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Noel CHANDLER and Robert Granger, Appellants,
v.
State of FLORIDA.
Cite as: 449 U.S. 560, 101 S.Ct. 802
No. 79-1260.
Supreme Court of the United States
Argued Nov. 12, 1980.
Decided Jan. 26, 1981.
Chief Justice BURGER delivered the opinion of the Court.
The question presented on this appeal is whether, consistent
with constitutional guarantees, a state may provide for radio,
television, and still photographic coverage of a criminal trial
for public broadcast, notwithstanding the objection of the accused.
IA
Background. Over the past 50 years, some criminal cases characterized
as "sensational" have been subjected to extensive coverage
by news media, sometimes seriously interfering with the conduct
of the proceedings and creating a setting wholly inappropriate
for the administration of justice. Judges, lawyers, and others
soon became concerned, and in 1937, after study, the American
Bar Association House of Delegates *563 adopted Judicial Canon
35, declaring that all photographic and broadcast coverage of
courtroom proceedings should be prohibited. [**804 FN1] In 1952,
the House of Delegates amended Canon 35 to proscribe television
coverage as well. 77 A.B.A.Rep. 610-611 (1952). The Canon's proscription
was reaffirmed in 1972 when the Code of Judicial Conduct replaced
the Canons of Judicial Ethics and Canon 3A(7) superseded Canon
35. E. Thode, Reporter's Notes to Code of Judicial Conduct 56-59
(1973). Cf. Fed.Rules Crim.Proc. 53. A majority of the states,
including Florida, adopted the substance of the ABA provision
and its amendments. In Florida, the rule was embodied in Canon
3A(7) of the Florida Code of Judicial Conduct. [FN2]
FN1. 62 A.B.A.Rep. 1134-1135 (1937). As adopted on September
30, 1937,
Judicial Canon 35 read: "Proceedings in court should
be conducted with fitting dignity and decorum. The taking of
photographs in the courtroom, during sessions of the court or
recesses between sessions, and the broadcasting of court proceedings
are calculated to detract from the essential dignity of the proceedings,
degrade the court and create misconceptions with respect thereto
in the mind of the public and should not be permitted."
FN2. As originally adopted in Florida, Canon 3A(7) provided:
"A judge should prohibit broadcasting, televising, recording,
or taking photographs in the courtroom and areas immediately
adjacent thereto during sessions of court or recesses between
sessions, except that a judge may authorize:
"(a) the use of electronic or photographic means for
the presentation of evidence, for the perpetuation of a record,
or for other purposes of judicial administration;
"(b) the broadcasting, televising, recording, or photographing
of investitive, ceremonial, or naturalization proceedings;
"(c) the photographic or electronic recording and reproduction
of appropriate court proceedings under the following conditions;
"(i) the means of recording will not distract participants
or impair the
dignity of the proceedings;
"(ii) the parties have consented, and the consent to
being depicted or recorded has been obtained from each witness
appearing in the recording and reproduction;
"(iii) the reproduction will not be exhibited until after
the proceeding has been concluded and all direct appeals have
been exhausted; and
"(iv) the reproduction will be exhibited only for instructional
purposes in educational institutions."
In February 1978, the American Bar Association Committee on
Fair Trial-Free Press proposed revised standards. These *564
included a provision permitting courtroom coverage by the electronic
media under conditions to be established by local rule and under
the control of the trial judge, but only if such coverage was
carried out unobtrusively and without affecting the conduct of
the trial. [FN3] The revision was endorsed by the ABA's Standing
Committee on Standards for Criminal Justice and by its Committee
on Criminal Justice and the Media, but it was rejected by the
House of Delegates on February 12, 1979. 65 A.B.A.J. 304 (1979).
FN3. Proposed Standard 8-3.6(a) of the ABA Project on Standards
for Criminal Justice, Fair Trial and Free Press (Tent. Draft
1978).
In 1978, based upon its own study of the matter, the Conference
of State Chief Justices, by a vote of 44 to 1, approved a resolution
to allow the highest court of each state to promulgate standards
and guidelines regulating radio, television, and other photographic
coverage of court proceedings. [FN4]
FN4. Resolution I, Television, Radio, Photographic Coverage
of Judicial Proceedings, adopted at the Thirtieth Annual Meeting
of the Conference of Chief Justices, Burlington, Vt., Aug. 2,
1978.
The Florida Program. In January 1975, while these developments
were unfolding, the Post-Newsweek Stations of Florida petitioned
the Supreme Court of Florida urging a change in Florida's Canon
3A(7). In April 1975, the court invited presentations in the
nature of a rulemaking proceeding, and, in January 1976, announced
an experimental program for televising one civil and one criminal
trial under specific guidelines. Petition of Post-Newsweek Stations,
Florida, Inc., 327 So.2d 1. These initial guidelines required
the consent of all parties. It developed, however, that in practice
such consent could not be obtained. The Florida Supreme Court
then supplemented its order and established a new 1-year pilot
program **805 *565 during which the electronic media were permitted
to cover all judicial proceedings in Florida without reference
to the consent of participants, subject to detailed standards
with respect to technology and the conduct of operators. In re
Petition of Post-Newsweek Stations, Florida, Inc., 347 So.2d
402 (1977). The experiment began in July 1977 and continued through
June 1978.
When the pilot program ended, the Florida Supreme Court received
and reviewed briefs, reports, letters of comment, and studies.
It conducted its own survey of attorneys, witnesses, jurors,
and court personnel through the Office of the State Court Coordinator.
A separate survey was taken of judges by the Florida Conference
of Circuit Judges. The court also studied the experience of 6
States [FN5] that had, by 1979, adopted rules relating to electronic
coverage of trials, as well as that of the 10 other States that,
like Florida, were experimenting with such coverage. [FN6]
FN5. Alabama, Colorado, Georgia, New Hampshire, Texas, and
Washington.
