Act (§§ 6250, 6252, subd. (c), 6253,
6257, 6258) and because it was not certified to do business in
California. The superior court sustained the demurrer with leave
to amend in order to allow InterSource to qualify to do business
in California. InterSource filed an amended petition in February
1995 alleging it was now registered to conduct business in California.
The Controller answered, alleging InterSource was "not qualified
to do business in California" and transmuting the other
basis for its demurrer into the affirmative defense that InterSource,
as an Oklahoma corporation, was not within the Act's "purview."
In her opposition to the writ, the Controller cited the catchall
provision of section 6255, which states, "The agency shall
justify withholding any record by demonstrating ... that on the
facts of the particular case the public interest served by [nondisclosure]
... clearly outweighs the public interest served by disclosure
of the record." (Italics added.) She thus argued the public
had an interest in nondisclosure because providing the records
would *607 increase the threat of counterfeit warrants and the
presentation of false claims. She analogized as well to the specific
exemption for the investigatory and security files of law enforcement
agencies. (§ 6254, subd. (f).) [FN8]
FN8 When an agency raises the catchall provision as a defense,
a court may analogize to the specific exemptions provided by
the Act to identify situations in which nondisclosure furthers
the public interest. (Times Mirror Co. v. Superior Court (1991)
53 Cal.3d 1325, 1338-1339 [283
Cal.Rptr. 893, 813 P.2d 240].) However, the specific exemptions
are not an exhaustive list. (Id. at p. 1339.)
Another basis of her opposition was the principle that there
is a public interest in nondisclosure where an agency will incur
expense and inconvenience in segregating exempt from nonexempt
information. (American Civil Liberties Union Foundation v. Deukmejian
(1982) 32 Cal.3d 440, 452-453 [186 Cal.Rptr. 235, 651 P.2d 822]
(ACLU).) Thus, the Controller argued the burden of producing
a list of vendor warrants was excessive.
The Controller also disparaged any claim that these records
furthered a public interest in insuring the state's accountability
for the public fisc. She claimed these records would not illuminate
the manner in which her office operated. She also argued disclosure
would do no more than echo her own efforts to identify outstanding
warrants and issue duplicate payments to the payees.
In support of her arguments, the Controller submitted two
declarations. The first was from John Henry, who is the Controller's
chief investigator. The Controller established his office in
the 1980's in response to complaints by banks, check-cashers,
and businesses about forged or counterfeit warrants; many businesses
had begun to refuse to cash warrants, which worked a hardship
on individual payees who did not maintain checking accounts.
He cited individual examples of past instances involving forgery
or counterfeiting. In his opinion, if the Controller were forced
to provide all the requested information to any member of the
public, anyone could produce a warrant which the Controller's
verification procedures could not detect unless the real payee
eventually came forward. Moreover, even if there were not a flood
of counterfeit warrants, to provide the public with all the requested
information would allow the criminally disposed to present false
claims for duplicates of "lost" or "misplaced"
warrants. Since forged and counterfeited warrants are charged
back when detected to the institution honoring them, an increased
problem with fraud could disrupt the Controller's relations with
major banks.
The Controller also submitted a declaration by John Larrea,
an assistant deputy controller. On the average, the Controller
issues 125,000 warrants daily. These appear in a microfiche register
in numerical order on the date issued, and the Controller updates
the register daily. The Controller also *608 updates daily an
"outstanding warrant file" on microfiche. A warrant
is considered "outstanding" immediately upon issue
until either paid by the State Treasurer or canceled after four
years. As an example, on March 28, 1995, there were 2,100,000
warrants in this file. Access to the outstanding warrants file
is limited to the employees who update it and the management
team. The Controller regularly denies requests such as InterSource's.
