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COLUMBIA BROADCASTING SYSTEMS, INC., Petitioner,
v.
UNITED STATES DISTRICT COURT FOR the CENTRAL DISTRICT OF CALIFORNIA,
Respondent, and United States of America and John Z. DeLorean,
Real Parties in Interest.
729 F.2d 1174
No. 83-7790.
United States Court of Appeals,
Ninth Circuit.
Argued, Submitted and Decided Oct. 23, 1983.
Filed April 6, 1984.
NORRIS, Circuit Judge:
The Columbia Broadcasting System, Inc. (CBS) contends that
a district court order temporarily restraining CBS from "disseminating
and/or broadcasting any portion of any and all government surveillance
tapes generated in the investigation and prosecution of the matter
entitled United States of America v. John Z. DeLorean "
violates the network's rights under the first amendment. We agree
and therefore vacate the restraining order.
I
On Saturday, October 22, 1983, defendant John DeLorean filed
an ex parte application for a temporary restraining order with
the District Court for the Central District of California. In
the application, defendant alleged that CBS had obtained and
intended to broadcast video tapes made by the government during
an investigation of him. The government joined defendant in urging
the court to restrain CBS from broadcasting the tapes.
On the basis of defendant's application and accompanying documents,
the district court found that public dissemination of the government
tapes "would irreparably harm defendant's Sixth Amendment
fair trial right" and, on October 22, the day the application
was filed, issued a temporary restraining order prohibiting CBS
from broadcasting the tapes. In addition, the district court
scheduled a hearing on the issuance of a preliminary injunction
for Monday, October 24, 1983 at 3:30 P.M.
On Saturday afternoon, prior to issuing the temporary restraining
order, the district court contacted counsel for CBS by telephone.
Counsel was informed of the *1177 nature of the proposed order
and of the court's intention to file it. After permitting counsel
to present counter arguments during the phone conversation, the
district court issued the order. CBS immediately sought relief
in this court.
II
[1] At the outset, we must address a jurisdictional question.
Although CBS has styled its request for relief as an appeal,
under Ninth Circuit precedent CBS has no right to appeal in this
case. In United States v. Sherman, 581 F.2d 1358 (9th Cir.1978),
the court considered whether representatives of the media could
appeal a court order requiring that all members of the public,
including the media, refrain from contacting jurors. The court
held that an appellant "not a party to the action below
... lacks standing to bring an appeal." Id. at 1360. See
also United States v. Brooklier, 685 F.2d 1162 (9th Cir.1982).
While we may question the wisdom of this rule, see, e.g., United
States v. Chagra, 701 F.2d 354 (5th Cir.1983); Newman v. Graddick,
696 F.2d 796 (11th Cir.1983); Belo Broadcasting Co. v. Clark,
654 F.2d 423 (5th Cir.1981); United States v. Hubbard, 650 F.2d
293 (D.C.Cir.1980); United States v. Gurney, 558 F.2d 1202 (5th
Cir.1977), cert. denied, 435 U.S. 968, 98 S.Ct. 1606, 56 L.Ed.2d
59 (1978); United States v. Schiavo, 504 F.2d 1 (3d Cir.1974)
(en banc), cert. denied, 419 U.S. 1096, 95 S.Ct. 690, 42 L.Ed.2d
688 (1975), we are bound nonetheless to follow Sherman as controlling
Ninth Circuit precedent. Accordingly, we hold that CBS lacks
standing to appeal the temporary restraining order issued by
the district court.
The fact that CBS has styled its pleadings as an appeal does
not, however, foreclose us from reviewing the temporary restraining
order under our mandamus jurisdiction. 28 U.S.C. § 1651.
If the appropriate criteria are met, we are free to treat CBS's
request for relief as a petition for a writ of mandamus. Unified
Sewerage Agency v. Jelco, Inc., 646 F.2d 1339, 1343 (9th Cir.1981).
[2] In Bauman v. United States District Court, 557 F.2d 650
(9th Cir.1977), we set forth the criteria which determine the
availability of mandamus. [FN1] Three of the Bauman factors weigh
heavily in favor of an exercise of our mandamus jurisdiction.
