|
EVELLE J. YOUNGER, as Attorney General, etc. (formerly as
District Attorney), Plaintiff and Appellant,
v.
PETER S. SMITH, as Judge, etc., et al., Defendants and Respondents.
TIMES MIRROR COMPANY, Petitioner,
v.
THE SUPERIOR COURT OF LOS ANGELES COUNTY, Respondent; THE
PEOPLE et al., Real Parties in Interest.
JOSEPH P. BUSCH, as District Attorney, etc., Petitioner,
v.
THE SUPERIOR COURT OF LOS ANGELES COUNTY, Respondent; THE
PEOPLE et al., Real Parties in Interest (Consolidated Cases.)
30 Cal.App.3d 138, 106 Cal.Rptr. 225
Civ. No. 38590., Civ. No. 40879., Civ. No. 40912.
Court of Appeal, Second District, Division 5, California.
January 23, 1973.
MAJORITY OPINION KAUS, P. J.
These three matters, one appeal and two writ proceedings,
arise collaterally from two separate criminal prosecutions. They
involve issues concerning the validity, interpretation and enforceability
of orders designed to curb potentially prejudicial pretrial publicity
in criminal cases.
In Younger v. Smith we reverse a contempt conviction because
the alleged contemner's harmless news release was protected by
the First Amendment. In Times Mirror v. Superior Court we hold
that a purported direct restraint on the press amounted to judicial
overkill and order it vacated.
In Busch, we find the same protective order, [FN1] insofar
as it is directed against the prosecution, to have been justified
by the circumstances existing at the time it was made. [FN2]
FN1 Orders of the kind under consideration are sometimes referred
to as "gag orders" or "publicity orders."
The first term is pejorative the latter perhaps too restrictive.
We therefore accept the suggestion of one of the amici curiae
who have filed briefs in this matter, and refer to such orders
as "protective orders." We realize that those who oppose
such orders on principle may find this designation too benign.
At least, however, it correctly describes their purpose.
FN2 The original record in the three consolidated matters
is about one foot thick. Without, of course, agreeing on the
conclusions which we should reach, all parties seem to feel that
what we ought to do is write a detailed textbook which finally
and forever resolves all problems relating to the so-called "fair
trial versus free speech" or "fair trial versus free
press" controversy. We are flattered but not persuaded.
Having in mind the position of this court in the judicial hierarchy
and the traditional reluctance of any court to decide more than
the issues of the case before it demand, our goal is far more
modest.
Facts
Younger v. Smith, et al.
This is an appeal by the present Attorney General of California
- who at all relevant times was the District Attorney of Los
Angeles County - from a judgment of the superior court of that
county affirming, in review proceedings (Code Civ. Proc., §
1067 et seq.), a contempt conviction by the respondent Smith,
then a judge of the respondent Municipal Court of the Alhambra
Judicial District. [FN3] The punishment imposed was a fine of
$50. *144
FN3 The reason why Judge Smith, rather than the court on which
he then sat, was made the first named respondent to the writ
of review, was to lend emphasis to certain jurisdictional contentions
made by Younger. They have to do with the limited nature of the
powers of a magistrate, as distinguished from those of a judge
of a municipal court. We find it unnecessary to address ourselves
to those issues. For the sake of simplicity we shall refer to
Judge Smith and to his then court as "the respondent."
The case is before us on an agreed statement of facts.
On July 14, 1970, the Los Angeles County District Attorney's
office filed a criminal complaint in the Alhambra Judicial District,
charging one Siegfried Senff with two counts of murder, two counts
of assault with intent to commit murder and one count of arson.
Senff was arraigned on July 15, when one of the assault counts
was amended to charge an additional murder, presumably because
the victim had just died. During the proceedings Judge Smith
issued a protective order, restricting the dissemination of information
by certain persons connected with the prosecution and defense
of the case. [FN4] A copy was handed to the deputy district attorney
present. [FN5]
FN4 The docket sheet for July 15 does not inform us whether
the deputy district attorney who was in Judge Smith's court at
the time concurred in the issuance of the order, opposed it,
or remained silent wondering what he should do.
FN5 There is no issue on this appeal with respect to Younger
having received notice of the order or of its applicability to
him.
The relevant portion of the order prohibited all attorneys
connected with the case from making "any statement outside
of court as to the nature, substance, or effect of any testimony
that has been given."
The preliminary examination took place on August 13. On motion
of the defendant the public was excluded. (Pen. Code, §
868.) At the end of the examination Senff was held to answer
on all counts. The protective order was ordered to remain in
force.
Judge Smith then learned that Younger was contemplating a
violation of the order and asked to be advised what news Younger
intended to release. [FN6] On August 17, Younger told Judge Smith,
by telephone, just how he intended to violate the order. Judge
Smith told him that he would have modified his order to permit
the news release which Younger was contemplating, but that he
no longer had jurisdiction to do so, having held Senff to answer
in the superior court. [FN7] He was therefore unable to approve
the proposed release. Younger said that he did not want to petition
*145 the superior court for a modification, because it was his
intention to test the validity of the order. He then made his
statement to the news media which we quote in full. The subject
was the preliminary examination:
FN6 It is clear that Younger's contemplated violation was
only a skirmish in a battle against protective orders. After
the assassination of Senator Kennedy in June 1968, the Los Angeles
Superior Court had issued a protective order which Younger attacked
in this court. (Younger v. Superior Court, 2nd Civ. No. 33638.)
What he got for his pains was mostly post cards: one from this
court, denying his petition without issuance of an alternative
writ, another from the California Supreme Court, denying his
petition for a hearing. The United States Supreme Court denied
certiorari. (Younger v. Superior Court, 393 U.S. 1001 [21 L.Ed.2d
465, 89 S.Ct. 489].)
FN7 We express no opinion on the correctness of this disclaimer.
The superior court did not acquire jurisdiction until August
20, when the information was filed. One would think that somebody
had power to modify the order on August 17.
"Fireman Ben Mathews of the San Gabriel Fire Department
testified that he and other firemen were summoned to the home
occupied by the defendant in the early morning hours of July
8, 1970. Mathews testified concerning his observations and actions
at that time.
"Dr. Eugene Carpenter from the Coroner's Office testified
relative to cause of death of Gloria Senff, Edna Chapman and
Kim Senff.
"Jenny Senff testified relative to her observations on
the night in question.
"Dr. Benjamin Crue testified concerning his examination
of Jenny.
"Sergeant Spiller of the Los Angeles Sheriff's Arson
Detail testified as an expert relative to the cause of the fire.
"Sergeant Rucker of the San Gabriel Police Department
testified to certain statements made by the defendant before
his arrest.
"Other evidence was introduced from additional witnesses
which satisfied the magistrate that the defendant should be held
for trial for three counts of murder, one count of attempted
murder and one count of arson."
After certain proceedings which we need not detail, Younger
was found in contempt on September 24, 1970. During the course
of the hearing on September, it because abundantly clear that
Judge Smith specifically found that the news release had in no
way prejudiced what his order had been designed to protect: Senff's
right to a fair trial.
All the same, Younger's bland summary of the witnesses' testimony
- their names had been released by the court with the consent
of counsel for both sides - had violated the literal terms of
the order. Although Judge Smith himself called the release a
"sterile statement ... a technical, nonprejudicial, de minimis
[FN8] violation," he found Younger in contempt because:
1. he had sought a confrontation with the court; 2. district
attorneys are not supposed to engage in "civil disobedience
..."; and 3. Younger had engaged in "flamboyant"
conduct when he was served with the court's order to show cause
in re contempt, held a press conference *146 and appeared on
a television news program, "at which time he misstated the
facts and the law. [FN9]
FN8 Lapsing from the Latin mood, the judge also expressed
the view that Younger's release "laid an egg."
FN9 The record is not too clear just what misstatements of
law Judge Smith felt Younger had made. The misstatement of fact
appears to have been to the effect that orders directed against
pretrial publicity were being made " routinely," when
in fact they had been made in relatively few cases.
The contempt conviction was affirmed by the superior court.
[FN10] As noted the case is before us on an appeal from its judgment.
FN10 Although one would have sufficed, three judges heard
the petition. This is permissible. (Athearn v. Nicol, 187 Cal.
86, 91-93 [200 P. 942].)