Mr. Larrea claimed the fields of data in the request are not
contained in any one file, and omitting individual payees would
require a manual search of the microfiche. To assemble these
data and delete individual payees would require greater personnel
resources than the Controller has available. Mr. Larrea also
described the Controller's own program to identify outstanding
warrants. As initiated in 1990, the program located warrants
more than three years old in amounts over $3,000 in order to
issue duplicate warrants to the payees. By 1995, this program
was to include warrants outstanding more than two years in amounts
over $2,000, and the Controller ultimately hopes to be able to
identify warrants in amounts over $1,000. On the issue of security,
Mr. Larrea noted the Controller electronically verifies warrants
and thus a person with all the requested data could present a
counterfeit warrant which could not be identified as such unless
the real payee came forward. At present "there is little
concern that the payee [of a lost warrant] is not being truthful,"
but if the public generally obtained all the requested data,
false claims could increase.
Wayland Witten filed a counterdeclaration in support of disclosure.
Until his retirement in 1987, he was John Henry's predecessor.
He explained the concern expressed by the Controller regarding
forgeries is irrelevant in the present context because forgeries
are the result of stolen warrants. Moreover, false claims for
"lost" warrants would not be a problem so long as the
Controller demanded appropriate verification of identification.
Thus, he averred the only true security concern is with counterfeited
warrants. He pointed out that if one accepted the security arguments
made by the Controller, then her own locator program could be
a breach because unscrupulous employees with sufficient information
to search for outstanding warrants could pass these data to outsiders
equally capable of counterfeiting. He therefore assumed (since
the locator program began after his retirement) that the only
way in which the Controller could insure against internal fraud
would be to provide the employees in charge of the program with
sufficient data to locate the warrants but not to duplicate them.
He was also "puzzled" by Mr. Larrea's claim the Controller
would be forced to compile data from several files, because during
his tenure the outstanding-warrant file contained all the requested
data. Thus, he did not believe it would be any more burdensome
or a greater security risk to make available a similar degree
of information to the general public. In the alternative, the
court could require *609 the use of an editor program to delete
one or more of the requested fields of data, so that the codes
which appear on the warrant itself could still detect counterfeited
warrants electronically. [FN9] This editor program could also
automatically delete warrants from the file which were payable
to individuals (forestalling the Controller's claim this would
require manual manipulation of data). He further noted the Controller's
unclaimed property division currently provides data similar to
that requested in the petition at $600 per microfiche, with sufficient
data deleted as a protection against false claims.
FN9 The Controller encodes warrants with several fields of
numerical data to allow electronic verification. For obvious
reasons, the Controller has alluded to this system only generally,
and we will not insist on greater detail.
In a supplementary declaration, Mr. Larrea stated the security
of the locator program had been certified by the Controller's
internal audits division. Moreover, employees who researched
outstanding warrants were not authorized to issue duplicate warrants.
As the superior court asserted at one hearing, it could not
imagine "a much more public thing than these warrants."
In its view, "We may not personally as individuals care
who are the payees on unpaid warrants. But we have an interest
fundamentally in the idea that our public business is public.
And what could be more public than the payment of public taxpayer
money to somebody, right? What's more public than that, as to
who gets our tax dollars?" It did not accept the Controller's
argument that nondisclosure would prevent fraud. "I mean,
anyone, a counterfeiter of a state warrant doesn't have to have
additional data to counterfeit. He can just go counterfeit one
today. Makes up a number, ... [names] Chevron Oil Company, and
goes down to the Bank of America and convinces the bank that
he is a due representative of the Chevron Oil Company."
The court concluded that if the Controller provided only the
payee, date, and amount of outstanding warrants, "some counterfeiter
is going to have to hit an eight[-]digit [warrant] number. That's
a heck of a shot." It also rejected the claim disclosure
would result in undue burden, particularly if the writ required
the requesting party to provide a computer program at its own
expense to find the data outlined by the court. However, it gave
the Controller the opportunity to return with additional evidence
of burden.
The Controller did not submit any additional evidence of undue
burden. In its response to a proposed form of the judgment, the
Controller specifically objected to the failure to include a
requirement that the requesting party provide a computer program
"necessary to enable the Controller's staff to retrieve
the information ...."