The first Bauman factor--lack of other adequate means of obtaining
the desired relief--is satisfied because, as already indicated,
direct appeal is unavailable. The second Bauman factor-- damage
not correctable on appeal--is also satisfied. The first amendment
informs us that the damage resulting from a prior restraint--even
a prior restraint of the shortest duration--is extraordinarily
grave. Thus, in Nebraska Press Association v. Stuart, 427 U.S.
539, 559, 96 S.Ct. 2791, 2803, 49 L.Ed.2d 683 (1976), the Court
stated that "prior restraints on speech and publication
are the most serious and least tolerable infringement on First
Amendment rights" and indicated that "the burden on
the [party seeking the restraint] is not reduced by the temporary
nature of a restraint." See also Elrod v. Burns, 427 U.S.
347, 373-74, 96 S.Ct. 2673, 2689-90, 49 L.Ed.2d 547 (1976) ("The
loss of First Amendment freedoms, for even minimal periods of
time, unquestionably constitutes irreparable injury.").
Finally, as will be explained below, we believe *1178 that the
district court's decision to restrain CBS was clear error as
a matter of law and consequently the case satisfies the third
Bauman factor. Thus, the Bauman analysis favors an exercise of
our mandamus jurisdiction. [FN2]
FN1. In Bauman v. United States District Court, 557 F.2d 650
(9th Cir.1977), we stated:
[W]e have identified five specific guidelines: (1) The party
seeking the writ has no other adequate means, such as a direct
appeal, to attain the relief he or she desires.... (2) The petitioner
will be damaged or prejudiced in a way not correctable on appeal....
(3) The district court's order is clearly erroneous as a matter
of law.... (4) The district court's order is an oft-repeated
error, or manifests a persistent disregard of the federal rules....
(5) The district court's order raises new and important problems
or issues of law of first impression....
[R]arely if ever will a case arise where all the guidelines
point in the same direction or even where each guideline is relevant
or applicable. The considerations are cumulative and proper disposition
will often require a balancing of conflicting indicators.
Id. at 654-55 (citations omitted).
FN2. We have previously held that similar restraints may be
challenged via a petition for a writ of mandamus. Associated
Press v. United States District Court, 705 F.2d 1143 (9th Cir.1983)
(order sealing temporarily all documents filed in a criminal
proceeding); United States v. Brooklier,
685 F.2d 1162 (9th Cir.1982) (order excluding the press from
a criminal trial); Goldblum v. NBC, 584 F.2d 904 (9th Cir.1978)
(order requiring production of motion picture preliminary to
determination whether injunction is appropriate); United States
v. Sherman, 581 F.2d 1358 (9th Cir.1978) (order prohibiting the
press from talking with jurors).
We conclude that this is an appropriate case for the exercise
of our mandamus jurisdiction, and we construe CBS's pleadings
accordingly.
III
This case requires that we resolve the tension between two
constitutional rights of first importance: the right of the criminal
defendant to "an impartial jury," U.S. Const. amend.
VI, and the right of the press to be free from governmental restraint,
U.S. Const. amend. I.
[3] The Supreme Court addressed the problem of how to reconcile
these two seemingly incompatible constitutional rights in Nebraska
Press Association v. Stuart, 427 U.S. 539, 96 S.Ct. 2791, 49
L.Ed.2d 683 (1976), and set forth guidelines which control our
decision today. Before an appellate court may uphold a lower
court restraint on the reporting of a trial, the appellate court
must examine the evidence before the trial judge when the
order was entered to determine (a) the nature and extent of pretrial
news coverage; (b) whether other measures would be likely to
mitigate the effects of unrestrained pretrial publicity; and
(c) how effectively a restraining order would operate to prevent
the threatened danger.
Id. at 562, 96 S.Ct. at 2804. Only if it is "clear [from
this independent inquiry] that further publicity, unchecked,
would so distort the views of potential jurors that 12 c[an]
not be found who would, under proper instructions, fulfill their
sworn duty to render a just verdict exclusively on the evidence
presented in open court" can an appellate court even consider
upholding a prior restraint. Id. at 569, 96 S.Ct. at 2807. [FN3]
FN3. It should be noted that four members of the Court indicated
that even this showing might be inadequate to validate a prior
restraint. See Nebraska Press Association v. Stuart, 427 U.S.
539, 570, 96 S.Ct. 2791, 2808, 49 L.Ed.2d 683 (1976) (White,
J., concurring); id. at 572, 96 S.Ct. at 2809 (Brennan, J., concurring,
with whom Stewart, J. and Marshall, J. join).