FN6. The number of states permitting electronic coverage of
judicial proceedings has grown larger since 1979. As of October
1980, 19 States permitted coverage of trial and appellate courts,
3 permitted coverage of trial courts only, 6 permitted appellate
court coverage only, and the court systems of 12 other States
were studying the issue. Brief for the Radio Television News
Directors Association et al. as Amici Curiae. On November 10,
1980, the Maryland Court of Appeals authorized an 18-month experiment
with broadcast coverage of both trial and appellate court proceedings.
49 U.S.L.W. 2335 (1980).
Following its review of this material, the Florida Supreme
Court concluded "that on balance there [was] more to be
gained than lost by permitting electronic media coverage of judicial
proceedings subject to standards for such coverage." In
re Petition of Post-Newsweek Stations, Florida, Inc., 370 So.2d
764, 780 (1979). The Florida court was of the view that because
of the significant effect of the courts on the day-to-day lives
of the citizenry, it was essential that the people have confidence
in the process. It felt that broadcast coverage *566 of trials
would contribute to wider public acceptance and understanding
of decisions. Ibid. Consequently, after revising the 1977 guidelines
to reflect its evaluation of the pilot program, the Florida Supreme
Court promulgated a revised Canon 3A(7). Id., at 781. The Canon
provides:
"Subject at all times to the authority of the presiding
judge to (i) control the conduct of proceedings before the court,
(ii) ensure decorum and prevent distractions, and (iii) ensure
the fair administration of justice in the pending cause, electronic
media and still photography coverage of public judicial proceedings
in the appellate and trial courts of this state shall be allowed
in accordance with standards of conduct and technology promulgated
by the Supreme Court of Florida." Ibid.
The implementing guidelines specify in detail the kind of
electronic equipment to be used and the manner of its use. Id.,
at 778-779, 783-784. For example, no more than one television
camera and only one camera technician are allowed. Existing recording
systems used by court reporters are used by broadcasters for
audio pickup. Where more than one broadcast news organization
seeks to cover a trial, the media must pool coverage. No artificial
lighting is allowed. The equipment is positioned in a fixed location,
and it may not be moved during trial. Videotaping equipment must
be remote from the courtroom. Film, videotape, and lenses may
not be changed while the court is in session. No audio recording
of conferences between lawyers, between parties and counsel,
or at the bench is permitted. The judge has sole and plenary
discretion to exclude coverage of certain witnesses, and the
jury may not be filmed. The judge has discretionary power to
forbid coverage whenever satisfied that coverage may have a deleterious
effect on the paramount right of the defendant to a fair trial.
The Florida Supreme Court has the right to revise these rules
as experience dictates, or indeed to bar all broadcast coverage
or photography in courtrooms.
B
In July 1977, appellants were charged with conspiracy to commit
burglary, grand larceny, and possession of burglary tools. The
counts covered breaking and entering a well-known Miami Beach
restaurant.
The details of the alleged criminal conduct are not relevant
to the issue before us, but several aspects of the case distinguish
it from a routine burglary. At the time of their arrest, appellants
were Miami Beach policemen. The State's principal witness was
John Sion, an amateur radio operator who, by sheer chance, had
overheard and recorded conversations between the appellants over
their police walkie-talkie radios during the burglary. Not surprisingly,
these novel factors attracted the attention of the media.
By pretrial motion, counsel for the appellants sought to have
experimental Canon 3A(7) declared unconstitutional on its face
and as applied. The trial court denied relief but certified the
issue to the Florida Supreme Court. However, the Supreme Court
declined to rule on the question, on the ground that it was not
directly relevant to the criminal charges against the appellants.
State v. Granger, 352 So.2d 175 (1977).
After several additional fruitless attempts by the appellants
to prevent electronic coverage of the trial, the jury was selected.
At voir dire, the appellants' counsel asked each prospective
juror whether he or she would be able to be "fair and impartial"
despite the presence of a television camera during some, or all,
of the trial. Each juror selected responded that such coverage
would not affect his or her consideration in any way. A television
camera recorded the voir dire.
A defense motion to sequester the jury because of the television
coverage was denied by the trial judge. However, the court instructed
the jury not to watch or read anything about the case in the
media and suggested that jurors "avoid the local news and
watch only the national news on television." *568 App. 13.
Subsequently, defense counsel requested that the witnesses be
instructed not to watch any television accounts of testimony
presented at trial. The trial court declined to give such an
instruction, for "no witness' testimony was [being] reported
or televised [on the evening news] in any way." Id., at
14.
A television camera was in place for one entire afternoon,
during which the State presented the testimony of Sion, its chief
witness. [FN7] No camera was present for the presentation of
any part of the case for the defense. The camera returned to
cover closing arguments. Only 2 minutes and 55 seconds of the
trial below were broadcast--and those depicted only the prosecution's
side of the case.
FN7. At one point during Sion's testimony, the judge interrupted
the examination and admonished a cameraman to discontinue a movement
that the judge apparently found distracting. App. 15. Otherwise,
the prescribed procedures appear to have been followed, and no
other untoward events occurred.
The jury returned a guilty verdict on all counts. Appellants
moved for a new trial, claiming that because of the television
coverage, they had been denied a fair and impartial trial. No
evidence of specific prejudice was tendered.
The Florida District Court of Appeal affirmed the convictions.
It declined to discuss the facial validity of Canon 3A(7); it
reasoned that the Florida Supreme Court, having decided to permit
television coverage of criminal trials on an experimental basis,
had implicitly determined that such coverage did not violate
the Federal or State Constitutions. Nonetheless, the District
Court of Appeal did agree to certify the question of the facial
constitutionality of Canon 3A(7) to the Florida Supreme Court.
The District Court of Appeal found no evidence in the trial record
to indicate that the presence of a television camera had hampered
appellants in presenting their case or had deprived them of an
impartial jury.
**807 The Florida Supreme Court denied review, holding that
the appeal, which was limited to a challenge to Canon 3A(7),
*569 was moot by reason of its decision in In re Petition of
Post-Newsweek Stations, Florida, Inc., 370 So.2d 764 (1979),
rendered shortly after the decision of the District Court of
Appeal.