Ultimately, the superior court signed a judgment prepared
by the Controller. In pertinent part, it provides, *610 "In
support of a motion to compel discovery, [InterSource] acknowledges
that the information it seeks is related to warrants issued to
state vendors....
"Following extensive briefing in [Argent], this Court
ordered disclosure of certain information regarding State Controller
vendor warrants and, because the issue herein is the same, now
makes the same ruling in this case ...
"1. The Petition for Writ of Mandate ... is Granted.
"2. [The Controller] is directed to produce to [InterSource]
information relating to warrants that were drawn or issued by
the [Controller] in favor of companies and corporate vendors
that provided goods and/or services to the State, but which have
not been cashed or paid .... The information to be produced is
as follows:
"a. the date of each outstanding warrant;
"b. the amount of each outstanding warrant; and
"c. the name of the payee of each outstanding warrant.
"3. [InterSource] is to provide to the [Controller] a
computer program which will enable that Office to retrieve the
information ordered disclosed herein.
"4. The information to be disclosed shall relate to all
outstanding warrants beginning with the date six months prior
to the date the computer program provided by [InterSource] is
functional and going back in time to the date the outstanding
warrants become void." The Controller filed the present
petition in December 1995, which has awaited the resolution of
her petition in Argent.
Discussion
I
(1) As a threshold consideration, we consider the claim by
the Controller that InterSource is not within the "purview"
of the Act. She relies on the last three words of the codified
declaration of policy appearing at the outset of the Act, which
provides, "In enacting this chapter, the Legislature ...
finds and declares that access to information concerning the
conduct of the people's business is a fundamental ... right of
every person in this state." (§ 6250, italics added.)
She also cites two decisions which describe the public's access
to government records as "a fundamental right of citizenship."
(Rogers v. Superior Court (1993) 19 Cal.App.4th 469, 475 [23
*611 Cal.Rptr.2d 412], italics added; accord, CBS, Inc. v. Block
(1986) 42 Cal.3d 646, 651, fn. 5 [230 Cal.Rptr. 362, 725 P.2d
470].) Asserting InterSource is a citizen of Oklahoma because
it is incorporated there, [FN10] the Controller argues the Legislature
could not have intended for California public agencies to be
accountable to citizens of another state. [FN11]
FN10 For this proposition, she cites Neirbo Co. v. Bethlehem
Corp. (1939) 308 U.S. 165, 169 [60 S.Ct. 153, 155, 84 L.Ed. 167,
128 A.L.R. 1437], which states "a corporation ... [has]
citizenship in the chartering state for [federal-court] jurisdictional
purposes." We have no occasion to consider whether this
rule of federal jurisdiction has application in the context of
the Act or other California statutes.
FN11 The Controller's alternative purview argument-that disclosure
of this information does not further the purpose of the Act-echoes
her contentions regarding the absence of any public interest
in disclosure. We will treat them in connection with that topic.
First of all, the cases cited by the Controller are inapposite,
as neither adjudicated the right of non-Californians to enforce
the Act. Cases are not propositions for matters not expressly
considered. (Honey Baked Hams, Inc. v. Dickens (1995) 37 Cal.App.4th
421, 428 [43 Cal.Rptr.2d 595].) Therefore, the choice of terminology
in the two decisions is immaterial.
Moreover, the legislative intent evinced by the Act is directly
contrary to that inferred by the Controller. Section 6250 originally
concluded with the phrase "every citizen of this state."
(See Stats. 1968, ch. 1473, § 39, p. 2946.) In 1970, the
Legislature amended section 6250 to its present form: "every
person in this state." We presume the Legislature is aware
of the distinction between "citizen" (defined in section
241 as all persons either
born in California and residing within it, or citizens of
the United States residing in California) and the more inclusive
"person" (defined in section 17 as "any person
[or] ... corporation ..."). Nor did the Legislature limit
the Act's definition of "person" to domestic corporations.