Times Mirror v. Superior Court Busch v. Superior Court
These two matters arise out of a currently pending criminal
prosecution in which Donald Paul Antelo and Oscar Bejarno Hernandez
are being charged with the murder of 4-year-old Joyce Huff, allegedly
committed on July 2, 1972, in the Hawaiian Gardens housing project
in Los Angeles County. Apparently the victim had been playing
with other children in front of a neighbor's home when she was
shot. No particular purpose would be served by further detailing
what evidence or rumors we know of. The bare facts just related
are more than adequate to shock anyone and to arouse the hope
that the person or persons responsible will be brought to justice.
Indeed it is likely that most persons who become aware of the
sudden death of a 4-year-old child under such circumstances would
refuse to believe in the possibility that nobody may be criminally
responsible for it.
Naturally the homicide caused widespread and intensive publicity.
In describing it the news media used such terms as "joy
killing," "senseless slaying" and "blatant
case of murder." Testimony at the preliminary hearing was
reported in some detail. Identification of Antelo and Hernandez
as possibly responsible for the homicide came from a teen-age
girl who purported to have been in an automobile from which the
fatal shot may have been fired. There was media speculation,
based at least in part on the evidence at the preliminary hearing,
that Joyce had been the unintended victim of a killing in revenge
for another homicide committed a few days earlier. [FN11] In
dwelling on that theme, some of the press suggested in *147 one
way or another that both homicides were incidents in a continuing
battle between gangs in Norwalk and Hawaiian Gardens - "barrio
versus barrio."
FN11 The news reports suggested inconsistently that the intended
victim of Antelo and Hernandez was either one of the persons
responsible for the earlier homicide or one of the persons responsible
for the arrest of suspects. The earlier homicide, too, had caused
a certain amount of publicity, because of evidence that the victim
may not have died from his wounds, but as a result of medical
malpractice.
The preliminary examination of the case against Antelo and
Hernandez had not been closed to the public. Indeed, as noted,
much of the publicity given to the crime - certainly most of
the publicity identifying Antelo and Hernandez as the persons
possibly responsible for it - seems to have been engendered by
that hearing. The information was filed in the superior court
on August 2, on which day Antelo and Hernandez were arraigned
and pleaded not guilty. [FN12] A little later counsel for Antelo
asked the district attorney to stipulate to a change of venue
because of the "unbelievable" and "fantastic"
amount of publicity in this case. [FN13] The prosecutor declined.
The court itself inquired whether there was "any feeling
on the part of either defense or the prosecution that what has
become known as a 'gag order' should be applied in this case."
Counsel for Antelo replied in the affirmative, requesting specifically
that the trial court should also "muzzle the press"
- surely not the most felicitous way in which to invoke a prior
restraint. [FN14] *148
FN12 To be precise, Hernandez so pleaded. Counsel for Antelo
refused to permit his client to plead because he claimed that
he could not understand the information. The court then entered
the plea for Antelo.
FN13 "[Counsel for Antelo]: Your Honor, perhaps the District
Attorney is willing to stipulate to a motion to change - in other
words is the District Attorney instead of it being on the defendants'
for the delays, if the District Attorney would stipulate to the
obvious in some of these matters, then there wouldn't be the
necessity for some of these pre-trial delays.
"For instance, in this case the Court could almost take
- and I ask the Court to take judicial notice of the unbelievable
publicity in connection with this case. These defendants are
already convicted by that publicity by way of the telephone,
television, radio and newspapers.
"If the District Attorney would stipulate to a motion
to change venue in this case, the judicial counsel and the people
concerned with what happens when venue is changed could become
engaged in that and really save time. If they are willing to
give more than just lip service - because I am sure the Court
is aware, for instance, of the fantastic amount of publicity
and in this case we could just quote chapter and verse from all
of the newspapers in the Metropolitan area and the Los Angeles
Area, including Long Beach newspapers, the television coverage,
the taking of these defendants in chains to the Municipal Court
in Bellflower which was published, not only in the newspapers,
but on television.
"I mean to go through the law and motion on this seems
ridiculous especially in view of Maine v. Superior Court and
recent pronouncements of our Appellate Courts concerning change
of venue. So we would invite - there is no jury present, we would
invite the District Attorney to agree to a change of venue."
FN14 Counsel for Hernandez at first announced that he would
be "willing to stipulate to any type of gag order."
However, in an apparent effort to buttress any motion for a change
of venue he might want to make in the future, he also expressed
the view that a "gag order might be too late." At a
later hearing, on August 11, he disassociated himself from the
continued request for a protective order voiced by counsel for
Antelo, stating that in his opinion "from a practical standpoint
... anything published about this case henceforth would probably
be beneficial to the defendants" and that "it might
tend to counterbalance things." Though named as a real party,
Hernandez has not appeared in this court.
The court then asked for written submissions from counsel
with respect to the requested order. While there was some discussion
whether the district attorney should take a position with respect
to the proposed "muzzling" of the press,
[FN15] it never occurred to anyone that it might be a good
idea that the press itself should be heard on that issue. [FN16]
The record shows that the prosecution consistently opposed the
issuance of any order prohibiting or restricting pretrial publicity.
FN15 Throughout this opinion the word "press" is,
of course, intended to include all media.
FN16 Counsel for Antelo even argued that the district attorney
would be derelict in his duties as a prosecutor if he acted as
a spokesman for the press and that, moreover, it would be "in
bad taste for the District Attorney to purport to defend the
freedom of the press and all of that."
Questions of taste aside, the problem of notice and an opportunity
to be heard, presents obvious difficulties when a court purports
to restrain media who are not parties to a proceeding or represented
in any way, directly or vicariously. (See In re Berry, 68 Cal.2d
137, 156, fn. 14 [65 Cal.Rptr. 273, 436 P.2d 273].) No issues
on that score have been raised in this proceeding.
There was another hearing before the respondent court on August
11. There had been extensive written submissions on the suggested
protective order and after some further argument such an order
was read into the record. Together with its recitals it is copied
in Appendix A. For the purpose of this opinion it will suffice,
at this time, to note that it is directed not only against the
persons connected with the prosecution and defense of the criminal
case, but that in addition ir orders "all agencies of the
public media" [FN17] to "refrain from the publication
of any matters with respect to the present cause except as occur
in open court." [FN18] About two weeks later the trial court
filed certain "findings with respect to order regarding
publicity." They are copied in Appendix B.
FN17 It is obvious that, in a pinch, the petitioner Times
Mirror Company could make much of the uncertainty inhering in
the phrase "agencies of public media."
FN18 No one contends that the prohibition against the media
was intended to cover only matters which were learned directly
or indirectly through violations of the order by other persons
subject to it.
On August 25, 1972, the petitioner Times Mirror Company filed
what amounts to a class action in this court. It in the form
of a petition for a writ of "mandamus, prohibition or other
appropriate writ" and prays *149 that we order the respondent
court to vacate that portion of its August 11 order "purporting
to apply to [The Times Mirror Company]" or any other representative
of the news media. Various forms of complementary and ancillary
relief are also requested, including the issuance of a temporary
stay of the August 11 order as applied to the press. We granted
the stay and issued an alternative writ.
On September 1 petitioner Busch, the present District Attorney
of Los Angeles County, filed a separate petition for a writ of
mandate or prohibition seeking, in effect, to vacate the August
11 order as to himself and all other persons affected thereby.
Busch's petition also asked for a temporary stay. We denied
the stay, but issued an alternative writ. The Busch and Times
Mirror petitions were orally argued together with the Younger
appeal. We have received many written and oral submissions from
various amici curiae. We take this opportunity to thank them.
Discussion
I. Younger v. Smith
(1) Younger's attack on his contempt conviction proceeds on
many fronts, procedural and substantive. [FN19] However, when
all is said and done, *150 it appears that Younger was convicted
of contempt because he issued a news release to the effect that
at the preliminary examination in the Senff case a fireman testified
to his being called to the Senff home in the early morning hours
of July 8, 1970 and to his observations and actions at the time,
that a doctor from the coroner's office testified relative to
the cause of death of the three victims, that Jenny Senff testified
to her observations on the night in question, that another doctor
testified concerning his examination of Jenny, that a deputy
sheriff testified as an expert concerning the cause of a fire,
that a police officer testified to certain statements made by
Senff before his arrest [FN20] and that other evidence was introduced
from other witnesses which satisfied the magistrate that Senff
should be held for trial on three counts of murder, one count
of attempted murder and one count of arson.