II
At the outset, it is important to note that in promulgating
the revised Canon 3A(7), the Florida Supreme Court pointedly
rejected any state or federal constitutional right of access
on the part of photographers or the broadcast media to televise
or electronically record and thereafter disseminate court proceedings.
It carefully framed its holding as follows:
"While we have concluded that the due process clause
does not prohibit electronic media coverage of judicial proceedings
per se, by the same token we reject the argument of the [Post-Newsweek
stations] that the first and sixth amendments to the United States
Constitution mandate entry of the electronic media into judicial
proceedings." Id., at 774.
The Florida court relied on our holding in Nixon v. Warner
Communications, Inc., 435 U.S. 589, 98 S.Ct. 1306, 55 L.Ed.2d
570 (1978), where we said: "In the first place, ... there
is no constitutional right to have [live witness] testimony recorded
and broadcast. Second, while the guarantee of a public trial,
in the words of Mr. Justice Black, is 'a safeguard against any
attempt to employ our courts as instruments of persecution,'
it confers no special benefit on the press. Nor does the Sixth
Amendment require that the trial--or any part of it--be broadcast
live or on tape to the public. The requirement of a public trial
is satisfied by the opportunity of members of the public and
the press to attend the trial and to report what they have observed."
Id., at 610, 98 S.Ct., at 1318 (citations omitted).
The Florida Supreme Court predicated the revised Canon 3A(7)
upon its supervisory authority over the Florida courts, *570
and not upon any constitutional imperative. Hence, we have before
us only the limited question of the Florida Supreme Court's authority
to promulgate the Canon for the trial of cases in Florida courts.
[1] This Court has no supervisory jurisdiction over state
courts, and, in reviewing a state-court judgment, we are confined
to evaluating it in relation to the Federal Constitution.
III
[2] Appellants rely chiefly on Estes v. Texas, 381 U.S. 532,
85 S.Ct. 1628, 14 L.Ed.2d 543 (1965), and Chief Justice Warren's
separate concurring opinion in that case. They argue that the
televising of criminal trials is inherently a denial of due process,
and they read Estes as announcing a per se constitutional rule
to that effect.
Chief Justice Warren's concurring opinion, in which he was
joined by Justices Douglas and Goldberg, indeed provides some
support for the appellants' position:
"While I join the Court's opinion and agree that the
televising of criminal trials is inherently a denial of due process,
I desire to express additional views on why this is so. In doing
this, I wish to emphasize that our condemnation of televised
criminal trials is not based on generalities or
abstract fears. The record in this case presents a vivid illustration
of the inherent prejudice of televised criminal trials and supports
our conclusion that this is the appropriate time to make a definitive
appraisal of television in the courtroom." Id., at 552,
85 S.Ct., at 1637.
If appellants' reading of Estes were correct, we would be
obliged to apply that holding and reverse the judgment under
review. The six separate opinions in Estes must be examined carefully
to evaluate the claim that it represents a per se constitutional
rule forbidding all electronic coverage. Chief Justice Warren
and Justices Douglas **808 and Goldberg joined Justice Clark's
opinion announcing the judgment, thereby creating *571 only a
plurality. Justice Harlan provided the fifth vote necessary in
support of the judgment. In a separate opinion, he pointedly
limited his concurrence: "I concur in the opinion of the
Court, subject, however, to the reservations and only to the
extent indicated in this opinion." Id., at 587, 85 S.Ct.,
at 1662.
A careful analysis of Justice Harlan's opinion is therefore
fundamental to an understanding of the ultimate holding of Estes.
Justice Harlan began by observing that the question of the constitutional
permissibility of televised trials was one fraught with unusual
difficulty: "Permitting television in the courtroom undeniably
has mischievous potentialities for intruding upon the detached
atmosphere which should always surround the judicial process.
Forbidding this innovation, however, would doubtless impinge
upon one of the valued attributes of our federalism by preventing
the states from pursuing a novel course of procedural experimentation.
My conclusion is that there is no constitutional requirement
that television be allowed in the courtroom, and, at least as
to a notorious criminal trial such as this one, the considerations
against allowing television in the courtroom so far outweigh
the countervailing factors advanced in its support as to require
a holding that what was done in this case infringed the fundamental
right to a fair trial assured by the Due Process Clause of the
Fourteenth Amendment." Ibid. (emphasis added).
He then proceeded to catalog what he perceived as the inherent
dangers of televised trials. "In the context of a trial
of intense public interest, there is certainly a strong possibility
that the timid or reluctant witness, for whom a court appearance
even at its traditional best is a harrowing affair, will become
more timid or reluctant when he finds that he will also be *572
appearing before a 'hidden audience' of unknown but large dimensions.
There is certainly a strong possibility that the 'cocky' witness
having a thirst for the limelight will become more 'cocky' under
the influence of television. And who can say that the juror who
is gratified by having been chosen for a front-line case, an
ambitious prosecutor, a publicity-minded defense attorney, and
even a conscientious judge will not stray, albeit unconsciously,
from doing what 'comes naturally' into pluming themselves for
a satisfactory television 'performance'?" Id., at 591, 85
S.Ct., at 1664.
Justice Harlan faced squarely the reality that these possibilities
carry "grave potentialities for distorting the integrity
of the judicial process," and that, although such distortions
may produce no telltale signs, "their effects may be far
more pervasive and deleterious than the physical disruptions
which all would concede would vitiate a conviction." Id.,
at 592, 85 S.Ct. at 1664. The "countervailing factors"
alluded to by Justice Harlan were, as here, the educational and
informational value to the public.
Justice STEWART, joined by Justices BLACK, BRENNAN, and WHITE
in dissent, concluded that no prejudice had been shown and that
Estes' Fourteenth Amendment rights had not been violated. While
expressing reservations not unlike those of Justice Harlan and
those of Chief Justice Warren, the dissent expressed unwillingness
to "escalate this personal view into a per se constitutional
rule." Id., at 601, 85 S.Ct. at 1669. The four dissenters
disagreed both with the per se rule embodied in the plurality
opinion of Justice Clark and with the judgment of the Court that
"the circumstances of [that] trial led to a denial of [Estes']
Fourteenth Amendment rights." Ibid. (emphasis added).