(§ 6252, subd. (c) [" 'Person' includes any ... corporation
..."].) As the Corporations Code demonstrates, the Legislature
is capable of expressing the distinction in usage between domestic
and foreign corporations. (Corp. Code, §§ 167, 171.)
This lack of limitation on those who may enforce the Act is
by no means an inadvertent effect of ill-considered language
employed by the Legislature. "Implicit in the democratic
process is the notion that government should be accountable for
its actions. In order to verify accountability, individuals must
have access to government files. Such access permits checks against
the arbitrary exercise of official power and secrecy in the political
process." (CBS, Inc. v. Block, supra, 42 Cal.3d at p. 651.)
It thus furthers the purpose of the Act to have the records of
our public agencies and officials always and everywhere available
on request (except where exempt). Thus, when section 6253 declares
every person has a right to inspect any public record, when *612
section 6257 commands state and local agencies to make records
promptly available to any person on request, and when section
6258 expressly states any person may institute proceedings to
enforce the right of inspection, they mean what they say. We
therefore reject the Controller's argument to the contrary.
II
(2) We thus come to whether, under section 6255, the Controller
satisfied her burden of demonstrating a public interest in nondisclosure
that clearly outweighs the public interest in disclosure on the
facts of this particular case. (Times Mirror Co v. Superior Court,
supra, 53 Cal.3d at p. 1339; San Gabriel Tribune v. Superior
Court (1983) 143 Cal.App.3d 762, 780 [192 Cal.Rptr. 415].) This
is a matter on which we exercise de novo review, according the
usual deference to any express or implied factual findings of
the superior court supported by substantial evidence. (Times
Mirror Co., supra, 53 Cal.3d at p. 1336.)
A
The Controller posits three interests of the public in nondisclosure.
We consider them in turn.
1. (3) The Controller suggests the public interest in nondisclosure
may be based on purely speculative security concerns. However,
her authority does not support so broad a proposition.
A court may indeed consider potential threats; for example,
the Supreme Court acknowledged a public interest in nondisclosure
of then Governor Deukmejian's appointment schedules and calendars
because of "the potential threat to the Governor's physical
security." (Times Mirror Co. v. Superior Court, supra, 53
Cal.3d at p. 1346.) However, the court was not accepting mere
speculation. The court based its holding on what it termed the
"reasonable" assertion in a declaration of the Governor's
security director identifying a specific threat that the requested
information would disclose " 'with relative precision when
and where the Governor may be found, those persons who will be
with him, and when he will be alone.' " (Id. at pp. 1331,
1346.) On the other hand, the Controller's declarations never
make any particularized connection between the limited fields
of data subject to disclosure under the superior court's judgment
and the way in which this disclosure could increase the risk
of counterfeiting. The Controller also cites discussion in ACLU,
supra, 32 Cal.3d at page 451, of hypothetical malefactors misusing
information obtained under the Act. However, ACLU merely noted
(in the course of statutory interpretation of a specific exemption)
that a court should bear in mind that information subject to
disclosure was available to anyone who requests it. (Accord,
Los Angeles Police Dept. v. *613 Superior Court (1977) 65 Cal.App.3d
661, 668 [135 Cal.Rptr. 575].) This was not part of any weighing
process under section 6255 which is, by legislative directive,
to be based on the facts of a particular case.
Moreover, existing authority explicitly rejects the Controller's
suggestion. "A mere assertion of possible endangerment does
not 'clearly outweigh' the public interest in access to these
records." (CBS, Inc. v. Block, supra, 42 Cal.3d at p. 652;
accord, New York Times Co. v. Superior Court (1990) 218 Cal.App.3d
1579, 1585 [268 Cal.Rptr. 21].) We thus confine ourselves to
security concerns supported by the record.