This standard is an extraordinarily exacting one. In Nebraska
Press, the Supreme Court itself reserved judgment on whether
the showing it required could ever be made adequately. Id. at
569-570, 96 S.Ct. at 2807-2808. And since Nebraska Press was
decided, federal and state appellate courts have held without
exception that trial court restraints on the reporting of judicial
proceedings failed to meet the requirements set forth in Nebraska
Press. See, e.g., In re CBS, 697 F.2d 1225 (5th Cir.1983); Arkansas
Gazette Co. v. Lofton, 269 Ark. 109, 598 S.W.2d 745 (1980); Des
Moines Register & Tribune Co. v. Osmundson, 248 N.W.2d 493
(Iowa 1976). [FN4]
FN4. The rigor of the Nebraska Press examination has lead
many commentators to conclude that as a practical matter the
decision barred all prior restraints on the reporting of judicial
proceedings. See, e.g., Portman, The Defense of Fair Trial from
Sheppard to Nebraska Press Association: Benign Neglect to Affirmative
Action and Beyond, 29 Stan.L.Rev. 393, 409 n. 72 (1977); Prettyman,
Nebraska Press Association v. Stuart: Have We Seen the Last of
Prior Restraints on the Reporting of Judicial Proceedings, 20
St. Louis U.L.J. 654 (1976); Younger, Some Thoughts on the Defense
of Publicity Cases, 29 Stan.L.Rev. 591 (1977).
In the case before us, however, the district court made the
inquiry required by Nebraska Press and concluded that a prior
restraint was permissible. The district court found (1) that
this case has generated "enormous, incessant and continually
increasing *1179 publicity" and, consequently, release of
the government tapes would have a "devastating effect";
(2) that "there is absolutely no method ... to remove the
taint upon the minds of potential jurors"; and (3) implicitly,
that an order restraining CBS from broadcasting the tapes would
adequately guard against the threatened danger. [FN5] On the
basis of these findings, the district court held that the public
dissemination of the government tapes would "irreparably
harm defendant's Sixth Amendment fair trial right" and that
an order restricting CBS's freedom of expression was appropriate.
FN5. The district judge did not apply the Nebraska Press test
by name. Instead, he referred in his Order to two attached Memoranda
in which he discussed whether, under the test set forth in United
States v. Brooklier, 685 F.2d 1162 (9th Cir.1982), the court
should allow pretrial public access to exhibits, including the
government tapes. These Memoranda concluded that such access
should not be permitted. The Brooklier test is identical to the
Nebraska Press test. Consequently, we interpret the district
judge's reference to his attached Memoranda as a statement that
the Nebraska Press inquiry had been conducted and that, in his
opinion, the Nebraska Press requirements had been met.
Subjecting the district court's determinations to the de novo
review required by Nebraska Press, 427 U.S. at 562, 96 S.Ct.
at 2804; see also United States v. McConney, 728 F.2d 1195 (9th
Cir.1984) (en banc) (a question is reviewed de novo when "the
inquiry involved ... goes well beyond the facts of the case and
requires consideration of the abstract legal principles that
inform constitutional jurisprudence"), we conclude that
the first two of the district court's determinations are unfounded.
The district court's conclusion that this case meets the requirements
enunciated in Nebraska Press is thus clear error under the Bauman
test. [FN6]
FN6. Because we reject the district court's resolution of
the first two steps in the Nebraska Press inquiry, we find it
unnecessary to consider its resolution of the third step--determination
of how effectively a restraining order would operate to prevent
the threatened danger.
IV
A
The district court's determination that release of the government
tapes would be prejudicial was based upon two grounds: first,
that the case had generated "enormous" publicity and
that this increased the danger that dissemination of the tapes
would prejudice jurors because "the potential for irreparable
harm to defendant's right to a fair trial is directly proportional
to the amount of public attention accorded this case; "
second, that the nature of the audiovisual tapes in question
ensured that potential jurors who viewed them would be prejudiced
because the audiovisual tapes "would undoubtedly authenticate
in the public's mind the alleged events which occurred during
the investigation of this matter."
