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CITIZENS FOR A BETTER ENVIRONMENT et al., Plaintiffs and Appellants,
v.
DEPARTMENT OF FOOD AND AGRICULTURE, Defendant and Respondent.
171 Cal.App.3d 704
Civ. No. 21124.
Court of Appeal, Third District, California.
Aug 26, 1985.
COUNSEL
Nicholas C. Arguimbau for Plaintiffs and Appellants. John
K. Van de Kamp and George Deukmejian, Attorneys General, R. H.
Connett, Assistant Attorney General, and Robert L. Mukai, Deputy
Attorney General, for Defendant and Respondent.
MAJORITY OPINION. BLEASE, J.
Plaintiffs appeal from the judgment denying them disclosure
of records requested under the California Public Records Act.
(Gov. Code, § 6250 et seq.) [FN1] The records sought are
California Department of Food and
Agriculture (hereafter Department) inspection and monitoring
reports on county enforcement of pesticide use laws. Disclosure
was denied on the ground that the reports are exempt from disclosure
under section 6254, subdivision (a). We will reverse the judgment.
FN1 All references are to the Government Code unless otherwise
noted.
The Department failed to show that certain records were "not
retained...in the ordinary course of business"; these records
must be disclosed in their entirety. Regarding the remaining
records, we hold that only the recommendations to the Department
concerning the action to be taken are exempt but that the factual
reports of the investigations and what was found must be disclosed.
Facts
The Department has the primary responsibility for enforcement
of the federal pesticide use law pursuant to an agreement with
the administrator of the environmental protection agency authorized
by the Federal Insecticide, Fungicide and Rodenticide Act (FIFRA)
(7 U.S.C. §§ 136-136y; § 136u (a)(1).) It shares
this responsibility with the agricultural commissioner of each
county acting under its "direction and supervision."
(Food *708 & Agr. Code, § 11501.5). The instructions
and directions of the Department "govern the procedure to
be followed by the commissioner in the discharge of his duties."
(Food & Agr. Code, § 2281.)
Citizens For a Better Environment (Citizens) is a national
environmental organization which claims a membership of 6,000
persons in the San Francisco Bay Area. Dreistadt is its employee.
In October 1980 Citizens published a report by Dreistadt critical
of the pesticide enforcement program in Contra Costa County.
It said: "The scope and volume of pesticide use by public
agencies in Contra Costa County is extensive, but has yet to
be thoroughly assessed. Pesticides are often applied by minimally
trained personnel without the consideration and use of reasonably
available, less hazardous alternatives. The numerous juristictions
[sic] which exist throughout the county create the potential
for a duplicity of programs which lack coordination. Much of
the pesticide use by public agencies and institutions is unrecorded
and unreported. Pesticide use is poorly monitored and subject
to a low level of control. Under the present pesticide regulatory
system, no one agency has a clearly defined and comprehensive
program to monitor and regulate urban pesticide use. In many
cases, elected officials have not exercised their responsibility
to evaluate and set policy on the use of biological poisons in
programs funded by public monies."
In November 1980, Citizens requested that the Department supply
copies of all documents from 1977 regarding its evaluations of
pesticide surveillance and enforcement activities in several
California counties. The request included; "final and draft
reports, staff drafts and reports, notes of conversations and
meetings, and any county or federal documents" in the Department's
possession which concern matters of pesticide surveillance and
enforcement. The Department responded that evaluations were conducted
only in two of the subject counties, Contra Costa and San Francisco.
It stated: "The evaluations of Contra Costa and San Francisco
counties are in process and are not expected to be completed
before the end of January 1981. Their release is currently exempted
from disclosure under California Government Code Section 6254(a)."
Plaintiffs then commenced this mandamus action seeking disclosure
of the requested writings. At the hearing upon the order to show
cause, plaintiffs adduced the foregoing background. The court
rejected as irrelevant plaintiff's offer of proof that there
had been widespread interest in the management of the pesticides
regulatory program.