Parsing the six opinions in Estes, one is left with a sense
of doubt as to
precisely how much of Justice Clark's opinion was joined in,
and supported by, Justice Harlan. In an area *573 charged with
constitutional nuances, perhaps more should not be expected.
Nonetheless, it is fair to say that **809 Justice Harlan viewed
the holding as limited to the proposition that "what was
done in this case infringed the fundamental right to a fair trial
assured by the Due Process Clause of the Fourteenth Amendment,"
id., 587, 85 S.Ct., at 1662 (emphasis added), he went on:
"At the present juncture I can only conclude that televised
trials, at least in cases like this one, possess such capabilities
for interfering with the even course of the judicial process
that they are constitutionally banned." Id., at 596, 85
S.Ct., at 1666 (emphasis added).
Justice Harlan's opinion, upon which analysis of the constitutional
holding of Estes turns, must be read as defining the scope of
that holding; we conclude that Estes is not to be read as announcing
a constitutional rule barring still photographic, radio, and
television coverage in all cases and under all circumstances.
[FN8] It does not stand as an absolute ban on *574 state experimentation
with an evolving technology, which, in terms of modes of mass
communication, was in its relative infancy in 1964, and is, even
now, in a state of continuing change.
FN8. Our subsequent cases have so read Estes. In Sheppard
v.
Maxwell, 384 U.S. 333, 352, 86 S.Ct. 1507, 1516, 16 L.Ed.2d
600 (1966), the Court noted Estes as an instance where the "totality
of circumstances" led to a denial of due process. In Murphy
v. Florida, 421 U.S. 794, 798, 95 S.Ct. 2031, 2035, 44 L.Ed.2d
589 (1975), we described it as "a state-court conviction
obtained in a trial atmosphere that had been utterly corrupted
by press coverage." And, in Nebraska Press Assn. v. Stuart,
427 U.S. 539, 552, 96 S.Ct. 2791, 2799, 49 L.Ed.2d 683 (1976),
we depicted Estes as a trial lacking in due process where "the
volume of trial publicity, the judge's failure to control the
proceedings, and the telecast of a hearing and of the trial itself"
prevented a sober search for the truth.
In his opinion concurring in the result in the instant case,
Justice STEWART restates his dissenting view in Estes that the
Estes Court announced a per se rule banning all broadcast coverage
of trials as a denial of due process. This view overlooks the
critical importance of Justice Harlan's opinion in relation to
the ultimate holding of Estes. It is true that Justice Harlan's
opinion "sounded a note" that is central to the proposition
that broadcast coverage inherently violates the Due Process Clause.
Post, at 815. But the presence of that "note" in no
sense alters Justice Harlan's explicit reservations in his concurrence.
Not all of the dissenting Justices in Estes read the Court as
announcing
a per se rule; Justice BRENNAN, for example, was explicit
in emphasizing "that only four of the five Justices [in
the majority] rest[ed] on the proposition that televised criminal
trials are constitutionally infirm, whatever the circumstances."
Id., at 617, 85 S.Ct., at 1677. Today, Justice STEWART concedes,
post, at 815, and n. 3, that Justice Harlan purported to limit
his conclusion to a subclass of cases. And, as he concluded his
opinion, Justice Harlan took pains to emphasize his view that
"the day may come when television will have become so commonplace
an affair in the daily life of the average person as to dissipate
all reasonable likelihood that its use in courtrooms may disparage
the judicial process." Id., at 595, 85 S.Ct., at 1666 (emphasis
added). That statement makes clear that there was not a Court
holding of a per se rule in Estes. As noted in text, Justice
Harlan pointedly limited his conclusion to cases like the one
then before the Court, those "utterly corrupted" by
press coverage. There is no need to "overrule" a "holding"
never made by the Court.
IV
Since we are satisfied that Estes did not announce a constitutional
rule that all photographic or broadcast coverage of criminal
trials is inherently a denial of due process, we turn to consideration,
as a matter of first impression, of the appellants' suggestion
that we now promulgate such a per se rule.
A
[3] Any criminal case that generates a great deal of publicity
presents some risks that the publicity may compromise the right
of the defendant to a fair trial. Trial courts must be especially
vigilant to guard against any impairment of the defendant's right
to a verdict based solely upon the evidence and the relevant
law. Over the years, courts have developed a range of curative
devices to prevent publicity about a trial from infecting jury
deliberations. See, e. g., Nebraska Press Assn. v. Stuart, 427
U.S. 539, 563-565, 96 S.Ct. 2791, 2804, 2805, 49 L.Ed.2d 683
(1976).
**810 An absolute constitutional ban on broadcast coverage
of *575 trials cannot be justified simply because there is a
danger that, in some cases, prejudicial broadcast accounts of
pretrial and trial events may impair the ability of jurors to
decide the issue of guilt or innocence uninfluenced by extraneous
matter. The risk of juror prejudice in some cases does not justify
an absolute ban on news coverage of trials by the printed media;
so also the risk of such prejudice does not warrant an absolute
constitutional ban on all broadcast coverage. A case attracts
a high level of public attention because of its intrinsic interest
to the public and the manner of reporting the event. The risk
of juror prejudice is present in any publication of a trial,
but the appropriate safeguard against such prejudice is the defendant's
right to demonstrate that the media's coverage of his case--be
it printed or broadcast-- compromised the ability of the particular
jury that heard the case to adjudicate fairly. See Part IV-D,
infra.
B
As we noted earlier, the concurring opinions in Estes expressed
concern that the very presence of media cameras and recording
devices at a trial inescapably gives rise to an adverse psychological
impact on the participants in the trial. This kind of general
psychological prejudice, allegedly present whenever there is
broadcast coverage of a trial, is different from the more particularized
problem of prejudicial impact discussed earlier. If it could
be demonstrated that the mere presence of photographic and recording
equipment and the knowledge that the event would be broadcast
invariably and uniformly affected the conduct of participants
so as to impair fundamental fairness, our task would be simple;
prohibition of broadcast coverage of trials would be required.