The Controller continues to argue in this court that disclosure
will create the potential for presentation of false claims, citing
the Henry and Larrea declarations. However, the Witten declaration
maintained that false claims can be prevented by requiring appropriate
verification of the payee's identity. The Controller did not
challenge this opinion on its merits (beyond highlighting the
fact Mr. Witten was no longer a member of her office). Since
we must resolve all factual disputes in favor of the judgment,
in this conflict between declarations we must credit Wayland
Witten's. (Beckett v. Kaynar Mfg. Co., Inc. (1958) 49 Cal.2d
695, 699 [321 P.2d 749]; Magnecomp Corp. v. Athene Co. (1989)
209 Cal.App.3d 526, 533 [257 Cal.Rptr. 278].) Thus, the Controller
has not established a potential for increased false claims.
As earlier recounted, the Witten declaration also maintained
that the Controller's anecdotal evidence regarding forged warrants
was inapposite because forged warrants can arise only in connection
with stolen authorized warrants. The Controller has apparently
conceded the point in this court, as she does not cite this evidence.
In any event, the Witten declaration is again a basis for concluding
the Controller failed to establish facts supporting this concern.
This leaves the concern with counterfeiting, a potential threat
which InterSource does not dispute. However, as noted above,
the superior court stated at the hearing that nothing at present
prevents a counterfeiter from negotiating a phony warrant. The
Controller has presented nothing other than speculation in her
supporting declarations that the incidence of counterfeiting
will increase if she provides the requested information. This
is insufficient. (CBS, Inc. v. Block, supra, 42 Cal.3d at p.
652; New York Times Co. v. Superior Court, supra, 218 Cal.App.3d
at p. 1585.) But even if we credit these speculations as expert
opinion, the Controller never challenged the superior court's
conclusion at the hearing that its proposed limitations on the
data disclosed to InterSource would make it extremely difficult
to create an exact counterfeit of an existing outstanding warrant.
Instead, the Controller reiterates in this court the concerns
expressed in her own declarations about *614 release of the full
panoply of data originally requested in the writ of mandate.
Yet again, the Witten declaration provides an adequate basis
for the superior court's conclusion that its limited disclosure
order eliminated the Controller's legitimate security concern.
2. (4) Among the Act's specific exemptions from disclosure
are "Records of complaints to, or investigations conducted
by, or records of intelligence information or security procedures"
of the state and local law enforcement agencies (subject to extensive
provisos). (§ 6254, subd. (f).) Acknowledging her records
do not come literally within this provision, the Controller argues
the outstanding warrants are "akin" to the files which
are the subject of this provision because there are "security"
concerns. She cites Eskaton Monterey Hospital v. Myers (1982)
134 Cal.App.3d 788, 792-793 [184 Cal.Rptr. 840], where we held
there is a compelling public interest in the nondisclosure of
investigative records to prevent potential violators of the law
from escaping detection. While our analysis involved section
6255, we identified a public interest in nondisclosure by analogy
to an exception for investigatory records contained in the parallel
federal Freedom of Information Act (FOIA). Thus, we agreed a
hospital could not have access to a manual which described the
"game plan" for audits of Medi-Cal programs, because
unscrupulous health care providers could manipulate records of
expenditures to avoid triggering audits. (Id. at pp. 793-794.)
[FN12]
FN12 The Controller also cites Procunier v. Superior Court
(1973) 35 Cal.App.3d 211 [110 Cal.Rptr. 531], a summary opinion
which concludes an inmate defendant is not entitled to prison
blueprints or lists of gang- affiliated prisoners in response
to a discovery request because this would endanger the security
of the prison system and the safety of the citizens of the state.
However, the terseness of the opinion makes it difficult to apply
the holding outside its factual context.
InterSource incorporates the opposition in Argent that cites
numerous cases purportedly establishing the narrow contours of
the Act's express investigatory-records exception. [FN13] But
this is beside the point. As noted, the Controller is not relying
on the express investigatory-records exception, but is instead
merely citing it as analogous support for its security argument.