FN19 It is apparent that Younger's most able counsel is torn
between the primary desire of any appellant's lawyer to prevail
on any arguable issue, and his more specific desire to vindicate
his client's thesis that orders restricting pretrial publicity
are a bad idea, period. Thus certain arguments to the effect
that in making the order and finding Younger guilty of contempt,
Judge Smith violated procedural due process are presented at
length, but in a somewhat cryptic passage we are advised that:
"... Rather than relying upon these violations of appellant's
right to a fair hearing comporting to elementary notions of due
process of law as an automatic basis for reversal of the judgment
in this case, appellant relies upon these violations for the
purpose of buttressing his argument that, as a matter of substantive
law in the area of free speech, it is incumbent upon any judge
or magistrate who issue an order precluding the dissemination
of information to include in that order the factual basis upon
which that order has been issued. Thus appellant hopes that in
reviewing this matter the court will consider these violations
of due process of law not as a ground per se for issuance of
a writ of review, but rather as a basis for supporting the conclusion
that the order precluding the dissemination in this case was
void from its inception and continued to be void every time it
was reissued. In this way appellant hopes to resolve once and
for all the substantive issues posed in this case rather than
deferring to some future date resolution of these problems on
the ground that a new hearing must be granted to appellant before
he can be held in contempt. In other words, appellant seeks relief
from this court (either on jurisdictional or on freedom on speech
grounds) which will ultimately result in the conclusion that
the order prohibiting the dissemination of information issued
by the magistrate in this matter was invalid, not merely a ruling
that these issues need not be resolved now because, before they
can be resolved, appellant must be given a fair hearing."
FN20 In making an argument that, in spite of Judge Smith's
findings, Younger's press release was potentially prejudicial,
respondent points out that one newspaper article comments: "It
is believed that incriminating statements by Senff led to his
arrest and the filing of murder charges." Assuming that
this flight of journalistic fancy was provoked by the disclosure
that Sergeant Rucker testified to certain prearrest statements
by Senff, the potential prejudicial effect of this comment is
obviously somewhere between nil and zero.
While one must agree with Judge Smith that Younger's press
release was at least a technical violation of that portion of
the order which prohibited "any statement outside of court
as to the nature, substance or effect of any testimony that has
been given," no plausible argument can be made that an order
purporting to prohibit nonprejudicial, "sterile" -
to use Judge Smith's own apt description - statements of that
Kind should be upheld. Any power to interfere with everybody's
basic right to communicate which may inhere in a court for the
purpose of insuring a fair trial to a defendant accused of crime
is necessarily limited by its justification. When that court
correctly determines that a particular utterance has no tendency
to prejudice a pending criminal prosecution, but nevertheless
punishes the utterer because he is in literal or technical violation
of an order designed to curb potentially prejudicial pretrial
publicity, the court inferentially admits that the order covers
more ground then the First Amendment allows - that it is overbroad.
This does not necessarily mean that the order was totally
void. In the Busch matter we will examine the legal effect of
an overbroad protective order with respect to disseminations
which the order may constitutionally reach. For present purposes
it is enough to state and apply the obvious: that a conviction
based on speech which the Constitution immunizes, *151 cannot
stand unless there is a procedural reason why a person so convicted
cannot rely on his constitutional rights. [FN21]
FN21 See In re Kay, 1 Cal.3d 930, 946-947 [83 Cal.Rptr. 686,
464 P.2d 142], where the Supreme Court, without permitting a
retrial, overturned a conviction under section 403 of the Penal
Code. As interpreted by the trial court, section 403 was overbroad
in that it encompassed constitutionally protected conduct. Petitioners'
conduct was covered by the section's overbreadth, just as Younger's
news release was speech which the protective order purported
to, but could not reach.
Respondent argues that Younger placed himself in such a position
by deliberately bypassing all opportunities to seek a vacation
or modification of the protective order. [FN22]
FN22 We, in turn, deliberately bypass certain super-sophisticated
issues tendered by the parties, which relate to the question
of jurisdiction to modify or vacate at the relevant time: after
the magistrate had bound Senff over for trial in the superior
court, but before an information was filed there.
At first blush one would say that In re Berry, 68 Cal.2d 137
[65 Cal.Rptr. 273, 436 P.2d 273], is dispositive of the problem.
In that case the superior court issued a temporary restraining
order prohibiting certain activities in connection with a threatened
labor dispute. The persons who eventually became the petitioners
in Berry violated certain provisions of the order without ever
having moved the court to have it vacated or modified. In response
to their petition for a writ of habeas corpus, pending a charge
for criminal contempt, it was argued that the petitioners' failure
to seek vacation or modification "through available legal
means prior to their willful violation ... precludes their mounting
a constitutional challenge in the context of contempt proceedings
resulting from such disobedience." ( In re Berry, supra,
68 Cal.2d at p. 146.)
Without tracking or paraphrasing the reasoning by which the
Supreme Court rejected the respondent's position, we merely quote
its summary of California law on the point: "... In this
state a person affected by an injunctive order has available
to him two alternative methods by which he may challenge the
validity of such order on the ground that it was issued without
or in excess of jurisdiction. He may consider it a more prudent
course to comply with the order while seeking a judicial declaration
as to its jurisdictional validity. (See Mason v. United States
Fid. & Guar. Co. (1943) 60 Cal.App.2d 587, 590- 591 [141
P.2d 475].) On the other hand, he may conclude that the exigencies
of the situation or the magnitude of the rights involved render
immediate action worth the cost of peril. In the latter event,
such a person, under California law, may disobey the order and
raise his jurisdictional contentions when he is sought to be
punished for such disobedience. If he has correctly assessed
his legal *152 position, and it is therefore finally determined
that the order was issued without or in excess of jurisdiction,
his violation of such void order constitutes no punishable wrong.
(See Kreling v. Superior Court (1941) 18 Cal.2d 884 [118 P.2d
470]; In re Carroll (1933) 135 Cal.App. 672, 677 [28 P.2d 84];
Chaplin v. Superior Court (1927) 81 Cal.App. 367, 378 [253 P.
954]; cf. In re DeSilva (1948) 33 Cal.2d 76, 79 [199 P.2d 6];
see also 1 Witkin, Cal. Procedure (1954) § 155, p. 422.)
If, however, the final judicial determination is otherwise he
may be punished." ( In re Berry, supra, 68 Cal.2d at pp.
148-149.)
Respondent's arguments that the second option recognized by
Berry does not apply to Younger do not persuade us. Respondent
first quotes extensively from People v. Watson, 15 Cal.App.3d
28, 40-42 [92 Cal.Rptr. 860]. A mere glance at the case and at
the context in which the language relied on by respondent was
used, makes it obvious that it can have no application to our
problem. At most it suggests that situations may arise where
the alleged contemner's conduct in connection with the promulgation
of a court order which he is charged with violating, estops him
from claiming the benefit of the Berry rule.
In arguing that Younger's conduct in this case does so estop
him, respondent stresses the fact that it appeared from his telephone
conversation with Judge Smith that the last thing he wanted was
a modification of the protective order. We are asked to infer
that Younger was determined to go the contempt route, when he
could have achieved his objective by less drastic means.
Taken out of context, this argument seems plausible. Other
factors, however, must be considered.
First: right or wrong, Younger had long before the Senff case
taken a public stand against protective orders or, more accurately
perhaps, certain problems with respect thereto which he felt
impinged on the proper exercise of his function as district attorney.
As noted he had been frustrated in his attack on the order which
followed the assassination of Senator Kennedy. His unhappiness
was memorialized in a widely read article. (Younger, Fair Trial,
Free Press and the Man in the Middle, 56 A.B.A.J. 127.) He was
not really fighting Judge Smith but "them."
Second, the nature of the press release which Younger eventually
issued makes it clear why he did not want a modification: he
thought he could test the validity of the protective order by
an innocuous release which hurt no one, but would nevertheless
force the courts to decide the issue with something other than
postcards. He obviously did not want to be in *153 a position
where, in order to test the validity of the protective order
by violating it, he would actually have to say something which
could jeopardize a conviction in People v. Senff.
We find nothing in Younger's conduct which would estop him
from relying on Berry.
To be sure, on Younger's appeal we never do reach the basic
issues he hoped to raise by the release of August 17. [FN23]
That, however, does not prove his inability to rely on the Berry
principle. It is, rather, the result of our application of the
rule that courts should not decide more than the occasion demands.