We have no quarrel with the district court's evaluation of
the magnitude of publicity accorded this prosecution. The case
has indeed generated "enormous, incessant and continually
increasing publicity." Widespread publicity, however, does
not necessarily lead to an unfair trial. In Nebraska Press, the
Supreme Court noted that "pretrial publicity, even if pervasive
and concentrated, cannot be regarded as leading automatically
and in every kind of criminal case to an unfair trial."
427 U.S. at 565, 96 S.Ct. at 2805. See also Gannett Co. v. DePasquale,
443 U.S. 368, 403, 404 n. 1, 99 S.Ct. 2898, 2917, 2918 n. 1,
61 L.Ed.2d 608 (1979) (Rehnquist, J., dissenting) and cases cited
therein.
Recent highly publicized cases indicate that even when exposed
to heavy and widespread publicity many, if not most, potential
jurors are untainted by press coverage. In one of the recent
Abscam prosecutions, the court found that, despite concentrated
media coverage, "only about one-half of the prospective
jurors indicated that they had ever heard of Abscam ... [and
of those] only eight or ten had 'anything more than a most generalized
kind of recollection what it was all about.' " United States
v. Myers, 635 F.2d 945, 948 (2nd Cir.1980)*1180 (quoting the
trial transcript). Similarly, in one of the Watergate prosecutions,
the District of Columbia Circuit stated that, despite perhaps
the most pervasive publicity accorded any trial in American history,
"without undue effort, it would be possible to empanel a
jury whose members had never even heard the [Watergate] tapes."
United States v. Mitchell, 551 F.2d 1252, 1262 n. 46 (D.C.Cir.1976),
rev'd on other grounds sub nom. Nixon v. Warner Communications,
Inc., 435 U.S. 589, 98 S.Ct. 1306, 55 L.Ed.2d 570 (1978). The
court justified this conclusion by noting that in a previous
Watergate prosecution ten of the twelve jurors selected "claimed
to have followed Watergate casually, if at all." Id. (citing
United States v. Haldeman, 559 F.2d 31 (D.C.Cir.1976)). See also
United States v. Liddy, 509 F.2d 428, 436-37 (D.C.Cir.1974) (en
banc), cert. denied, 420 U.S. 911, 95 S.Ct. 833, 42 L.Ed.2d 842
(1975). [FN7]
FN7. After noting that "[m]ost of the venire simply did
not pay an inordinate amount of attention to Watergate,"
another Watergate court explained, "[t]his may come as a
surprise to lawyers and judges, but it is simply a fact of life
that matters which interest them may be less fascinating to the
public generally." United States v. Haldeman, 559 F.2d 31,
62-63 n. 37 (D.C.Cir.1976) (en banc).
Thus, both precedent and experience indicate that widespread
publicity, without more, does not automatically lead to an unfair
trial. Here, the district court apparently believed that the
peculiarly prejudicial nature of the government tapes--in particular
the fact that they purport to be "the 'actual' depiction
or 'mirroring' of the events and transaction in question"--
distinguished this case from other highly publicized trials and
that the case thus satisfied the first leg of the Nebraska Press
analysis. We cannot agree.
[4] Even if we assume arguendo that a prospective juror who
has viewed all or some of the investigation tapes is likely to
harbor preconceptions that would threaten Mr. DeLorean's right
to trial by an impartial jury, the test enunciated in Nebraska
Press requires much more to justify prior restraint. In the Court's
words, a prior restraint can not issue unless it is "clear
that further publicity, unchecked, would so distort the views
of potential jurors that 12 could not be found who would ...
fulfill their sworn duty." 427 U.S. at 569, 96 S.Ct. at
2807 (emphasis added). Thus, it is not enough that publicity
might prejudice one directly exposed to it. If it is to be restrained,
the publicity must threaten to prejudice the entire community
so that twelve unbiased jurors can not be found.
[5] This requirement is in keeping with the standard which
the Supreme Court has applied in reviewing pre-trial publicity
in order to determine whether the defendant was deprived of his
right to a fair trial. In the absence of evidence of actual juror
prejudice, the Court has refused to reverse jury verdicts unless
it concluded that the atmosphere of the entire community had
been poisoned by the publicity in question. In Irvin v. Dowd,
366 U.S. 717, 81 S.Ct. 1639, 6 L.Ed.2d 751 (1961), for instance,
the Court overturned a guilty verdict because a " 'pattern
of deep and bitter prejudice' [was] shown to be present throughout
the community." Id. at 727, 81 S.Ct. at 1645 (quoting Stroble
v. California, 343 U.S. 181, 72 S.Ct. 599, 96 L.Ed. 872 (1952)).