In confronting the difficult and sensitive question of the
potential psychological prejudice associated with broadcast coverage
of trials, we have been aided by amici briefs submitted by various
state officers involved in law enforcement, the Conference of
Chief Justices, and the Attorneys General *576 of 17 States [FN9]
in support of continuing experimentation such as that embarked
upon by Florida, and by the American College of Trial Lawyers,
and various members of the defense bar [FN10] representing essentially
the views expressed by the concurring Justices in Estes.
FN9. Brief for the Attorneys General of Alabama, Alaska, Arizona,
Iowa, Kentucky, Louisiana, Maryland, Montana, Nevada, New Mexico,
New York, Ohio, Rhode Island, Tennessee, Vermont, West Virginia,
and Wisconsin as Amici Curiae.
FN10. Brief for the California State Public Defenders Association,
the California Attorneys for Criminal Justice, the Office of
the California State Public Defender, the Los Angeles County
Public Defenders Association, the Los Angeles Criminal Courts
Bar Association, and the Office of the Los Angeles County Public
Defender as Amici Curiae.
Not unimportant to the position asserted by Florida and other
states is the change in television technology since 1962, when
Estes was tried. It is urged, and some empirical data are presented,
[FN11] that many of the negative factors found in Estes--cumbersome
**811 equipment, cables, distracting lighting, numerous camera
technicians--are less substantial factors today than they were
at that time.
FN11. Considerable attention is devoted by the parties to
experiments and surveys dealing with the impact of electronic
coverage on the participants in a trial other than the defendant
himself. The Florida pilot program itself was a type of study,
and its results were collected in a postprogram survey of participants.
While the data thus far assembled are cause for some optimism
about the ability of states to minimize the problems that potentially
inhere in electronic coverage of trials, even the Florida Supreme
Court conceded the data were "limited," In re Petition
of Post- Newsweek Stations, Florida, Inc., 370 So.2d 764, 781
(1979), and "non- scientific," id., at 768. Still,
it is noteworthy that the data now available do not support the
proposition that, in every case and in all circumstances, electronic
coverage creates a significant adverse effect upon the participants
in trials--at least not one uniquely associated with electronic
coverage as opposed to more traditional forms of coverage. Further
research may change the picture. At the moment, however, there
is no unimpeachable empirical support for the thesis that the
presence of the electronic media, ipso facto, interferes with
trial proceedings.
It is also significant that safeguards have been built into
the *577 experimental programs in state courts, and into the
Florida program, to avoid some of the most egregious problems
envisioned by the six opinions in the Estes case. Florida admonishes
its courts to take special pains to protect certain witnesses--for
example, children, victims of sex crimes, some informants, and
even the very timid witness or party--from the glare of publicity
and the tensions of being "on camera." In re Petition
of Post- Newsweek Stations, Florida, Inc., 370 So.2d, at 779.
The Florida guidelines place on trial judges positive obligations
to be on guard to protect the fundamental right of the accused
to a fair trial. The Florida Canon, being one of the few permitting
broadcast coverage of criminal trials over the objection of the
accused, raises problems not present in the rules of other states.
Inherent in electronic coverage of a trial is a risk that the
very awareness by the accused of the coverage and the contemplated
broadcast may adversely affect the conduct of the participants
and the fairness of the trial, yet leave no evidence of how the
conduct or the trial's fairness was affected. Given this danger,
it is significant that Florida requires that objections of the
accused to coverage be heard and considered on the record by
the trial court. See, e. g., Green v. State, 377 So.2d 193, 201
(Fla.App.1979). In addition to providing a record for appellate
review, a pretrial hearing enables a defendant to advance the
basis of his objection to broadcast coverage and allows the trial
court to define the steps necessary to minimize or eliminate
the risks of prejudice to the accused. Experiments such
as the one presented here may well increase the number of
appeals by adding a new basis for claims to reverse, but this
is a risk Florida has chosen to take after preliminary experimentation.
Here, the record does not indicate that appellants requested
an evidentiary hearing to show adverse impact or injury. Nor
does the record reveal anything more than generalized allegations
of prejudice.
*578 Nonetheless, it is clear that the general issue of the
psychological impact of broadcast coverage upon the participants
in a trial, and particularly upon the defendant, is still a subject
of sharp debate--as the amici briefs of the American College
of Trial Lawyers and others of the trial bar in opposition to
Florida's experiment demonstrate. These amici state the view
that the concerns expressed by the concurring opinions in Estes,
see Part III, supra, have been borne out by actual experience.
Comprehensive empirical data are still not available--at least
on some aspects of the problem. For example, the amici brief
of the Attorneys General concedes:
"The defendant's interests in not being harassed and
in being able to concentrate on the proceedings and confer effectively
with his attorney are crucial aspects of a fair trial. There
is not much data on defendant's reactions to televised trials
available now, but what there is indicates that it is possible
to regulate the media so that their presence does not weigh heavily
on the defendant. Particular attention should be paid to this
area of concern as study of televised trials continues."
Brief for the Attorney General of Alabama et al. as Amici Curiae
40 (emphasis added).
The experimental status of electronic coverage of trials is
also emphasized by the amicus brief of the Conference of Chief
Justices:
"Examination and reexamination, by state courts, of the
in-court presence of the electronic news media, vel non, is an
exercise of authority reserved to the states under our federalism."
Brief for Conference of Chief Justices as Amicus Curiae 2.