A sterile press release simply is not a good vehicle with which
to make law to the effect that courts are powerless to prevent
harmful or potentially harmful publications by prior restraints.
FN23 In fact, the fundamental legal proposition which he apparently
wanted to vindicate by violating respondent's order, we decide
adversely in connection with the Busch petition. The superior
court should have annulled the contempt judgment against Younger.
II. Times Mirror Company v. Superior Court
(2) The legal literature concerning freedom of the press needs
no enrichment by yet another panegyric. Those who do not believe
that a free press is one of the cornerstones of this republic,
will not be swayed by us; those who do, need no refresher.
We do not for one moment suggest that the respondent court
was insensitive to free press or free speech values. We do not
hesitate, however, to hold that neither Antelo, as the real party
in interest here and movant in the respondent court, nor the
court itself, have carried the "'heavy burden of showing
justification for the imposition"' of a prior restraint
in this case. (New York Times Co. v. United States, 403 U.S.
713, 714 [29 L.Ed.2d 822, 825, 91 S.Ct. 2140].)
There is no need to belabor the obvious: that the tragic facts
of the homicide with which Antelo is charged provoked an immediate
public outcry and fairly extensive news coverage. Further, it
is clear that, unchecked, continued news coverage of the nature
which was before the respondent court carried, to put it mildly,
a potential of prejudice. [FN24] *154
FN24 We fully appreciate that the effect of the pendency of
a test case may be perverse. It is our personal recollection
that after the promulgation of the order at least one newspaper
immediately announced that it intended to violate it for the
purpose of testing its legality. We also recall reading at least
one item which was apparently published in defiance of the order.
There may have been others. On the other hand we have not read
or heard any news items concerning the Huff homicide itself -
as distinguished from this proceeding - since we stayed the effect
of the respondent court's order with respect to the press. We
realize that lack of newsworthiness may not be the sole reason
for this silence.
On the other hand there is no necessary correlation between
the depth of a tragedy in human terms and its continued newsworthiness.
The homicide of Joyce Huff was not a matter of national or even
state-wide concern. Obviously it was of far less interest than
the murder of Marilyn Sheppard, yet in Sheppard v. Maxwell, 384
U.S. 333 [16 L.Ed.2d 600, 86 S.Ct. 1507], the Supreme Court brushed
aside any consideration of the question what, if any, sanctions
are available against "a recalcitrant press," by concluding
that less drastic measures "would have been sufficient to
guarantee Sheppard a fair trial. ..." (Sheppard v. Maxwell,
supra, 384 U.S. at p. 358 [16 L.Ed.2d at p. 617]. Italics added.)
Quite apart from the fact that the amount of pretrial publicity
in Sheppard dwarfed the media coverage in People v. Antelo, there
is also the vital difference of tone. Much of the pretrial publicity
in Sheppard, both before and after Sheppard's arrest, was openly
hostile to the defendant. On the other hand, none of the news
items brought to our attention in connection with People v. Antelo
bears the stamp of a vendetta against the persons accused of
the Huff homicide. Sheppard makes this an a fortiori case.
In holding, as we must, that the direct restraint against
the media was impermissible, we fully recognize that the judge
who promulgated it is closer to the situation than we are. Antelo
and his codefendant were arraigned in a branch of the Los Angeles
County Superior Court which is located near the community where
the homicide was committed. Presumably the news value of the
alleged crime was more intense in the communities near its commission.
Very probably the citizens there will continue to be interested
in the Huff tragedy long after people elswhere will want their
appetite for news fed by new horrors.
We also realize it is difficult to put between the covers
of the record in a court such as ours all of the many factors,
some perhaps subconsciously assimilated, which cause a trial
judge familiar with local conditions to make a present determination
with respect to future publicity which may affect the fairness
of a trial. This does not, however, relieve us of our constitutional
duty, in cases such as this, to make an independent assessment
of the facts. (L. A. Teachers Union v. L. A. City Bd. of Ed.,
71 Cal.2d *155 551, 557 [78 Cal.Rptr. 723, 455 P.2d 827]; Zeitlin
v. Arnebergh, 59 Cal.2d 901, 909 [31 Cal.Rptr. 800, 383 P.2d
152, 10 A.L.R.3d 707].) Furthermore, it is perhaps of some advantage
not to be too close to the scene. Before it is even appropriate
to think about a change of venue to another county - a subject
on which we express no view - one must not forget that the homicide
occurred in a relatively small community in a county with a population
of over seven million people. (Gov. Code, § 28020.) This
certainly is a fact which we must consider when deciding whether
People v. Antelo called for direct restraints, when the Supreme
Court did not even think that such restraints were worth discussing
in Sheppard, a case of nation-wide interest.
In view of the fact that we find that People v. Antelo is
not an appropriate vehicle with which to encroach upon the freedom
of the press to publish news, we make only passing reference
to the only authority cited in support of the portion of the
order affecting the media: it is a dictum in Branzburg v. Hayes,
408 U.S. 665 [33 L.Ed.2d 626, 92 S.Ct. 2646]. Branzburg, of course,
has nothing to do with any of the issues before us. It did deal
with the obligation of newspaper reporters to identify their
sources in response to relevant questions during grand jury investigations.
In the course of arriving at its conclusion that there was such
a duty the Supreme Court surveyed the position of the press in
our society. In the course of that survey it said that the First
Amendment "does not guarantee the press a constitutional
right of special access to information not available to the public
generally." It pointed out that the press was excluded from
grand jury proceedings and other meetings of public bodies as
well as some meetings of private organizations. It continued:
"... Newsmen have no constitutional right of access to the
scenes of crime or disaster when the general public is excluded,
and they may be prohibited from attending or publishing information
about trials if such restrictions are necessary to assure a defendant
a fair trial before an impartial tribunal. In Sheppard v. Maxwell,
384 U.S. 333 (1966), for example, the Court reversed a state
court conviction where the trial court failed to adopt 'stricter
rules governing the use of the courtroom by newsmen, as Sheppard's
counsel requested,' neglected to insulate witnesses from the
press, and made no 'effort to control the release of leads, information,
and gossip to the press by police officers, witnesses, and the
counsel for both sides.' Id., at 358, 359. '[T]he trial court
might well have proscribed extrajudicial statements by any lawyer,
party, witness, or court official which divulged prejudicial
matters.' Id., at 361. ..." ( Branzburg v. Hayes, 408 U.S.
at pp. 684-685 [33 L.Ed.2d at pp. 641-642]. Italics added.)
The emphasized portion of this dictum is, to be sure, a puzzler.
It would *156 be presumptuous of us to suggest that it does not
follow from anything which that court said, held or intimated
in Sheppard. [FN25] Whether it is an indication of what the constitutional
future holds for us or whether it will be relegated to the status
of inadvertent dictum dropped in the course of a very long opinion,
we do not know. The needs of this case are amply satisfied by
our holding that the record does not permit the prior restraint
imposed on the media.
FN25 True, Sheppard had a lot to say about the constitutional
right of newsmen to access to news. On the other hand our repeated
reading of the decision fails to uncover anything about prohibiting
newsmen from publishing information about trials. We appreciate
that nothing in the order under consideration purports to prevent
media representatives from attending the trial or any preliminary
skirmish, or to prohibit them from publishing what transpires
in open court. The Branzburg dictum goes further than the order
under review.
The jurisdiction of courts to make pretrial protective orders
rests squarely on their implied and inherent powers. The necessity
for such powers is well recognized. We do not deny it. Indeed
our decision in the third consolidated matter, the Busch petition,
rests on the application of such powers. At the same time, we
must recognize that the concept of implied and inherent powers
poses great dangers when, of necessity, their definition and
application is in the hands of those who wield them. Judicial
supremacy must rest on respect, not fear. Materially courts are
the most impotent branch of government. If, through lack of restraint
and by attempting to increase their powers unnecessarily, they
lose the respect which makes them effective, they may soon find
that, as a practical matter, even powers that are now conceded
to them, are unenforceable.
III. Busch v. Superior Court
Before we come to grips with Busch's attack on the order in
People v. Antelo, several matters should be noted.