The Department claimed that the requested documents are exempt
from disclosure under sections 6254, subdivision (a), and 6255.
It relied primarily *709 on a declaration and the oral testimony
of Jerome Campbell, a pesticide use specialist employed by the
Department. He said the subject writings consisted of notes,
memoranda and other writings created and utilized by personnel
of both the Department and of the United States Environmental
Protection Agency (USEPA) for the purpose of inspecting and evaluating
pesticide enforcement programs in the counties of Contra Costa
and San Francisco. The declaration states that the writings are
presently maintained by the Department as a basis for reports
to be later published and that they consist of individual team
members' impressions and opinions of the operations of the county
agriculture departments which were visited, inspected and evaluated.
Campbell declared that the use of the writings is limited to
the preparation of the draft or drafts which ultimately result
in the reports of the Department and that they are not normally
retained after that is accomplished.
At trial Campbell testified that there is no standard in the
Department as to what memoranda from the USEPA are retained and
which are destroyed. Further, no decision had yet been made whether
or not any of the documents requested would be discarded. In
his opinion, "most" of the specific documents in issue
would be discarded. The trial court reminded him that his declaration
said the subject writings are not normally retained and asked
if this applied to all the writings in issue. Campbell replied:
"Portions of that, right-that statement, they are contained
in those files. Working copies, ones that we received out in
the field normally would not be retained. [Unless the Department
expected a challenge to the final report]." On redirect
examination counsel for the Department asked if, in Campbell's
experience, based on his 20 inspections of counties, it was the
ordinary practice of the Department to discard notes, memoranda,
preliminary drafts and such papers once final reports were published.
Campbell testified: "Yes, we normally dispose of the working
papers when the final report is in."
The Department produced the writings, which the court examined
in camera pursuant to Evidence Code section 915 and section 6259.
After reviewing the documents the trial court said: "while
there are some factual matters involved, the files are replete
with opinion inextricably intertwined with the factual information."
The trial court found the writings to be exempt from disclosure:
"Because the subject writings are exempt from disclosure
under the express provisions of Government Code section 6254,
subdivision (a), withholding of the subject writings is justified
within the meaning of Government Code section 6255." Judgment
was entered denying the petition for writ of mandate.
Plaintiff unsuccessfully moved for a new trial, asserting:
(1) the trial court erred in evidentiary rulings made at the
hearing; and (2) Department's subsequent *710 publication of
the final report dealing with pesticide surveillance and inspection
in Contra Costa and San Francisco counties demonstrated the need
for public disclosure of the subject writings in order to ensure
the final report was representative of the material contained
within the requested documents. The final reports which were
to be compiled from the data contained in the requested documents
had not been published prior to the hearing on the order to show
cause. These reports were issued prior to plaintiff's motion
for a new trial.
Each final report bears the title "1980 County/State/EPA
Evaluation Pesticide Use Enforcement." Each is on a checklist
form divided into eleven categories, containing pre-printed statements
to be answered exclusively by checking either: "[___] Yes/Meets"
or "[___] No/Does Not Meet." The sole exception to
the checklist format is the sparse provision for "Comments/Recommendations"
at the end of each category. The final reports contain few comments
or recommendations. They do not reveal what evidence, if any,
was gathered by the monitors. They do not say how the investigation
was made, who or what was investigated, or when the investigations
took place. In short, they are utterly conclusory documents.
We have also reviewed the writings sought by plaintiffs. These
documents are contained in two manila folders, one for each county.
Each contains a checklist form identical to that used for the
final reports. These forms are annotated with handwritten notes
and appear to have been prepared during on-site visits to the
counties. Each file also contains other handwritten documents
also apparently prepared on site. The San Francisco file contains
a typewritten document stamped "Draft" which tracks
the categorical format of the final reports but does so in a
narrative style stating county practices found by the investigator.