See also Murphy v. Florida, 421 U.S. 794, 802, 95 S.Ct. 2031,
2037, 44 L.Ed.2d 589 (1975); Sheppard v. Maxwell, 384 U.S. 333,
363, 86 S.Ct. 1507, 1522, 16 L.Ed.2d 600 (1966); Estes v. Texas,
381 U.S. 532, 545, 85 S.Ct. 1628, 1634, 14 L.Ed.2d 543 (1965);
Rideau v. Louisiana, 373 U.S. 723, 726, 83 S.Ct. 1417, 1419,
10 L.Ed.2d 663 (1963).
Thus, in assessing the prejudicial nature of pre-trial publicity,
a court must look not simply to its effect on individual viewers
but to its capacity to inflame and prejudice the entire community.
In this case, the district court failed to make such an analysis.
For this reason alone, its conclusion that release of the government
tapes would be highly prejudicial is suspect. We further conclude,
however, that given the nature of the case and the setting for
the trial, the district court could not have properly found that
release of the tapes would *1181 create a " 'pattern of
deep and bitter prejudice' ... throughout the community."
Irvin v. Dowd, 366 U.S. 717, 727, 81 S.Ct. 1639, 1645, 6 L.Ed.2d
751 (1961).
First, most of the cases in which pre-trial publicity has
presented serious constitutional problems have involved lurid
subject matter. In Rideau v. Louisiana, 373 U.S. 723, 83 S.Ct.
1417, 10 L.Ed.2d 663 (1963), the defendant was charged with armed
robbery, kidnapping, and murder. In Sheppard v. Maxwell, 384
U.S. 333, 86 S.Ct. 1507, 16 L.Ed.2d 600 (1966), the defendant
was a prominent citizen accused of bludgeoning his pregnant wife.
Where the case has involved less inflammatory subject matter,
the courts have generally found a less significant danger of
prejudice. Thus, in United States v. Haldeman, 559 F.2d 31, 62
n. 37 (D.C.Cir.1976) (en banc), the court stated:
The Government maintains that since "[t]he offenses charged
here were not crimes of violence and passion," but rather
legally complex white collar crimes, pretrial publicity would
make little impression on most citizens....
Our own reading of the 2,000-page voir dire demonstrates that
the Government's assessment of the public's interest in Watergate
matters is correct.... This may come as a surprise to lawyers
and judges, but it is simply a fact of life that matters which
interest them may be less fascinating to the public generally.
See also United States v. Kahaner, 204 F.Supp. 921, 924 n.
11 (S.D.N.Y.1962) ("The publicity here was not of the inflammatory
and lurid
nature considered or condemned in a number of Supreme Court
cases."), aff'd, 317 F.2d 459 (2d Cir.1963), cert. denied,
375 U.S. 836, 84 S.Ct. 74, 11 L.Ed.2d 65 (1963).
Here, the subject matter of the case is neither lurid nor
highly inflammatory. Mr. DeLorean is charged with conspiracy
to import cocaine, a non-violent crime that is similar in nature
to hundreds of others currently before state and federal trial
judges in California. It seems that hardly a week passes in which
there is not media coverage of a major narcotics arrest or trial.
While Mr. DeLorean's prominence has certainly distinguished his
case from the others in that he has attracted far more public
attention, there is no evidence that his prominence will inflame
public sentiment.