As we have already determined that the superior court could resolve
the factual dispute regarding the Controller's security concerns
in favor of disclosure, it adds nothing to the analysis to frame
it in terms of a specific exemption in the Act.
FN13 Although Williams v. Superior Court (1993) 5 Cal.4th
337 [19 Cal.Rptr.2d 882, 852 P.2d 377] calls a number of earlier
cases into question because it rejects reliance on FOIA precedent
in interpreting the reach of this exception (id. at p. 354),
it nonetheless affirms the qualification that a record comes
within the exception only if there was a concrete prospect of
its use for law enforcement purposes at the time of its creation.
(Id. at pp. 356, 362.) Obviously, an outstanding-warrant file
would not satisfy this criterion.
3. (5) This leaves the claim the undue inconvenience and expense
in providing the requested information weighs in favor of nondisclosure.
(ACLU, supra, 32 Cal.3d at pp. 452-453.) *615
In an abbreviated argument, the Controller reiterates the
contentions she made in the superior court. Pointing to the daily
fluctuations in the file caused by newly issued and newly canceled
warrants, she asserts she could be subjected to daily demands
by numerous asset-finders. She also argues the data ordered disclosed
by the judgment are not contained in a single file (forcing her
employees to cull several files to obtain the information) and
would require manual editing to remove the names of individual
payees. She again asserts disclosure would overtax her personnel
resources.
We first consider the contention there is not an existing
file. Unlike Argent, where the Controller's failure to submit
evidence in support of this contention was determinative, here
we have an admission by InterSource in exhibits to its petition
in the superior court that the names of payees appear only in
the microfiched "warrant register" of copies of all
issued warrants, while the date and amount are contained in the
outstanding-warrant file (along with the warrant number that
is not itself subject to disclosure). While this new information
gives a better picture of the process, it does not change the
facts that the Controller has admitted her own locator program
searches for names, dates, and amounts (over $2,000 and someday
over $1,000), which is substantial evidence supporting the superior
court's implied conclusion there is an existing record containing
the three data specified in the judgment. [FN14]
FN14 Although InterSource sought disclosure only of warrants
over $3,000, the present judgment contains no such restriction.
To forestall any argument by the Controller that searching for
warrants under $3,000 is work not contained in any existing record,
and because it is peremptory relief in excess of that requested
in InterSource's original petition in the superior court, we
shall direct the appropriate modification of the judgment.
Turning to the Controller's remaining contentions, this court
has previously held that an agency may be forced to bear a tangible
burden in complying with the Act absent legislative direction
to the contrary. (State Bd. of Equalization v. Superior Court
(1992) 10 Cal.App.4th 1177, 1190, fn. 14 [13 Cal.Rptr.2d 342];
Northern Cal. Police Practices Project v. Craig (1979) 90 Cal.App.3d
116, 124 [153 Cal.Rptr. 173].) In response to concerns about
the burden on the Controller, the superior court did not include
individual payees, limited its judgment to a date certain (eliminating
the spectre of multiple requests by InterSource), and required
InterSource to prepare an editor program to delete the data to
which InterSource is not entitled. [FN15] Witten's declaration
is substantial evidence supporting the superior court's implicit
finding that these modifications eliminated any undue *616 burden
(particularly the averment the Controller's unclaimed property
division presently provides similarly redacted information).
Despite the invitation of the superior court, the Controller
never offered any evidence the modified disclosure would not
alleviate the Controller's original objections. "[W]e are
given no reason to reject the trial court's [implicit] finding
that the burden is sufficiently alleviated ...." (State
Bd. of Equalization, supra, 10 Cal.App.4th at p. 1190.) As for
the Controller's hypothecated multiple requests by other asset-locators,
our focus under section 6255 are the facts of the present case.
We leave to future litigation the determination whether the functioning
of her office will be overwhelmed by other asset-finders operating
under similar restrictions.