Both files contain a typewritten memorandum of a USEPA employee
who participated in the on-site visit. The San Francisco file
includes an undated telephone message slip memorializing a telephone
call by one Department employee to another to say thanks. Finally,
both files contain a note pertaining to the fact of plaintiff's
request for the records in issue.
In minor part, these documents consist of recommendations
for improvements of county operations and proposals for the disposition
of the items on the checklist forms of the final reports. As
appears these matters are not subject to disclosure. They also
provide a wealth of detail concerning the methodology of the
Department inspection and monitoring visits and facts concerning
county operations as perceived by the monitors. As will be shown
these matters are subject to disclosure. *711
Discussion I
Section 6250 et seq. comprise the California Public Records
Act. This enactment, like the federal Freedom of Information
Act (5 U.S.C. § 552) upon which it is in part patterned
(see Black Panther Party v. Kehoe (1974) 42 Cal.App.3d 645, 652
[117 Cal.Rptr. 106]), expresses a policy generally favoring disclosure
of public records. [FN2] "[T]he Legislature...finds and
declares that access to information concerning the conduct of
the people's business is a fundamental and necessary right of
every person in this state." (§ 6250.) (1)Grounds to
deny disclosure of information "must be found, if at all,
among the specific exceptions to the general policy that are
enumerated in the Act." (State of California ex rel. Division
of Industrial Safety v. Superior Court (1974) 43 Cal.App.3d 778,
783 [117 Cal.Rptr. 726].) The general policy of disclosure reflected
in the act "can only be accomplished by narrow construction
of the statutory exemptions." ( San Gabriel Tribune v. Superior
Court (1983) 143 Cal.App.3d 762, 773 [192 Cal.Rptr. 415].)
FN2 The California Public Records Act was enacted against
a "background of legislative impatience with secrecy in
government...." (53 Ops.Cal.Atty.Gen. 136, 143 (1970).)
It is undisputed that the documents in issue here are public
records. Section 6252, subdivision (d), states that "'[public]
records' includes any writing containing information relating
to the conduct of the public's business prepared, owned, used,
or retained by any state or local agency regardless of physical
form or characteristics."
The word "writing" is itself defined comprehensively
in subdivision (e) of section 6252: "'Writing' means handwriting,
typewriting, printing, photostating, photographing, and every
other means of recording upon any form of communication or representation,
including letters, words, pictures, sounds, or symbols, or combination
thereof, and all papers, maps, magnetic or paper tapes, photographic
films and prints, magnetic or punched cards, discs, drums, and
other documents."
(2)The disputed exemption is contained in section 6254, subdivision
(a). At the time of trial it provided that disclosure is not
required if the records are: "Preliminary drafts, notes,
or interagency or intra-agency memoranda which are not retained
by the public agency in the ordinary course of business, provided
that the public interest in withholding such records clearly
outweighs the public interest in disclosure." [FN3] Thus
there are three statutory conditions for exemption: (1) The record
sought must be a preliminary draft, note, or memorandum; (2)
which is not retained by the public agency in the ordinary course
of business; and (3) the public interest *712 in withholding
must clearly outweigh the public interest in disclosure. [FN4]
The burden of proof and of persuasion of the existence of each
condition is the Department's. (§ 6255.) Whether or not
the Department has met its burdens depends upon the meaning of
the statutory conditions. That in turn is revealed in the statutory
language and the purpose of the exemption.
FN3 A subsequent amendment of the statute (apparently not
substantive) has excised the word "such" and inserted
in its place the word "those."
FN4 The only other reading would have preliminary drafts and
notes subject to withholding regardless of retention in the ordinary
course of business. We reject this as illogical since no reason
appears why retention should be a factor of significance for
memoranda but not the other materials. Moreover, all other factors
being equal, in view of the tenor of the California Public Records
Act we would resolve ambiguity in favor of disclosure.
The purpose of the exemption is to provide a measure of agency
privacy for written discourse concerning matters pending administrative
action. We discern this purpose from reading the statute and
reviewing its antecedents.