1. First and foremost, he does not dispute that the respondent
court has the power to attempt to secure a fair trial by making
appropriate orders. Neither does he dispute that, at least in
theory, such orders may be directed at the prosecutor. This is
entirely appropriate. The basic question of the propriety of
a prior restraint against an officer of the court, such as the
prosecutor, is not debatable at our level. Quite apart from another
a fortiori holding - Hamilton v. Municipal Court, 270 Cal.App.2d
797 [76 Cal.Rptr. 168] - it simply is impossible for us to believe
that in Sheppard eight members of the Supreme Court [FN26] agreed
on page after page about what the trial *157 judge should have
done, without considering whether the First Amendment would have
permitted him to do it. (See also Frazier v. Superior Court,
5 Cal.3d 287, 292 [95 Cal.Rptr. 798, 486 P.2d 694].)
FN26 Justice Black dissented without opinion.
2. Prosecutors, of course, do not lose their First Amendment
rights when they assume office. (Cf. Garrison v. Louisiana, 379
U.S. 64 [13 L.Ed.2d 125, 85 S.Ct. 209].) We recognize that much
in Younger. They are, however, elected or appointed to prosecute
criminal cases, rather than to talk about them. By taking office
they necessarily accept certain limitations. [FN27] Their constituents
may properly expect that they cooperate in the courts' efforts
to avoid frustration of successful criminal prosecutions, by
inhibiting conditions which prevent fair trials and call for
mistrials or reversals. No sensible argument can be made that
if it is essential to a public official's successful performance
that he limit himself in his speech, he nevertheless has an absolute
constitutional right to go on speaking. Thus, when Congress concluded
that such a prohibition was necessary for the integrity and efficiency
of the civil service, a simple mechanic could constitutionally
be prevented from engaging in political activity just because
he worked for the United States Mint. (United Public Workers
v. Mitchell, 330 U.S. 75, 94-104 [91 L.Ed. 754, 769-775, 67 S.Ct.
556].) Surely, then a state may try to preserve the integrity
and efficiency of its administration of criminal justice by attempting
to forestall the prejudicial effect of some prosecutors' fondness
for publicly talking shop.
FN27 So do all of us. No member of this court could hope to
escape appropriate sanctions if he treated the press to a running
commentary on our deliberations on a case which is under submission.
3. Of course, Busch claims no right to make prejudicial pretrial
statements. Reducing his legal position to the human level, he
seems to resent being ordered not to do something which he would
not do anyway. This is understandable.
As will be seen, however, this posture raises false issues.
The respondent court's order never mentioned Busch by name. A
prejudicial news release by the greenest lawyer on his huge staff
may prejudice a criminal trial just as much as a statement by
Busch himself. [FN28] *158
FN28 Although the prayer of the Busch petition asks us to
direct the respondent court to refrain from carrying out its
threat "to hold any person who violates [the] order in contempt,"
the petition and the supporting arguments - except for an attack
on the portion of the order directed to the media - are presented
entirely from the prosecutor's point of view. A casual glance
at the order reveals that it is addressed to many other persons,
such as the defendants, defense counsel, "any other attorney,"
judicial employees, law enforcement personnel and witnesses.
Without intimating in the least that a different result would
follow if, for example, "any other attorney," a prospective
witness or the defendant Hernandez were to challenge the order,
we merely note that we do not decide the impact of the order
on anyone but the prosecutor. (Cf. Chase v. Robson, 435 F.2d
1059.)
4. While Busch attacks the order on several procedural and
substantive grounds, his objections are to the order as a whole,
rather than to specific parts. [FN29] We therefore have no occasion
to decide whether the order may have gone too far in certain
particulars. [FN30]
FN29 Even the attacks on the grounds of vagueness and overbreadth
are fashioned to invalidate the order as a whole, rather than
particular portions thereof. (Cf. Castro v. Superior Court, 9
Cal.App.3d 675, 702- 704 [88 Cal.Rptr. 500].)
FN30 One does not have to flyspeck the order to find isolated
provisions which may prove troublesome if put under a legal miscroscope.
For example: the prohibition against public dissemination covers,
among many other matters, "... any evidence, the admissibility
of which may have to be determined by the Court ..." (Italics
added.) The problems which the qualifying phrase may engender
are obvious.
A.
With this preface we turn to the issues raised by the Busch
petition. The first three may conveniently be considered together.
Busch claims that the trial court did not adequately articulate
the justification for the order, that any justification must
be found in a "clear and present danger to the administration
of justice" [FN31] and that, in any event, it appears that
whatever evidence was before the respondent court would not have
sufficed for a finding of a clear and present danger.
FN31 At times the suggested test is a "clear and present
danger of a serious and imminent threat to the administration
of justice." It does not appear that Busch feels that the
addition of the italicized words makes a difference. The genesis
of the phrase appears to be Chase v. Robson, 435 F.2d 1059, 1061,
where the court, in a dictum, combined the "clear and present
danger" test with one used in Craig v. Harney, 331 U.S.
367, 372 [91 L.Ed. 1546, 1550, 67 S.Ct. 1249]
(3) Adverting to the first of these contentions, it certainly
appears from the record as a whole that the respondent court
more than adequately articulated what it deemed to be the justification
for its order. Perhaps certain procedural niceties appropriate
to the preparation of findings of fact and conclusions of law
in an ordinary civil action were not observed. Such considerations
are, however, beside the point if we appreciate that protective
orders are not civil judgments granting permanent injunctions,
but incidental tools which courts must use to "guarantee"
- the mandate of Sheppard - fair trials in criminal cases. Such
orders must be fashioned according to the necessities of the
moment. Nobody would contend that a magistrate, on being advised
that a person accused of murdering a prominent political figure
such as Senator Kennedy was to be arraigned before him, cannot
issue a protective order without evidence that the crime is of
public interest. *159
Neither the situations which justify such orders nor the orders
themselves are static. If it appears that in making its initial
order the court reached for a shotgun to kill what has turned
out to be a gnat, or that particular provisions of the order
are unnecessary or disproportionately irksome, the order is always
subject to summary modification, even on the court's own initiative.
(4) The question of the correct constitutional standard by
which we must judge whether the restrictions on free speech which
necessarily inhere in any protective order are justified, is
much on the minds of the parties. Their arguments more or less
boil down to a choice between a "clear and present danger
to the administration of justice" - Busch - versus a "reasonable
likelihood of publicity tending to prevent a fair trial"
- the respondent court. [FN32]
FN32 Obviously both tests can be phrased in slightly varying
ways. Both tests, however, seek to strike a balance between the
same competing - though not necessarily clashing - values: the
right of free speech and the right to a fair trial.
We agree that no compelling holding points to either test
as the correct one. The snippets from Sheppard to which the briefs
refer over and over are quite inconclusive. Hamilton v. Municipal
Court, 270 Cal.App.2d 797 [76 Cal.Rptr. 168] does purport to
apply the "clear and present danger" test, but finds
it satisfied. The case is therefore not conclusive on the question
whether nothing but a "clear and present danger" test
will do. Cross-white v. Municipal Court, 260 Cal.App.2d 428 [67
Cal.Rptr. 216] also considered the "clear and present danger"
criterion, but actually held that the publication there under
consideration posed no danger at all. In any event, neither case
involved an attack on a protective order by the prosecutor. The
question may fairly be said to be open. Before deciding the issue,
it is well to remember the type of situation with which we deal.
We are not concerned with the question of what criterion to
apply to past utterances, where we know their contents and the
circumstances under which they were made. We are faced with a
prior restraint, which can only define and describe the speech
it prohibits. It cannot quote it. This is not just a source of
constitutional doubt - resolved for us by Sheppard - it is also
a fact of legal life against which the practicality of any test
must be mirrored.
Usually judges are faced with the question whether to issue
a protective order at a very early stage in a criminal prosecution.
Many of the factors which militate in favor of such an order
can only be dimly perceived. The *160 judge may, of course, have
a vague idea bout the case's potential as a trigger for prejudicial
news. He probably knows something about the sericusness of the
crime, the character, prominence or notoriety of the principals,
and can guess at the newsworthiness of the proceedings from whatever
publicity the case has already engendered. That, however, is
about it. Even if they know, none of the parties subject to a
proposed protective order will tell him just what information
they intend to publicize in the future.
One vital fact which the judge will want to know, no one is
likely to answer: where is the case going to be tried? It so
happens that in People v. Antelo the defendant made an early
request for a change of venue. In many cases - particularly if
there has been no prejudicial publicity as yet - that is a legal
move which may or may not be made in the future. One thing, however,
is certain: no change of venue can be forced down the defendant's
throat. (Jackson v. Superior Court, 13 Cal.App.3d 440 [91 Cal.Rptr.