Whatever may be the "mischievous potentialities [of broadcast
coverage] for intruding upon the detached atmosphere **812 which
should always surround the judicial process," Estes v. Texas,
381 U.S., at 587, 85 S.Ct., at 1662, at present no one has been
able to present empirical data sufficient to establish that the
mere *579 presence of the broadcast media inherently has an adverse
effect on that process. See n. 11, supra. The appellants have
offered nothing to demonstrate that their trial was subtly tainted
by broadcast coverage--let alone that all broadcast trials would
be so tainted. See Part IV-D, infra. [FN12]
FN12. Other courts that have been asked to examine the impact
of television coverage on the participants in particular trials
have concluded that such coverage did not have an adverse impact
on the trial participants sufficient to constitute a denial of
due process. See, e. g., Bradley v. Texas, 470 F.2d 785 (CA5
1972); Bell v. Patterson, 279 F.Supp. 760 (Colo.), aff'd, 402
F.2d 394 (CA10 1968), cert. denied, 403 U.S. 955, 91 S.Ct. 2279,
29 L.Ed.2d 865 (1971); Gonzales v. People, 165 Colo. 322, 438
P.2d 686 (1968). On the other hand, even the amici supporting
Florida's position concede that further experimentation is necessary
to evaluate the potential psychological prejudice associated
with broadcast coverage of trials. Further developments and more
data are required before this issue can be finally resolved.
Where, as here, we cannot say that a denial of due process
automatically results from activity authorized by a state, the
admonition of Justice Brandeis, dissenting in New State Ice Co.
v. Liebmann, 285 U.S. 262, 311, 52 S.Ct. 371, 386, 76 L.Ed. 747
(1932), is relevant: "To stay experimentation in things
social and economic is a grave responsibility. Denial of the
right to experiment may be fraught with serious consequences
to the Nation. It is one of the happy incidents of the federal
system that a single courageous State may, if its citizens choose,
serve as a laboratory; and try novel social and economic experiments
without risk to the rest of the country. This Court has the power
to prevent an experiment. We may strike down the statute which
embodies it on the ground that, in our opinion, the measure is
arbitrary, capricious, or unreasonable.... But in the exercise
of this high power, we must be ever on our guard, lest we erect
our prejudices into legal principles. If we would guide by the
light of reason, we must let our minds be bold." (Footnote
omitted.)
*580 This concept of federalism, echoed by the states favoring
Florida's experiment, must guide our decision.
C
Amici members of the defense bar, see n. 10, supra, vigorously
contend that displaying the accused on television is in itself
a denial of due process. Brief for the California State Public
Defenders Association et al. as Amici Curiae 5-10. This was a
source of concern to Chief Justice Warren and Justice Harlan
in Estes : that coverage of select cases "singles out certain
defendants and subjects them to trials under prejudicial conditions
not experienced by others." 381 U.S., at 565, 85 S.Ct. at
1644 (Warren, C. J., concurring). Selection of which trials,
or parts of trials, to broadcast will inevitably be made not
by judges but by the media, and will be governed by such factors
as the nature of the crime and the status and position of the
accused-- or of the victim; the effect may be to titillate rather
than to educate and inform. The unanswered question is whether
electronic coverage will bring public humiliation upon the accused
with such randomness that it will evoke due process concerns
by being "unusual in the same way that being struck by lightning"
is "unusual." Furman v. Georgia, 408 U.S. 238, 309,
92 S.Ct. 2726, 2762, 33 L.Ed.2d 346 (1972) (STEWART, J., concurring).
Societies and political systems, that, from time to time, have
put on "Yankee Stadium" "show trials" tell
more about the power of the state than about its concern for
the decent administration of justice--with every citizen receiving
the same kind of justice.
The concurring opinion of Chief Justice Warren joined by Justices
Douglas and Goldberg in Estes can fairly be read as viewing the
very broadcast of some trials as potentially a form of punishment
in itself--**813 a punishment before guilt. This concern is far
from trivial. But, whether coverage of a few trials will, in
practice, be the equivalent of a "Yankee Stadium" setting--
which Justice Harlan likened to the public *581 pillory long
abandoned as a barbaric perversion of decent justice--must also
await the continuing experimentation.
D
[4] To say that the appellants have not demonstrated that
broadcast coverage is inherently a denial of due process is not
to say that the appellants were in fact accorded all of the protections
of due process in their trial. As noted earlier, a defendant
has the right on review to show that the media's coverage of
his case--printed or broadcast--compromised the ability of the
jury to judge him fairly. Alternatively, a defendant might show
that broadcast coverage of his particular case had an adverse
impact on the trial participants sufficient to constitute a denial
of due process. Neither showing was made in this case.
To demonstrate prejudice in a specific case a defendant must
show something more than juror awareness that the trial is such
as to attract the attention of broadcasters. Murphy v. Florida,
421 U.S. 794, 800, 95 S.Ct. 2031, 2036, 44 L.Ed.2d 589 (1975).
No doubt the very presence of a camera in the courtroom made
the jurors aware that the trial was thought to be of sufficient
interest to the public to warrant coverage. Jurors, forbidden
to watch all broadcasts, would have had no way of knowing that
only fleeting seconds of the proceeding would be reproduced.
But the appellants have not attempted to show with any specificity
that the presence of cameras impaired the ability of the jurors
to decide the case on only the evidence before them or that their
trial was affected adversely by the impact on any of the participants
of the presence of cameras and the prospect of broadcast.
Although not essential to our holding, we note that at voir
dire, the jurors were asked if the presence of the camera would
in any way compromise their ability to consider the case. Each
answered that the camera would not prevent him or her from considering
the case solely on the merits. App. *582 8-12. The trial court
instructed the jurors not to watch television accounts of the
trial, id., at 13-14, and the appellants do not contend that
any juror violated this instruction. The appellants have offered
no evidence that any participant in this case was affected by
the presence of cameras. In short, there is no showing that the
trial was compromised by television coverage, as was the case
in Estes.
V
It is not necessary either to ignore or to discount the potential
danger to the fairness of a trial in a particular case in order
to conclude that Florida may permit the electronic media to cover
trials in its state courts. Dangers lurk in this, as in most
experiments, but unless we were to conclude that television coverage
under all conditions is prohibited by the Constitution, the states
must be free to experiment. We are not empowered by the Constitution
to oversee or harness state procedural experimentation; only
when the state action infringes fundamental guarantees are we
authorized to intervene. We must assume state courts will be
alert to any factors that impair the fundamental rights of the
accused.