Two years prior to enactment of the California Public Records
Act Congress enacted the federal Freedom of Information Act (FOIA).
Our Legislature was cognizant of this recent federal statutory
antecedent. (See Schaffer et al., A Look At The California Records
Act and Its Exemptions (1973) 4 Golden Gate L.Rev. 203, 210-213.)
(3)As related, the California enactment is modeled upon the FOIA.
Thus, "the judicial construction and legislative history
of the federal act serve to illuminate the interpretation of
its California counterpart." (See American Civil Liberties
Union Foundation v. Deukmejian (1982) 32 Cal.3d 440, 447 [186
Cal.Rptr. 235, 651 P.2d 822].)
The apparent cognate of section 6254, subdivision (a) in the
FOIA is 5 United States Code, section 552(b)(5) (hereafter the
"memorandums" exemption). It exempts from compulsory
disclosure "inter-agency or intra-agency memorandums or
letters which would not be available by law to a [private party]
in litigation with the agency." The use in the California
act of "inter-agency or intra-agency memoranda" suggests
that section 6254, subdivision (a) was "adapted" from
section 552(b)(5). (See Schaffer et al., A Look At The California
Records Act and Its Exemptions, supra., at p. 213.) Thus, it
has been suggested, "[despite] a difference in wording the
purpose and subject matter of the federal and California exemptions
are largely the same." (See ibid.; also see Fellmeth and
Folsom, California Regulatory Law and Practice (1983) pp. 38-40.)
(4)The FOIA "memorandums" exemption has been considered
several times by the United States Supreme Court and an extensive
analysis of the provision and the case law is provided by Professor
Davis in 1 Administrative Law Treatise (2d ed. 1978) sections
5:33-5:37. We accept his synopsis: *713 "The key to all
the cases is that the...exemption protects the deliberative materials
produced in the process of making agency decisions, but not factual
materials, and not agency law." [Italics in original.] (Id.,
at p. 405.) The purpose of the exception is to foster robust
discussion within the agency of policy questions attending pending
administrative decisions. (See, e.g., NLRB v. Sears, Roebuck
& Co. (1975) 421 U.S. 132, 149, 155 [44 L.Ed.2d 29, 46, 50,
95 S.Ct. 1504].) The means to achieve this is an exemption from
disclosure of those portions of predecisional writings containing
advisory opinions, recommendations, and policy deliberations.
(See ibid.) However, "memoranda consisting only of compiled
factual material or purely factual material contained in deliberative
memoranda and severable from its context.... [are not exempt
from disclosure]." (See EPA v. Mink (1973) 410 U.S. 73,
87-89 [35 L.Ed.2d 119, 132-133, 93 S.Ct. 82].)
The text and context of section 6254, subdivision (a) suggest
that it has essentially the same purpose as its FOIA cognate.
Accordingly, to the extent permitted by the express statutory
language, we will look to the reasoning of the analogous federal
case law in construing section 6254, subdivision (a). We turn
to the application of the statute to this case.
MAJORITY OPINION II
(5)Plaintiffs properly concede that the records they seek
are within the ambit of the first condition of section 6254,
subdivision (a) as "[p]reliminary drafts, notes, or interagency
or intra-agency memoranda." [FN5] The records here are documents
produced in the course of a determinate process of evaluating
compliance of a county with state criteria of an effective pesticide
law enforcement program. The process results in administrative
action by the Department, i.e., issuance of the "report
card" to the county concerning its pesticide use law enforcement
program. The writings here are "pre- decisional communications"
(see NLRB v. Sears, supra., 421 U.S. at p. 151 [44 L.Ed.2d at
p. 48]) in this process. Thus, they may lie *714 within the purposive
ambit of the exemption from disclosure. [FN6] These are the sort
of preliminary writings that may be withheld if they meet the
other conditions of section 6254, subdivision (a).