565, 46 A.L.R.3d 290].) Under the circumstances the judge has
little choice but to assume prophylactically that the case will
be tried where the alleged crime was committed, which is usually
the locality where prejudicial publicity is likely to be heaviest.
This is so, although as a realist he may be quite certain that
when the chips are down the defendant will have to move for a
change of venue and that he will have to grant it.
It would be a waste of space to go on detailing the factors,
many lying far in the future, which may affect the fairness of
the eventual trial. Every lawyer and judge familiar with these
matters can make his own list. We merely wish to make two points:
the first is that protective orders must be geared to the apparent
needs of the moment and their validity must be judged with that
necessity in mind. That is also why, as we have noted, they are
subject to review and modification when circumstances change.
The second is this: since the assessment of the need for a protective
order must take so many uncertain factors into account, pedantic
appellate debates over the correct criterion are good clean fun
for those who enjoy that sort of thing, but of precious little
help to the trial judge who must silence the sources of prejudicial
pretrial publicity as soon as possible, or risk spending weeks
or months trying a case which is doomed to be reversed, should
it result in a conviction.
Nevertheless, since we are asked to hold that the protective
order under consideration was not justified by the facts as they
appeared on August 11, 1972, we should state by what test we
conduct our examination. We have no illusions that applying the
facts of People v. Antelo against either test is a mechanical
process. Value judgments are necessarily involved. *161 Indeed
- depending perhaps on how protective toward the administration
of justice one feels - it seems not too fanciful to announce
that the two tests are really one: a reasonable likelihood of
an unfair trial is, in itself, a clear and present danger to
the administration of justice.
The "clear and present danger" test never has been
the universal solvent of First Amendment problems which it is
popularly thought to be. Although during the last dozen years
freedom of expression has, on the whole, enjoyed a very good
run in the United States Supreme Court, that court has not expressly
applied the clear and present danger test, in any context, since
it decided Wood v. Georgia, 370 U.S. 375 [8 L.Ed.2d 569, 82 S.Ct.
1364], in 1962. Even before then, the very case which announced
it, Schenck v. United States, 249 U.S. 47, 50-51 [63 L.Ed. 470,
472-473, 39 S.Ct. 247], did not apply it; the test was finessed
in Gitlow v. New York, 268 U.S. 652, 668-671 [69 L.Ed. 1138,
1146-1148, 45 S.Ct. 625], apparently found unnecessary to sustain
First Amendment claims in a whole series of cases (e.g. Talley
v. California, 362 U.S. 60 [4 L.Ed.2d 559, 80 S.Ct. 536]; Smith
v. California, 361 U.S. 147 [4 L.Ed.2d 205, 80 S.Ct. 215]; Speiser
v. Randall, 357 U.S. 513 [2 L.Ed.2d 1460, 78 S.Ct. 1332]; Saia
v. New York, 334 U.S. 558 [92 L.Ed. 1574, 68 S.Ct. 1148]; Marsh
v. Alabama, 326 U.S. 501 [90 L.Ed. 265, 66 S.Ct. 276]; Tucker
v. Texas, 326 U.S. 517 [90 L.Ed. 274, 66 S.Ct. 274]; and Fiske
v. Kansas, 274 U.S. 380 [71 L.Ed. 1108, 47 S.Ct. 655]), probably
diluted in Dennis v. United States, 341 U.S. 494 [95 L.Ed. 1137,
71 S.Ct. 857], [FN33] paid lip service in Feiner v. New York,
340 U.S. 315 [95 L.Ed. 295, 71 S.Ct. 303], held inapplicable
for one reason or another in such cases as Communications Assn.
v. Douds, 339 U.S. 382, 394-399 [94 L.Ed. 925, 941- 944, 70 S.Ct.
674] and Beauharnais v. Illinois, 343 U.S. 250, 266 [96 L.Ed.
919, 932, 72 S.Ct. 725] and replaced, at least in part, by the
balancing technique (e.g. Barenblatt v. United States, 360 U.S.
109, 126-134 [3 L.Ed.2d 1115, 1128-1133, 79 S.Ct. 1081]; Frantz,
The First Amendment in the Balance, 71 Yale L.J. 1424). Clearly,
solving First Amendment problems has always been more complex
than just talking about "clear and present danger"
or "falsely shouting fire in a theatre."
FN33 Mendelson, Clear and Present Danger - From Schenck to
Dennis, 52 Colum.L.Rev. 313, 330; Gorfinkel and Mack, Dennis
v. United States and the Clear and Present Danger Rule, 39 Cal.L.Rev.
475; Emerson, The System of Freedom of Expression, pages 112-121.
Nevertheless the Supreme Court did rely on the "clear
and present danger" test in Wood v. Georgia, 370 U.S. 375
[8 L.Ed.2d 569, 82 S.Ct. 1364]. That case is a lineal descendant
of Bridges v. California, 314 U.S. 252 [86 L.Ed. 192, 62 S.Ct.
190, 159 A.L.R. 1346]; Pennekamp *162 v. Florida, 328 U.S. 331
[90 L.Ed. 1295, 66 S.Ct. 1029] and Craig v. Harney, 331 U.S.
367 [91 L.Ed. 1546, 67 S.Ct. 1249]. While these cases all dealt
generally with the problem of free speech in relation to the
administration of justice, they involved the possibility of coercion
and intimidation through criticism, rather than lack of impartiality
because of publicity - the danger against which protective orders
are directed.
In all four cases the targets of the criticism were judges.
[FN34] In each case a clear and present danger to the administration
of justice was found to be lacking because of the intestinal
fortitude with which the Supreme Court credited the judiciary
in general and the respective targets of the criticism in particular.
These findings were, in each case, based on scrutiny of the particular
utterances involved. Obviously no court can examine speech which
has not yet been uttered.
FN34 Wood v. Georgia also presented an issue of influencing
the administration of justice through a grand jury. The Supreme
Court went to great pains to point out that no evidence had been
offered that the proceedings of that body had actually been hindered
or obstructed.
We do not, however, rest our belief that the Bridges-Pennekamp-Craig-Wood
line of cases does not compel the application of a "clear
and present danger" test to protective orders, on those
grounds alone. The very language of the Supreme Court in Wood
v. Georgia, supra, undermines petitioner's reliance on that case.
For there the court goes to great pains to point out that the
facts do "not represent a situation where an individual
is on trial" and that it therefore, "need not pause
... to consider the variant factors that would be present in
a case involving a petit jury." ( Wood v. Georgia, 370 U.S.
at p. 389 [8 L.Ed.2d at p. 580].) Both these factors are present
here.
We have reached the conclusion that the "clear and present
danger" test is inappropriate as a criterion for the validity
of protective orders, not so much because it is too restrictive,
but because it is irrelevant.
If any single case of the past can be said to have embraced
the "clear and present danger" test, it was Bridges
v. California, 314 U.S. 252 [86 L.Ed. 192, 62 S.Ct. 190, 159
A.L.R. 1346], where it was lauded as affording "practical
guidance in a great variety of cases" involving the scope
of freedom of expression. ( Id., p. 262 [86 L.Ed. pp. 202-203].)
It was also characterized as a "working principle that the
substantive evil must be extremely serious and the degree of
imminence extremely high" before speech can be punished.
( Id., p. 263 [86 L.Ed. p. 203].) Presumably then, if the test
is not "practical" and is inherently incapable of "working,"
*163 but the court nevertheless is under a constitutional duty
to curb speech to combat the evil of an unfair trial, the test
is irrelevant. Some other yardstick will have to be found.
We believe that the United States Court of Appeals for the
Tenth Circuit was correct when, in United States v. Tijerina,
412 F.2d 661, 666, it rejected the "clear and present danger",
test.
"Counsel attack the order on the ground that it is not
based on a clear and present danger. The order is based on a
'reasonable likelihood' of prejudicial news which would make
difficult the impaneling of an impartial jury and tend to prevent
a fair trial. We believe that reasonable likelihood suffices.
The Supreme Court has never said that a clear and present danger
to the right of a fair trial must exist before a trial court
can forbid extrajudicial statements about the trial." (United
States v. Tijerina, 412 F.2d 661, at p. 666. Italics added.)