The Florida program is inherently evolutional in nature; the
initial project has provided guidance for the new canons which
can be changed at will, and application of which is subject to
control by the trial judge. The risk of prejudice to particular
defendants is ever present and must be examined carefully as
cases arise. Nothing of the "Roman circus" or "Yankee
Stadium" atmosphere, as in Estes, prevailed here, however,
nor have appellants attempted to show that the unsequestered
jury was exposed to "sensational" coverage, in the
sense of Estes or of Sheppard v. Maxwell, 384 U.S. 333, 86 S.Ct.
1507, 16 L.Ed.2d 600 (1966). Absent a showing of prejudice of
constitutional dimensions to these defendants, **814 there is
no reason for this Court either to endorse or to invalidate Florida's
experiment.
In this setting, because this Court has no supervisory authority
over state courts, our review is confined to whether *583 there
is a constitutional violation. We hold that the Constitution
does not prohibit a state from experimenting with the program
authorized by revised Canon 3A(7).
Affirmed.
Justice STEVENS took no part in the decision of this case.
CONCURRING OPINION. Justice STEWART, concurring in the result.
Although concurring in the judgment, I cannot join the opinion
of the Court because I do not think the convictions in this case
can be affirmed without overruling Estes v. Texas, 381 U.S. 532,
85 S.Ct. 1628, 14 L.Ed.2d 543.
I believe now, as I believed in dissent then, that Estes announced
a per se rule that the Fourteenth Amendment "prohibits all
television cameras from a state courtroom whenever a criminal
trial is in progress." Id., at 614, 85 S.Ct., at 1676; see
also, id., at 615, 85 S.Ct., at 1676 (WHITE, J., dissenting).
Accordingly, rather than join what seems to me a wholly
unsuccessful effort to distinguish that decision, I would
now flatly overrule it.
While much was made in the various opinions in Estes of the
technological improvements that might some day render television
coverage of criminal trials less obtrusive, the restrictions
on television in the Estes trial were not significantly different
from those in the trial of these appellants. The opinion of the
Court in Estes set out the limitations placed on cameras during
that trial:
"A booth had been constructed at the back of the courtroom
which was painted to blend with the permanent structure of the
room. It had an aperture to allow the lens of the cameras an
unrestricted view of the courtroom. All television cameras and
newsreel photographers were restricted to the area of the booth
when shooting film or telecasting.
"[L]ive telecasting was prohibited during a great portion
of the actual trial. Only the opening and closing arguments of
the State, the return of the jury's verdict *584 and its receipt
by the trial judge were carried live with sound. Although the
order allowed videotapes of the entire proceeding without sound,
the cameras operated only intermittently, recording various portions
of the trial for broadcast on regularly scheduled newscasts later
in the day and evening. At the request of the petitioner, the
trial judge prohibited coverage of any kind, still or television,
of the defense counsel during their summations to the jury."
Id., at 537, 85 S.Ct., at 1630 (footnote omitted).
In his concurring opinion, Justice Harlan also remarked upon
the physical setting: "Some preliminary observations are
in order: All would agree, I am sure, that at its worst, television
is capable of distorting the trial process so as to deprive it
of fundamental fairness. Cables, kleig lights, interviews with
the principal participants, commentary on their performances,
'commercials' at frequent intervals, special wearing apparel
and makeup for the trial participants--certainly such things
would not conduce to the sound administration of justice by any
acceptable standard. But that is not the case before us. We must
judge television as we find it in this trial--relatively unobtrustive,
with the cameras contained in a booth at the back of the courtroom."
Id., at 588, 85 S.Ct., at 1662 (emphasis added).
The constitutional violation perceived by the Estes Court
did not, therefore, stem from physical disruption that might
one day disappear with technological advances in television equipment.
The violation inhered, rather, in the hypothesis that the mere
presence of cameras and recording devices might have an effect
on the trial **815 participants prejudicial to the accused.
[FN1] See id., at 542-550, 85 S.Ct., at 1632-1636 (opinion
of the Court). *585 And Justice Harlan sounded a note in his
concurring opinion that is the central theme of the appellants
here: "Courtroom television introduces into the conduct
of a criminal trial the element of professional 'showmanship,'
an extraneous influence whose subtle capacities for serious mischief
in a case of this sort will not be underestimated by any lawyer
experienced in the elusive imponderables of the trial arena."
Id., at 591, 85 S.Ct., at 1664.
FN1. Certain aspects of the Estes trial made that case an
even easier one than this one in which to find no substantial
threat to a fair trial. For example, the jurors in Estes were
sequestered day and night, from the first day of the trial until
it ended. The jurors in the present case were not sequestered
at all. Aside from a court-monitored opportunity for the jurors
to watch election returns, the Estes jurors were not permitted
to watch television at any time during the trial. In contrast,
the jurors in the present case were left free to watch the evening
news programs--and to look for a glimpse of themselves while
watching replays of the prosecution's most critical evidence.
It can accurately be asserted that television technology has
advanced in the past 15 years, and that Americans are now much
more familiar with that medium of communication. It does not
follow, however, that the "subtle capacities for serious
mischief" are today diminished, or that the "imponderables
of the trial arena" are now less elusive.
The Court necessarily [FN2] relies on the concurring opinion
of Justice Harlan in its attempt to distinguish this case from
Estes. It begins by noting that Justice Harlan limited his opinion
"to a notorious criminal trial such as [the one in Estes
]...." Ante, at 808 (emphasis of the Court). But the Court
disregards Justice Harlan's concession that such a limitation
may not be meaningful. [FN3] Justice Harlan admitted *586 that
"it may appear that no workable distinction can be drawn
based on the type of case involved, or that the possibilities
for prejudice [in a 'run-of-the-mill' case], though less severe,
are nonetheless of constitutional proportions." 381 U.S.,
at 590, 85 S.Ct., at 1663. Finally, Justice Harlan stated unambiguously
that he was "by no means prepared to say that the constitutional
issue should ultimately turn upon the nature of the particular
case involved." Ibid. [FN4]
FN2. The Court today concedes that Justice Clark's opinion
for the Court in Estes announced a per se rule; that the concurring
opinion of Chief
Justice Warren, joined by Justices Douglas and Goldberg, pointed
to "the inherent prejudice of televised criminal trials";
and that the dissenting Justices objected to the announcement
of a per se rule, ante, at 807, 808.