FN5 Prior to enactment of the California act the disclosure
of writings in the custody of public officials was governed by
former section 1227. (See Stats. 1951, ch. 655, § 23.) Former
section 1227 provided: "The public records and other matters
in the office of any officer, except as otherwise provided, are
at all times...open to inspection...." (Ibid.) The term
"other matters" had been limited by case law to
other matters of a "public" nature, i.e., "'of,
pertaining to, or affecting, the public at large or the community."'
( Coldwell v. Board of Public Works (1921) 187 Cal. 510, 520
[202 P. 879]; also see Comment, Access to Government Information
in California (1966) 54 Cal.L.Rev. 1650, 1665-1671.) However,
if "other matters" were writings of public interest,
disclosure could not be impeded with the claim that they were
preliminary in nature, "tentative and... liable to error
or alteration...." ( Coldwell, supra., at p. 520.)
FN6 The result of the addition of the terms "preliminary
drafts" and "notes" to the enumeration contained
in the FOIA provision is to dispel the potential ambiguity concerning
the reach of the exemption. "Memorandum" sometimes
connotes a writing made for communication between persons. "Notes"
or "drafts," however, may be written with no intent
to transmit them to persons other than the author.
III
The second condition of section 6254, subdivision (a) is that
the records be documents which are not retained by the Department
in the ordinary course of business. [FN7] If preliminary materials
are not customarily discarded or have not in fact been discarded
as is customary they must be disclosed. (§ 6254, subd. (a).)
Thus, the agency controls the availability of a forum for expression
of controversial views on policy matters by its policy and custom
concerning retention of preliminary materials.
FN7 One of the purposes of the FOIA is the avoidance of undisclosed
written rules of decision for administrative action, so called
"secret law." ( NLRB v. Sears, Roebuck & Co., supra.,
421 U.S. at pp. 137- 138 [44 L.Ed.2d at p. 40]; see also 1 Davis,
Administrative Law Treatise, supra., §§ 5:18, 5:33.)
This purpose has been taken into consideration in the interpretation
of its FOIA "memorandums" exemption. (Ibid.) The second
condition for exemption in section 6254, subdivision (a) is a
simple and powerful device to prevent the development of "secret
law." This condition narrows the scope of the California
act exemption from that of the FOIA counterpart. (Compare NLRB
v. Sears, supra., 421 U.S. at p. 151 [44 L.Ed.2d at p. 48], fns.
18 and 19.)
No evidence of a Department policy was offered on this point.
However, Campbell's testimony is evidence of a Department custom.
Constrained by the substantial evidence principle of appellate
review, we uphold the finding of the trial court that most of
the writings in issue would customarily be discarded by the Department
in the ordinary course of business. However, Campbell's testimony
does not support such a finding regarding the EPA memoranda which
are contained in each county file. Campbell consistently avoided
inclusion of these documents in his generalizations concerning
the nonretention of "working papers." Accordingly,
we conclude that the Department failed to carry its burden of
proof to warrant exemption of the EPA memoranda.
IV
The third condition in section 6254, subdivision (a) is that
the public interest in withholding the records clearly outweigh
the public interest in disclosure. The initial question is what
meaning to assign to the phrases *715 "public interest in
withholding such records" and "public interest in disclosure."
[FN8] We first consider the latter term.
FN8 The dissent finds analysis of this point too tiresome
and implies we should mutely defer to the bare conclusions of
law of the trial court. This secretive approach to legal analysis
is uniquely out of place when the topic itself is governmental
secrecy. Rather than camouflaging this point, we reveal the public
interests at stake.
The meaning of the term "public interest in disclosure"
is evident from the fundamental finding of the Legislature set
forth at the commencement of the California Public Records Act.
We reiterate that finding: "...access to information concerning
the conduct of the people's business is a fundamental and necessary
right of every person in this state." (§ 6250.) If
the records sought pertain to the conduct of the people's business
there is a public interest in disclosure. The weight of that
interest is proportionate to the gravity of the governmental
tasks sought to be illuminated and the directness with which
the disclosure will serve to illuminate.