Second, the courts have long held that in a large metropolitan
area, prejudicial publicity is less likely to endanger the defendant's
right to a fair trial. The size and heterogeneity of such communities
make it unlikely that even the most sensational case will become
"a cause celebre " where "[t]he whole community
... becomes interested in all the morbid details." Estes
v. Texas, 381 U.S. 532, 545, 85 S.Ct. 1628, 1634, 14 L.Ed.2d
543 (1965). See United States v. Chapin, 515 F.2d 1274, 1288
(D.C.Cir.), cert. denied, 423 U.S. 1015, 96 S.Ct. 449, 46 L.Ed.2d
387 (1975); People v. Manson, 61 Cal.App.3d 102, 189-90, 132
Cal.Rptr. 265 (1976), cert. denied, 430 U.S. 986, 97 S.Ct. 1686,
52 L.Ed.2d 382 (1977). Moreover, in a populous metropolitan area,
the pool of potential jurors is so large that even in cases attracting
extensive and inflammatory publicity, it is usually possible
to find an adequate number of untainted jurors. The case of former
Attorney General John Mitchell, for instance, was very heavily
publicized in Washington, D.C., where the trial was held, and
a private survey conducted by Mr. Mitchell's attorneys revealed
that 84% of those who had heard of the case thought Mr. Mitchell
guilty. Yet, Mr. Mitchell was eventually acquitted. See Graham,
From the Press, in The Jury System in America 199, 202 (R. Simon,
ed. 1975).
Almost all the cases in which the Supreme Court has found
that press coverage deprived the defendant of a fair trial have
been tried in small rural communities. In Rideau v. Louisiana,
373 U.S. 723, 83 S.Ct. 1417, 10 L.Ed.2d 663 (1963), the trial
was held in a Louisiana parish of 150,000. Id. at 724, 83 S.Ct.
at 1814. In Irvin v. Dowd, 366 U.S. 717, 81 S.Ct. 1639, 6 L.Ed.2d
751 (1961), the trial was held in a county of approximately 30,000
inhabitants. [*1182 FN8] In contrast, when the trial has been
set in a large urban area, publicity has presented less significant
problems. See Associated Press v. United States District Court,
705 F.2d 1143, 1146 (9th Cir.1983) (Los Angeles); People v. Manson,
61 Cal.App.3d 102, 189, 132 Cal.Rptr. 265 (1976) (Los Angeles),
cert. denied, 430 U.S. 986, 97 S.Ct. 1686, 52 L.Ed.2d 382 (1977);
Commonwealth v. Hoss, 445 Pa. 98, 283 A.2d 58 (1971) (Philadelphia).
In People v. Manson, 61 Cal.App.3d
102, 132 Cal.Rptr. 265 (1976), cert. denied, 430 U.S. 986,
97 S.Ct. 1686, 52 L.Ed.2d 382 (1977), for instance, the California
Court of Appeal rejected a prejudicial publicity claim based,
in part, on its belief that "[a] metropolitan setting with
its diverse population tends to blunt the penetrating effect
of publicity." Id. at 190, 132 Cal.Rptr. 264. Cf. United
States v. Chapin, 515 F.2d 1274, 1288 (D.C.Cir.) (affirming trial
court's refusal to grant change in venue from Washington, D.C.
to a "more rural community"), cert. denied, 423 U.S.
1015, 96 S.Ct. 449, 46 L.Ed.2d 387 (1975).
FN8. Sheppard v. Maxwell, 384 U.S. 333, 86 S.Ct. 1507, 16
L.Ed.2d 600 (1966), is of course an exception to this general
rule. There, the trial was held in the Court of Common Pleas
of Cuyahoga County, Ohio. Id. at 335 n. 1, 86 S.Ct. at 1508 n.
1. Cuyahoga County encompasses Cleveland, a major metropolitan
area. We believe, however, that Sheppard is distinguished by
the truly extraordinary quantity and nature of the publicity
which surrounded the trial, see id. at 338-349, 86 S.Ct. at 1509-1515,
by the sensational nature of the crime, id. at 356, 86 S.Ct.
at 1519, and by the trial judge's failure to adequately control
the proceedings, id. at 357-58, 86 S.Ct. at 1519-20.
Mr. DeLorean's trial is to be conducted in the District Court
for the Central District of California. The Central District
is the most populous district in the federal judicial system.
According to the 1980 census, the district includes nearly twelve
million people. [FN9] In addition, the Central District encompasses
one of the most heterogeneous metropolitan areas in the United
States--Los Angeles.
FN9. We note that in Nebraska Press the Supreme Court appeared
to indicate that a pool of prospective jurors as small as 80,000
might be adequate protection against prejudicial publicity. 427
U.S. 539, 563 n. 7, 96 S.Ct. 2791, 2805 n. 7, 49 L.Ed.2d 683
(1976).
Given these circumstances, we think it is extremely unlikely
that the release of the government tapes will produce the community-wide
prejudice required by Nebraska Press.