FN15 The Controller complains the judgment's provision for
an editor program will compel her "to open files to [InterSource]
which are not open even to the majority of [her] employees"
and "reveal how [her] computer records are kept." In
the first place, since this provision was added to the judgment
at the Controller's insistence, the doctrine of invited error
precludes her from raising any argument based upon it. Further,
the judgment does not require InterSource itself be given direct
access to the Controller's database. All that need be provided
to InterSource is sufficient information to allow it to create
a compatible program which will be run by the "few employees"
who have access to the file. Finally, the Controller has not
provided any facts to support this claim of an alleged breach
of security flowing from this provision.
B
(6) We have determined the Controller has demonstrated on
the facts of this case no more than a slight public interest
in the nondisclosure of the data included in the superior court's
judgment. On the other side of the balance, the Controller argues
there is no public interest in disclosure of these records, so
even a slight interest in nondisclosure should be determinative.
In the Controller's view, she exercises no discretion in issuing
warrants to pay bills and there has not been any claim she has
failed to pay bills, so she believes there is no public interest
in holding her accountable for this ministerial task. While she
concedes the purpose for which a request is made under the act
is "generally" irrelevant, the Controller also claims
no court has ordered disclosure solely for commercial purposes.
Finally, the Controller asserts the existence of her own locator
program for identifying and paying outstanding warrants expunges
any public interest in outstanding warrants.
As we have previously held, "If the records sought pertain
to the conduct of the people's business there is a public interest
in disclosure. The weight of that interest is proportionate to
the gravity of the governmental tasks sought to be illuminated
and the directness with which the disclosure will serve to illuminate."
(Citizens for a Better Environment v. Department of Food &
Agriculture (1985) 171 Cal.App.3d 704, 715 [217 Cal.Rptr. 504],
italics added.) The existence and weight of this public interest
are conclusions derived from the nature of the information. (Ibid.)
The purpose for which the requested records are to be used is
not just "generally" irrelevant; we have specifically
held, "What is material is the public interest in disclosure,
not *617 the private interest of a requesting party; section
6255 does not take into consideration the requesting party's
profit motives or needs." (State Bd. of Equalization v.
Superior Court, supra, 10 Cal.App.4th at p. 1191.) Thus, the
fact a requesting party is a commercial entity using the information
for strictly commercial purposes does not diminish the public
interest inherent in the material requested. (Id. at pp. 1190-1191.)
As the superior court correctly concluded, the records pertain
to the government's conduct in managing public revenues. The
Controller may depict her office's part in the allocation of
revenues to be drab and ministerial, but bill-paying is no less
essential to the proper workings of state government than legislating
(or, dare we say, adjudicating), thus there is a public interest
of sufficient gravity. While the Controller may assert the public
has no interest in these records because she is performing her
task properly and is herself seeking out unpaid vendors to ensure
they receive compensation for goods and services, this is akin
to asking that we allow her "to exercise absolute discretion,
shielded from public accountability" in the operations of
her office. (New York Times Co. v. Superior Court, supra, 218
Cal.App.3d at p. 1585.) However, the public interest demands
the ability to verify. Only in this way can the public be certain,
for example, that there is not a conspiracy of silence about
outstanding warrants so that the payees are lulled into inaction
until the warrants are canceled. [FN16]
FN16 We hasten to add that identifying a possible misfeasance
is in no way intended to impugn the operations of the Controller's
office (much as the Controller asserts her posited concern with
dishonesty is not intended to impugn InterSource's reputation).
Since there is a strong public interest in disclosure, the
balance must tip in favor of access to the outstanding warrant
file. We shall therefore deny the Controller's petition.
Disposition
The alternative writ is discharged. The petition for an extraordinary
writ is granted only to the extent of directing the trial court
to modify its judgment to apply only to warrants over $3,000,
and is otherwise denied. The stay previously issued by this court
shall be dissolved as of the date this opinion is final. InterSource
shall recover its costs.
Puglia, P. J., and Blease, J., concurred.
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