The Department suggests that here there is no "evidence"
of "public interest in disclosure." This stems from
a misperception of what constitutes a showing that information
is of public interest. Sometimes an evidentiary showing of the
publicly beneficial use that may be made of information may be
helpful in assessing the public interest served by disclosure.
(See Uribe v. Howie (1971) 19 Cal.App.3d 194, 210-211 [96 Cal.Rptr.
493].) However, in the usual case the existence and weight of
the "public interest in disclosure" is a conclusion
derived from the nature of the information in issue. (See Coldwell
v. Board of Public Works, supra., 187 Cal. at p. 520, preliminary
specifications and estimates for water project is a public matter
in which the public has an interest.) Here, the factual matters
in the preliminary documents concern the conduct of county officials
in enforcing the pesticide use laws and the conduct of state
officials in the investigation and supervision of that task.
It is simply incontestible that these are grave public matters
in which the public has a substantial interest in disclosure.
The records sought to be disclosed strongly illuminate the conduct
of pesticide use law enforcement. We must weigh this "public
interest in disclosure" against the asserted counterveiling
statutory interest in nondisclosure.
What is the "public interest in withholding such records?"
In this connection it is the interest in fostering robust agency
debate which is the subject of section 6254, subdivision (a).
It might be argued the phrase should be read broadly, as a catchall
opportunity to raise policy arguments concerning the utility
of releasing the information. Such a reading is untenable. The
remaining provisions for exemption from disclosure in the California
*716 act address other specific policy concerns that the Legislature
deemed worthy of note. Failure to raise these exemptions waives
the right to tender policy arguments logically assigned to them.
Section 6255 provides a generalized or catchall opportunity to
tender policy arguments against disclosure that are not addressed
by specific exemptions. A broad reading of the phrase "the
public interest in withholding such records," as used in
section 6254 subdivision (a), would render it superfluous. Thus,
that phrase can only address the specific policy domain of the
statutory exemption.
As related, that policy domain is the same as that addressed
in the FOIA "memorandums" exception. Thus, reasoning
in the federal case law concerning what disclosure is consistent
with the policy fostering robust agency debate is applicable.
We import the FOIA precept, related ante: memoranda consisting
of factual material or severable factual material contained in
memoranda along with deliberative material may be disclosed without
doing violence to "the public interest in withholding such
records." (Cf. Northern Cal. Police Practices Project v.
Craig (1979) 90 Cal.App.3d 116, 123-124 [153 Cal.Rptr. 173].)
The remaining question is what is severable factual material?
As related, the trial court concluded that the factual material
in the preliminary documents here could not be severed because
it is "inextricably intertwined with opinion." [FN9]
This conclusion is based on two incorrect premises. *717 The
first is that the factual material to which an opinion may be
addressed is immunized from disclosure because of its relation
to the opinion. That simply sweeps all of the facts out with
the opinions. But it is a simple matter to separate the factual
descriptions of what went on, such as the times and places of
the inspections and the observations made at those places, from
the recommendations made on the basis of these facts.
MAJORITY OPINION FN9 The court's findings were: "[The]
notes and memoranda reflect the team members' perceptions and
opinions about what they saw and were told, but are not, and
were not intended to be, exhaustive records of the inspections
or complete evaluations thereof. To the extent that the notes
and memoranda refer to things that were seen and heard by the
team members, they contain what may be considered factual material.
The factual material is inextricably intertwined with opinion.
The opinions are based not only on the factual information but
are also predicated on omission involving the judgment of the
personnel involved as to whether the omissions were or were not
appropriate....