B
[6] The district court's handling of the second leg of the
Nebraska Press analysis--the consideration of measures for assuring
a fair trial other than a prior restraint on expression--is equally
unconvincing. The district court stated that while "much
thought and analysis had been devoted to the consideration of
alternatives," the court had "failed in formulating
reasonable and effective alternatives." This conclusion,
however, is based on conclusory treatment of one alternative
and disregard of another.
The district court rejected the use of extensive voir dire
as an alternative to prior restraint because "[n]o matter
how searching the questions ... certain matters are not detectable,
especially those motives relative to bias and prejudice."
The court made no reference to special circumstances posed by
defendant DeLorean's case which might support this contention.
Thus, the court's reasoning amounts to a general rejection of
voir dire as an effective alternative to prior restraint.
This rejection, however, is inconsistent with applicable precedent.
In Nebraska Press, 427 U.S. at 563-64, 96 S.Ct. at 2804-05, the
Supreme Court made explicit reference to voir dire as an important
alternative to be considered by the trial court. Similarly, the
circuit courts have repeatedly found voir dire to be a viable
alternative to restraints on the press, even in cases attracting
massive publicity. See Los Angeles Memorial Coliseum Commission
v. National Football League, 726 F.2d 1381, at 1400 (9th Cir.1984)
(suit concerning move of the Raiders football team from Oakland
to Los Angeles); United States v. Myers, *1183 635 F.2d 945,
953-54 (2d Cir.1980) (Abscam); United States v. Mitchell, 551
F.2d 1252, 1262 n. 46 (D.C.Cir.1976) (Watergate), rev'd on other
grounds sub nom. Nixon v. Warner Communications, Inc., 435 U.S.
589, 98 S.Ct. 1306, 55 L.Ed.2d 570 (1978). In fact, in an earlier
proceeding in this very case, we held that voir dire was an appropriate
alternative to the sealing of court documents. Associated Press
v. United States District Court, 705 F.2d 1143, 1146 (9th Cir.1983)
("[B]ased on the record before us, we believe that careful
jury selection is an alternative that can adequately protect
the right to a fair trial.").
While the district court rejected voir dire without adequate
analysis, it failed to consider altogether the prophylactic effect
of "emphatic and clear instructions" to the jury. Nebraska
Press, 427 U.S. at 564, 96 S.Ct. at 2805. Yet, like voir dire,
this is an alternative explicitly mentioned in Nebraska Press,
427 U.S. at 564, 96 S.Ct. at 2805, and relied upon by other courts
in cases involving highly publicized trials, Los Angeles Memorial
Coliseum Commission v. National Football League, 726 F.2d 1381,
1400 (9th Cir.1984); Associated Press v. United States District
Court, 705 F.2d 1143, 1146 (9th Cir.1983).
The Supreme Court has emphasized that these traditional devices
used for combating prejudice are powerful tools that should be
adequate to defuse prejudicial pre-trial publicity. In Sheppard
v. Maxwell, 384 U.S. 333, 86 S.Ct. 1507, 16 L.Ed.2d 600 (1966),
a case involving publicity far more inflammatory than present
here, the Supreme Court concluded that prejudice could have been
adequately controlled by the trial judge through traditional
methods. Id. at 357-58, 86 S.Ct. at 1519-20. In his concurrence
in Nebraska Press, Justice Brennan stated that "the traditional
techniques approved in Sheppard for ensuring fair trials would
have been adequate in every case in which [the Supreme Court]
ha[s] found that a new trial was required due to lack of fundamental
fairness to the accused." 427 U.S. at 603-04, 96 S.Ct. at
2824. In light of these pronouncements, there may be no reason
for courts ever to conclude that traditional methods are inadequate
and that the extraordinary remedy of prohibiting expression is
required.
In light of the district court's inadequate consideration
of voir dire and jury instructions as alternatives to a restraining
order, we conclude that a showing has not been made that "there
is absolutely no method ... to remove the taint upon the minds
of potential jurors" which could possibly result from release
of the government tapes.
V
[7] In sum, we find the district court's resolution of the
first two legs of the Nebraska Press analysis to be unpersuasive.