The "reasonable likelihood" test applied in Tijerina
is identical with the test which the California Supreme Court
enjoins us to apply with respect to motions for change of venue
in criminal cases. (Maine v. Superior Court, 68 Cal.2d 375, 383
[66 Cal.Rptr. 724, 438 P.2d 372].) While it is fully appreciated
that granting a motion for a change of venue does not involve
the sacrifice of free speech values, [FN35] we are persuaded
by the holding of the Tijerina court, that the First Amendment
does not stand in the way of judging the propriety of protective
orders by the same test. [FN36]
FN35 On the other hand it will not do to shrug off a defendant's
plea for a protective order by telling him not to worry about
local publicity, however, extensive, since he can always move
for a change of venue. It is clear that trial in the locality
where the crime was allegedly committed has traditionally been
felt to be a substantial right, whether of constitutional magnitude
or not. (See People v. Powell, 87 Cal. 348, 354-360 [25 P. 481];
cf. U.S. Const., Amend. VI: "In all criminal prosecutions,
the accused shall enjoy the right to a speedy and public trial,
by an impartial jury of the state and district wherein the crime
shall have been committed, ...")
FN36 We emphasize what needs no emphasis: what we are discussing
is the standard applicable to the propriety of protective orders
insofar as they are directed against the prosecutor and his staff,
officers of the court. Quite conceivably a different standard
might be applicable to the defendant himself. Indeed, Hamilton
v. Municipal Court, 270 Cal.App.2d 797 [76 Cal.Rptr. 168] did
involve the impact of a protective order on the defendant. If
it be thought that Hamilton did actually hold that a clear and
present danger test was appropriate, it should be remembered
that there the contemner was not an officer of the court, but
an unwilling party.
Further, it should be obvious that nothing we say here with
respect to the appropriate criteria for protective orders against
prosecutors and others involved in the criminal trial, should
ever be read as being in the least relevant if and when a court
one day should decide that orders directed to the press are sometimes
proper.
We have already pictured the typical situation in which a
trial judge must decide whether or not to issue a protective
order. To ask him to *164 determine the need for such an order
by a finding that the situation presents a clear and present
danger to the administration of justice, is simply to require
him to palm off guesswork as finding. It would put a premium
on hypocritical adherence to an abstract formula.
The virtue of the "reasonable likelihood" test is,
therefore, honesty. It recognizes that the court is dealing with
contingencies, rather than realities. It does not demand impossible
feats of clairvoyant fact finding: for example, a finding that
future publicity presents a clear and present danger to the administration
of justice, when the court does not even know where the case
will be tried! A "reasonable likelihood" test, on the
other hand, permits the court to consider openly and frankly
the many future variants which collectively may amount to a reasonable
likelihood but, by their very contingent nature, can never amount
to a clear and present danger - unless, of course the meaning
of that term is to be so diluted as to make it indistinguishable
from its rival criterion.
We are satisfied that in the hands of a conscientious judge
the "reasonable likelihood" test will not lead to abuse.
(5) We have independently reviewed the entire record with
the "reasonable likelihood" test in mind. ( L. A. Teachers
Union v. L. A. City Bd. of Ed., supra, 71 Cal.2d 551, 557; Zeitlin
v. Arnebergh, supra, 59 Cal.2d 901, 909.) We are of the opinion
that the nature of the publicity given to the Huff homicide provided
ample justification for the order when it was made. The extensively
publicized shotgun killing of a four-year-old girl in front of
or near her home is bad enough. If one adds media speculation
of a direct connection between that homicide and a previous one,
coupled with allusions to gang warfare, it was certainly "reasonably
likely" that prejudicial pretrial publicity would ensue.
We recapitulate: These are not static situations. What may
have been reasonably necessary last August, may not seem appropriate
today. Protective orders are subject to continuing review based
on changed conditions and, in some cases perhaps, on the mere
passage of time. Petitioner is free to bring any changed circumstances
to the attention of the respondent court. [FN37]
FN37 We are not unmindful of the somewhat artificial conditions
created by the pendency of these proceedings in this court.
B.
(6) Next Busch contends that the trial court should not have
subjected him to the publicity order, since none of the evidence
before it indicated publicity traceable to his office. *165
The asserted fact appears to be substantially true. The conclusion,
however, does not follow. A publicity order is preventive, not
punitive. To say that the respondent court could have acted against
Busch and his over 400 deputies only if a prior record for the
release of prejudicial publicity in this particular case had
been established, would make it possible to lock the barn before
the theft of the horse.
C.
(7) Finally we reach the argument that the order was impermissibly
vague and overbroad.
As promulgated the order is certainly not vague. Indeed, apart
from the heading of that portion of petitioner's brief, no argument
to that effect is put forward.
This does not solve the other problem: while the breezy command
to "shut up" is admirably certain, it may be overbroad.
We have no doubt that literally read the order in People v.
Antelo is just as overbroad as the one which Younger tested in
People v. Senff. It requires no imagination to posit literal
violations which can have no possible effect on the fairness
of the forthcoming trial in People v. Antelo. This literal overbreadth,
however, does not invalidate the order if the overbroad applications
can be removed by construction. (In re Berry, 68 Cal.2d 137,
156-157 [65 Cal.Rptr. 273, 436 P.2d 273].) This is easily accomplished
by construing the order to refer only to disseminations which
have a reasonable likelihood of prejudicing the administration
of justice in People v. Antelo. [FN38] Since such a judicial
construction removes the chilling effect on protected speech
which usually makes overbroad orders totally void, the order
is enforceable with respect to publications which the respondent
court may constitutionally forbid. (Cf. Dombrowski v. Pfister,
380 U.S. 479, 491 [14 L.Ed.2d 22, 31, 85 S.Ct. 1116].)
FN38 In Berry the Supreme Court found itself unable to save
the order in question by construction. In In re Kay, 1 Cal.3d
930, 943 [83 Cal.Rptr. 686, 464 P.2d 142], it did, however, so
construe section 403 of the Penal Code as to preserve its constitutionality.
That section makes it illegal to disturb a public meeting. The
court held the section to be constitutional, if interpreted to
require proof that "the defendant substantially impaired
the conduct of the meeting by intentionally committing acts in
violation of implicit customs or usages or of explicit rules
for governance of the meeting, of which he knew, or as a reasonable
man should have known." We do not believe that our modification
of the respondent court's order should pose more problems in
enforcing it, than did the Supreme Court's interpretation of
section 403 with respect to that statute.
This construction, of course, immediately raises the specter
of vagueness *166 which caused us no problem with the precise
but overbroad order as promulgated. Several factors, however,
compel a holding that even as construed by us the order is not
too vague. The question of vagueness cannot be viewed in a vacuum.
Foremost and decisive is the fact that were we to hold the
protective order, as construed, to be impermissibly vague, we
would not know how to draw one which is more certain. Any such
order must of necessity cover the infinite variety of ways and
means in and by which prejudicial utterances can be made and
the many avenues through which a future jury can be prejudiced
by speech which the court can prohibit. It is respectable constitutional
doctrine that vagueness does not vitiate where the command is
as specific as circumstances permit. (FTC v. Colgate-Palmolive
Co., 380 U.S. 374, 393 [13 L.Ed.2d 904, 918-919, 85 S.Ct. 1035];
see also Boyce Motor Lines v. United States, 342 U.S. 337, 340
[96 L.Ed. 367, 371, 72 S.Ct. 329].) Of course there will be cases
close to the line. There always are. "Condemned to the use
of words, we can never expect mathematical certainty from our
language." (Grayned v. City of Rockford, 408 U.S. 104, 110
[33 L.Ed.2d 222, 228-229, 92 S.Ct. 2294]; see also Cameron v.
Johnson, 390 U.S. 611, 615-616 [20 L.Ed.2d 182, 186-188, 88 S.Ct.
1335]; cf. Pacific Gas & E. Co. v. G. W. Thomas Drayage etc.
Co., 69 Cal.2d 33, 38-39 [69 Cal.Rptr. 561, 442 P.2d 641, 40
A.L.R.3d 1373].)
Further we point out that the order contains a broad list
of exceptions relating to future communications which the respondent
court obviously thought to be vital to the prosecution and defense.
The exceptions are not attacked for vagueness. Petitioner is
at all times free to seek a modification of the order if he feels
that the list of excepted communications is not broad enough
to permit him to prepare the criminal case for trial. Thus any
utterance which is important to accomplish the primary purpose
of petitioner's connection with the case - its prosecution -
is either excepted from the protective order altogether or may
be excepted if certain facts are brought to the attention of
the respondent court. The protective order, as construed is not
impermissibly vague.