"Reports of the Department's findings on its inspection
and evaluations of the county agricultural departments are expected
to be prepared by the collective efforts of the team members
who visited the respective county departments. "[T]he writings
which are the subject of this action are clearly implicated in
the process of collective consultation and deliberation from
which the findings of the Department will issue in the form of
a written report. Disclosure of these writings, which contain
and reflect the subjective impressions and mental processes of
the team members as well as perceptions and impressions of the
factual material upon which these processes operate, would be
expected to impair the candid internal exchange of opinions and
views necessary to the formulation of responsible and balanced
positions upon issues with which the Department's public records
must deal. Unless protected from public disclosure, the information
thus exchanged would not flow freely within the Department. Under
these circumstances the public interest is far better to be served
by withholding these writings than by disclosing them. Thus,
the public interest in nondisclosure of these writings clearly
outweighs the public interest in their disclosure.... "The
subject writings are therefore exempt from disclosure under the
California Public Records Act, pursuant to the provisions of
Government Code section 6254, subdivision (a)."
The second incorrect premise is that an opinion can never
be a fact subject to disclosure. Because a statement is one of
opinion does not necessarily place it within the policy served
by section 6254, subdivision (a). Opinions may be "purely
factual" and hence disclosable. Thus, a statement of opinion
that there is a county policy or practice, including that of
a county employee, is a fact which must be disclosed. That a
judgment (an opinion) is embedded in a statement that something
is the case (the hallmark of a factual claim) obviously does
not deprive it of its factual quality. It is only an opinion
which is "recommendatory" that may be withheld. (See
Note, The Freedom of Information Act and the Exemption for Intra-Agency
Memoranda (1973) 86 Harv.L.Rev. 1047, 1049-1057.) A statement
of opinion concerning whether county conduct, policy or practice
conforms to the law or whether the Department should endorse,
rebuke, or take some other action in view of the conduct, policy
or practice is "recommendatory" and meets the condition
for withholding.
With these principles in mind we have reviewed the documents
sought by plaintiffs. The documents contain much severable factual
information with no recommendatory content. That includes the
times and places of the investigations and the observations made.
For example, the Contra Costa documents reveal that the monitoring
personnel accompanied a county inspector on an inspection tour
in the field. A grower applying a pesticide to tomatoes was inspected.
Numerous illegal pesticide use practices were observed by the
federal and Department monitors that were not pointed out by
the county inspector. Later the four local crop-duster airstrips
were visited with the county inspector. Two were okay. A third
was a "disaster area," with empty pesticide containers
strewn about. The fourth was the home base of an aerial pesticide
applicator who "violates the regulations on a regular basis.
The county has done very little in making this applicator comply."
The county inspector told this applicator it was okay to dump
"5 gal" at the end of the airstrip. This is all factual
matter that must be disclosed.
We imply no view on the question of whether disclosure of
the recommendatory matter nonetheless may be sometimes required
because the public interest in disclosure outweighs the public
interest in frank internal policy discussion. Here, the "recommendatory"
opinions of the Department's investigators *718 are exempt. No
focused claim for disclosure of these opinions has been tendered.
Disposition
We have photocopied the documents sought and masked the portions
which may be withheld pursuant to the claim of exemption under
section 6254, subdivision (a). The Department has demonstrated
no proper claim justifying the withholding of the EPA memoranda
or the portions of the other documents appearing in the masked
photocopies. The judgment is reversed with directions that judgment
be entered compelling the Department to release these documents
to plaintiffs.
Sparks, J., concurred.
DISSENTING OPINION, EVANS, Acting P. J.
I respectfully dissent. I view the lengthy discussion in the
majority opinion as a camouflage of the simple and straightforward
answer to the problem presented. At trial, Jerome Campbell, a
pesticide use specialist employed in the pesticide enforcement
unit of the Department of Food and Agriculture, testified that
he had examined the documents sought by the plaintiffs and found
them to be notes, memoranda, preliminary drafts, and opinions
of inspectors which would be utilized in preparing final reports;
he further testified that those documents would be discarded
by the department once the final draft had been published. Government
Code section 6254, subdivision (a), provides, "Except as
provided in Section 6254.7, nothing in this chapter shall be
construed to require disclosure of records that are any of the
following: [¶] (a) Preliminary drafts, notes, or interagency
or intraagency memoranda which are not retained by the public
agency in the ordinary course of business, provided that the
public interest in withholding those records clearly outweighs
the public interest in disclosure." The language of the
section is clear and unambiguous, not needing interpretation
or clarification. The uncontradicted testimony of Mr. Campbell
clearly places the documentation within the technical ambit of
that statute. Moreover, I view the evidence as the trial judge
did as establishing that the public interest in withholding the
records "clearly outweighs the public interest in disclosure."