We reject both the district court's contention that dissemination
of the tapes was likely to prejudice the defendant's right to
a fair trial and its contention that traditional means of dealing
with such prejudice--voir dire and jury instructions, for instance--
were inadequate. Thus, we hold that the entry of an order restraining
CBS from broadcasting the tapes on the showing made before the
district court violated the first amendment guarantee of freedom
of the press. The showing on the record fails to establish that
"further publicity, unchecked, would so distort the views
of potential jurors that 12 could not be found who would, under
proper instructions, fulfill their sworn duty to render a just
verdict exclusively on the evidence presented in open court."
427 U.S. at 569, 96 S.Ct. at 2807. Consequently, we vacate the
temporary restraining order.
[8] We conclude by noting that under our constitutional system
prior restraints, if permissible at all, are permissible only
in the most extraordinary of circumstances. In New York Times
Co. v. United States, 403 U.S. 713, 91 S.Ct. 2140, 29 L.Ed.2d
822 (1971), the government sought to restrain the publication
of " 'material whose disclosure would pose a grave and immediate
danger to the security of the United States'." Id. at 741,
91 S.Ct. at 2155 (Marshall, J., concurring) (quoting Brief for
the *1184 United States at 7). Yet, the Supreme Court found that
the government had failed to carry the " 'heavy burden of
showing justification for such a restraint'." Id. at 714,
91 S.Ct. at 2141 (quoting Organization for a Better Austin v.
Keefe, 402 U.S. 415, 419, 91 S.Ct. 1575, 1577, 29 L.Ed.2d 1 (1971)).
Writing separately, Justice Brennan stated that "only government
allegation and proof that publication must inevitably, directly,
and immediately cause the occurrence of an event kindred to imperiling
the safety of a transport already at sea can support even the
issuance of an interim restraining order." Id. at 726-27,
91 S.Ct. at 2148 (Brennan, J., concurring). Whether a prior restraint
on the reporting of a judicial proceeding will ever be able to
satisfy this extraordinary standard remains to be seen. It is
clear, however, that this case does not.
The petition is GRANTED.
GOODWIN, Circuit Judge, concurring:
I agree with the able presentation of the court's opinion
by Judge Norris, and write separately only to underscore some
additional points.
[9] First, the trial court had no legal authority for enjoining
CBS or anyone else from publishing anything in this case. Congress,
in obedience to the First Amendment, has "made no law abridging
the freedom of ... the press" in situations of this kind.
See, Douglas, J., specially concurring, in New York Times Company
v. United States, 403 U.S. 713, 720, 91 S.Ct. 2140, 2144, 29
L.Ed.2d 822 (1971).
[10] Second, Judge Norris has pointed out that there is no
American judicial authority for a trial court to enjoin the publication
of information in a situation of this kind. A judge's assignment
to preside over a criminal trial carries with it no general commission
to issue orders to persons not before the court whose conduct
has not yet caused a disruption or impediment to the work of
the court.
Third, the opinion properly does not discuss the interesting
question of how CBS came into possession of the tapes because
the matter was not documented in any written record produced
for our examination. However, at oral argument it became clear
that defense counsel, or some of them, had obtained from the
prosecution copies of the tapes for defense purposes, and that
somehow, while under control of the defense, a copy of the tapes
fell into the hands of persons who made them available to CBS.
There was no suggestion that CBS had done anything illegal or
unethical in obtaining the copy.
[11] Finally, as Mr. Justice Linde of the Oregon Supreme Court
has pointed out, there is no conflict between the Sixth Amendment
right to a fair trial and the First Amendment right to publish
information. Both constitutional rights are limitations upon
government, not upon citizens. The Sixth Amendment tells the
government that it cannot deprive individuals of their liberty
without a fair trial, and by judicial decision that guarantee
has come to mean that the government may not perform governmental
acts that deprive a person of a fair trial. The alternatives
to censorship, which Judge Norris describes, are judicial methods
for preserving a fair trial.
The First Amendment tells the government that it may not prevent
the press (or other news media) from publishing the product of
their investigation and reporting. These rights do not hurl the
individual into conflict with the press. These rights simply
limit the reach of government power over both the individual
and the press. Linde, Fair Trials and Press Freedom--Two Rights
Against the State, 13 Willamette Law Journal 211 (1977).
REINHARDT, Circuit Judge, concurring:
I concur fully in the court's opinion authored by Judge Norris.
I am also in complete agreement with the statements made by Judge
Goodwin in his special concurrence.
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