FN3. The Court also seems to disregard its own description
of the trial of the appellants, a description that suggests that
the trial was a "notorious" one, at least in the local
community. The Court's description notes that "several aspects
of the case distinguish it from a routine burglary ... [and]
[n]ot surprisingly, these novel factors attracted the attention
of the media." Ante, at 806. Indeed, the Court's account
confirms the wisdom of Justice Harlan's concession that a per
se rule limited only to cases with high public interest may not
be workable.
FN4. The fact is, of course, that a run-of-the-mill trial--of
a civil suit to quiet title, or upon a "routine burglary"
charge for example--would hardly attract the cameras of public
television. By the same token, the very televising of a trial
serves to make that trial a "notorious" or "heavily
publicized" one.
The Court in Estes found the admittedly unobtrusive presence
of television cameras in a criminal trial to be inherently prejudicial,
and thus violative of due process of law. Today the Court reaches
precisely the opposite conclusion. I have no great trouble in
agreeing with the Court today, but I would acknowledge our square
departure from precedent.
Justice WHITE, concurring in the judgment.
The Florida rule, which permits the televising of criminal
trials under controlled conditions, is challenged here on its
face and as applied. Appellants contend that the rule is facially
invalid because the televising of any criminal trial over the
objection **816 of the defendant inherently results in a constitutionally
unfair trial; they contend that the rule is unconstitutional
as applied to them because their case attracted substantial publicity
and, therefore, falls within the rule established in Estes v.
Texas, 381 U.S. 532, 85 S.Ct. 1628, 14 L.Ed.2d 543 (1965). [FN*]
The Florida court rejected both of these claims.
FN* In their motion in the Florida Circuit Court to declare
Florida's rule unconstitutional, appellants claimed that their
case had "received a substantial amount of publicity"
and then argued that "[a]s ... in Estes
v. Texas, 381 U.S. 532, 85 S.Ct. 1628, 14 L.Ed.2d 543 (1965),
the presence of television cameras ... will substantially harm
and impair the Defendant's right to a fair and impartial trial...."
App. 4. In their brief on the merits, appellants described their
case as "not 'notorious' [but] at least 'more than routine'
" and asked the Court to extend the Estes rule to it. Brief
for Appellants 10.
*587 For the reasons stated by Justice STEWART in his concurrence
today, I think Estes is fairly read as establishing a per se
constitutional rule against televising any criminal trial if
the defendant objects. So understood, Estes must be overruled
to affirm the judgment below.
It is arguable, however, that Estes should be read more narrowly,
in light of Justice Harlan's concurring opinion, as forbidding
the televising of only widely publicized and sensational criminal
trials. Justice Harlan, the fifth vote in Estes, characterized
Estes as such a case and concurred in the opinion of the Court
only to the extent that it applied to a "criminal trial
of great notoriety." Id., at 587, 85 S.Ct., at 1662. He
recognized that there had been no showing of specific prejudice
to the defense, id., at 591, 85 S.Ct., at 1664, but argued that
no such showing was required "in cases like this one."
Whether the decision in Estes is read broadly or narrowly,
I agree with Justice STEWART that it should be overruled. I was
in dissent in that case, and I remain unwilling to assume or
conclude without more proof than has been marshaled to date that
televising criminal trials is inherently prejudicial even when
carried out under properly controlled conditions. A defendant
should, of course, have ample opportunity to convince a judge
that televising his trial would be unfair to him, and the judge
should have the authority to exclude cameras from all or part
of the criminal trial. But absent some showing of prejudice to
the defense, I remain convinced that a conviction obtained in
a state court should not be overturned simply because a trial
judge refused to exclude television cameras and all or part of
the trial was *588 televised to the public. The experience of
those States which have, since Estes, permitted televised trials
supports this position, and I believe that the accumulated experience
of those States has further undermined the assumptions on which
the majority rested its judgment in Estes.
Although the Court's opinion today contends that it is consistent
with Estes, I believe that it effectively eviscerates Estes.
The Florida rule has no exception for the sensational or widely
publicized case. Absent a showing of specific prejudice, any
kind of case may be televised as long as the rule is otherwise
complied with. In re Petition of Post-Newsweek Stations, Florida,
Inc., 370 So.2d 764, 774 (Fla.1979). Thus, even if the present
case is precisely the kind of case referred to in Justice Harlan's
concurrence in Estes, the Florida rule overrides the defendant's
objections. The majority opinion does not find it necessary to
deal with appellants' contention that because their case attracted
substantial publicity, specific prejudice need not be shown.
By affirming the judgment below, which sustained the rule, the
majority indicates that not even the narrower reading of Estes
will any longer be authoritative.
Moreover, the Court now reads Estes as merely announcing that
on the facts of that case there had been an unfair trial--i.
e., it established no per se rule at all. Justice Clark's plurality
opinion, however, expressly recognized that no "isolatable"
or "actual" prejudice had been or need be shown, 381
U.S., at 542-543, 85 S.Ct., at 1632, 1633, **817 and Justice
Harlan expressly rejected the necessity of showing "specific"
prejudice in cases "like this one." Id., at 593, 85
S.Ct., at 1665. It is thus with telling effect that the Court
now rules that "[a]bsent a showing of prejudice of constitutional
dimensions to these defendants," there is no reason to overturn
the Florida rule, to reverse the judgment of the Florida Supreme
Court, or to set aside the conviction of the appellants. Ante,
at 813.
By reducing Estes to an admonition to proceed with some caution,
the
majority does not underestimate or minimize the *589 risks
of televising criminal trials over a defendant's objections.
I agree that those risks are real and should not be permitted
to develop into the reality of an unfair trial. Nor does the
decision today, as I understand it, suggest that any State is
any less free than it was to avoid this hazard by not permitting
a trial to be televised over the objection of the defendant or
by forbidding cameras in its courtrooms in any criminal case.
Accordingly, I concur in the judgment.
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