The Trial Judge Irving Perluss personally examined each document
and concluded they should not be disclosed. In his findings,
he succinctly and reasonably explained the reasons for exempting
the documents from disclosure. My review of the documents compels
the same conclusion. I will therefore quote from a portion of
Judge Perluss' findings and adopt them as an integral part of
my dissent: "The examined writings were contained in *719
two letter-size folders and are variously handwritten, typed,
and handwritten on typed or printed forms.
"7. The examined writings were authored by personnel
of the Department and the U.S. Environmental Protection Agency
who were assigned to teams for inspection and evaluation of pesticide
enforcement programs of the Contra Costa and San Francisco departments
of Agriculture in 1980, under the provisions of the Federal Insecticide,
Fungicide and Rodenticide Act. The writings themselves are preliminary
memoranda and notes of the impressions and opinions of the individual
inspection and evaluation team members concerning the agriculture
departments which they visited. These notes and memoranda reflect
the team members' perceptions and opinions about what they saw
and were told, but are not, and were not intended to be, exhaustive
records of the inspections or complete evaluations thereof. To
the extent that the notes and memoranda refer to things that
were seen and heard by the team members, they contain what may
be considered factual material. The factual material is inextricably
intertwined with opinion. The opinions are based not only on
the factual information but are also predicated on omission involving
the judgment of the personnel involved as to whether the omissions
were or were not appropriate.
"8. The examined writings are maintained by the Department
solely as a basis for preparation and eventual publication of
reports of the findings of the 1980 evaluations, and will not
be retained thereafter in the ordinary course of the Department's
business. No documents in the nature of preliminary drafts of
reports, as such, have yet been generated by the Department.
"9. Reports of the Department's findings on its inspection
and evaluations of the county agricultural departments are expected
to be prepared by the collective efforts of the team members
who visited the respective county departments. In each case,
a draft of a written report is to be prepared by one of the team
members, who will utilize in the first instance his own recollections
and opinions of the inspection in conjunction with the notes
and memoranda reflecting the observations, impressions and opinions
of himself and his fellow team members. The draft will thereafter
be distributed to and reviewed by the several members of the
team, who, having access and reference to the writings which
are the subject of this action, will discuss the contents of
the draft among themselves and with the author, and engage in
the correction of information, clarification of data, and refinement
of analysis and opinion. The final report which emerges from
this consultative process will be the product of collective deliberation
and consensus among the team members. *720
"10. By reason of the foregoing facts, the writings which
are the subject of this action are clearly implicated in the
process of collective consultation and deliberation from which
the findings of the Department will issue in the form of a written
report. Disclosure of these writings, which contain and reflect
the subjective impressions and mental processes of the team members
as well as perceptions and impressions of the factual material
upon which these processes operate, would be expected to impair
the candid internal exchange of opinions and views necessary
to the formulation of responsible and balanced positions upon
issues with which the Department's public reports must deal.
Unless protected from public disclosure, the information thus
exchanged would not flow freely within the Department. Under
these circumstances the public interest is far better to be served
by withholding these writings than by disclosing them. Thus,
the public interest in nondisclosure of these writings clearly
outweighs the public interest in their disclosure."
I deem it worthy of note that the majority opinion infers
some ulterior secretive motive behind rational legal analysis
which concludes there can be no public interest in nondisclosure.
Reason and law patently are to the contrary.
I would affirm the judgment.
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