IV. Disposition
In Younger v. Smith the judgment of the superior court affirming
the petitioner's contempt conviction is reversed.
In The Times Mirror Company v. Superior Court, let a peremptory
writ *167 of mandate issue, ordering the respondent court to
vacate those portions of its order of August 11, 1972, directed
to "all agencies of the public media, including written
publications, radio, and television, their respective reporters,
editors, publishers, and other agents." In Busch v. Superior
Court the petition is denied. The alternative writs heretofore
issued are discharged.
Aiso, J., and Cole, J., [FN*] concurred.
FN* Assigned by the Chairman of the Judicial Council.
A petition for a rehearing in No. 40879 was denied February
8, 1973, and the petition of real party in interest Antelo for
a hearing by the Supreme Court in No. 40879 was denied March
23, 1973.
Appendix A
[Order of August 11, 1972.]
"An information having been filed in this cause by the
District Attorney on August 2, 1972, after the defendants were
bound over to this Court; and on said date of August 2, 1972,
the defendants were arraigned and pleas of 'not guilty' were
entered on behalf of the defendants before the undersigned. At
said arraignment hearing, counsel for the defendant Donald Paul
Antelo made oral request for a protective order with respect
to pre-trial publicity, to apply not only to principals and representatives
in these proceedings, but to the various news reporting and disseminating
media. The Court thereupon indicated that a protective order
would be made in the premises, requested counsel to present their
written views on the subject, and instructed all persons and
participants in the proceedings to refrain from any publicity-generating
activities or statements pending issuance of this Court's order
on the subject. The People have presented two briefs, (filed
as Pre-trial Exhibits I and II in these proceedings) counsel
for the defendant Donald Paul Antelo has presented two communications
dated August 10 and August 11, 1972, respectively, with appended
enclosures, (filed as Pre-trial Exhibits III and IV in these
proceedings) and counsel for the defendant Oscar Bejarno Hernandez
has made no written presentation. Additional oral presentations
were made by the parties in open court on August 11, 1972.
"Under our Constitution, each defendant is entitled to
the due process of the law and to a fair trial. The Court has
an affirmative duty to do everything possible within its Constitutional
powers and jurisdiction to make certain that each defendant does
receive a fair trial. In this matter, it appears clear that good
cause exists for the making of a Protective Order in the premises.
"In order to fulfill that Constitutional duty to guarantee
that the defendants do receive a fair trial, and because of the
obvious public interest in this matter which has produced widespread
news media publicity, and it further appearing to the Court that
the dissemination by any means of public communication of any
out-of-court statements relating to this cause may interfere
with the Constitutional right of the defendants to a fair trial
and disrupt the proper administration of justice, the Court,
will now issue the following orders, a violation of which will
result in swift action to punish for contempt any offender within
the jurisdiction of this Court. *168
"It is the Order of this Court that no party to this
action, nor any attorney connected with this case as defense
counsel or as a prosecutor, nor any other attorney, nor any judicial
officer or employee, nor any public official, including but not
limited to any chief of police, nor any sheriff, nor any agent,
deputy or employee of any such persons, nor any witness having
appeared at the preliminary hearing in this matter, nor any person
subpoenaed to testify at the trial of this matter, shall release
or authorize the release for public dissemination of any purported
extrajudicial statement of either of the defendants relating
to this case, nor shall any such persons release or authorize
the release of any documents, exhibits, or any evidence, the
admissibility of which may have to be determined by the Court,
nor shall any such person make any statement for public dissemination
as to the existence or possible existence of any document, exhibit,
or any other evidence, the admissibility of which may have to
be determined by the Court. Nor shall any such persons express
outside of court an opinion or make any comment for public dissemination
as to the weight, value, or effect of any evidence as tending
to establish guilt or innocence. Nor shall any such persons make
any statement outside of court as to the nature, substance, or
effect of any testimony that has been given. Nor shall any such
persons issue any statement as to the identity of any prospective
witness, or his probable testimony, or the effect thereof. Nor
shall any person make any out-of-court statement as to the nature,
source, or effect of any purported evidence alleged to have been
accumulated as a result of the investigation of this matter.
Nor shall any such person or any witness, whether or not under
subpoena, make any statement as to the content, nature, substance,
or effect of any testimony which may be given in any proceeding
related to this matter, except that a witness may discuss any
matter with any attorney of record or agent thereof.
"This Order does not include any of the following:
"1. Factual statements of the accused person's name,
age, residence, occupation, and family status.
"2. The circumstances of the arrest, namely, the time
and place of the arrest, the identity of the arresting and investigating
officers and agencies, and the length of the investigation.
"3. The nature, substance, and text of the charge, including
a brief description of the offenses charged.
"4. Quotations from, or any reference without comment
to, public records of the Court in the case, or to other public
records or communications heretofore disseminated to the public.
"5. The scheduling and result of any stage of the judicial
proceeding held in open court in an open or public session.
"6. A request for assistance in obtaining evidence.
"7. Any information as to any person not in custody who
is sought as a possible suspect or witness, nor any statement
aimed at warning the public of any possible danger as to such
person not in custody.
"8. A request for assistance in the obtaining of evidence
or the names of possible witnesses.
"This Order is not intended to preclude any witness from
discussing any matter in connection with the case with any of
the attorneys representing the defendants or the People, or any
representative of such attorneys.
"It being the further opinion of this Court that Constitutional
protections are of little value if the news disseminating agencies
seek, investigate, editorialize, and disseminate information
of the foregoing proscribed character with respect to this cause,
giving anonymity and asserting protection as to their source
of information; it is therefore now Ordered that all agencies
of the public media, including written publications, radio, and
television, their respective reporters, editors, publishers,
and other agents, refrain from the publication of any matters
with respect to the present cause *169 except as occur in open
court, and particularly as proscribed in the preceding paragraphs
of this Order.
"It is further Ordered that a copy of this Order be attached
to any subpoena served on any witness in this matter, and that
the return of service of the subpoena shall also include the
fact of service of a copy of this Order. The public media shall
consider themselves bound upon release of this present Order.
"This Order shall be in force until this matter has been
disposed of or until further Order of Court." (Italics added.)
Appendix B
[Findings of August 24, 1972.]
"The appellate cases seem in some conflict as to whether
findings with respect to the trial court's order regarding publicity
made on August 11, 1972, are required (not required, Hamilton
v. Municipal Court, 270 C.A. (2d) 797; perhaps required, Chase
v. Robson, 435 F. (2d) 1059). Accordingly, in the event such
findings are appropriate, the court makes the specific findings
implicit in the subject order referred to and upon the evidence
and judicial notice before the trial court on August 11, 1972.
"I. That since the date of the alleged incident on July
2, 1972, involving the within defendants, widespread publicity
and news media coverage has been uttered with respect to the
matter. This material has been carried on television, radio,
and in written publcations, and has included speculations with
respect to the guilt of the defendants.
"II. That on the first occasion when the defendants appeared
for arraignment in this Court, to wit, on August 2, 1972, oral
motion was made on behalf of the defendant Donald Paul Antelo
for a protective order with respect to pre-trial publicity, to
apply not only to principals and representatives in these proceedings,
but to the news reporting and disseminating media.
"III. That since the date of July 2, 1972, tension and
a highly charged atmosphere has existed with reference to the
present case, which if fanned by the circumstances set out in
preceding Finding I, would constitute a clear and present danger
to the administration of justice.
"IV. That a reasonable likelihood existed on August 11,
1972, that a denial of a fair trial would occur unless the trial
court intervened with a protective order regarding publicity
of the character made in the premises. That such order was required
to insure a reasonable decorum and to preserve a fair trial.
"V. That with the modern means of rapid news communication,
the traditional remedy of venue change is of minor significance,
at least if unaccompanied by a protective order regarding publicity
of the character issued in the premises.
"VI. That First Amendment rights with respect to freedom
of expression are of primary importance in our culture, but must
be balanced with Sixth Amendment rights with respect to fair
trial and the Constitutional concepts of equal protection of
the laws. That all of such Constitutional rights have equal dignity,
and cannot be ranked in an order of preference. That a protective
order regarding publicity of the character made by the trial
court herein on August 11, 1972, is essential to the inter-operation
of Constitutional rights and to preserve a line between freedom
and license."
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